AI Case Brief
Generate an AI-powered case brief with:
Estimated cost: $0.001 - $0.003 per brief
Full Opinion
delivered the opinion of the Court with respéct to the validity of the multi-member election district in Marion County, Indiana (Parts I-VI), together with an opinion (Part VII), in which The Chief Justice, Mr. Justice Black, and Me. Justice Black-mun joined, on the propriety of ordering redistricting of the entire State of Indiana, and announced the judgment of the Court.
We have before us in this case the validity under the Equal Protection Clause of the statutes districting and apportioning the State of Indiana for its general assembly elections. The principal issue centers on those provisions constituting Marion County, which includes the city of Indianapolis, a multi-member district for electing state senators and representatives.
I
Indiana has a bicameral general assembly consisting of a house of representatives of 100 members and a senate of 50 members. Eight of the 31 senatorial districts and 25 of the 39 house districts are multi-member districts, that is, districts that are represented by two or more
On January 9, 1969,. six residents of Indiana, five of whom were residents of Marion County, filed a suit described by them as “attacking the constitutionality of two statutes of the State of Indiana which provide for multi-member districting at large of General Assembly seats in Marion County, Indiana- . . .
Plaintiff Walker, a Negro resident of Lake County, also a multi-member district but a smaller one, alleged an invidious discrimination against Lake County Negroes because-Marion County Negroes, although no greater in number than Lake County Negroes, had the opportunity to influence the election of more legislators than Lake Gounty Negroes.
A three-judge court convened and tried the case on June 17 and 18, 1969. Both documentary evidence and oral testimony were taken concerning the composition and characteristics of the alleged ghetto area, the manner in which legislative candidates were chosen and their residence and tenure, and the performance of Marion County’s delegation in the Indiana general assembly.
The court then turned to evidence showing the residences of Marion County’s representatives and senators
The court also characterized Marion County’s general assembly delegation as tending to coalesce and take common positions on proposed legislation. This was “largely the result of election at large from a common constituency, and obviates representation of a substantial, though minority, interest group within that common
The court’s conclusions of law on- the merits may be summarized as follows:
1. There exists within Marion County an identifiable racial element, “the Negro residents of the Center Township Ghetto,” with special interests in various areas of*135 substantive law, diverging significantly from interests of nonresidents of the ghetto.12
2. The voting strength of this racial group has been minimized by Marion County’s multi-member senate and house district because of the strong control exercised by political parties over the selection of candidates, the inability of the Negro voters to assure themselves the opportunity to vote for prospective legislators of their choice and- the absence of any particular legislators who were accountable for their legislative record to Negro voters.
3. Party control of nominations, the inability of voters to know the candidate and the responsibility of legislators to their party and the county at large make it diffi-, cult for any legislator to diverge from the majority of his delegation and to be an effective representative of minority ghetto interests.
4. Although each legislator in Marion County is arguably responsible to all the voters, including those in the ghetto, “[p]artial responsiveness of all legislators is [not] . . . equal [to] total responsiveness and the informed concern of a few specific legislators.”13
*136 5. The apportionment statutes of Indiana â– as they relate to Marion County operate to minimize and cancel out the voting strength Ăłf a minority racial group, namely Negroes residing in the Center Township ghetto, and to deprive them of the equal protection- of the laws.
6. As a legislative district, Marion County is large as compared with the total number of legislators, it is not. subdistricted to insure distribution of the legislators over the county and comprises a multi-member district for both the house and the senate. (See Burns v. Richardson, 384 U. S. 73, 88 (1966).)
7. To redistrict Marion County alone would leave impermissible variations between Marion County districts, and other districts in the State. Statewide redistricting was required, and it could not await the 1970 census figures estimated to be available within a year.
