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Full Opinion
concurring in the judgment.
I agree with the Court that, in enacting the Prison Litigation Reform Act (PLRA), 42 U. S. C. § 1997e(a), Congress intended the term “exhausted” to “mean what the term means in administrative law, where exhaustion means proper exhaustion.” Ante, at 93. I do not believe that Congress desired a system in which prisoners could elect to bypass prison grievance systems without consequences. Administrative law, however, contains well-established exceptions to exhaustion. See Sims v. Apfel, 530 U. S. 103, 115 (2000) (Breyer, J., joined by Rehnquist, C. J., and Scalia and Kennedy, JJ., dissenting) (constitutional claims); Shalala v. Illinois Council on Long Term Care, Inc., 529 U. S. 1, 13 (2000) (futility); McKart v. United States, 395 U. S. 185, 197-201 (1969) (hardship); McCarthy v. Madigan, 503 U. S. 140, 147-148 (1992) (inadequate or unavailable administrative remedies); see generally II R. Pierce, Administrative Law Treatise § 15 (4th ed. 2002). Moreover, habeas corpus law, which contains an exhaustion requirement that is “substantively
At least two Circuits that have interpreted the statute in a manner similar to that which the Court today adopts háve concluded that the PLRA’s proper exhaustion requirement is not absolute. See Spruill v. Gillis, 372 F. 3d 218, 232 (CA3 2004); Giano v. Goord, 380 F. 3d 670, 677 (CA2 2004). In my view, on remand, the lower court should similarly consider any challenges that respondent may have concerning whether his case falls into a traditional exception that the statute implicitly incorporates.
Justice Stevens, with whom Justice Souter and Justice Ginsburg join, dissenting.
The citizen’s right to access an impartial tribunal to seek redress for official grievances is so fundamental and so well established that it is sometimes taken for granted. A state statute that purported to impose a 15-day period of limitations on the right of a discrete class of litigants to sue a state official for violation of a federal right would obviously be unenforceable in a federal court. The question in this case is whether, by enacting the exhaustion requirement in the Prison Litigation Reform Act of 1995 (PLRA), Congress intended to authorize state correction officials to impose a comparable limitation on prisoners’ constitutionally protected right of access to the federal courts. The text of the statute, particularly when read in the light of our well-settled jurisprudence, provides us with the same unambiguous negative answer that common sense would dictate.
Congress enacted the following exhaustion requirement in the PLRA:
“No action shall be brought with respect to prison conditions under section 1983 of this title, or any other Federal law, by a prisoner confined in any jail, prison, or other correctional facility until such administrative remedies as are available are exhausted.” 42 U. S. C. § 1997e(a).
This provision requires prisoners to exhaust informal remedies before filing a lawsuit under federal law. They must file an administrative grievance and, if the resolution of that grievance is unsatisfactory to them, they must exhaust available administrative appeals. The statute, however, says nothing about the reasons why a grievance may have been denied; it does not distinguish between a denial on the merits and a denial based on a procedural error. It does not attach any significance to a prison official’s decision that a prisoner has made procedural missteps in exhausting administrative remedies. In the words of federal courts jurisprudence, the text of the PLRA does not impose a sanction of waiver or procedural default upon those prisoners who make such procedural errors. See Engle v. Isaac, 456 U. S. 107, 125-126, n. 28 (1982) (explaining that “the problem of waiver is separate from the question whether a state prisoner has exhausted state remedies”).
Today, however, the Court concludes that the “PLRA exhaustion requirement requires proper exhaustion,” ante, at 93. The absence of textual support for that conclusion is a sufficient reason for rejecting it. Unlike 28 U. S. C. § 2244(d)(2), a tolling provision of the Antiterrorism and Effective Death Penalty Act of 1996, which was signed into law just two days before the PLRA, 42 U. S. C. § 1997e(a) lacks any textual requirement of proper exhaustion. See Artuz v. Bennett, 531 U. S. 4, 8 (2000) (explaining the importance of the textual requirement that an application be “properly filed” under 28 U. S. C. § 2244(d)(2)). Instead, just as in the habeas context, under the PLRA a prisoner “who has [procedurally] defaulted his federal claims in [a state prison grievance proceeding] meets the technical requirements for exhaustion; there are no state remedies any longer ‘available’ to him.” Coleman v. Thompson, 501 U. S. 722, 732 (1991). Accordingly, under the plain text of 42 U. S. C. § 1997e(a), respondent satisfied his duty to exhaust available administrative remedies before filing a federal lawsuit.
