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Full Opinion
Appellant herein and defendant below, Brenda S. Cook, appeals the January 9,1998, order of the Circuit Court of Hardy County sentencing her to twenty-five years of imprisonment after a Hardy County jury found her guilty of second degree murder. Although Ms. Cook raises several issues on appeal to this Court, we find that one of the issues she raises, whether the State failed to prove beyond a reasonable doubt that she did not act in defense of another, is dispositive of the entire case. Having reviewed the arguments of the parties, the record presented for our consideration on appeal and the pertinent authorities, we find that Ms. Cook presented sufficient evidence to require the State to prove beyond a reasonable doubt that she did not act in the defense of another when she used deadly force against the victim. The State having failed to carry its burden on this issue, we conclude that the conviction and
I.
FACTUAL AND PROCEDURAL HISTORY
Brenda S. Cook is forty years old and is married to Gerald Cook. Since 1979, the Cooks have lived in a trailer home on Dover Hollow Road near Moorefield, West Virginia. In May of 1994, the Cooks purchased a two acre tract of land contiguous to their trailer.
The tragic event in this case has its genesis on Hickory Ridge Road. Shortly after the Cooks purchased the two acre tract of land, they were harassed and threatened by a few neighbors living in the area. The problems were due, in part, to the Cooks’ placement of a fence and rocks along the edge of their property on Hickory Ridge Road even though there was no evidence at trial indicating that the fence and rocks prevented the normal ingress and egress of residents in the area.
One of the individuals who harassed and threatened the Cooks was the victim, Homer Buckler.
During the night of December 23, 1996, a loud explosion shook the home of the Cooks. An investigation of the explosion was made by the United States Secret Service. It was determined that Mr. Buckler and several of his friends had exploded a homemade bomb constructed with black gunpowder.
Evidence was also introduced which showed that the Cooks sought legal help to prevent harassment and intimidation by Mr. Buckler and others.
On May 7, 1997, Mrs. Cook telephoned Trooper Tom Wood to ascertain the status of an investigation into the vandalism of the Cooks’ nearby cabin. Trooper Wood indicated that he was going to come out to the area to speak with Mr. Buckler about the matter. Shortly after the telephone conversation with Trooper Wood, Mrs. Cook heard a truck engine racing outside her home. She looked outside and saw Mr. Buckler throwing rocks onto her property in the direction of her husband, Mr. Cook.
Mr. Cook testified that he approached Mr. Buckler and asked him not to throw the rocks onto his property. During this time, Mrs. Cook loaded a shotgun and walked outside. Mrs. Cook fired a warning shot into the air in an effort to get Mr. Buckler to leave the area. After firing the shot, she proceeded to walk hurriedly to her husband’s side. Upon approaching her husband and Mr. Buckler, Mrs. Cook pleaded with Mr. Buckler to leave them alone. Mr. Buckler would not listen. Mrs. Cook then loaded another shell into the shotgun. Mr. Buckler turned to Mrs. Cook and stated, “What are you going to do, shoot me?” Mrs. Cook testified that she responded, “No sir, Homer, I didn’t come up here to hurt anybody, just please leave us alone.” Mrs. Cook then informed Mr. Buckler that she had already called the police. Mr. Buckler immediately looked at Mr. Cook and stated, “You’re a G— d- dead man. I warned you, I told you never to call them.”
Mr. Cook turned from Mr. Buckler and began walking away. Clayton Brent, a neighbor of the Cooks and an eyewitness to the events, testified as to what he heard and saw regarding Mr. Cook’s attempt to walk away:
Q. What did you see happen?
A. Homer was up in — up to Gerald and he threatened him and—
Q. What did he say to him?
A. Exactly?
Q. Yes, sir.
A. “Why don’t you try to climb my f--
tree? It’s a big one.”
