Whitman v. American Trucking Assns., Inc.
AI Case Brief
Generate an AI-powered case brief with:
Estimated cost: $0.001 - $0.003 per brief
Full Opinion
delivered the opinion of the Court.
These cases present the following questions: (1) Whether § 109(b)(1) of the Clean Air Act (CAA) delegates legislative power to the Administrator of the Environmental Protection Agency (EPA). (2) Whether the Administrator may consider the costs of implementation in setting national ambient air quality standards (NAAQS) under § 109(b)(1). (3) Whether the Court of Appeals had jurisdiction to review the EPAâs interpretation of Part D of Title I of the CAA, 42 U. S. C. §§ 7501-7515, with respect to implementing the revised ozone NAAQS. (4) If so, whether the EPAâs interpretation of that part was permissible.
I
. Section 109(a) of the CAA, as added, 84 Stat. 1679, and amended, 42 U. S. C. § 7409(a), requires the Administrator of the EPA to promulgate NAAQS for each air pollutant for which âair quality criteriaâ have been issued under § 108, 42 U. S. C. § 7408. Once a NAAQS has been promulgated, the Administrator must review the standard (and the criteria
The District of Columbia Circuit accepted some of the challenges and rejected others. It agreed with the No. 99-1257 respondents (hereinafter respondents) that § 109(b)(1) delegated legislative power to the Administrator in contravention of the United States Constitution, Art. I, § 1, because it found that the EPA had interpreted the statute to provide no âintelligible principleâ to guide the agencyâs exercise of authority. American Trucking Assns., Inc. v. EPA, 175 F. 3d 1027, 1034 (1999). The court thought, however, that the EPA could perhaps avoid the unconstitutional delegation by adopting a restrictive construction of § 109(b)(1), so instead of declaring the section unconstitutional the court remanded the NAAQS to the agency. Id., at 1038. (On this delegation point, Judge Tatel dissented, finding the statute constitutional as written. Id., at 1057.) On the second issue that the Court of Appeals addressed, it unanimously rejected respondentsâ argument that the court should depart from the rule of Lead Industries Assn., Inc. v. EPA, 647 F. 2d 1130, 1148 (CADC 1980), that the EPA may not consider the cost of implementing a NAAQS in setting the initial standard. It also rejected respondentsâ argument that the implementation provisions for ozone found in Part D, Sub-part 2, of Title I of the CAA, 42 U. S. C. §§ 7511-7511f, were
The Administrator and the EPA petitioned this Court for review of the first, third, and fourth questions described in the first paragraph of this opinion. Respondents conditionally cross-petitioned for review of the second question. We granted certiorari on both petitions, 529 U. S. 1129 (2000); 530 U. S. 1202 (2000), and scheduled the cases for argument in tandem. We have now consolidated the cases for purposes of decision.
II
In Lead Industries Assn., Inc. v. EPA, supra, at 1148, the District of Columbia Circuit held that âeconomic considerations [may] play no part in the promulgation of ambient air quality standards under Section 109â of the CAA. In the present cases, the court adhered to that holding, 175 F. 3d, at 1040-1041, as it had done on many other occasions. See, e. g., American Lung Assn. v. EPA, 134 F. 3d 388, 389 (1998); NRDC v. Administrator, EPA, 902 F. 2d 962, 973 (1990), vacated in part on other grounds, NRDC v. EPA, 921 F. 2d 326 (CADC 1991); American Petroleum Institute v. Costle, 665 F. 2d 1176, 1185 (1981). Respondents argue that these
Section 109(b)(1) instructs the EPA to set primary ambient air quality standards âthe attainment and maintenance of which ... are requisite to protect the public healthâ with âan adequate margin of safety.â 42 U. S. C. § 7409(b)(1). Were it not for the hundreds of pages of briefing respondents have submitted on the issue, one would have thought it fairly clear that this text does not permit the EPA to consider costs in setting the standards. The language, as one scholar has noted, âis absolute.â D. Currie, Air Pollution: Federal Law and Analysis 4-15 (1981). The EPA, âbased onâ the information about health effects contained in the technical âcriteriaâ documents compiled under § 108(a)(2), 42 U. S. C. § 7408(a)(2), is to identify the maximum airborne concentration of a pollutant that the public health can tolerate, decrease the concentration to provide an âadequateâ margin of safety, and set the standard at that level. Nowhere are the costs of achieving such a standard made part of that initial calculation.