II
The majority essentially ignores the PLRA’s text,
The majority’s disregard of the plain text of the PLRA is especially unjustified in light of the backdrop against which the statute was enacted. We presume, of course, that Congress is familiar with this Court’s precedents and expects its legislation to be interpreted in conformity with those precedents. See, e. g., Edelman v. Lynchburg College, 535 U. S. 106, 117, n. 13 (2002); Porter v. Nussle, 534 U. S. 516, 528 (2002); North Star Steel Co. v. Thomas, 515 U. S. 29, 34 (1995). This strong presumption is even more forceful when the underlying precedent is “‘unusually important.’” Gebser v. Lago Vista Independent School Dist., 524 U. S. 274, 294, n. 1 (1998) (quoting Cannon v. University of Chicago, 441 U. S. 677, 699 (1979)). Consistent with this presumption, if we have already provided a definitive interpretation of the language in one statute, and Congress then uses nearly identical language in another statute, we will give the language in the latter statute an identical interpretation unless there is a clear indication in the text or legislative history that we should not do so. See, e. g., United States v. Wells, 519 U. S. 482, 495 (1997). Under these elementary principles of statutory interpretation, the PLRA’s exhaustion requirement does not incorporate a procedural default component.
As the Solicitor General correctly points out in his brief supporting petitioners, “the PLRA’s exhaustion provision is essentially identical to that of the habeas corpus statute.” Brief for United States as Amicus Curiae 13. Specifically,
Notwithstanding the use of the word “unless” in 28 U. S. C. § 2254(b)(1)(A), as the majority correctly recognizes, we have held that state-court remedies are “exhausted” for the purposes of the federal habeas statute so long as “they are no longer available, regardless of the reason for their unavailability,” ante, at 92-93. In other words, the exhaustion requirement in the federal habeas statute does not incorporate a procedural default sanction.
The Court rejects the obvious analogy to habeas law because the wording of the PLRA’s exhaustion provision is also “strikingly similar to our description of the doctrine of administrative exhaustion “no one is entitled to judicial relief for a supposed or threatened injury until the prescribed ad
The quoted language originally appeared in Justice Brandéis’ opinion in Myers, 303 U. S., at 50-51. Myers is a simple exhaustion case: The question presented was whether an employer could seek the immediate intervention of federal courts in response to a complaint filed with the National Labor Relations Board that it had engaged in unfair labor practices, or whether it had to await the conclusion of the Board’s proceedings to avail itself of judicial review. The case was purely about timing—there was no discussion whatever of procedural default.
McKart clearly recognized that the language of Myers concerned only exhaustion, not procedural default. Immediately after quoting Myers, the McKart Court discussed the benefits of exhaustion (primarily avoiding premature interruption of the agency process), and drew an analogy to judicial rules that limit interlocutory appeals, without making any reference to procedural default. See 395 U. S., at 193-194. It was not until later in the opinion that the McKart Court turned to a discussion of the considerations underlying the imposition of a procedural default sanction in cases “where the administrative process is at an end and a party seeks judicial review of a decision that was not appealed through the administrative process.” Id., at 194.
In sum, the language the majority quotes from McKart further supports the presumption that Congress intended the exhaustion requirement in the PLRA to be read in conformity with our decisions interpreting the exhaustion re
Ill
Absent any support for a procedural default sanction in the text of the PLRA, the Court turns to background principles of administrative law in an effort to justify its holding. See ante, at 89-91. The Court’s discussion of these background administrative law principles misapprehends our precedent.
As a general rule in the administrative law context, courts should not “ ‘topple over administrative decisions unless the administrative body has not only erred, but has erred against objection made at the appropriate time under its practice.’” Ante, at 90 (quoting United States v. L. A. Tucker Truck Lines, Inc., 344 U. S. 33, 37 (1952)). This doctrine is, “like most judicial doctrines, subject to numerous exceptions. Application of the doctrine to specific cases requires an understanding of its purposes and of the particular administrative scheme involved.” McKart, 395 U. S., at 193 (footnote omitted); see id., at 198-201 (declining to apply waiver doctrine in the circumstances of the case before it).
