Eu v. San Francisco County Democratic Central Committee
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Full Opinion
delivered the opinion of the Court.
The California Elections Code prohibits the official governing bodies of political parties from endorsing candidates in party primaries. It also dictates the organization and composition of those bodies, limits the term of office of a party chair, and requires that the chair rotate between residents of northern and southern California. The Court of Appeals for the Ninth Circuit held that these provisions violate the free speech and associational rights of political parties and their members guaranteed by the First and Fourteenth Amendments. 826 F. 2d 814 (1987). We noted probable jurisdiction, 485 U. S. 1004 (1988), and now affirm.
I
A
The State of California heavily regulates its political parties. Although the laws vary in extent and detail from party to party, certain requirements apply to all “ballot-qualified” parties.
Although the official governing bodies of political parties are barred from issuing endorsements, other groups are not. Political clubs affiliated with a party, labor organizations, political action committees, other politically active associations, and newspapers frequently endorse primary candidates.
B
Various county central committees of the Democratic and Republican Parties, the state central committee of the Libertarian Party, members of various state and county central committees, and other groups and individuals active in partisan politics in California brought this action in federal court against state officials responsible for enforcing the Code (State or California).
The District Court granted summary judgment for the plaintiffs on the first count, ruling that the ban on primary endorsements in §§11702 and 29430 violated the First Amendment as applied to the States through the Fourteenth Amendment. The court stayed all proceedings on the second count under the abstention doctrine of Railroad Comm’n of Texas v. Pullman Co., 312 U. S. 496 (1941).
The Court of Appeals for the Ninth Circuit affirmed. 792 F. 2d 802 (1986). This Court vacated that decision, 479 U. S. 1024 (1987), and remanded for further consideration in light of Tashjian v. Republican Party of Connecticut, 479 U. S. 208 (1986).
After supplemental briefing, the Court of Appeals again affirmed. 826 F. 2d 814 (1987). The court first rejected the State’s arguments based on nonjusticiability, lack of standing, Eleventh Amendment immunity, and Pullman abstention. 826 F. 2d, at 821-825. Turning to the merits, the court characterized the prohibition on primary endorsements as an “outright ban” on political speech. Id., at 833. “Prohibiting the governing body of a political party from supporting some candidates and opposing others patently infringes both the right of the party to express itself freely and the right of party members to an unrestricted flow of political information.” Id., at 835. The court rejected the State’s argument that the ban served a compelling state interest in preventing internal party dissension and factionalism: “The government simply has no legitimate interest in protecting political parties from disruptions of their own making.” Id., at 834. The court noted, moreover, that the State had not shown that banning primary endorsements protects parties from factionalism. Ibid. The court concluded that the ban was not necessary to protect voters from confusion, stating, “California’s ban on preprimary endorsements is a form of paternalism that is inconsistent with the First Amendment.” Id., at 836.
The Court of Appeals also found that California’s regulation of internal party affairs “burdens the parties’ right to govern themselves as they think best.” Id., at 827. This interference with the parties’ and their members’ First Amendment rights was not justified by a compelling state interest, for a State has a legitimate interest “in orderly elec
II
A State’s broad power to regulate the time, place, and manner of elections “does not extinguish the State’s responsibility to observe the limits established by the First Amendment rights of the State’s citizens.” Tashjian v. Republican Party of Connecticut, 479 U. S., at 217. To assess the constitutionality of a state election law, we first examine whether it burdens rights protected by the First and Fourteenth Amendments. Id., at 214; Anderson v. Celebrezze, 460 U. S. 780, 789 (1983). If the challenged law burdens the rights of political parties and their members, it can survive constitutional scrutiny only if the State shows that it advances a compelling state interest, Tashjian, supra, at 217, 222; Illinois Bd. of Elections v. Socialist Workers Party, 440 U. S. 173, 184 (1979); American Party of Texas v. White, 415 U. S. 767, 780, and n. 11 (1974); Williams v. Rhodes, 393 U. S. 23, 31 (1968), and is narrowly tailored to serve that interest, Illinois Bd. of Elections, supra, at 185; Kusper v. Pontikes, 414 U. S. 51, 58-59 (1973); Dunn v. Blumstein, 405 U. S. 330, 343 (1972).