Q. Then what happened?
A. Gerald turned and was walking away.
Q. What happened then? Where was Brenda when this was going on?
A. Down a little ways. What'—
Q. Then what happened?
A. Homer — or Gerald said, “You mother,” and he shut up and was still walking and Homer was following Gerald.
Mrs. Cook testified that as Mr. Cook walked away, Mr. Buckler attacked him and spun him around. At which point, Mr. Cook took a swing at Mr. Buckler. The evidence indicated that Mr. Buckler then proceeded to throw Mr. Cook to the ground and began beating him. As Mr. Buckler beat Mr. Cook, who was defenseless and pleading for mercy, Mrs. Cook rushed to help her husband. Mrs. Cook held the shotgun in one hand and attempted to pull Mr. Buckler off of her husband. Mr. Buckler paused long enough to strike Mrs. Cook and rip her shirt open. Two eyewitnesses, Norma Gibson and Rebla Jackson, testified that Mr. Buckler struck Mrs. Cook.
Q. It looked like she was doing what? What did you see?
A. It looked like she was trying to put her hand and stop him or something. I mean, that’s what it looked like to me.
*596 Q. Did you see a gun?
A. No, sir.
Q. You did not see a gun?
A. No, I didn’t.
Q. Then what did you see Mr. Buckler do?
A. I seen him take his right hand, he come out, he hit Bren[da], and I said, oh my gosh, ma, he hit her, he hit her.
Rebla Jackson testified as follows:
Q. Do you recall your daughter saying anything about seeing Mr. Buckler?
A. Yes, she said, oh my gosh, mom, he hit Bren, because that’s what they called her, Bren. I looked and he had his hand up against her and she went back.
Q. So you looked and when you looked, did you see Mr. Buckler’s hand on Brenda Cook?
A. Yes, I did.
Q. What was he doing?
A. He had his hand on her and she went back then.
Q. Did she fall down?
A. No, she didn’t fall down.
Mrs. Cook testified that after she was struck by Mr. Buckler she continued pleading with him to stop beating her husband. Mr. Buckler ignored her and continued beating Mr. Cook.
Clayton Brent was the first person to arrive at the scene. He testified as follows:
Q. What was she doing when you got there?
A. When she got — when I got there to her?
Q. When — yes. You’re what? Thirty yards away you said. It took just a couple of seconds to get there, right?
A. She was crying.
Q. Did she say anything other — the first words out of her mouth quite frankly were, “I thought he was going to kill Gerald.” Isn’t that right?
A. Yes.
Q. When you were running up there to your mother’s house, do you remember*597 Brenda yelling to you, “Call an ambulance?”
A. That was right after — that was right after she shot Homer and I was on my way to her — to them.
Q. She says, “Call an ambulance?”
A. Yes. She yelled, “Call the police or an ambulance.”
Q. In this whole episode that you witnessed, how would you describe Homer Buckler’s actions? How exactly?
A. I could tell there was going to be a fight.
Q. He was angry, wasn’t he?
A. Yes. He didn’t want to — he didn’t want to leave it alone. That’s what it seemed like to me.
Mr. Buckler lived for a short period of time after the gunshot. He was taken to Memorial Hospital and Medical Center in Cumberland, Maryland, where he was pronounced dead. Subsequently, a grand jury rendered a one count indictment charging Mrs. Cook with first degree murder. The trial began on August 11, 1997. On August 14, 1997, a jury returned a verdict finding Mrs. Cook guilty of second degree murder. The trial court sentenced Mrs. Cook to a definite term of twenty-five years imprisonment. This appeal followed.
II.
STANDARD OF REVIEW
The controlling issue in this case requires this Court to determine whether the evidence was sufficient to sustain a conviction for second degree murder. Mrs. Cook contends that the state failed to establish beyond a reasonable doubt that she did not act in defense of another, her husband, in causing the death of Mr. Buckler. In Syllabus point 1 of State v. Guthrie, 194 W.Va. 657, 461 S.E.2d 163 (1995), this Court clarified the appellate standard of review where a criminal defendant challenges the sufficiency of the evidence supporting his or her conviction:
The function of an appellate court when reviewing the sufficiency of the evidence to support a criminal conviction is to examine the evidence admitted at trial to determine whether such evidence, if believed, is sufficient to convince a reasonable person of the defendant’s guilt beyond a reasonable doubt. Thus, the relevant inquiry is whether, after viewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime proved beyond a reasonable doubt.