The waiver doctrine in administrative law is “largely [a] creatur[e] of statute.” Sims v. Apfel, 530 U. S. 103, 107 (2000). In other words, many statutes explicitly prohibit courts from considering claims “‘that ha[ve] not been urged’ ” before the administrative agency. Id., at 108 (quoting National Labor Relations Act, 29 U. S. C. § 160(e) (1982 ed.)). See L. A. Tucker Truck Lines, 344 U. S., at 36, n. 6 (collecting statutes). It is important to emphasize that statutory waiver requirements always mandate, by their plain terms, that courts shall not consider arguments not properly raised before the agency; we have never suggested that the word “exhaustion,” standing alone, imposes a statutory waiver requirement. Accordingly, the Court’s claim
In the federal administrative law context we have also imposed waiver requirements even in the absence of explicit statutory directive. This judge-made rule, discussed extensively by the majority, see ante, at 88-91, however, is based on “an analogy to the rule that appellate courts will not consider arguments not raised before trial courts.” Sims, 530 U. S., at 108-109. As amici curiae law professors explain, this is because, in the context of such appellate review proceedings, procedural errors in the course of exhaustion naturally create bars to review because the decision under review rests on a procedural ground. Brief for Law Professors 1. Moreover, the rule that appellate tribunals will not consider claims not properly exhausted below prevents parties from being unfairly surprised on appeal by resolution of issues about which they lacked an opportunity or incentive to introduce evidence at trial. See Sims, 530 U. S., at 109. Accordingly, whether a court should impose a procedural default sanction for issues not properly exhausted in a prior administrative proceeding “depends on the degree to which the analogy to normal adversarial litigation applies in a particular administrative proceeding.” Ibid, (citing L. A. Tucker Truck Lines and Hormel v. Helvering, 312 U. S. 552 (1941)). If the analogy does not hold, we will not impose a procedural default sanction. See Sims, 530 U. S., at 108-110.
Finally, the majority’s invocation of judge-made administrative law principles fails for an entirely separate reason: An “established exception” to the judge-made doctrine of procedural default in review of administrative proceedings permits individuals to raise constitutional complaints for the first time in federal court, even if they failed to raise those claims properly before the agency. Sims, 530 U. S., at 115 (Breyer, J., joined by Rehnquist, C. J., and Scalia and Kennedy, JJ., dissenting) (citing Mathews v. Eldridge, 424 U. S. 319, 329, n. 10 (1976)). Because respondent has raised constitutional claims, under our precedent, the Court may not, as a matter of federal common law, apply an extrastatutory waiver requirement against him.
IV
The principal arguments offered by the Court in support of its holding are policy arguments that, in its view, are grounded in the purposes of the PLRA.
The first policy concern identified by the majority does not even arguably justify either a timeliness requirement or a procedural default sanction. Prison officials certainly have the opportunity to address claims that were filed in some proeedurally defective manner; indeed, California, like the vast majority of state prison systems, explicitly gives prison administrators an opportunity to hear untimely or otherwise proeedurally defective grievances. Cal. Code Regs., tit. 15, § 3084.3(c). See generally Roosevelt, Exhaustion Under the Prison Litigation Reform Act: The Consequence of Procedural Error, 52 Emory L. J. 1771, 1810, and n. 192 (2003) (hereinafter Roosevelt). Because it is undisputed that the PLRA mandates that prisoners exhaust their administrative remedies before filing a federal lawsuit, prison officials will have the opportunity to address prisoners’ claims before a suit is filed.
Second, the PLRA has already had the effect of reducing the quantity of prison litigation, without the need for an extrastatutory procedural default sanction. As petitioners themselves point out, the number of civil rights suits filed by prisoners in federal court dropped from 41,679 in 1995 to 25,504 in 2000, and the rate of prisoner filing dropped even more dramatically during that period, from 37 prisoner suits per 1,000 inmates to 19 suits per 1,000 inmates. By contrast, between 2000 and 2004, the rate of filing remained relatively constant, dropping only “slight[ly]” to approximately 16 suits per 1,000 inmates. See Brief for Petitioners 21-22. The
Ordinary exhaustion also improves the quality of prisoner suits. By giving prison officials an opportunity to address a prisoner’s grievance before the initiation of the lawsuit, ordinary exhaustion “often results in the creation of an administrative record that is helpful to the court,” ante, at 95.
The competing values that Congress sought to effectuate by enacting the PLRA were reducing the number of frivolous filings, on one hand, while preserving prisoners’ capacity to file meritorious claims, on the other. As explained by Senator Hatch when he introduced the legislation on the Senate floor, the PLRA was needed because the quantity of frivolous suits filed by prisoners was, in Senator Hatch’s view, making it difficult for “courts to consider meritorious claims.” 141 Cong. Rec. 27042 (1995). He continued: “Indeed, I do not want to prevent inmates from raising legitimate claims. This legislation will not prevent those claims from being raised.” Ibid. Similarly, as Senator Thurmond, a cosponsor of the bill, stated: “[The PLRA] will allow meritorious claims to be filed, but gives the judge broader discretion to prevent frivolous and malicious lawsuits filed by prison inmates.” Id., at 27044.