Against this most natural of readings, respondents make a lengthy, spirited, but ultimately unsuccessful attack. They begin with the object of § 109(b)(l)âs focus, the âpublic health.â When the term first appeared in federal clean air legislation â in the Act of July 14, 1955 (1955 Act), 69 Stat. 322, which expressed ârecognition of the dangers to the public healthâ from air pollution â its ordinary meaning was â[t]he health of the community.â Websterâs New International Dictionary 2005 (2d ed. 1950). Respondents argue, however, that § 109(b)(1), as added by the Clean Air Amendments of 1970,84 Stat. 1676, meant to use the termâs secondary meaning: â[t]he ways and means of conserving the health
Even so, respondents argue, many more factors than air pollution affect public health. In particular, the economic cost of implementing a very stringent standard might produce health losses sufficient to offset the health gains achieved in cleaning the air â for example, by closing down whole industries and thereby impoverishing the workers and consumers dependent upon those industries. That is unquestionably true, and Congress was unquestionably aware of it. Thus, Congress had commissioned in the Air Quality Act of 1967 (1967 Act) âa detailed estimate of the cost of carrying out the provisions of this Act; a comprehensive study of the cost of program implementation by affected units of government; and a comprehensive study of the economic impact of air quality standards on the Nations industries, communities, and other contributing sources of pollution.â §2, 81 Stat. 505. The 1970 Congress, armed with the results of this study, see The Cost of Clean Air, S. Doc. No. 91-40 (1969) (publishing the results of the study), not only anticipated that compliance costs could injure the public health, but provided for that precise exigency. Section 110(f)(1) of the CAA permitted the Administrator to waive the compliance deadline for stationary sources if, inter
Accordingly, to prevail in their present challenge, respondents must show a textual commitment of authority to the EPA to consider costs in setting NAAQS under § 109(b)(1). And because § 109(b)(1) and the NAAQS for which it provides are the engine that drives nearly all of Title I of the CAA, 42 U. S. C. §§7401-7515, that textual commitment must be a clear one. Congress, we have held, does not alter the fundamental details of a regulatory scheme in vague terms or ancillary provisions â it does not, one might say, hide elephants in mouseholes. See MCI Telecommunications Corp. v. American Telephone & Telegraph Co., 512 U. S. 218, 231 (1994); FDA v. Brown & Williamson Tobacco Corp., supra, at 159-160. Respondentsâ textual arguments ultimately founder upon this principle.
Their first claim is that §109(b)(l)âs terms âadequate marginâ and ârequisiteâ leave room to pad health effects with cost concerns. Just as we found it âhighly unlikely that Congress would leave the determination of whether an industry will be entirely, or even substantially, rate-regulated to agency discretion â and even more unlikely that it would achieve that through such a subtle device as permission to âmodifyâ rate-filing requirements,â MCI Telecommunications Corp. v. American Telephone & Telegraph Co., supra, at 231, so also we find it implausible that Congress would give to the EPA through these modest words the power to determine whether implementation costs should moderate national air quality standards. Accord, Christensen v. Harris County, 529 U. S. 576, 590, n. (2000) (Scalia, J., concurring in part and concurring in judgment) (âThe implausibility of Congressâs leaving a highly significant issue unaddressed (and thus âdelegatingâ its resolution to the administering agency) is assuredly one of the factors
The same defect inheres in respondentsâ next two arguments: that while the Administratorâs judgment about what is requisite to protect the public health must be âbased on [the] criteriaâ documents developed under § 108(a)(2), see § 109(b)(1), it need not be based solely on those criteria; and that those criteria themselves, while they must include âeffects on public health or welfare which may be expected from the presence of such pollutant in the ambient air,â are not necessarily limited to those effects. Even if we were to concede those premises, we still would not conclude' that one of the unenumerated factors that the agency can consider in developing and applying the criteria is cost of implementation. That factor is both so indirectly related to public health and so full of potential for canceling the conclusions drawn from direct health effects that it would surely have been expressly mentioned in §§ 108 and 109 had Congress meant it to be considered. Yet while those provisions describe in detail how the health effects of pollutants in the ambient air are to be calculated and given effect, see § 108(a)(2), they say not a word about costs.
