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Full Opinion
delivered the opinion of the Court.
Respondent Cal Coburn Brown robbed, raped, tortured, and murdered one woman in Washington. Two days later,
Brown filed a petition for writ of habeas corpus in the United States District Court for the Western District of Washington. The District Court denied the petition, App. to Pet. for Cert. 77a-79a, 91a, but the United States Court of Appeals for the Ninth Circuit reversed. Brown v. Lambert, 451 F. 3d 946 (2006). The Court of Appeals considered, among other arguments for setting aside the capital sentence, the contention that under Witherspoon v. Illinois, 391 U. S. 510 (1968), and its progeny, the state trial court had violated Brownâs Sixth and Fourteenth Amendment rights by excusing three potential jurors â whom we refer to as Jurors X, Y, and Z â for cause. The State moved to excuse these jurors due to the concern that they could not be impartial in deciding whether to impose a death sentence. The Court of Appeals held it was proper to excuse Jurors X and Y, but agreed with the defense that it was unconstitutional to excuse Juror Z for cause. On this premise the court held that Brownâs death sentence could not stand, requiring that Brown receive a new sentencing trial more than a decade after his conviction.
We granted certiorari, 549 U. S. 1162 (2007), and we reverse the judgment of the Court of Appeals.
I
When considering the controlling precedents, Wither-spoon is not the final word, but it is a necessary starting
In Wainwright v. Witt, 469 U. S. 412 (1985), the Court explained that âWitherspoon is best understood in the context of its facts.â Id., at 418. The Court noted that in Wither-spoon the trial court had excused half the venire â every juror with conscientious objections to capital punishment. 469 U. S., at 416. Furthermore, the state sentencing scheme under which Witherspoonâs sentence was imposed permitted the jury âunlimited discretion in choice of sentence.â Id., at 421. When a juror is given unlimited discretion, the Court' explained, all he or she must do to follow instructions is consider the death penalty, even if in the end he or she would not be able to impose it. Ibid. Rejecting the strict stand
The Court in Witt instructed that, in applying this standard, reviewing courts are to accord deference to the trial court. Deference is owed regardless of whether the trial court engages in explicit analysis regarding substantial impairment; even the granting of a motion to excuse for cause constitutes an implicit finding of bias. Id., at 430. The judgment as to âwhether a venireman is biased ... is based upon determinations of demeanor and credibility that are peculiarly within a trial judgeâs province. Such determinations [are] entitled to deference even on direct review; the respect paid such findings in a habeas proceeding certainly should be no less.â Id., at 428 (internal quotation marks, footnote, and brackets omitted). And the finding may be upheld even in the absence of clear statements from the juror that he or she is impaired because âmany veniremen simply cannot be asked enough questions to reach the point where their bias has been made âunmistakably clearâ; these veniremen may not know how they will react when faced with imposing the death sentence, or may be unable to articulate, or may wish to hide their true feelings.â Id., at 424-425. Thus, when there is ambiguity in the prospective jurorâs statements, âthe trial court, aided as it undoubtedly [is] by its assessment of [the veniremanâs] demeanor, [is] entitled to resolve it in favor of the State.â Id., at 434.
The rule of deference was reinforced in Darden v. Wainwright, 477 U. S. 168 (1986). There, the State had chai
In Gray v. Mississippi, 481 U. S. 648 (1987), the Court addressed once more a case involving not the excusal of a single juror but rather systematic exclusion. The State had lodged for-cause or peremptory challenges against every juror who âexpressed any degree of uncertainty in the ability to cast ... a voteâ for the death penalty, id., at 652, and quickly exhausted all 12 of its peremptory challenges, id., at 653. The prosecution then challenged a juror who had expressed no opposition to the death penalty and had said many times that she could return a death sentence. . The trial court denied the challenge. Id., at 654-655. Arguing that the trial court had erroneously denied certain earlier challenges for cause, and thus had forced the State to waste peremptory challenges, the prosecution sought to reopen those previous challenges. The trial court refused to do so, but removed the current juror, over objection from the defense. Id., at 655. On appeal all of the state judges agreed the juror could not be excused for cause under either the Witherspoon or
This Court reversed, holding that the juror had been removed for cause and that she was not substantially impaired under the controlling Witt standard. 481 U. S., at 659. The error was not subject to harmlessness review, and thus the sentence could not stand. Ibid. Gray represents a rare case, however, because in the typical situation there will be a state-court finding of substantial impairment; in Gray, the state courts had found the opposite, which makes that precedent of limited significance to the instant case.