A
We first consider California’s prohibition on primary endorsements by the official governing bodies of political parties. California concedes that its ban implicates the First Amendment, Tr. of Oral Arg. 17, but contends that the burden is “miniscule.” Id., at 7. We disagree. The ban directly affects speech which “is at the core of our electoral
California’s ban on primary endorsements, however, prevents party governing bodies from stating whether a candidate adheres to the tenets of the party or whether party officials believe that the candidate is qualified for the position sought. This prohibition directly hampers the ability of a party to spread its message and hamstrings voters seeking to inform themselves about the candidates and the campaign issues. See Tashjian, supra, at 220-222; Pacific Gas & Electric Co. v. Public Utilities Comm’n of California, 475 U. S. 1, 8 (1986); Brown v. Hartlage, 456 U. S. 45, 60 (1982); First National Bank of Boston v. Bellotti, 435 U. S. 765, 791-792 (1978). A “highly paternalistic approach” limiting what people may hear is generally suspect, Virginia State Bd. of Pharmacy v. Virginia Citizens Consumer Council, Inc., 425
Barring political parties from endorsing and opposing candidates not only burdens their freedom of speech but also infringes upon their freedom of association. It is well settled that partisan political organizations enjoy freedom of association protected by the First and Fourteenth Amendments. Tashjian, supra, at 214; see also Elrod v. Burns, 427 U. S. 347, 357 (1976) (plurality opinion). Freedom of association means not only that an individual voter has the right to associate with the political party of her choice, Tashjian, supra, at 214 (quoting Kusper, supra, at 57), but also that a political party has a right to “ ‘identify the people who constitute the association,”’ Tashjian, supra, at 214 (quoting Democratic Party of United States v. Wisconsin ex rel. La Follette, 450 U. S. 107, 122 (1981)); cf. NAACP v. Alabama ex rel. Patterson, 357 U. S. 449, 460-462 (1958), and to select a “standard bearer who best represents the party’s ideologies and preferences.” Ripon Society, Inc. v. National Republican Party, 173 U. S. App. D. C. 350, 384, 525 F. 2d 567, 601 (1975) (Tamm, J., concurring in result), cert, denied, 424 U. S. 933 (1976).
Depriving a political party of the power to endorse suffocates this right. The endorsement ban prevents parties from promoting candidates “at the crucial juncture at which the appeal to common principles may be translated into concerted action, and hence to political power in the community.” Tashjian, supra, at 216. Even though individual members of the state central committees and county central committees are free to issue endorsements, imposing limita
Because the ban burdens appellees’ rights to free speech and free association, it can only survive constitutional scrutiny if it serves a compelling governmental interest.
It is no answer to argue, as does the State, that a party that issues primary endorsements risks intraparty friction which may endanger the party’s general election prospects. Presumably a party will be motivated by self-interest and not engage in acts or speech that run counter to its political success. However, even if a ban on endorsements saves a political party from pursuing self-destructive acts, that would
The State’s second justification for the ban on party endorsements and statements of opposition is that it is necessary to protect primary voters from confusion and undue influence. Certainly the State has a legitimate interest in fostering an informed electorate. Tashjian, supra, at 220; Anderson v. Celebrezze, 460 U. S., at 796; American Party of Texas v. White, supra, at 782, n. 14; Bullock v. Carter, 405 U. S. 134, 145 (1972); Jenness v. Fortson, 403 U. S. 431, 442 (1971). However, “‘[a] State’s claim that it is enhancing the ability of its citizenry to make wise decisions by restricting the flow of information to them must be viewed with some skepticism.’” Tashjian, supra, at 221 (quoting Anderson v. Celebrezze, supra, at 798).
Because the ban on primary endorsements by political parties burdens political speech while serving no compelling governmental interest, we hold that §§11702 and 29430 violate the First and Fourteenth Amendments.