Respondents point, finally, to a number of provisions in the CAA that do require attainment cost data to be generated. Section 108(b)(1), for example, instructs the Administrator to âissue to the States,â simultaneously with the criteria documents, âinformation on air pollution control techniques, which information shall include data relating to the cost of installation and operation.â 42 U. S. C. § 7408(b)(1). And
It should be clear from what we have said that the canon requiring texts to be so construed as to avoid serious constitutional problems has no application here. No matter how severe the constitutional doubt, courts may choose only between reasonably available interpretations of a text. See, e. g., Miller v. French, 530 U. S. 327, 341 (2000); Pennsylvania Dept. of Corrections v. Yeskey, 524 U. S. 206, 212 (1998). The text of § 109(b), interpreted in its statutory and historical context and with appreciation for its importance to the CAA as a whole, unambiguously bars cost considerations from the NAAQS-setting process, and thus ends the matter for us as well as the EPA.
Section 109(b)(1) of the CAA instructs the EPA to set âambient air quality standards the attainment and maintenance of which in the judgment of the Administrator, based on [the] criteria [documents of § 108] and allowing an adequate margin of safety, are requisite to protect the public health.â 42 U. S. C. § 7409(b)(1). The Court of Appeals held that this section as interpreted by the Administrator did not provide an âintelligible principleâ to guide the EPAâs exercise of authority in setting NAAQS. â[The] EPA,â it said, âlack[ed] any determinate criteria for drawing lines. It has failed to state intelligibly how much is too much.â 175 F. 3d, at 1034. The court hence found that the EPAâs interpretation (but not the statute itself) violated the non-delegation doctrine. Id., at 1038. We disagree.
In a delegation challenge, the constitutional question is whether the statute has delegated legislative power to the agency. Article I, § 1, of the Constitution vests â[a]ll legislative Powers herein granted ... in a Congress of the United States.â This text permits no delegation of those powers, Loving v. United States, 517 U. S. 748, 771 (1996); see id., at 776-777 (Scalia, J., concurring in part and concurring in judgment), and so we repeatedly have said that when Congress confers decisionmaking authority upon agencies Congress must âlay down by legislative act an intelligible principle to which the person or body authorized to [act] is directed to conform.â J. W. Hampton, Jr., & Co. v. United States, 276 U. S. 394, 409 (1928). We have never suggested that an agency can cure an unlawful delegation of legislative power by adopting in its discretion a limiting construction of the statute. Both Fahey v. Mallonee, 332 U. S. 245, 252-253 (1947), and Lichter v. United States, 334 U. S. 742, 783 (1948), mention agency regulations in the course of their nondelegation discussions, but Lichter did so because a subsequent Congress had incorporated the regulations into a revised version of the statute, ibid., and Fahey because the custom
We agree with the Solicitor General that the text of § 109(b)(1) of the CAA at a minimum requires that â[flor a discrete set of pollutants and based on published air quality criteria that reflect the latest scientific knowledge, [the] EPA must establish uniform national standards at a level that is requisite to protect public health from the adverse effects of the pollutant in the ambient air.â Tr. of Oral Arg. ih-No. 99-1257, p. 5. Requisite, in turn, âmean[s] sufficient, but not more than necessary.â Id., at 7. These limits on the EPAâs discretion are strikingly similar to the ones we approved in Touby v. United States, 500 U. S. 160 (1991), which permitted the Attorney General to designate a drug as a controlled substance for purposes of criminal drug enforcement if doing so was â ânecessary to avoid an imminent hazard to the public safety.ââ Id., at 163. They also resemble the Occupational Safety and Health Act of 1970 provision requiring the agency to â âset the standard which most adequately assures, to the extent feasible, on the basis of the best available evidence, that no employee will suffer any impairment of healthâ â â which the Court upheld in Industrial Union Deyt., AFL-GIO v. American Petroleum Institute, 448 U. S. 607, 646 (1980), and which even then-JuSTlCE Rehnquist, who alone in that case thought the statute violated the nondelegation doctrine, see id., at 671 (opinion concurring in judgment), would have upheld if, like the statute