We elaborated in Syllabus point 3, in part, of Guthrie, in part, by stating that:
A criminal defendant challenging the sufficiency of the evidence to support a conviction takes on a heavy burden. An appellate court must review all the evidence, whether direct or circumstantial, in the light most favorable to the prosecution and must credit all inferences and credibility assessments that the jury might have drawn in favor of the prosecution. The evidence need not be inconsistent with every conclusion save that of guilt so long as the jury can find guilt beyond a reasonable doubt. Credibility determinations are for a jury and not an appellate court. Finally, a jury verdict should be set aside only when the record contains no evidence, regardless of how it is weighed, from which the jury could find guilt beyond a reasonable doubt.
With these principles in mind, we will examine the evidence for sufficiency to sustain the conviction.
III.
DISCUSSION
A. History of the Defense of Another Doctrine
The basic premise underlying the doctrine of defense of another (also called defense of others) is that a person is justified in using force to protect a third party from unlawful force by an aggressor. The defense of another doctrine closely parallels the common law doctrine of self-defense.
What one may lawfully do in defense of himself — when threatened with death or great bodily harm, he may do in behalf of a brother; but if the brother was in fault in provoking an assault, that brother must retreat as far as he safely can, before his brother would be justified in taking the life of his assailant in his defense of the brother. But if the brother was so drunk as not to be mentally able to know his duty to retreat, or was physically unable to retreat, a brother is not bound to stand by and see him killed or suffer great bodily harm, because he does not under such circumstances retreat. It is only the faultless, who are exempt from the necessity of retreating while acting in self-defense. Those in fault must retreat, if able to do so; if from the fierceness of the attack or for other reasons they are unable to retreat, they will be excused by the law for not doing so.
Accord Saunders, 175 W.Va. at 17, 330 S.E.2d at 675; State v. Wisman, 93 W.Va. 183, 194, 116 S.E. 698, 702 (1923). In State v. W.J.B., 166 W.Va. 602, 608, 276 S.E.2d 550, 554 (1981), a case involving both the doctrine of self-defense and defense of another, we pointed out that
“a person has the right to repel force by force in the defense of his person, his family or his habitation, and if in so doing he uses only so much force as the necessity, or apparent necessity, of the case requires, he is not guilty of any offense, though he kill his adversary in so doing.”
(Quoting State v. Laura, 93 W.Va. 250, 256-57, 116 S.E. 251, 253 (1923) and citing State v. Preece, 116 W.Va. 176, 179 S.E. 524 (1935); State v. Thornhill, 111 W.Va. 258, 161 S.E. 431 (1931); State v. Clark, 51 W.Va. 457, 41 S.E. 204 (1902); State v. Manns, 48 W.Va. 480, 37 S.E. 613 (1900)).
Our cases have succinctly articulated the development and scope of the doctrine of self-defense and the use of deadly force under it. However, we have not had occasion to thoroughly discuss the defense of another doctrine. The facts of the instant case require that we fully explore this doctrine’s principles.
1. Initial limitations on the doctrine of defense of another. The application of the common law doctrine of defense of another was very limited in its earliest beginnings. The doctrine was imposed only as a defense when a homicide occurred in defense of a member of one’s family.
The initial limitation of the doctrine to one’s family eroded with time as courts began to extend the doctrine to allow for the defense of strangers. See State v. Chiarello, 69 N.J.Super. 479, 174 A.2d 506 (App.Div.1961). The expansion of the doctrine to include strangers brought'with it a theory of potential liability. This theory was called the “alter ego” rule. The alter ego rule held that a defendant using deadly force to defend a person who was not entitled to use deadly force would be held criminally hable. See Moore v. State, 25 Okla.Crim. 118, 218 P. 1102 (1923); Leeper v. State, 589 P.2d 379 (Wyo.1979). In State v. Best, 91 W.Va. 559, 575, 113 S.E. 919, 925 (1922), this Court alluded to the alter ego rule when it was said that “the right of a person to defend another does not ordinarily exceed such person’s right to defend himself[.]”