These precedents establish at least four principles of relevance here. First, a criminal defendant has the right to an impartial jury drawn from a venire that has not been tilted in favor of capital punishment by selective prosecutorial challenges for cause. Witherspoon, 391 U. S., at 521. Second, the State has a strong interest in having jurors who are able to apply capital punishment within the framework state law prescribes. Witt, 469 U. S., at 416. Third, to balance these interests, a juror who is substantially impaired in his or her ability to impose the death penalty under the state-law framework can be excused for cause; but if the juror is not substantially impaired, removal for cause is impermissible. Id., at 424. Fourth, in determining whether the removal of a potential juror would vindicate the Stateâs interest without violating the defendantâs right, the trial court makes a judgment based in part on the demeanor of the juror, a judgment owed deference by reviewing courts. Id., at 424-434.
Deference to the trial court is appropriate because it is in a position to assess the demeanor of the venire, and of the individuals who compose it, a factor of critical importance in assessing the attitude and qualifications of potential jurors. Id., at 428; Darden, supra, at 178. Leading treatises in the area make much of nonverbal communication. See, e. g., V.
The requirements of the Antiterrorism and Effective Death Penalty Act of 1996,110 Stat. 1214, of course, provide additional, and binding, directions to accord deference. The provisions of that statute create an independent, high standard to be met before a federal court may issue a writ of habeas corpus to set aside state-court rulings. See 28 U. S. C. §§2254(d)(1)-(2); Williams v. Taylor, 529 U. S. 362, 413 (2000) (OâConnor, J., concurring in part and concurring in judgment).
By not according the required deference, the Court of Appeals failed to respect the limited role of federal habeas relief in this area prescribed by Congress and by our cases.
II
A
In applying the principles of Witherspoon and Witt, it is instructive to consider the entire voir dire in Brownâs case. Spanning more than two weeks, the process entailed an examination of numerous prospective jurors. After the third day of the voir dire, during which few jurors were questioned, the trial court explained the process would âhave to go a little bit faster.â Tr. 1398. The next day, the court reiterated this concern, for it had told the jury the trial would take no more than six weeks in order not to conflict with the Christmas holidays. Id., at 1426.
Eleven days of the voir dire were devoted to determining whether the potential jurors were death qualified. During that phase alone, the defense challenged 18 members of the venire for cause. Despite objections from the State, 11 of those prospective jurors were excused. As for the State, it made 12 challenges for cause; defense counsel objected seven times; and only twice was the juror excused following an objection from the defense. Before deciding a contested
Before the State challenged Juror Z, the defense moved to excuse a potential juror who had demonstrated some confusion. After argument from both counsel, the trial court explained that it would be open to further questioning if one of the parties felt the jurorâs position could be clarified: âI thought at first the both of you were wanting to excuse [this juror] since he seemed kind of confused to both sides, but if there really is a question, let me know and I donât have any hesitation about bringing the juror out here and following up.â Id., at 26. Consistent with the need for an efficient voir dire, the court also told counsel: âLet me point something out to both sides. If you are going to agree on a challenge, ... we can shortcut some of what happens out here.â Ibid.