But the procedural default sanction created by this Court, unlike the exhaustion requirement created by Congress, bars
Much of the majority opinion seems to assume that, absent the creation of a waiver sanction, prisoners will purposely circumvent prison grievance proceedings. However, prisoners generally lack both the incentive and the capacity to en
At any rate, there is a simple solution that would allow courts to punish prisoners who seek to deliberately bypass state administrative remedies, but that would not impose the Draconian punishment of procedural default on prisoners who make reasonable, good-faith efforts to comply with relevant administrative rules but, out of fear of retaliation, a reasonable mistake of law, or simple inadvertence, make some procedural misstep along the way. Federal courts could simply exercise their discretion to dismiss suits brought by the former group of litigants but not those brought by the latter.
The majority argues that imposing a sanction against prisoners who deliberately bypass administrative remedies “neither has a statutory basis nor refers to a concept of exhaustion from an existing body of law,” ante, at 98. In fact, this criticism applies to the majority’s engraftment of an overinclusive procedural default sanction into the PLRA. If this Court insists upon rewriting § 1997e(a) in light of its understanding of the statute’s purposes, surely the majority should add to the statute no harsher a sanction for making a procedural error during exhaustion than is necessary to accomplish its policy goals.
Moreover, ordinary abstention principles allow federal district courts to dismiss suits brought by prisoners who have deliberately bypassed available state remedies. Federal courts have the power to decline jurisdiction in exceptional
In sum, the version of the PLRA Congress actually enacted, which includes an exhaustion requirement but not a procedural default sanction, is plainly sufficient to advance the policy values identified by the Court. Moreover, if, as the Court worries, there are many prisoners who act in bad faith and purposely eschew administrative remedies, the imposition of a deliberate bypass standard would resolve that problem, without depriving litigants who act in good faith but nonetheless make a procedural error from obtaining judicial relief relating to their valid constitutional claims. The majority’s holding is as unsupported by the policy concerns it discusses as it is by the text of the statute.
V
The majority leaves open the question whether a prisoner’s failure to comply properly with procedural requirements that do not provide a “meaningful opportunity for prisoners to raise meritorious grievances” would bar the later filing of a suit in federal court. Ante, at 102. What the majority has in mind by a “meaningful opportunity” is unclear, and this question is sure to breed a great deal of litigation in federal courts in the years to come.
For example, in this case, respondent filed a second grievance after his first grievance was rejected, arguing that his first grievance was in fact timely because he was challenging petitioners’ continuing prohibition on his capacity to partici
What about cases involving other types of procedural missteps? Does a 48-hour limitations period furnish a meaningful opportunity for a prisoner to raise meritorious grievances in the context of a juvenile who has been raped and repeatedly assaulted, with the knowledge and assistance of guards, while in detention? See Minix v. Pazera, No. 1:04 CV 447 RM, 2005 WL 1799538, *2 (ND Ind., July 27, 2005). Does a prison grievance system provide such a meaningful opportunity when women prisoners fail to file timely grievances relating to a pattern of rape and sexual harassment throughout a city’s prisons, because they correctly fear retaliation if they file such complaints? See Women Prisoners v. District of Columbia, 877 F. Supp. 634 (DC 1994). Are such remedies meaningful when a prisoner files a grievance concerning a prison official having encouraged him to commit suicide, which the prisoner reasonably thinks raises one claim, but which prison officials interpret to raise two separate claims—one related to the guard’s comments and one related
Depending on the answer to questions like these, the majority’s interpretation of the PLRA may cause the statute to be vulnerable to constitutional challenges. “[T]he right of access to the courts is an aspect of the First Amendment right to petition the Government for redress of grievances.” Bill Johnson’s Restaurants, Inc. v. NLRB, 461 U. S. 731, 741 (1983). Accordingly, the Constitution guarantees that prisoners, like all citizens, have a reasonably adequate opportunity to raise constitutional claims before impartial judges, see, e. g., Lewis v. Casey, 518 U. S. 343, 351 (1996). Moreover, because access to the courts is a fundamental right, see id., at 346, government-drawn classifications that impose substantial burdens on the capacity of a group of citizens to exercise that right require searching judicial examination
The correct interpretation of the PLRA would obviate the need for litigation over any of these issues. More importantly, the correct interpretation of the statute would recognize that, in enacting the PLRA, Members of Congress created a rational regime designed to reduce the quantity of frivolous prison litigation while adhering to their constitutional duty “to respect the dignity of all persons,” even “those convicted of heinous crimes.” Roper v. Simmons, 543 U. S. 551, 560 (2005). Because today’s decision ignores that duty, I respectfully dissent.
Because we have used the term “waiver” in referring to this sanction in the habeas corpus context, I use that term in this opinion. Strictly speaking, it would be more accurate to characterize this sanction as a “forfeiture” sanction, as there is no question that prisoners do not, by making a procedural error in the course of exhausting administrative remedies, purposefully relinquis