2. Development of reasonable belief standard. The alter ego rule worked a considerable hardship upon defendants who unknowingly intervened to aid third parties who were not privileged to use self-defense. In such situations, the intervenor was criminally liable for any injury or death he or she caused. See People v. Young, 11 N.Y.2d 274, 229 N.Y.S.2d 1, 183 N.E.2d 319 (1962); State v. Wenger, 58 Ohio St.2d 336, 390 N.E.2d 801 (1979). Many jurisdictions began to reject the alter ego rule, to a large extent, because of the position taken by the American Law Institute’s Model Penal Code, § 3.05 (1985).
In this Court’s review of its past decisions, decisions of other jurisdictions and commentaries, the doctrine of defense of another may be succinctly articulated. We therefore hold that to establish the doctrine of defense of another in a homicide prosecution, a defendant must show by sufficient evidence that he or she used reasonable force, including deadly force, in a situation where the defendant had a reasonable belief of the lawfulness of his or her intervention on behalf of another person who was in imminent danger of death or serious bodily harm from which such person could save himself/herself only by using force, including deadly force, against his or her assailant, but was unable to do so. We will now proceed to examine the key elements of the doctrine of defense of another.
1. Burden of proof. The doctrine of defense of another is an affirmative defense. This Court, as well as the United States Supreme Court, has made clear that “a defendant can be required to prove the affirmative defenses that he asserts.” State v. Daniel, 182 W.Va. 643, 652, 391 S.E.2d 90, 99 (1990) (citing Patterson v. New York, 432 U.S. 197, 97 S.Ct. 2319, 53 L.Ed.2d 281 (1977)).
In this Court’s decision in State v. Kirtley, 162 W.Va. 249, 252 S.E.2d 374 (1978), we abandoned the preponderance of the evidence standard that was previously imposed by this Court upon defendants asserting self-defense. See also State v. Schrader, 172 W.Va. 1, 3, 302 S.E.2d 70, 72 (1982) (“There is no question that this is no longer the law in West Virginia.”). In lowering the defendant’s burden on self-defense in Kirtley, we held that “[o]nce there is sufficient evidence to create a reasonable doubt that the killing resulted from the defendant acting in self-defense, the prosecution must prove beyond a reasonable doubt that the defendant did not act in self-defense.” Syl. pt. 4, State v. Kirtley, 162 W.Va. 249, 252 S.E.2d 374. Under Kirtley, a defendant “merely must produce sufficient evidence to create a reasonable doubt on the issue.” State v. Clark, 171 W.Va. 74, 76, 297 S.E.2d 849, 851 (1982).
2. Amount of Force. A defendant asserting the defense of another must show that the force used was reasonable. This requirement is also known as the “proportionality” rule. Shelby A.D. Moore, Doing Another’s Bidding Under a Theory of Defense of Others: Shall We Protect the Unborn with Murder, 86 Ken.L.J. 257, 285-86 (1998).
In defending another, a defendant is not legally obliged to arbitrarily use any degree of force he or she chooses. People v. Jordan, 130 Ill.App.3d 810, 86 Ill.Dec. 86, 474 N.E.2d 1283 (1985) (excessive force used). That is “a person may use only that force
the amount of force that can be used in self-defense is that normally one can return deadly force only if he reasonably believes that the assailant is about to inflict death or serious bodily harm; otherwise, where he is threatened only with non-deadly force, he may use only non-deadly force in return.
State v. W.J.B., 166 W. Va. 602, 608, 276 S.E.2d 550, 557(1981) (citing Rose v. Commonwealth, 422 S.W.2d 130 (Ky.1967); Stennis v. State, 234 So.2d 611 (Miss.1970); State v. Parker, 403 S.W.2d 623 (Mo.1966); State v. Pearson, 288 N.C. 34, 215 S.E.2d 598 (1975); State v. Clark, 51 W.Va. 457, 41 S.E. 204 (1902); W. LaPave & A. Scott, Criminal Law 392-93 (1972)). Therefore, the reasonable force standard is appropriate for the doctrine of defense of another.
3. Reasonable belief that intervention was lawful. The “reasonable belief’ standard of intervention emphasizes what the intervenor believes about the circumstances, as opposed to what are the actual circumstances. An Alabama court has ruled that the reasonable belief standard “shifts the emphasis to [the] defendant’s reliance on reasonable appearances rather than exposing him to the peril of liability for defending another where appearances were deceiving and there was no actual imminent danger.” Morris v. State, 405 So.2d 81, 83 (Ala.Crim.App.1981).
