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¶ 1. The issue on this appeal from a conviction for cultivation of marijuana is whether the warrantless aerial scrutiny of defendant’s yard, for the purpose of detecting criminal activity by the occupant of the property, violated privacy rights secured by the Vermont Constitution. We hold that Vermont citizens have a constitutional right to privacy that ascends into the airspace above their homes and property. The warrantless aerial surveillance in this case violated that constitutionally protected privacy right. Accordingly, we reverse.
¶ 3. Defendant argues that an unconstitutional aerial surveillance of his property resulted in the issuance of a search warrant that led to the discovery of defendant’s marijuana cultivation. At a hearing on the motion to dismiss, the following facts were found by the court or were uncontested. Defendant lives in a remote area on a wooded hill in the town of Goshen, in Addison County. The property is accessible by a locked gate on a Forest Service road to which only defendant, his partner, and the Forest Service have keys. Beyond the gate, the dirt road passes defendant’s homestead and continues a short distance into the National Forest, where the road dead-ends. Where the road cuts across defendant’s property, the Forest Service has a restricted right-of-way. Defendant has posted prominent no-trespassing signs around his property. Prior to the aerial surveillance, defendant told a local forest official that he did not want the Forest Service or anyone else trespassing on his land.
¶ 4. The local forest official suspected that defendant was responsible for marijuana plants that were reportedly growing in the National Forest (not on defendant’s property) because he found defendant’s insistence on privacy to be “paranoid.” The forest official suggested to the State Police that a Marijuana Eradication Team (MERT) flight over defendant’s property might be a good idea. MERT is an anti-drug program, and MERT flights are executed by the Vermont State Police in cooperation with the Army National Guard. A state trooper, scheduled to do a MERT flight, was given the information identifying the defend
¶ 5. Defendant introduced testimony of several people who witnessed the flight. One witness, who was working outside at the time of the flyover, described the helicopter as being at twice the height of her house, or approximately 100 feet above ground level. She testified that the noise was “deafening.” She observed the helicopter spend “a good half-hour” in the area of defendant’s residence, where it circled “very low down to the trees.” She believed that the helicopter was approximately 100 feet above defendant’s property. When questioned about the altitude of the helicopter, she was certain that it was lower than 500 feet, and she was familiar with estimating such heights as a result of flying with her husband, who was a Navy pilot. She testified that she had seen helicopters in the area before, but that this one was different because “it was around so long and [was] so low and so loud.” Another witness testified that the helicopter was ten to twenty feet above the treetops, and that the tallest trees were about sixty to sixty-five feet in height. He testified that the helicopter was so close that he “could hit it with a rock,” and that he was certain that it was not 500 feet off the ground. The third witness was a member of the Vermont National Guard and generally familiar with helicopters. He observed the helicopter flying at about 120 feet, or at approximately twice the height of the trees. When he went outside, he felt the “concussion[-like]” feeling that is caused by air movement from a helicopter, and he could still feel the vibration when he returned inside the town offices in Goshen, where he was working. He testified that he saw the helicopter fly to the area of the defendant’s property, about a mile away, where it remained for between forty-five minutes and an hour. He was certain that it never rose more than 200 feet above the ground. He noted that he had seen helicopters checking power lines in the Goshen area before, but that the altitude of this one was noticeable because the other helicopters did not fly as low.
¶ 7. Based on the evidence presented at the suppression hearing, the court found that the helicopter circled defendant’s property for approximately fifteen to thirty minutes, well below 500 feet in altitude, and at times as low as 100 feet above the ground. Although both the trooper and the pilot testified that the helicopter remained at least 500 feet off the ground at all times, the court did not find their testimony to be credible. The court further found that pilots doing MERT flights in Vermont are told to stay at least 500 feet above the ground and that, according to a National Guard pilot who testified for the State, the reason MERT pilots are so directed is to avoid invasions of privacy.
¶ 8. The court, however, denied defendant’s motion, holding that defendant had no reasonable expectation of privacy from the sky. The court reasoned that, while helicopter flights over one’s property in rural Vermont might be infrequent, a reasonable person would still assume that such flights will happen. The court concluded that the police surveillance was not so intrusive as to violate the Vermont Constitution. We disagree and reverse.
