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Full Opinion
dissenting.
In Crawford v. Washington, 541 U. S. 36 (2004), we held that the Sixth Amendmentâs Confrontation Clause bars ad
This case involves a witness who, crying as she spoke, told a police officer how her former boyfriend (now, the defendant) had choked her, âopened a folding knife,â and âthreatened to kill her.â Ante, at 357 (opinion of the' Court). Three weeks later, the defendant did kill her. At his murder trial, the defendant testified that he had acted in self-defense. To support that assertion, he described the victim as jealous, vindictive, aggressive, and violent. To rebut the defendantâs claim of self-defense and impeach his testimony, the State introduced into evidence the witnessâ earlier un-crossexamined statements (as state hearsay law permits it to do) to help rebut the defendantâs claim of self-defense. It is important to underscore that this case is premised on the assumption, not challenged here, that the witnessâ statements are testimonial for purposes of the Confrontation Clause. With that understanding, we ask whether the defendant, through his wrongdoing, has forfeited his Confrontation Clause right. The Court concludes that he may not have forfeited that right. In my view, however, he has.
I
Like the majority, I believe it important to recognize the relevant history, and I start where the majority starts, with Lord Morleyâs Case, 6 How. St. Tr. 769 (H. L. 1666). In that case, the judges of the House of Lords wrote that a coronerâs out-of-court âexaminationsâ of witnesses âmight be readâ in court if âthe witnesses . . . were dead, or unable to travel.â
Nineteenth-century American case law on the subject said approximately the same thing. See Reynolds v. United States, 98 U. S. 145, 158 (1879). For example, an 1819 South Carolina case held that a witnessâ prior formal examination could be admitted because âthe witness had been kept away by the contrivance of the opposite party.â Drayton v. Wells, 10 S. C. L. 409, 411. An 1856 Georgia case, relying on Lord Morleyâs Case, held that a similar âexamination should be readâ if the witness âwas detained by the means or procurement of the prisoner.â Williams v. State, 19 Ga. 402, 403. And in 1878, this Court held that âif a witness is absent by [the defendantâs] own wrongful procurement, he cannot complainâ about the admission of the witnessâ prior testimonial statement. Reynolds, supra, at 158.
Reynolds stated that, âif [the defendant] voluntarily keeps the witnesses away, he cannot insist onâ the âprivilege of being confronted with the witnesses against him,â in part because of Lord Morleyâs Case and in part because the rule of forfeiture âhas its foundation in the maxim that no one shall be permitted to take advantage of his own wrong[,]...
These sources make clear that âforfeiture by wrongdoingâ satisfies Crawfordâs requirement that the Confrontation Clause be âread as a reference to the right of confrontation at common lawâ and that âany exceptionâ must be âestablished at the time of the founding.â 541 U. S., at 54. The remaining question concerns the precise metes and bounds of the forfeiture by wrongdoing exception. We ask how to apply that exception in the present case.
II
There are several strong reasons for concluding that the forfeiture by wrongdoing exception applies here â reasons rooted in common-law history, established principles of criminal law and evidence, and the need for a rule that can be applied without creating great practical difficulties and evidentiary anomalies.
First, the language that courts have used in setting forth the exception is broad enough to cover the wrongdoing at issue in the present case (murder) and much else besides. A witness whom a defendant murders is kept from testifying âby the means ... of the prisoner,â i. e., the defendant, Lord Morleyâs Case, supra, at 771; murder is indeed an âill practiceâ that leads to the witness' absence, Harrisonâs Case, supra, at 868; one can fairly call a murder a âcontrivance to keep the witness out of the way,â Queen v. Scaife, supra, at 242, 117 Eng. Rep., at 1273; murder, if not a âfraudulent and indirect meansâ of keeping the witness from testifying, is a far worse, direct one, Fenwickâs Case, supra, at 594; and when a witness is âabsentâ due to murder, the killer likely brought about that absence by his âown wrongful procurement,â Reynolds, supra, at 158. All of the relevant English and American cases use approximately similar language. See, e. g., 1 G. Gilbert, Law of Evidence 214-215 (1791) (ex-
Second, an examination of the forfeiture ruleâs basic purposes and objectives indicates that the rule applies here. At the time of the founding, a leading treatise writer described the forfeiture rule as designed to ensure that the prisoner âshall never be admitted to shelter himself by such evil Practices on the Witness, that being to give him Advantage of his own Wrong.â Ibid. This Courtâs own leading case explained the exception as finding its âfoundation in the maxim that no one shall be permitted to take advantage of his own wrong.â Reynolds, supra, at 159. What more âevil practice,â what greater âwrong,â than to murder the witness? And what greater evidentiary âadvantageâ could one derive from that wrong than thereby to prevent the witness from testifying, e. g., preventing the witness from describing a history of physical abuse that is not consistent with the defendantâs claim that he killed her in self-defense?