8. It may not be possible for the Indiana general assembly to comply with the state constitutional require^ ment prohibiting crossing or dividing counties for sena-, torial apportionment14 and still meet the requirements of the Equal Protection Clause adumbrated in recent cases.15
9. Plaintiff Walker’s claim as a Negro voter resident of Lake County that he was discriminated against because Lake County Negroes could vote for only 16 assemblymen while Marion County Negroes could vote for 23 was deemed untenable. In his second'capacity, as a. general voter in Lake County, Walker “probably has received less effective representation” than Marion County voters because “he votes for fewer legislators and, therefore, has fewer legislators to speak for him,” and, since*137 in theory voting power in multi-member districts does not vary inversely to the number of voters, Marion County voters had greater opportunity to cast tie-breaking or “critical” votes. But the court declined to hold that the latter ground had been proved, absent , more evidence concerning Lake County.16 In this respect consideration of Walker’s claim was limited to that to be given the uniform districting principle in reapportioning the Indiana general assembly.17
Turning to the proper remedy, the court found redistricting of. Marion County essential. Also, although recognizing the complaint was directed only to Marion County, the court thought it must act on the evidence indicating that the entire State required reapportionment.
The court enjoined state officials from conducting any elections under the existing apportionment statutes and ordered that the 1970 elections be held in accordance with the plan prepared by the court. Jurisdiction was retained to pass upon any future claims of unconstitutionality .with respect to any future legislative apportionments adopted by the State.
II
With the 1970 elections long past and the appearance of new legislation abolishing multi-member districts in Indiana,’ the issue of mootness emerges, ’ Neither party deems the case mooted by recent events. Appellees, plaintiffs below, urge that if the appeal is dismissed as moot and the judgment of the District Court is vacated, as is our practice in such cases, there would be no outstanding judgment invalidating the Marion County multi-member district and that the new apportionment legislation would be in conflict with the state constitutional provision forbidding the division of Marion County for the purpose.of electing senators. If the new sena-’ torial districts were invalidated in the state courts in this respect, it is argued that the issue involved in the present litigation would simply reappear for decision.
We agree that the case is not moot and that the central issues before us must be decided. We do not, however, pass upon the details of the plan, adopted by the District Court, since that plan in any event would, have required revision in light of the 1970 census figures.
HI
The line of cases from Gray v. Sanders, 372 U. S. 368 (1963), and Reynolds v. Sims, 377 U. S. 533 (1964), to Kirkpatrick v. Preisler, 394 U. S. 526 (1969), and Wells v. Rockefeller, 394 U. S. 542 (1969), recognizes that “representative government is in essence self-government through the medium of elected representatives of the' people, and each and every citizen has ah inalienable right to full and effective participation in the political processes of his State’s legislative bodies.”- ' Reynolds v. Sims, 377 U. S., at 565. Since most citizens find it possible to participate only as qualified voters in electing their representatives, “[f]ull and effective participation- by all citizens in state.government requires, therefore, that each citizen have an equally effective voice in the election of members of his state legislature.” Ibid. Hence,- apportionment schemes “which give the same number of representatives to unequal numbers of constituents,” 377 U. S., at 563, unconstitutionally dilute the value of the votes in the larger districts. And hence the requirement that, “the seats in both Jiouses of a bicameral state legis
The question of the constitutional validity of multi-member districts has been pressed in this Court since the first of the modern reapportionment cases. These questions have focused not on population-based apportionment but on the quality of representation afforded by the multi-member district as compared with single-member districts. In Lucas v. Colorado General Assembly, 377 U. S. 713 (1964), decided with Reynolds v. Sims, we noted certain undesirable features of the multi-member district but expressly, withheld any intimation “that apportionment schemes which provide for the at-large election of a number of legislators from a county, or any political subdivision, are constitutionally defective.” 377 U. S., at 731 n. 21. Subsequently, when the validity of the multi-member district, as such, was squarely presented, we held that such a district is not per se illegal under the Equal Protection Clause. Fortson v. Dorsey, 379 U. S. 433 (1965); Burns v. Richardson, 384 U. S. 73 (1966); Kilgarlin v. Hill, 386 U. S. 120 (1967). .See also Bur-nette v. Davis, 382 U. S. 42 (1965); Harrison v. Schaefer, 383 U. S. 269 (1966).