¶ 9. On appeal from a denial of a motion to suppress, this Court applies a deferential standard of review to the trial court’s findings of fact. State v. Lawrence, 2003 VT 68, ¶ 8, 175 Vt. 600, 834 A.2d 10 (mem.). If the findings of fact are not clearly erroneous, we then review the legal issues de novo. Id. ¶ 8. Here, defendant does not challenge the findings of the lower court, only its legal conclusions. Our examination of those legal conclusions is therefore nondeferential and plenary. MacDonough-Webster Lodge No. 26 v. Wells, 2003 VT 70, ¶ 17, 175 Vt. 382, 834 A.2d 25.
¶ 10. Article 11 of the Vermont Constitution protects the people’s right to be free “from unreasonable government intrusions into legitimate expectations of privacy.” State v. Rheaume, 2005 VT 106, ¶ 8, 179 Vt. 39, 889 A.2d 711 (citing State v. Kirchoff,
¶ 11. An Article 11 search occurs when the government intrudes into “areas or activities,” State v. Geraw, 173 Vt. 350, 352, 795 A.2d 1219, 1221 (2002), that are the subject of “‘legitimate expectations of privacy.’ ” Rheaume, 2005 VT 106, ¶ 8 (quoting State v. Welch, 160 Vt. 70, 76, 624 A.2d 1105, 1108 (1992)). Under Article 11, the question of whether an individual has a legitimate expectation of privacy “ ‘hinges on the essence of underlying constitutional values — including respect for both private, subjective expectations and public norms.’ ” Id. (quoting State v. Blow,
157 Vt. 513, 517-18, 602 A.2d 552, 555 (1991)). Therefore, in order to invoke Article 11 protection, a person must “ ‘exhibit!] an actual (subjective) expectation of privacy . . . that society is prepared to recognize as reasonable.’ ” Id. (quoting Katz v. United States, 389 U.S. 347, 361 (1967) (Harlan, J., concurring)) (internal quotation marks omitted). In other words, Article 11 requires an individual to have “ ‘conveyed an expectation of privacy in such a way that a reasonable person would conclude that he sought to exclude the public.’ ” Id. (quoting Blow, 157 Vt. at 517, 602 A.2d at 555). “Whether the steps taken are adequate for this purpose will depend on the specific facts of each case.” Kirchoff, 156 Vt. at 10, 587 A.2d at 994.
¶ 12. We have often noted the “significance of the home as a repository of heightened privacy expectations,” and have deemed those heightened expectations legitimate. Geraw, 173 Vt. at 352-53,
¶ 13. A home’s curtilage — the “area outside the physical confines of a house into which the ‘privacies of life’ may extend” — merits “the same constitutional protection from unreasonable searches and seizures as the home itself.” State v. Rogers, 161 Vt. 236, 241, 638 A.2d 569, 572 (1993) (quoting Oliver v. United States, 466 U.S. 170, 180 (1984)). However, relying on the principle that there is no invasion of privacy — and therefore no search — when government observes that which is willingly exposed to the public, see Kirchoff, 156 Vt. at 10, 587 A.2d at 994, we have consistently held that an individual must take affirmative steps to protect his privacy in his curtilage and his “open fields” — the real property beyond his curtilage. See State v. Costin, 168 Vt. 175, 182, 720 A.2d 866, 871 (1998) (holding that video surveillance of the defendant’s open fields was not a search because the defendant took no steps to exclude the public from his land); see also State v. Hall, 168 Vt. 327, 331, 719 A.2d 435, 438 (1998) (holding that officer’s monitoring of the defendant’s curtilage from his open fields was not an Article 11 search where the defendant took no steps to prevent public from traversing open fields to reach curtilage or to prevent view of curtilage from open fields); Rogers, 161 Vt. at 248-49, 638 A.2d at 576-77 (same). Government does conduct a search when it intrudes onto open .fields that a reasonable person would expect to be private. Kirchoff, 156 Vt. at 10, 587 A.2d at 994. Fences, gates, and no-trespassing signs generally suffice to apprise a person that the area is private. Id.
¶ 14. In this case, we consider whether surveillance from an Army helicopter, circling at 100 feet over defendant’s home and
¶ 15. The United States Supreme Court has decided three aerial-surveillance cases; the Court ruled in each that the surveillance at issue was not a search within the meaning of the Fourth Amendment. Florida v. Riley, 488 U.S. 445, 448 (1989); Dow Chem. Co. v. United States, 476 U.S. 227, 239 (1986); California v. Ciraolo, 476 U.S. 207, 214 (1986). For the reasons explained below, we find minimal guidance in these decisions.
