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Full Opinion
concurring in the judgment.
I agree that Article 36 of the Vienna Convention grants rights that may be invoked by an individual in a judicial proceeding, and therefore join Part II of Justice Breyer’s dissenting opinion. As to the suppression and procedural default issues, I join the Court’s judgment. The dissenting opinion veers aWay from the two cases here for review, imagining other situations unlike those at hand. In neither of the cases before us would I remand for further proceedings.
As to the procedural default issue, I note first two anomalies. The Court explains, and I agree, that it would be extraordinary to hold that defendants, unaware of their Miranda rights because the police failed to convey the required warnings, would be subject to a State’s procedural default rules, but defendants not told of Article 36 rights would face no such hindrance. See ante, at 359. Furthermore, as the dissent apparently recognizes, in the federal-court system, a later-in-time statute, codifying a federal procedural default rule, would “supersed[e] any inconsistent provision in the Convention.” Post, at 388 (citing Breard v. Greene, 523 U. S. 371 (1998) (per curiam)). In my view, it would be unseemly, to say the least, for this Court to command state courts to relax their identical, or even less stringent procedural default rules, while federal courts operate without constraint in this regard. Post, at 388-389. That state of affairs, surely productive of friction in our federal system, should be resisted if there is a plausible choice, i. e., if a reasonable interpretation of the federal statute and international accord would avoid the conflict.
Critical for me, Bustillo has conceded that his “attorney at trial was aware of his client’s rights under the Vienna
In short, if there are some times when a Convention violation, standing alone, might warrant suppression, or the displacement of a State’s ordinarily applicable procedural
* * *
For the reasons stated, I would not disturb the judgments of the Supreme Court of Oregon and the Supreme Court of Virginia.
Justice Breyer, with whom Justice Stevens and Justice Souter join, and with whom Justice Ginsburg joins as to Part II, dissenting.
The Vienna Convention on Consular Relations (Vienna Convention or Convention) provides that when the police of a signatory nation arrest a foreign national, the detaining “authorities shall inform” the foreign national “without delay” of his “righ[t]” to communicate with his nation’s consular officers. Arts. 36(l)(a), (b), Apr. 24, 1963, [1970] 21 U. S. T. 77,100-101, T. I. A. S. No. 6820. We granted certiorari in these cases to consider three related questions: (1) May a criminal defendant raise a claim (at trial or in a postconviction proceeding) that state officials violated this provision? (2) May a State apply its usual procedural default rules to Convention claims, thereby denying the defendant the right to raise the claim in a postconviction proceeding on the ground that the defendant failed to raise the claim at trial? And (3) is suppression of a defendant’s confession (made to police after a violation of the Convention) an appropriate remedy?
The Court assumes, but does not decide, that the answer to the first question is “yes.” Ante, at 343. It answers the second question by holding that a State always may apply its ordinary procedural default rules to a defendant’s claim of a Convention violation. Ante, at 350-360. Its answer to the third question is that suppression is never an appropriate remedy for a Convention violation. Ante, at 343-350.
I
A
The Vienna Convention is an international treaty that governs relations between individual nations and foreign consular officials. The United States and 169 other nations have ratified the Convention. Its adoption in 1963 was perhaps “the single most important event in the entire history of the consular institution.” L. Lee, Consular Law and Practice 26 (2d ed. 1991). The Convention defines consular functions to include “protecting in the receiving State the interests of the sending State and of its nationals,” and “helping and assisting nationals ... of the sending State.” Arts. 5(a), (e), 21 U. S. T., at 82-83. The United States ratified the Convention in 1969.