Setting aside the disputed circumstances of Juror Zâs removal, the defense refrained from objecting to the Stateâs challenges for cause only when the challenged juror was explicit that he or she would not impose the death penalty or could not understand the burden of proof. See Tr. 1457, 1912, 2261, 2940. For other jurors, the defense objections were vigorous and, it seems, persuasive. The defense argued that the jurorsâ equivocal statements reflected careful thinking and responsibility, not substantial impairment. See, e. g., id., at 1791, 2111, 2815. The tenacity of Brownâs counsel was demonstrated when, long after the trial court had overruled the defense objection and excused Juror Y, the defense moved in writing to have her returned for further questioning and rehabilitation. Id., at 3151-3154. The trial
The defense also lodged its own challenges for cause. In defending them against the Stateâs objections, defense counsel argued, contrary to the position Brown takes in this Court, that a trial court cannot rely upon a potential jurorâs bare promises to follow instructions and obey the law. See, e.g., id., at 1713-1714, 1960-1961, 2772-2773, 3014-3016. With regard to one juror, defense counsel argued:
âAny time this individual was asked any questions about following the law, he will always indicate that he will. But when we look to see ... his view[s] on the death penalty,... they [are] so strong that they would substantially impair his ability to follow the law and to follow his oath as a juror.â Id., at 1960-1961.
In at least two instances this argument appears to have prevailed when the trial court overruled the Stateâs objection to Brownâs challenge for cause.
A final, necessary part of this history is the instruction the venire received from the court concerning the sentencing options in the case. Before individual oral examination, the trial court distributed a questionnaire asking jurors to explain their attitudes toward, the death penalty. When distributing the questionnaire, the court explained the general structure of the trial and the burden of proof. It described how the penalty phase would function:
â[I]f you found Mr. Brown guilty of the crime of first degree murder with one or more aggravating circumstances, then you would be reconvened for a second phase called a sentencing phase. During that sentencing phase proceeding you could hear additional evidence [and] arguments concerning the penalty to be imposed. You would then be asked to retire to determine whether the death penalty should be imposed or whether the*13 punishment should be life imprisonment without the possibility of parole.
âIn making this determination you would be asked the following question: Having in mind the crime with which the defendant has been found guilty, are you convinced beyond a reasonable doubt that there are not sufficient mitigating circumstances to merit leniency? . If you unanimously answered yes to this question, the sentence would be death.... [Otherwise] the sentence would be life imprisonment without the possibility of release or parole.â Id., at 1089-1090.
After the questionnaires were filled out, the jurors were provided with handbooks that explained the trial process and the sentencing phase in greater depth. Small groups of potential jurors were then brought in to be questioned. Before Juror Zâs group began, the court explained once more that if Brown were convicted, âthere are only two penalties that a jury could return, one is life in prison without possibility of release or parole. And that literally means exactly that, a true life in prison without release or parole.â Id., at 2016.
With this background, we turn to Juror Zâs examination.
B
Juror Z was examined on the seventh day of the voir dire and the fifth day of the death-qualification phase. The State argues that Juror Z was impaired not by his general outlook on the death penalty, but rather by his position regarding the specific circumstances in which the death penalty would be appropriate. The transcript of Juror Zâs questioning reveals that, despite the preceding instructions and information, he had both serious misunderstandings about his responsibility as a juror and an attitude toward capital punishment that could have prevented him from returning a death sentence under the facts of this case.
The questioning soon turned to when that would be so. Juror Zâs first example was one in which âthe defendant actually came out and said that he actually wanted to die.â Id., at 59. Defense set this aside and sought another, example. Despite having been told at least twice by the trial court that if convicted of first-degree murder, Brown could not be released from prison, the only example Juror Z could provide was when âa person is . . . incorrigible and would reviolate if released.â Id., at 62. The defense counsel replied that there would be no possibility of Brownâs release and asked whether the lack of arguments about recidivism during the penalty phase would frustrate Juror Z. He answered, âIâm not sure.â Id., at 63.