¶ 16. In Dow Chemical, the Court held that enhanced aerial photography of an industrial complex from an aircraft lawfully operating at altitudes of 12,000 feet, 3,000 feet and 1,200 feet was not a search. 476 U.S. at 239. In Dow, the Court likened an industrial complex to an open field, and reasoned that “as such it is open to the view and observation of persons in aircraft lawfully in the public airspace immediately above or sufficiently near the area for the reach of cameras.” Id. The Court also found it “important that this is not an area immediately adjacent to a private home, where privacy expectations are most heightened.” Id. at 237 n.4. In light of our rejection of the federal open-fields doctrine,
¶ 17. In Ciraolo, the Court examined “whether naked-eye observation of the [defendant’s] curtilage by police from an aircraft lawfully operating at an altitude of 1,000 feet violates an expectation of privacy that is reasonable.”
¶ 18. We are not persuaded that the facts of Ciraolo make it analogous to this case. In Ciraolo, the five-member majority relied heavily on likening airplane travel above the defendant’s suburban house at 1,000 feet to “passing by a home on public thoroughfares,” id. at 213, reasoning that “[i]n an age where private and commercial flight in the public airways is routine, it is unreasonable for [the defendant] to expect that his marijuana plants were constitutionally protected from being observed . . . from an altitude of 1,000 feet.” Id. at 215. We find the air travel in this case — fifteen to thirty minutes of hovering over defendant’s property at altitudes as low as 100 feet — to be distinctly unlike “passing by a home on public thoroughfares.” Cf. Riley, 488 U.S. at 458-61 (Brennan, J., dissenting) (distinguishing between helicopter surveillance at an altitude of 400 feet and viewing land from a public road).
¶ 20. In Riley, the Court evaluated an aerial surveillance more analogous to the one at issue in this case; the surveillance was conducted in a helicopter being operated closer to the ground. The defendant lived in a mobile home on five acres of rural property with a greenhouse located ten to twenty feet behind the home. A wire fence surrounded the home and greenhouse, and the property was posted with a “DO NOT ENTER” sign. Based on an anonymous tip that marijuana was being grown on the defendant’s property, sheriffs department officers circled twice over the property in a helicopter at an elevation of 400 feet. At the time of the flyover, the greenhouse had two roof panels missing and was open on two sides. Based on what an officer saw from the helicopter, he obtained a warrant, and subsequently found marijuana growing in the greenhouse. The Florida Supreme Court held that the flyover constituted a search under the Fourth Amendment for which a warrant was required.
¶ 21. The United States Supreme Court ruled that Ciraolo controlled, and reversed. Riley, 488 U.S. at 449, 451. Justice White’s opinion for a plurality of four Justices opined that, while the defendant’s precautions evinced a subjective expectation of privacy, he “could not reasonably have expected that his greenhouse was protected from public or official observation from a helicopter.” Id. at 450-51. Justice WRite cautioned that “it is of obvious importance that the helicopter in this case was not violating the law,” as it was within navigable airspace. Id. at 451.
¶ 22. Riley was a badly split decision. Justice White announced the judgment of the Court, but his rationale commanded only four votes. The remaining five Justices — including Justice O’Connor, who concurred in the result — discounted the significance of the FAA regulations. Id. at 452 (O’Connor, J., concurring) (criticizing the plurality for “resting] the scope of Fourth Amendment protection too heavily on compliance with FAA regulations”); id. at 458 (Brennan, J., dissenting) (“It is a curious notion that the reach of the Fourth Amendment can be so largely defined by administrative regulations issued for purposes of flight safety.”); id. at 467 (Blackmun, J., dissenting) (reasoning that the question of whether there was a Fourth Amendment search “does not depend upon the fact that the helicopter was flying at a lawful altitude under FAA regulations”). The remaining Justices also agreed that a defendant’s reasonable expectation of privacy should be evaluated by reference to the frequency of other overflights of similar altitude in the area. Id. at 454 (O’Connor, J., concurring) (“[W]e must ask whether the helicopter was in the public airways at an altitude at which members of the public travel with sufficient regularity that [the defendant’s] expectation of privacy from aerial observation was not [reasonable].”); id. at 460 (Brennan, J., dissenting) (“The question before us . . . [is] whether public observation of [the defendant’s] curtilage was so commonplace that [the defendant’s] expectation of privacy in his backyard could not be considered reasonable.”); id. at 467 (Blackmun, J., dissenting) (“[T]he reasonableness of [the defendant’s] expectation depends, in large measure, on the frequency of nonpolice helicopter flights at an altitude of 400 feet.”). In addition, the remaining five Justices rejected the analogy Justice White drew between