The reasonableness of an intervenor’s belief is determined by both a subjective and an objective inquiry. It was noted in David v. State, 698 P.2d 1233, 1235 (Alaska Ct.App.1985), that the “defense is composed of an objective element, i.e., a reasonable belief that force is necessary, and a subjective element, i.e., an actual belief that force is necessary.” In other words, the “actor must actually believe that [another] is in danger and that belief must be a reasonable one.” State v. Elam, 328 N.W.2d 314, 317 (Iowa 1982). See Smiley v. State, 395 So.2d 235 (Fla.Dist.Ct.App.1981); State v. Moore, 178 N.J.Super. 417, 429 A.2d 397 (1981). Insofar as the reasonable belief standard is used by this Court for self-defense, it is an appropriate standard for the doctrine of defense of another.
4. Level of danger. An intervenor is not obliged to use deadly force in defense of another, unless the third party is in imminent danger of death or serious bodily harm. This “simply means that an intervenor cannot act until the party whom the intervenor is defending is immediately threatened.” Moore, Doing Another’s Bidding Under a Theory of Defense of Others, 86 Ken.L.J. at 284. This criterion is no different from that which this Court uses in the context of self-defense. We have held that a person who reasonably believes he or she “is in imminent danger of death or serious bodily harm ... has the right to employ deadly force in order to defend himself.” State v. W.J.B., 166 W.Va. at 606, 276 S.E.2d at 553 (citing State v. Kirtley, 162 W.Va. 249, 252 S.E.2d 374 (1978); State v. Green, 157 W.Va. 1031, 206
C. Application of Law to Facts
Mrs. Cook asserted the defense of another doctrine at trial. The trial court gave an adequate instruction of the law regarding the defense to the jury. In Syllabus point 3 of- State v. Saunders we held that “[t]he validity of a claim of defense of another, like the question of self-defense, is properly a matter for the jury’s determination.” 175 W.Va. 16, 330 S.E.2d 674. Mindful of the jury’s province over the evidence presented on the issue of defense of another, this Court will not permit an injustice to occur because a jury failed to adequately understand the evidence presented at trial. This is such a case.
1. Mr. Cook was privileged to use deadly force in self-defense. The facts of the case viewed in the light most favorable to the prosecution, clearly illustrate that- Mr. Buckler stopped his truck in front of the Cooks’ residence and began throwing rocks onto their property. The rocks had been placed by the Cooks near their property line fence. There was no evidence to indicate that the rocks were unlawfully situated alongside their property. Mr. Cook approached Mr. Buckler and asked him to stop removing the rocks and throwing them further onto his property. Mrs. Cook observed the two men, while in her home, and became afraid for her husband’s safety. The testimony was that Mrs. Cook grabbed a shotgun and fired into the air hoping Mr. Buckler would get back into his truck and leave them alone.
Mr. Buckler was not deterred by the gunshot. In contrast, he continued to yell and curse at Mr. Cook. Mrs. Cook moved quickly to her husband’s aid. The record supports that both Mr. and Mrs. Cook tried to reason with Mr. Buckler, but to no avail. When Mrs. Cook informed Mr. Buckler that she had called the police, he became incensed and renewed a previous threat to kill them if they had again called the police. At this point* Mr. Cook retreated.
Mr. Buckler followed Mr. Cook, grabbed Mr. Cook and spun him around. At this juncture, the evidence demonstrates that Mr. Buckler’s conduct of grabbing and spinning Mr. Cook was hostile and constituted a battery.
One swing in self-defense was attempted by Mr. Cook. Mr. Buckler immediately threw his 6'4" frame upon Mr. Cook’s 5'6" frame, knocking him to the ground. Mr. Buckler began to beat Mr. Cook with unrestrained blows throughout his body. Two critical observations are required at this point. First, based upon the testimony of the witnesses, Mr. Cook was unable to free himself from the
2. Mrs. Cook was privileged to use deadly force in defense of her husband. The evidenc