“1. With a view to facilitating the exercise of consular functions relating to nationals of the sending State:
“(a) consular officers shall be free to communicate with nationals of the sending State and to have access to them. Nationals of the sending State shall have the same freedom with respect to communication with and access to consular officers of the sending State;
“(b) if he so requests, the competent authorities of the receiving State shall, without delay, inform the consular post of the sending State if, within its consular district, a national of that State is arrested or committed to prison or to custody pending trial or is detained in any other manner. Any communication addressed to the consular post by the person arrested, in prison, custody or detention shall also be forwarded by the said authorities without delay. The said authorities shall inform the person concerned without delay of his rights under this sub-paragraph;
“2. The rights referred to in paragraph 1 of this Article shall be exercised in conformity with the laws and regulations of the receiving State, subject to the proviso, however, that the said laws and regulations must enable full effect to be given to the purposes for which the rights accorded under this Article are intended.” 21 U. S. T., at 100-101 (emphasis added).
The U. S. State Department’s Foreign Affairs Manual has long stressed the importance the United States places upon these provisions. It says, “[0]ne of the basic functions of a
B
In 1969, the United States also ratified (but the President has since withdrawn from) an Optional Protocol to the Convention. See Optional Protocol Concerning the Compulsory Settlement of Disputes (Optional Protocol), Apr. 24, 1963, [1970] 21 U. S. T. 325, T. I. A. S. No. 6820; Letter from Condoleezza Rice, Secretary of State, to Kofi A. Annan, Secretary-General of the United Nations (Mar. 7,, 2005) (giving notice of United States’ withdrawal from the Optional Protocol). The Optional Protocol provides that “[disputes arising out of the interpretation or application of the Convention shall lie within the compulsory jurisdiction of the International Court of Justice [ICJ].” Art. I, 21 U. S. T., at 326.
Acting pursuant to the Optional Protocol, Germany (in 1999) and Mexico (in 2003) brought proceedings before the ICJ, seeking redress for what they said were violations of Article 36 by the United States. LaGrand Case (F. R. G. v. U. S.), 2001 I. C. J. 466 (Judgment of June 27) (LaGrand); Case Concerning Avena and other Mexican Nationals (Mex. v. U S.), 20041. C. J. 12 (Judgment of Mar. 31) (Avena).
In Germany’s case, the ICJ rejected the United States’ claim that the “rights of consular notification and access under [Article 36] are rights of States, and not of individuals.” LaGrand, 2001 I. C. J., at 493, ¶ 76, It held instead that (1) if an arrested foreign national is prejudiced by the host country’s failure to inform him of his Article 36 rights, and (2) if that individual has “been subjected to prolonged detention or convicted and sentenced to severe penalties,” then a diplomatic apology alone is not a sufficient remedy.
In Mexico’s case, the ICJ reiterated its view that Article 36, in addition to imposing obligations on member nations, also allows foreign nationals to bring claims based on those violations in domestic judicial proceedings. The ICJ noted that, as a matter of international law, breach of a treaty ordinarily “ ‘involves an obligation to make reparation in an adequate form.’ ” Avena, supra, at 59, ¶ 119 (quoting Factory at Chorzów, Jurisdiction, 1927, R C. I. J., ser. A, No. 9, p. 21). Applying that principle to the Convention, the ICJ concluded that “the remedy to make good . .. violations [of Article 36] should consist in an obligation on the United States to permit review and reconsideration of these nationals’ cases by the United States courts ... with a view to ascertaining whether in each ease the violation .. . caused actual prejudice to the defendant in the process of administration of criminal justice.” Avena, 2004 I. C. J., at 60, ¶ 121 (emphasis added). The court added that this “ ‘review and reconsideration,’ ” to
In respect to procedural default, the ICJ referenced what it said in LaGrand, while adding the critically important qualification that the cases in which the Convention blocked application of a procedural default rule were those in which it was “the failure of the United States itself to inform” an arrested foreign national of his right to contact the consulate that “precluded counsel from being in a position to have raised the question of a violation of the Vienna Convention in the initial trial.” Avena, supra, at 57, ¶ 113.
C
For present purposes, the key sections of the Convention are (1) the provision that requires the United States to “inform” an arrested person “without delay” of his Article 36 rights, including the right to “communicat[e]” with his “consular post,” and (2) the provision that says domestic laws and regulations “must enable full effect to be given” to the purposes underlying those requirements.