B
We turn next to California’s restrictions on the organization and composition of official governing bodies, the limits on the term of office for state central committee chair, and the requirement that the chair rotate between residents of northern and southern California. These laws directly implicate the associational rights of political parties and their members. As we noted in Tashjian, a political party’s “determination ... of the structure which best allows it to pursue its political goals, is protected by the Constitution.” 479 U. S., at 224. Freedom of association also encompasses a political party’s decisions about the identity of, and the process for electing, its leaders. See Democratic Party of United States, supra (State cannot dictate process of selecting state delegates to Democratic National Convention);
The laws at issue burden these rights. By requiring parties to establish official governing bodies at the county level, California prevents the political parties from governing themselves with the structure they think best.
Each restriction thus limits a political party’s discretion in how to organize itself, conduct its affairs, and select its leaders. Indeed, the associational rights at stake are much stronger than those we credited in Tashjian. There, we found that a party’s right to free association embraces a right to allow registered voters who are not party members to vote in the party’s primary. Here, party members do not seek to
Because the challenged laws burden the associational rights of political parties and their members, the question is whether they serve a compelling state interest. A State indisputably has a compelling interest in preserving the integrity of its election process. Rosario v. Rockefeller, 410 U. S. 752, 761 (1973). Toward that end, a State may enact laws that interfere with a party’s internal affairs when necessary to ensure that elections are fair and honest. Storer v. Brown, 415 U. S., at 730. For example, a State may impose certain eligibility requirements for voters in the general election even though they limit parties’ ability to garner support and members. See, e. g., Dunn v. Blumstein, 405 U. S., at 343-344 (residence requirement); Oregon v. Mitchell, 400 U. S. 112, 118 (1970) (age minimum); Kramer v. Union Free School Dist. No. 15, 395 U. S. 621, 625 (1969) (citizenship requirement). We have also recognized that a State may impose restrictions that promote the integrity of primary elections. See, e. g., American Party of Texas v. White, 415 U. S., at 779-780 (requirement that major political parties nominate candidates through a primary and that minor parties nominate candidates through conventions); id., at 785-786 (limitation on voters’ participation to one primary and bar on voters both voting in a party primary and signing a petition supporting an independent candidate); Rosario v. Rockefeller, supra (waiting periods before voters may change party registration and participate in another party’s primary); Bullock v. Carter, 405 U. S., at 145 (reasonable filing fees as a condition of placement on the ballot). None of these restrictions, however, involved direct regulation of
In the instant case, the State has not shown that its regulation of internal party governance is necessary to the integrity of the electoral process. Instead, it contends that the challenged laws serve a compelling “interest in the ‘democratic management of the political party’s internal affairs.’” Brief for Appellants 43 (quoting 415 U. S., at 781, n. 15). This, however, is not a case where intervention is necessary to prevent the derogation of the civil rights of party adherents. Cf. Smith v. Allwright, 321 U. S. 649 (1944). Moreover, as we have observed, the State has no interest in “protecting] the integrity of the Party against the Party itself.” Tashjian, 479 U. S., at 224. The State further claims that limiting the term of the state central committee chair and requiring that the chair rotate between residents of northern and southern California helps “prevent regional friction from reaching a‘critical mass.’” Brief for Appellants 48. How
In sum, a State cannot justify regulating a party’s internal affairs without showing that such regulation is necessary to ensure an election that is orderly and fair. Because California has made no such showing here, the challenged laws cannot be upheld.
Ill
For the reasons stated above, we hold that the challenged California election laws burden the First Amendment rights of political parties and their members without serving a compelling state interest. Accordingly, the judgment of the Court of Appeals is
Affirmed.
Chief Justice Rehnquist took no part in the consideration or decision of this case.
A “ballot-qualified” party is eligible to participate in any primary election because: (a) during the last gubernatorial election one of its candidates for state-wide office received two percent of the vote; (b) one percent of the State’s voters are registered with the party; or (c) a petition establishing the party has been filed by ten percent of the State’s voters. Cal. Elec. Code Ann. § 6480 (West 1977).
In the interest of simplicity, we use the terms “ballot-qualified party” and “political party” interchangeably.