The scope of discretion § 109(b)(1) allows is in fact well within the outer limits of our nondelegation precedents. In the. history of the Court we have found the requisite âintelligible principleâ lacking in only two statutes, one of which provided literally no guidance for the exercise of discretion, and the other of which conferred authority to regulate the entire economy on the basis of no more precise a standard than stimulating the economy by assuring âfair competition.â See Panama Refining Co. v. Ryan, 293 U. S. 388 (1935); A. L. A. Schechter Poultry Corp. v. United States, 295 U. S. 495 (1935). We have, on the other hand, upheld the validity of § 11(b)(2) of the Public Utility Holding Company Act of 1935, 49 Stat. 821, which gave the Securities and Exchange Commission authority to modify the structure of holding company systems so as to ensure that they are not âunduly or unnecessarily complicate^]â and do not âunfairly or inequitably distribute voting power among security holders.â American Power & Light Co. v. SEC, 329 U. S. 90, 104 (1946). We have approved the wartime conferral of agency power to fix the prices of commodities at a level that â âwill be generally fair and equitable and will effectuate the [in some respects conflicting] purposes of th[e] Act.ââ Yakus v. United States, 321 U. S. 414, 420, 423-426 (1944). And we have found an âintelligible principleâ in various statutes authorizing regulation in the âpublic interest,â See, e. g., National Broadcasting Co. v. United States, 319 U. S. 190, 225-226 (1943) (Federal Communications Commissionâs power to regulate airwaves); New York Central Securities Corp. v. United States, 287 U. S. 12, 24-25 (1932) (Interstate Commerce Commissionâs power to approve railroad consolidations). In short, we have âalmost never felt qualified to second-guess Congress regarding the permissible degree of policy judgment that can be left to those executing or apply
It is true enough that the degree of agency discretion that is acceptable varies according to the scope of the power eon-gressionally conferred. See Loving v. United States, 517 U. S., at 772-773; United States v. Mazurie, 419 U. S. 544, 556-557 (1975). While Congress need not provide any direction to the EPA regarding the manner in which it is to define âcountry elevators,â which are to be exempt from new-stationary-source regulations governing grain elevators, see 42 U. S. C. §7411(i), it must provide substantial guidance on setting air standards that affect the entire national economy. But even in sweeping regulatory schemes we have never demanded, as the Court of Appeals did here, that statutes provide a âdeterminate criterionâ for saying âhow much [of the regulated harm] is too much.â 175 F. 3d, at 1034. In Touby, for example, we did not require the statute to decree how âimminentâ was too imminent, or how ânecessaryâ was necessary enough, or even â most relevant here â how âhazardousâ was too hazardous. 500 U. S., at 165-167. Similarly, the statute at issue in Lichter authorized agencies to recoup âexcess profitsâ paid under wartime Government contracts, yet we did not insist that Congress specify how much profit was too much. 334 U. S., at 783-786. It is therefore not conclusive for delegation purposes that, as respondents argue, ozone and particulate matter are ânonthresholdâ pollutants that inflict a continuum of adverse health effects at any airborne concentration greater than zero, and hence require the EPA to make judgments of degree. â[A] certain degree of discretion, and thus of lawmaking, inheres in most executive or judicial action.â Mistretta v. United States, supra, at 417 (Scalia, J., dissenting) (emphasis deleted); see 488 U. S., at 378-379 (majority opinion). Section 109(b)(1) of the CAA, which to repeat we interpret as requiring the EPA to set air quality standards at the level that is ârequi
We therefore reverse the judgment of the Court of Appeals remanding for reinterpretation that would avoid a supposed delegation of legislative power. It will remain for the Court of Appeals â on the remand that we direct for other reasons â to dispose of any other preserved challenge to the NAAQS under the judicial-review provisions contained in 42 U. S. C. § 7607(d)(9).