The key ICJ holdings are its determinations (1) that the Convention obligates a member nation to inform an arrested foreign national without delay that he may contact his consulate; (2) that the Convention requires the United States to provide some process for its courts to “review and recon-side[r]” criminal convictions where there has been a prejudicial violation of this obligation; and (3) that this “review and reconsideration” cannot be foreclosed on the ground that the foreign national did not raise the violation at trial where the
II
The first question presented is whether a criminal defendant may raise a claim (at trial or in a postconviction proceeding) that state officials violated Article 36 of the Convention. The Court assumes that the answer to this question is “yes,” but it does not decide the matter because it concludes in any event that the petitioners are not entitled to the remedies they seek. As explained below, I would resolve those remedial questions differently. Hence, I must decide, rather than assume, the answer to the first question presented.
Regardless, the first question raises an important issue of federal law that has arisen hundreds of times in the lower federal and state courts. See generally Wooster, Construction and Application of Vienna Convention on Consular Relations (VCCR), Requiring That Foreign Consulate Be Notified When One of Its Nationals Is Arrested, 175 A. L. R. Fed. 243 (2002) (collecting federal cases). Those courts have divided as to the proper answer. Compare Cardenas v. Dretke, 405 F. 3d 244 (CA5 2005) (defendant cannot bring Convention claim in judicial proceeding); United States v. Emueghunam, 268 F. 3d 377 (CA6 2001) (same); State v. Martinez-Rodriguez, 2001-NMSC-029, 33 P. 3d 267 (same); 338 Ore. 267, 108 P. 3d 573 (2005) (same); Shackleford v. Commonwealth, 262 Va. 196, 547 S. E. 2d 899 (2001) (same), with Jogi v. Voges, 425 F. 3d 367 (CA7 2005) (defendant can bring Convention claim in judicial proceeding). And the issue often arises in a legal context where statutes or procedural requirements arguably block this Court’s speedy review. See Medellín v. Dretke, 544 U. S. 660 (2005) (per curiam). We granted the petitions for certiorari in significant part in order to decide this question. And, given its importance, we should do so.
Bustillo, for example, has brought an action under a Virginia statute that allows any convicted person to seek release from custody on the ground that “he is detained without lawful authority.” Va. Code Ann. § 8.01-654(A)(1) (Lexis Supp. 2006). Sanchez-Llamas has challenged his state criminal conviction on direct appeal, and in that proceeding he is entitled to claim that his conviction violates state or federal law. In both cases, the petitioners argue that a court decision favoring the prosecution would violate the Convention (as properly interpreted), and therefore the Constitution forbids any such decision. See U. S. Const., Art. VI, cl. 2. This argument in effect claims that the Convention itself provides applicable law that here would favor the petitioners if, but only if, they are correct as to their interpretation of the Convention (which is, of course, a different matter).
The petitioners must be right in respect to their claim that the Convention provides law that here courts could apply in their respective proceedings. The Convention is a treaty. And “all Treaties made ... under the Authority of the United States, shall be the supreme Law of the Land; and the Judges in every State shall be bound thereby.” Ibid. As
Directly to the point, this Court stated long ago that a treaty “is a law of the land as an act of Congress is, whenever its provisions prescribe a rule by which the rights of the private citizen or subject may be determined. And when such rights are of a nature to be enforced in a court of justice,” in such a case the court is to “resor[t] to the treaty for a rule of decision for the case before it as it would to a statute.” Head Money Cases, 112 U. S. 580, 598-599 (1884).
As noted above, see supra, at 372, the parties agree that the Convention “operates of itself without the aid of any legislative provision.” Foster, supra, at 314. The question, then, is the one this Court set forth in the Head Money Cases: Does the Convention set forth a “law” with the legal stature of an Act of Congress? And as the Court explained, we are to answer that question by asking, does the Convention “prescribe a rule by which the rights of the private citizen . . . may be determined”? Are the obligations set forth in Article 36(l)(b) “of a nature to be enforced in a court of justice”?