¶ 23. Since the rulings in Dow Chemical, Ciraolo and Riley, and despite the fact that all the Riley opinions engaged in a multifactored analysis, some state courts have relied solely on the legality of a helicopter’s position in public airspace to determine whether the aerial surveillance at issue was a search. See, e.g., State v. Ainsworth, 801 P.2d 749, 750-52 (Or. 1990) (upholding surveillance from helicopter solely on basis of lawfulness of officer’s vantage point, where testimony as to altitude ranged from fifteen feet above the tree line to “pretty close to four or five hundred feet”). Because FAA regulations allow helicopters to fly at any altitude “if the operation is conducted without hazard to persons or property on the surface,” 14 C.F.R. § 91.119 (emphasis added), the inevitable result of this reasoning — in the absence of more restrictive state aviation laws — is that the dangerousness of police surveillance may become the yardstick by which constitutional privacy protection is measured. As a case on point, in Commonwealth v. Oglialoro, the Supreme Court of Pennsylvania reasoned that by using a transparent or translucent roof on a pole barn located within the curtilage of the defendant’s house, the defendant “knowingly exposed his [marijuana plants] to persons lawfully operating aircraft over his property who might decide to take a look.” 579 A.2d 1288, 1292 (Pa. 1990). The court thus rejected the suggestion that any expectation of privacy attached in such situations. Id. However, the court held that the police-surveillance flight, which involved a helicopter hovering fifty feet above the barn for fifteen seconds, had violated FAA regulations and thus the Fourth Amendment because it “represented a hazard to persons and property on the ground.” Id. at 1294.
¶24. Other state courts have developed a more nuanced approach to privacy protection. Some courts adopt the reasoning of Justice White’s plurality in Riley and consider the legality and
¶ 25. Still other state courts attempt to give effect to all of the Riley opinions by evaluating legality, intrusiveness, and the frequency of flight at the altitude at which the surveillance took place. In People v. Pollock, for example, the court acknowledged the legality of a helicopter’s position at the altitude of 200 feet, but struck down the aerial surveillance based on the infrequency of helicopter flights at 200 feet and the intrusiveness of the “excessive noise” it created as it circled the targeted area. 796 P.2d 63, 64 (Colo. Ct. App. 1990). In People v. McKim, the court upheld surveillance conducted from a helicopter operating at 400 feet where there was “no evidence . . . that the helicopter surveillance over [the] defendant’s residence interfered with [the] defendant’s use of his property, or revealed intimate details connected with the use of his home or curtilage, or created any undue noise, wind, dust, or threat of injury.” 263 Cal. Rptr. 21, 25 (Ct. App. 1989).
¶ 26. A remaining group of state courts rely on a multitude of factors of their own articulation. See, e.g., Commonwealth v. One 1985 Ford Thunderbird Auto., 624 N.E.2d 547, 550-51 (Mass. 1993) (upholding surveillance where helicopter was operating at altitudes of 700 feet and above after considering (1) “whether the police had a lawful right to be where they were,” (2) “whether the public
¶ 27. It is our opinion that many of the factors relied on by our sister states and the Supreme Court in Riley are relevant to evaluating the legitimacy of privacy expectations under Article 11 in the context of the aerial surveillance at issue in this case. The legitimacy of an individual’s expectation of privacy is a broad question of “ ‘private, subjective expectations and public norms.’ ” Rheaume, 2005 VT 106, ¶ 8 (quoting Blow, 157 Vt. at 517-18, 602 A.2d at 555). When we declined to adopt the federal open-fields doctrine in Kirchoff, 156 Vt. at 10, 587 A.2d at 994, we recognized that Vermonters normally expect their property to remain private when posted as such. We have also recognized that Vermonters normally have high expectations of privacy in and around their homes. See, e.g., Geraw, 173 Vt. at 352-53, 795 A.2d at 1221-22; Blow, 157 Vt. at 518-19, 602 A.2d at 556; Brooks, 157 Vt. at 493-94, 601 A.2d at 964-65. Therefore, we think it is also likely that Vermonters expect — at least at a private, rural residence on posted land — that they will be free from intrusions that interrupt their use of their property, expose their intimate activities, or create undue n