IV
The final two issues on which we granted certiorari concern the EPAâs authority to implement the revised ozone NAAQS in areas whose ozone levels currently exceed the maximum level permitted by that standard. The CAA designates such areas ânonattainment,â § 107(d)(1), 42 U. S. C. § 7407(d)(1); see also Pub. L. 105-178, §6103, 112 Stat. 465 (setting timeline for new ozone designations), and it exposes them to additional restrictions over and above the implementation requirements imposed generally by §110 of the CAA. These additional restrictions are found in the five substantive subparts of Part D of Title I, 42 U. S. C. §§7501-7515. Subpart 1, §§7501-7509a, contains general nonattainment regulations that pertain to every pollutant for which a NAAQS exists. Subparts 2 through 5, §§ 7511â 7514a, contain rules tailored to specific individual pollutants. Subpart 2, added by the Clean Air Act Amendments of 1990, §103, 104 Stat. 2423, addresses ozone. 42 U. S. C. §§ 7511â 75111 The dispute before us here, in a nutshell, is whether Subpart 1 alone (as the agency determined), or rather Sub-part 2 or some combination of Subparts 1 and 2, controls the implementation of the revised ozone NAAQS in non-attainment areas.
The Administrator first urges, however, that we vacate the judgment of the Court of Appeals on this issue because it lacked jurisdiction to review the EPAâs implementation policy. Section 307(b)(1) of the CAA, 42 U. S. C. § 7607(b)(1), gives the court jurisdiction over âany . . . nationally applicable regulations promulgated, or final action taken, by the Administrator,â but the EPA argues that its implementation policy was not agency âaction,â was not âfinalâ action, and is not ripe for review. We reject each of these three contentions.
At the same time the EPA proposed the revised ozone NAAQS in 1996, it also proposed an âinterim implementation policyâ for the NAAQS, see 61 Fed. Reg. 65752 (1996), that was to govern until the details of implementation could be put in final form through specific ârulemaking actions.â The preamble to this proposed policy declared that âthe interim implementation policy . . . represent^] EPAâs preliminary views on these issues and, while it may include various statements that States must take certain actions, these statements are made pursuant to EPAâs preliminary interpretations, and thus do not bind the States and public as a matter of law.â Ibid. If the EPA had done no more, we perhaps could accept its current claim that its action was not final. However, after the agency had accepted comments on its proposed policy, and on the same day that the final ozone NAAQS was promulgated, the White House published in the Federal Register what it titled a âMemorandum for the Administrator of the Environmental Protection Agencyâ that prescribed implementation procedures for the EPA to follow. 62 Fed. Reg. 38421 (1997). (For purposes of our analysis we shall assume that this memorandum was not itself action by the EPA.) The EPA supplemented this memorandum with an explanation of the implementation procedures, which it published in the explanatory preamble to its final ozone
We have little trouble concluding that this constitutes final agency action subject to review under §307. The bite in the phrase âfinal actionâ (which bears the same meaning in § 307(b)(1) that it does under the Administrative Procedure Act (APA), 5 U. S. C. § 704, see Harrison v. PPG Industries, Inc., 446 U. S. 578, 586 (1980)), is not in the word âaction,â which is meant to cover comprehensively every manner in which an agency may exercise its power. See FTC v. Standard Oil Co. of Cal., 449 U. S. 232, 238, n. 7 (1980). It is rather in the word âfinal,â which requires that the action under review âmark the consummation of the agencyâs de-cisionmaking process.â Bennett v. Spear, 520 U. S. 154, 177-178 (1997). Only if the âEPA has rendered its last word on the matterâ in question, Harrison v. PPG Industries, Inc., supra, at 586, is its action âfinalâ and thus reviewable. That standard is satisfied here. The EPAâs âdecision-making process,â which began with the 1996 proposal and continued with the reception of public comments, concluded