IV
Plaintiffs level two quite distinct challenges .to the Marion County district. The first charge is that any multi-member district bestows on its voters several unconstitutional advantages over voters, in single-member districts or smaller multi-member districts. The other allegation is that the Maripn County district, on the record of this case, illegally minimizes and cancels out the voting power of a cognizable racial minority in Marion County. The District Court sustained the latter claim and considered the former sufficiently persuasive to be a substantial factor in prescribing uniform, single-member districts as the basic scheme of the court’s own plan. See 307 F. Supp., at 1366.
In asserting discrimination against-, voters outside Marion County, plaintiffs recognize that Fortson, Burns, and Kilgarlin proceeded on the assumption that the dilution of voting power suffered by a voter who is placed in a district 10 times the population of another is cured by allocating 10 legislators to the larger district instead of the one assigned to the smaller district. Plaintiffs challenge this assumption at both the voter and legislator level. They demonstrate mathematically that in theory voting power does not vary inversely with the size of the district and that to increase legislative seats in proportion to increased population gives undue voting power, to the voter in the multi-member district since he has more chances to determine election outcomes than
The District Court was more impressed with the other branch of the claim that multi-member districts inherently discriminate against other districts. This, was the assertion that whatever the individual voting power of Marion County voters in choosing legislators may be, they nevertheless have more effective representation in the Indiana general assembly for two reasons. First, each voter is represented by more legislators and therefore, in theory at least, has more chances to influence critical legislative votes. Second, since multi-member delegations are elected at large and' represent the voters of the entire district, they tend to vote as a bloc, which is tantamount to the district having one representative with several votes.
We are not ready, however, to agree that multi-member districts, wherever they exist, overrepresent their voters as compared with voters in single-member districts, even if the multi-member delegation tends to bloc voting. The theory that plural representation itself unduly enhances a district’s power and the influence of its voters remains to be demonstrated in practice and in the day-today operation of the legislature. Neither the findings of the trial court nor the record before us sustains it, even where bloc voting is posited.
In fashioning relief, the three-judge court appeared to embrace the idea that each member of a bloc-voting delegation has more influence than legislators, from a single-member district. But its findings of fact fail to deal with the actual influence of Marion County’s delegation in the' Indiana Legislature. Nor did plaintiffs’ evidence make such a showing. That bloc voting tended to occur is sustained by the record, and defendants’ own witness thought- it was advantageous for Marion County’s delegation to stick together. But nothing demonstrates that senators and representatives from Marion County counted for more in the legislature than members from single-member "districts or from smaller multi-member districts. Nor is there any thing, in the court’s findings indicating that what might be true of Marion County is also true of other multi-member districts in Indiana or is true of
Rather than squarely finding unacceptable discrimination against out-state voters in favor of Marion County voters, the trial court struck "down Marion County’s multi-member district because it found the scheme worked invidiously against a specific segment of the county’s voters as compared with others. The court identified an area of the city as a ghetto, found it predominantly inhabited, by poor Negroes with distinctive substantive-láw interests and thought this group unconstitutionally underrepresented because the proportion of legislators with residences in the ghetto elected from 1960 to 1968 was less than the ghetto’s proportion of the population, léss than the proportion of legislators elected from Washington Township, a less populous district, and less than the ghetto would likely have elected had the
First, it needs no emphasis here that the Civil War Amendments were designed to protect the civil rights of Negroes and that the courts have been vigilant in scrutinizing schemes allegedly conceived or operated as purposeful devices to further racial discrimination. There has been no hesitation in striking down those contrivances that can fairly be said to infringe on Fourteenth Amendment rights. Sims v. Baggett, 247 F. Supp. 96 (MD Ala. 1965); Smith v. Paris, 257 F. Supp. 901 (MD Ala. 1966), aff’d, 386 F. 2d 979 (CA5 1967); and see Gomillion v. Lightfoot, 364 U. S. 339 (1960). See also Allen v. State Board of Elections, 393 U. S. 544 (1969). But there is no suggestion here that Marion County’s multi-member district, or similar districts throughout the State, were conceived or operated as purposeful devices to further racial or economic discrimination. As plaintiffs concede, “there was no basis for asserting that the legislative districts in' Indiana were designed to dilute the vote of minorities.” Brief of Appellees (Plaintiffs) 28-29. Accordingly, the circumstances here lie outside the reach of decisions such as Sims v. Baggett, supra.