The State began its examination of Juror Z by noting that his questionnaire indicated he was âin favor of the death penalty if it is proved beyond a shadow of a doubt if a person has killed and would kill again.â Id., at 69. The State explained that the burden of proof was beyond a reasonable doubt, not beyond a shadow of a doubt, and asked whether Juror Z understood. He answered, â[I]t would have to be in my mind very obvious that the person would reoffend.â Id., at 70. In response the State once more explained to Juror Z, now for at least the fourth time, that there was no possibility of Brownâs being released to reoffend. Juror Z explained, â[I]t wasnât until today that I became aware that we had a life without parole in the state of Washington,â id.,
The State sought to probe Juror Zâs position further by asking whether he could âconsiderâ the death penalty; Juror Z said he could, including under the general facts of Brownâs crimes. Ibid. When asked whether he no longer felt it was necessary for the State to show that Brown would reoffend, Juror Z gave this confusing answer: âI do feel that way if parole is an option, without parole as an option. I believe in the death penalty.â Id., at 72-73. Finally, when asked whether he could impose the death penalty when there was no possibility of parole, Juror Z answered, â[I]f I was convinced that was the appropriate measure.â Id., at 73. Over the course of his questioning, he stated six times that he could consider the death penalty or follow the law, see id., at 62, 70, 72, 73, but these responses were interspersed with more equivocal statements.
The State challenged Juror Z, explaining that he was confused about the conditions under which death could be imposed and seemed to believe it only appropriate when there was a risk of release and recidivism. Id., at 75. Before the trial court could ask Brown for a response, the defense volunteered, âWe have no objection.â Ibid. The court then excused Juror Z. Ibid.
III
On federal habeas review, years after the conclusion of the voir dire, the Court of Appeals granted Brown relief and overturned his sentence. The court held that both the state trial courtâs excusal of Juror Z and the State Supreme
A
As part of its exposition and analysis, the Court of Appeals found fault with the opinion of the Supreme Court of Washington. It stated that although the State Supreme Court had held that Jurors X and Y were substantially impaired, the same âfinding is missing from the state courtâs discussionâ of Juror Zâs excusal. 451 F. 3d, at 950. The Court of Appeals therefore held â[t]he Washington Supreme Court in this case applied the wrong standard with respect to Juror Z.â Id., at 953, n. 10. This is an erroneous summary of the State Supreme Courtâs opinion. The state court did make an explicit ruling that Juror Z was impaired. In a portion of the opinion entitled âSummary and Conclusions,â the court held: âThe trial court properly exercised its discretion in excusing for cause prospective jurors [X, Y, and Z] during voir dire. Their views would have prevented or substantially impaired their ability to follow the courtâs instructions and abide by their oaths as jurors.â Brown, 132 Wash. 2d, at 631, 940 P. 2d, at 598, 599. It is unclear why the Court of Appeals overlooked or disregarded this finding, and it was mistaken in faulting the completeness of the Supreme Court of Washingtonâs opinion.
Even absent this explicit finding, the Supreme Court of Washingtonâs opinion was not contrary to our cases. The
â[Brown] did not object at trial to the Stateâs challenge of [Juror Z] for cause. At any rate, [Juror Z] was properly excused. On voir dire he indicated he would impose the death penalty where the defendant âwould reviolate if released,â which is not a correct statement of the law. He also misunderstood the Stateâs burden of proof ... although he was corrected later. The trial court did not abuse its discretion in excusing [Juror Z] for cause.â Id., at 604, 940 P. 2d, at 585.
The only fair reading of the quoted language is that the state court applied the Witt standard in assessing the excusal of Juror Z. Regardless, there is no requirement in a case involving the Witherspoon-Witt rule that a state appellate court make particular reference to the excusal of each juror. See Early v. Packer, 537 U. S. 3, 9 (2002) (per curiam). It is the trial courtâs ruling that counts.