The “nature” of the Convention provisions raised by the petitioners indicates that they are intended to set forth standards that are judicially enforceable. Those provisions consist of the rights of a foreign national “arrested” or “detained in any other manner” (1) to have, on his “re-ques[t],” the “consular post” “inform[ed]” of that arrest or detention; (2) to have forwarded “without delay” any “communication addressed to the consular post”; and (3) to be “inform[ed] . . . without delay” of those two “rights.” Art. 36(l)(b), 21 U. S. T., at 101. These rights do not differ in their “nature” from other procedural rights that courts commonly enforce. Cf. U. S. Const., Arndt. 6 (“In all criminal
Moreover, the language of Article 36 speaks directly of the “rights” of the individual foreign national. See Art. 36(1)(b), 21 U. S. T., at 101 (“The said authorities shall inform the person concerned without delay of his rights under this sub-paragraph” (emphasis added)). Article 36 thus stands in stark contrast to other provisions of the Convention, which speak in terms of the rights of the member nations or consular officials. Cf. Art. 9, id., at 86 (discussing “the right of any of the Contracting Parties to fix the designation of consular officers” (emphasis added)); Art. 34, id., at 98 (consular officials shall have “freedom of movement and travel”); Art. 35(1), id., at 99 (consular officials shall have “freedom of communication”); Art. 41(1), id., at 103 (“Consular officers shall not be liable to arrest or detention pending trial”).
Suppose that a pre-Miranda federal statute had said that arresting authorities “shall inform a detained person without delay of his right to counsel.” Would courts not have automatically assumed that this statute created applicable law that a criminal defendant could invoke at trial? What more would the statute have to say? See Medellín, 544 U. S., at 687 (O’Connor, J., dissenting) (“And if a statute were to provide, for example, that arresting authorities ‘shall inform a detained person without delay of his right to counsel,’” what “more would be required” to permit “a defendant” to “invoke that statute”?).
Further, this Court has routinely permitted individuals to enforce treaty provisions similar to Article 36 in domestic judicial proceedings. In United States v. Rauscher, 119 U. S. 407, 410-411 (1886), for example, this Court concluded that the defendant could raise as a defense in his federal criminal trial the violation of an extradition treaty that said:
In all these cases, the Court recognized that (1) a treaty obligated the United States to treat foreign nationals in a certain manner; (2) the obligation had been breached by the Government’s conduct; and (3) the foreign national could therefore seek redress for that breach in a judicial proceeding, even though the treaty did not specifically mention judicial enforcement of its guarantees or even expressly state that its provisions were intended to confer rights on the foreign national. Language and context argue yet more strongly here in favor of permitting a criminal defendant in an appropriate case to find in the Convention a law to apply in the proceeding against him.
In addition, the Government concedes that individual consular officials may enforce other provisions of the Convention in American courts. For example, Article 43(1) grants consular officials immunity from “the jurisdiction of the” host country’s “judicial or administrative authorities” for
Finally, the international tribunal that the United States agreed would resolve disputes about the interpretation of the Convention, the ICJ, has twice ruled that an arrested foreign national may raise a violation of the arresting authorities’ obligation to “inform [him] without delay of his rights under” Article 36(1) in an American judicial proceeding. See Avena, 2004 I. C. J. 12; LaGrand, 2001 1. C. J. 466. That conclusion, as an “interpretation of an international agreement by an international court” deserves our “'respectful consideration.’” Ante, at 355 (opinion of the Court). That “respectful consideration,” for reasons I shall explain, see infra, at 382-385, counsels in favor of an interpretation that is consistent with the ICJ’s reading of the Convention here.