The Code requires the state central committee of each party to conduct campaigns for the party, employ campaign directors, and develop whatever campaign organizations serve the best interests of the party. Cal. Elec. Code Ann. § 8776 (West Supp. 1989) (Democratic Party); § 9276 (Republican Party); §9688 (American Independent Party); §9819 (Peace and Freedom Party). The county central committees, in turn, “have charge of the party campaign under general direction of the state central committee.” § 8940 (Democratic Party); § 9440 (Republican Party); § 9740 (American Independent Party); § 9850 (Peace and Freedom Party). In addition, they “perform such other duties and services for th[e] political party as seem to be for the benefit of the party.” §8942 (Democratic Party); §9443 (Republican Party); §9742 (American Independent Party); §9852 (Peace and Freedom Party).
For example, while voters cannot learn what the Democratic state and county central committees think of candidates, they may be flooded with endorsements from disparate groups across the State such as the Berkeley Democratic Club, the Muleskinners Democratic Club, and the District 8 Democratic Club. Addendum to Motion to Affirm or to Dismiss 39a ¶ 7 (Addendum) (declaration of Mary King, chair of the Alameda County Democratic Central Committee); Addendum 48 ¶ 7 (declaration of Linda Post, chair of San Francisco County Democratic Central Committee).
In 1980, for example, Tom Metzger won the Democratic Party’s nomination for United States House of Representative from the San Diego area,
For example, the Code dictates the precise mix of elected officials, party nominees, and party activists who are members of the state central committees of the Republican and Democratic Parties as well as who may nominate the various committee members. Cal. Elec. Code Ann. §§8660, 8661, 8663 (West 1977 and Supp. 1989) (Democratic Party); §§ 9160-9164 (Republican Party). Other parties are similarly regulated. See §9640 (American Independent Party); §§ 9762, 9765 (Peace and Freedom Party).
§§ 8663-8667, 8669 (Democratic Party); §§ 9161-9164, 9168, 9170 (Republican Party); §§ 9641-9644, 9648-9650 (West 1977) (American Independent Party); §§ 9790-9794 (West 1977 and Supp. 1989) (Peace and Freedom Party).
The Code limits the term of office of the chair of the state central committee to two years and prohibits successive terms. See §8774 (West Supp. 1989) (Democratic Party); §9274 (West 1977) (Republican Party); § 9685 (American Independent Party); § 9816 (West 1977 and Supp. 1989) (Peace and Freedom Party).
§ 8774 (West Supp. 1989) (Democratic state central committee); § 9274 (West 1977) (Republican state central committee); § 9816 (West 1977 and Supp. 1989) (Peace and Freedom state central committee).
§§ 8710, 8711 (West Supp. 1989) (Democratic state central committee); §§ 8920, 8921 (West 1977 and Supp. 1989) (Democratic county central committee); §9210 (West Supp. 1989) (Republican state central committee); §§ 9420-9421 (West 1977 and Supp. 1989) (Republican county central committee); §§ 9730-9732 (American Independent county central committee); § 9800 (West 1977) (Peace and Freedom state central committee); §§ 9830, 9840-9842 (Peace and Freedom county central committee).
§§8775, 8945 (West 1977 and Supp. 1989) (Democratic Party); §9275 (Republican Party); §§ 9687, 9745 (West 1977) (American Independent Party); §§ 9818, 9855 (Peace and Freedom Party).
The plaintiffs sued March Fong Eu, Secretary of State of California; John K. Van de Kamp, Attorney General of California; Arlo Smith, District Attorney of San Francisco County; and Leo Himmelsbach, District Attorney of Santa Clara County.
The plaintiffs also asserted that the statutes violated the Equal Protection Clause of the Fourteenth Amendment. Because the District Court held that the statutes violate the First Amendment, it did not reach this claim.
An appeal was then pending in the California Supreme Court presenting a First Amendment challenge to a ban on endorsements by political parties of candidates in nonpartisan school, county, and municipal elections. The California Supreme Court ultimately decided that the Code did not prohibit such endorsements and so did not reach the First Amendment question. Unger v. Superior Court, 37 Cal. 3d 612, 692 P. 2d 238 (1984). A ban on party endorsements in nonpartisan elections subsequently was enacted by ballot initiative. A Federal District Court has ruled that this ban violates the First and Fourteenth Amendments. Geary v. Renne, 708 F. Supp. 278 (ND Cal.), stayed, 856 F. 2d 1456 (CA9 1988).
The District Court invalidated the foll