B
From our own review of the state trial courtâs ruling, we conclude the trial court acted well within its discretion in granting the Stateâs motion to excuse Juror Z.
Juror Zâs answers, on their face, could have led the trial court to believe that Juror Z would be substantially impaired in his ability to impose the death penalty in the absence of the possibility that Brown would be released and would reoffend. And the trial court, furthermore, is entitled to deference because it had an opportunity to observe the demeanor of Juror Z. We do not know anything about his demeanor, in part because a transcript cannot fully reflect that information but also because the defense did not object to Juror Zâs
Juror Zâs assurances that he would consider imposing the death penalty and would follow the law do not overcome the reasonable inference from his other statements that in fact he would be substantially impaired in this case because there was no possibility of release. His assurances did not require the trial court to deny the Stateâs motion to excuse Juror Z. The defense itself had told the trial court that any juror would make similar guarantees and that they were worth little; instead, defense counsel explained, the court should listen to arguments concerning the substance of the jurorâs answers. The trial court in part relied, as diligent judges often must, upon both partiesâ counsel to explain why a challenged jurorâs problematic beliefs about the death penalty would not rise to the level of substantial impairment. Brownâs counsel offered no defense of Juror Z. In light of the deference owed to the trial court the position Brown now maintains does not convince us the decision to excuse Juror Z was unreasonable.
It is true that in order to preserve a Witherspoon claim for federal habeas review there is no independent federal requirement that a defendant in state court object to the prosecutionâs challenge; state procedural rules govern. We nevertheless take into account voluntary acquiescence to, or confirmation of, a jurorâs removal. By failing to object, the defense did not just deny the conscientious trial judge an opportunity to explain his judgment or correct any error. It also deprived reviewing courts of further factual findings that would have helped to explain the trial courtâs decision.
âWhen a challenge for cause is made, opposing counsel can object either on the grounds that it is facially insufficient or that the facts needed to support it are not true. [Defendant] did neither. Had [defendant] objected immediately to the Stateâs challenge for cause, the court could have tried the issue and determined the law and the facts. Because [defendant] did not timely object to the excusal of Juror 30, the court had no opportunity to remedy whatever factual questions were in the mind of [defendant's] counsel.â State v. Taylor, No. 16057-2-III etc., 1998 WL 75648, *5 (Wash. App., Feb. 24, 1998) (unpublished opinion) (citations omitted).
The defense may have chosen not to object because Juror Z seemed substantially impaired. See 451 F. 3d, at 959 (Tallman, J., dissenting from denial of rehearing en banc). Or defense counsel may have felt that Juror Z, a basketball referee whose stepbrother was a police officer, would have been favorable to the State. See App. 68, 74; 451 F. 3d, at 953, n. 9 (reasoning that âdefense counsel declined to object because he was glad to get rid of juror Z. After all, Z had described himself as pro-death penalty .... Defense counsel must have thanked his lucky stars when the prosecutor bumped Zâ). Or the failure to object may have been an attempt to introduce an error into the trial because the defense realized Brownâs crimes were horrific and the mitigating evidence was weak. Although we do not hold that, because the defense may have wanted Juror Z on the jury, any error was harmless, neither must we treat the defenseâs acquiescence in Juror Zâs removal as inconsequential.
The defenseâs volunteered comment that there was no objection is especially significant because of frequent defense objections to the excusal of other jurors and the trial courtâs
We reject the conclusion of the Court of Appeals that the excusal of Juror Z entitles Brown to federal habeas relief. The need to defer to the trial courtâs ability to perceive jurorsâ demeanor does not foreclose the possibility that a reviewing court may reverse the trial courtâs decision where the record discloses no basis for a finding of substantial impairment. But where, as here, there is lengthy questioning of a prospective juror and the trial court has supervised a diligent and thoughtful voir dire, the trial court has broad discretion. The record does not show the trial court exceeded this discretion in excusing Juror Z; indeed the transcript shows considerable confusion on the part of the juror, amounting to substantial impairment. The Supreme Court of Washington recognized the deference owed to the trial court and, contrary to the Court of Appealsâ misreading of the state courtâs opinion, identified the correct standard required by federal law and found it satisfied. That decision, like the trial courtâs, was not contrary to, or an unreasonable application of, clearly established federal law.