The Government says to the contrary that Article 36 is “addressed solely to the rights of States and not private individuals”; hence, a foreign national may not claim in an American court that a State has convicted him without the consular notification that Article 36 requires. Brief for United States as Amicus Curiae 7. But its arguments are not persuasive. The Government rests this conclusion primarily upon its claim that there is a “long-established presumption that treaties and other international agreements do not create judicially enforceable individual rights.” Id., at 11.
The problem with that argument is that no such presumption exists. The Government cites three cases in support of
Regardless, as I have just said, see supra, at 373, the Head Money Cases make clear that a treaty may confer certain enforceable “rights upon the citizens or subjects of one of the nations residing in the territorial limits of the other.” 112 U. S., at 598; see also 2 Restatement (Third) on Foreign Relations Law of the United States § 907 (1986) (hereinafter Restatement) (“A private person having rights against the United States under an international agreement may assert those rights in courts in the United States”). And the language of the Convention makes clear that it is such a treaty. Indeed, to my knowledge no other nation’s courts (or perhaps no more than one) have held to the contrary. The cases cited by the respondents and the Government do not say otherwise. See Judgment of Nov. 7, 2001, 5 BGHSt 116 (Germany) (deciding in light of LaGrand that the Convention creates individual rights, but declining to suppress confession); Queen v. Abbrederis (1981) 51 F. L. R. 99, 115 (Ct. Crim. App. New South Wales (Australia)) (deciding that Convention does not “affect the carrying out of an investigation by interrogation of a foreign person coming to this country”).
The Government also points out that the Executive Branch’s interpretation of treaty provisions is entitled to “great weight.” Sumitomo Shoji America, Inc. v. Avagliano, 457 U. S. 176, 184, 185 (1982). I agree with this presumption. But the Executive’s views on our treaty obligations are “not conclusive.” Id., at 184; see Perkins v. Elg, 307 U. S. 325, 328, 337-342 (1939) (declining to adopt Executive’s treaty interpretation); Johnson v. Browne, 205 U. S. 309, 319-321 (1907) (same); De Lima v. Bidwell, 182 U. S. 1, 181, 194-199 (1901) (same). Where language, the nature of the right, and the ICJ’s interpretation of the treaty taken separately or together so strongly point to an intent to confer enforceable rights upon an individual, I cannot find in the simple fact of the Executive Branch’s contrary view sufficient reason to adopt the Government’s interpretation of the Convention.
Accordingly, I would allow the petitioners to raise their claims based on violations of the Convention in their respective state-court proceedings.
Ill
The more difficult issue, I believe, concerns the nature of the Convention’s requirements as to remedy. In particular, Bustillo’s case concerns a state procedural default rule. When, if ever, does the Convention require a state court to set aside such a rule in order to hear a criminal defendant’s
In my view, Article 36 of the Convention requires a less absolute answer. Article 36 says that the rights it sets forth “shall be exercised in conformity with the laws and regulations of the receiving State,” but it instantly adds, “subject to the proviso . . . that the said laws and regulations must enable full effect to be given to the purposes for which the [Article 36] rights are ... intended.” Art. 36(2), 21 U. S. T., at 101 (emphasis added). The proviso means that a State’s ordinary procedural default rules apply unless (1) the defendant’s failure to raise a Convention matter (e. g., that police failed to inform him of his Article 36 rights) can itself be traced to the failure of the police (or other governmental authorities) to inform the defendant of those Convention rights, and (2) state law does not provide any other effective way for the defendant to raise that issue (say, through a claim of ineffective assistance of counsel).
Several considerations lead to this conclusion. First, as I have just noted, Article 36 says both that its rights “shall be exercised in conformity with” the host country’s “laws and regulations” and that those “laws and regulations must enable full effect to be given” to the purposes for which those rights “are intended.” This interpretation makes both the “conformity” requirement and the “full effect” requirement meaningful.
Second, the Convention’s drafting history supports this interpretation. The first draft of the Vienna Convention was written by the International Law Commission. Article 36(2) of that draft required only that domestic laws “not nullify” the rights afforded by the Convention. Draft Articles