The decision is also ripe for our review. âRipeness ârequires] us to evaluate both the fitness of the issues for judicial decision and the hardship to the parties of withholding court consideration.â â Texas v. United States, 523 U. S. 296, 300-301 (1998) (quoting Abbott Laboratories v. Gardner, 387 U. S. 136, 149 (1967)). The question before us here is purely one of statutory interpretation that would not âbenefit from further factual development of the issues presented.â Ohio Forestry Assn., Inc. v. Sierra Club, 523 U. S. 726, 733 (1998). Nor will our review âinappropriately interfere with further administrative action,â ibid., since the EPA has concluded its consideration of the implementation issue. Finally, as for hardship to the parties: The respondent States must â on pain of forfeiting to the EPA control over implementation of the NAAQS â promptly undertake the lengthy and expensive task of developing state implementation plans (SIPâs) that will attain the new, more stringent standard within five years. See 42 U. S. C. §§7410, 7502. Whether or not this would suffice in an ordinary ease brought under the review provisions of the APA, see 5 U. S. C. § 704, we have characterized the special judicial-review provision of the CAA, 42 U. S. C. § 7607(b), as one of those statutes that specifically provides for âpreenforcementâ review, see Ohio Forestry Assn., Inc. v. Sierra Club, supra, at 737. Such statutes, we have said, permit âjudicial review directly, even before the
Beyond all this, the implementation issue was fairly included within the challenges to the final ozone rule that were properly before the Court of Appeals. Respondents argued below that the EPA could not revise the ozone standard, because to do so would trigger the use of Subpart 1, which had been supplanted (for ozone) by the specific rules of Sub-part 2. Brief for Industry Petitioners and Intervenors in No. 97-1441 (and consolidated cases) (CADC), pp. 82-84. The EPA responded that Subpart 2 did not supplant but simply supplemented Subpart 1, so that the latter section still âapplies to all nonattainment areas for all NAAQS, . . . including nonattainment areas for any revised ozone standard.â Final Brief for EPA in No. 97-1441 (and consolidated cases) (CADC), pp. 67-68. The agency later reiterated that Subpart 2 âdoes not supplant implementation provisions for revised ozone standards. This interpretation fully harmonizes Subpart 2 with EPAâs clear authority to revise any NAAQS.â Id., at 71. In other words, the EPA was arguing that the revised standard could be issued, despite its apparent incompatibility with portions of S'ubpart 2, because it would be implemented under Subpart 1 rather than Subpart 2. The District of Columbia Circuit ultimately agreed that Subpart 2 could be harmonized with the EPAâs authority to promulgate revised NAAQS, but not because Subpart 2 is entirely inapplicable â which is one of EPAâs assignments of error. It is unreasonable to contend, as the EPA now does, that the Court of Appeals was obligated to reach the agencyâs preferred result, but forbidden to assess the reasons the EPA had given for reaching that result. The implementation issue was fairly included within respondentsâ challenge to the ozone rule, which all parties agree is final agency action ripe for review.
Our approach to the merits of the partiesâ dispute