IV
Brown raises two additional arguments that rely upon Washington state law. He first contends we should not consider his failure to object because Washington state, law does not require a defendant to object to a challenge to a potential juror. See Tr. of Oral Arg. 35 (âAs to the . . . failure to object... we have admitted that what [defense counsel] said was I have no objection. . . . But [they] all knew that this issue could be raised for the first time on appealâ). In addition he asserts that even if Juror Zâs statements indicated that he would base his decision upon the risk of Brown re-
For the reasons explained above the defenseâs failure to object in this case has significance to our analysis even on the assumption that state law did not require an objection to preserve an error for review in the circumstances of this case. The Supreme Court of Washington, however, noted Brownâs failure to object, suggesting it had significance for its own analysis. Brown, 132 Wash. 2d, at 604, 940 P. 2d, at 585. This is consistent with Washington law, which permits a party to âexceptâ to the opposing partyâs challenge of a juror for cause, Wash. Rev. Code § 4.44.230 (2006), and gives appellate courts discretion to bar âany claim of error which was not raised in the trial courtâ unless that error is a âmanifest error affecting a constitutional right,â Wash. Rule App. Proc. 2.5(a) (2006). See also 13 R. Ferguson, Washington Practice: Criminal Practice and Procedure § 4908, p. 432 (3d ed. 2004) (âIn general, issues not raised in the trial court will not be considered for the first time on appeal. It is the purpose of this general rule to give the trial court an opportunity to correct the alleged error. Accordingly, it is the duty of counsel to call the trial cĂłurtâs attention to the alleged error ...â (footnotes omitted)).
The Supreme Court of Washington also held that Juror Z misstated Washingtonâs sentencing law. Brown, supra, at 604, 940 P. 2d, at 585. It is not for us to second-guess that determination, and our conclusion is, in any event, the same as that courtâs. Juror Z did not say that the likelihood of Brownâs harming someone while in prison would be among his sentencing considerations. Rather, the sole reason Juror Z expressed for imposing the death penalty, in a case where the accused opposed it, was whether the defendant could be released and would reviolate. That is equivalent to treating the risk of recidivism as the sole aggravating factor, rather than treating lack of future dangerousness as a possible mitigating consideration. See Wash. Rev. Code § 10.95.020
For these reasons, we are not persuaded to depart from the Supreme Court of Washingtonâs determination of the state law at issue or to ignore Brownâs failure to object.
* * *
Capital defendants have the right to be sentenced by an impartial jury. The State may not infringe this right by eliminating from the venire those whose scruples against the death penalty would not substantially impair the performance of their duties. Courts reviewing claims of Witherspoon-Witt error, however, especially federal courts considering habeas petitions, owe deference to the trial court, which is in a superior position to determine the demeanor and qualifications of a potential juror. The Court of Appeals neglected to accord this deference. And on this record it was error to find that Juror Z was not substantially impaired. The judgment of the Court of Appeals is reversed, and the case is remanded for further proceedings consistent with this opinion.
It is so ordered.
APPENDIX
Excerpts of Verbatim Report of Proceedings (Voir Dire) (Nov. 3, 1993) in State v. Brown, Cause No. 91-1-03233-1 (Super. Ct. King Cty., Wash.), App. 57-75:
THE COURT: All right. [Juror Z], (Prospective Juror, [Juror Z], entered the courtroom.)
THE COURT: Thatâs fine, [Juror Z]. Good afternoon.
[JUROR Z]: Good afternoon.
THE COURT: Do you have any questions at all about any of the preliminary instructions that you