Nor does the fact that the number of ghetto residents who were legislators was not in proportion to ghetto, population satisfactorily prove invidious discrimination absent evidence and findings that ghetto residents had less opportunity than did other Marion County residents to participate in the political processes and to elect legislators of their choice.- We have discovered nothing in the record or in the court’s findings indicating that poor Negroes were not allowed to register or vote, to choose the political party they desired to support, to participate in its affairs or to be equally represented on those occasions when legislative candidates were chosen. Nor did
On the record before us plaintiffs’ position comes to' this: that although they have equal opportunity to participate in and influence the selection of candidates and legislators, and although the ghetto votes predominantly Democratic and that party slates candidates satisfactory to the ghetto, invidious discrimination nevertheless results when the ghetto, along with all other Democrats, suffers the disaster of losing too many elections. But typical American legislative elections are district-oriented, head-on races between candidates of two or more parties. As our system has it,- one candidate wins, the others lose. Arguably the losing candidates’ supporters are without representation since the men they voted for have been defeated; arguably they have been denied equal protection of the laws since they have no legislative voice of their own. This is true of both single-member and multi-member districts. But we have not yet deemed it a denial of equal protection to deny legislative seats to losing candidates, even in those so-called “safe” districts where the same party wins year after year.
Plainly, the District Court saw nothing unlawful about the impact of typical single-member district elections. The court’s own plan created districts giving both Rer publicans and Democrats several predictably safe general assembly seats, with political, racial or economic minorities in those districts being “unrepresented” year after year. But similar consequences flowing from Marion County multi-member district elections were viewed differéntly. Conceding that all Marion County voters could fairly be said to be represented by the entire dele
There is another gap in the trial court’s reasoning. As noted by the court, the interest of ghetto residents in certain issues did not measurably differ from that of other voters. Presumably in these respects Marion County’s assemblymen were satisfactorily representative of the ghetto. As to other matters, ghetto residents had unique interests not necessarily shared by others in the community and on these issues the ghetto residents were invidiously underrepresented absent their own legislative voice to further their own policy views.
Part of the difficulty with this conclusion is that the findings failed to support it. Plaintiffs’ evidence purported to show disregard for the ghetto’s distinctive interests.; r defendants claimed quite the contrary. We see nothing in the findings of the District Court indicating recurring poor performance by Marion County’s delegation with respect to Center Township ghetto, nothing to show what the ghetto’s interests were in particular legislative situations and nothing to indicate that the outcome would have been any different if the 23 assemblymen had been chosen from single-member districts.' Moreover, even assuming bloc voting by the delegation contrary to the wishes of the ghetto majority, it would not follow that the Fourteenth Amendment had been violated unless it is invidiously discriminatory for a county to elect its delegation by majority vote based on party or candidate platforms and so to some extent predetermine legislative votes on particular issues. Such tendencies are inherent in government by elected representatives; and surely elections in single-member districts visit precisely the same consequences on the supporters of losing candidates whose views are rejected at the polls.
The District Court’s holding, although on the facts of this case limited to guaranteeing one racial group representation, is not. easily contained. It is expressive of the more general proposition that any group with distinctive interests must be represented in legislative halls if it is numerous enough to command at least, one seat and represents a majority living in an area sufficiently compact to constitute a single-member district.
We are not insensitive to the objections long voiced to multi-member district plans.
VI
Even if the District Court was correct in finding, unconstitutional discrimination against poor inhabitants of the ghetto, it did not explain why it was constitutionally compelled to disestablish the entire county district and to intrude upon state policy any more than necessary to ensure representation of ghetto interests. The court entered judgment without expressly putting aside on supportable grounds the alternative of creating single-member districts in the ghetto and leaving the district otherwise intact, as well as the possibility that the Fourteenth Amendment could be satisfied by a simple requirement that some of the at-large candidates each year must reside in the ghetto.. Cf. Fortson v. <