Third, related areas of the law motivated by similar equitable principles treat forfeiture or its equivalent similarly. The common law, for example, prohibits a life insurance beneficiary who murders an insured from recovering under the policy. See, e. g., New York Mut. Life Ins. Co. v. Armstrong, 117 U. S. 591, 600 (1886) (âIt would be a reproach to the jurisprudence of the country, if one could recover insurance money payable on the death of a party whose life he had feloniously takenâ). And it forbids recovery when the beneficiary âfeloniously kills the insured, irrespective of the purpose.â National Life Ins. Co. v. Hoodâs Admâr, 264 Ky. 516, 518, 94 S. W. 2d 1022, 1023 (Ct. App. 1936) (emphasis added) (âno difference of opinion among the courtsâ on the matter). Similarly, a beneficiary of a will who murders the testator
Fourth, under the circumstances presented by this case, there is no difficulty demonstrating the defendantâs intent. This is because the defendant here knew that murdering his ex-girlfriend would keep her from testifying; and that knowledge is sufficient to show the intent that law ordinarily demands. As this Court put the matter more than a century ago: A ââman who performs an act which it is known will produce a particular result is from our common experience presumed to have anticipated that result and to have intended it.ââ Allen v. United States, 164 U. S. 492, 496 (1896); see United States v. Aguilar, 515 U. S. 593, 613 (1995) (Scalia, J., concurring in part and dissenting in part) (â[T]he jury is entitled to presume that a person intends the natural and probable consequences of his actsâ); see also G. Williams, Criminal Law § 18, p. 38 (2d ed. 1961) (âThere is one situation where a consequence is deemed to be intended though it is not desired. This is where it is foreseen as substantially certainâ); ALI, Model Penal Code § 2.02(2)(b)(ii) (1962) (a person acts âknowinglyâ if âthe element involves a result of
With a few criminal law exceptions not here relevant, the law holds an individual responsible for consequences known likely to follow just as if that individual had intended to achieve them. A defendant, in a criminal or a civil case, for example, cannot escape criminal or civil liability for murdering an airline passenger by claiming that his purpose in blowing up the airplane was to kill only a single passenger for her life insurance, not the others on the same flight. See 1 W. LaFave, Substantive Criminal Law § 5.2(a), p. 341 (2d ed. 2003).
This principle applies here. Suppose that a husband, H, knows that after he assaulted his wife, W, she gave statements to the police. Based on the fact that W gave statements to the police, H also knows that it is possible he will be tried for assault. If H then kills W, H cannot avoid responsibility for intentionally preventing W from testifying, not even if H says he killed W because he was angry with her and not to keep her away from the assault trial. Of course, the trial here is not for assault; it is for murder. But I should think that this fact, because of the nature of the crime, would count as a stronger, not a weaker, reason for applying the forfeiture rule. Nor should it matter that H, at the time of the murder, may have believed an assault trial more likely to take place than a murder trial, for Wâs unavailability to testify at any future trial was a certain consequence of the murder. And any reasonable person would have known it. Cf. United States v. Falstaff Brewing Cory., 410 U. S. 526, 570, n. 22 (1973) (Marshall, J., concurring in result) (â[P]erhaps the oldest rule of evidenceâthat a man is presumed to intend the natural and probable consequences
The majority tries to overcome this elementary legal logic by claiming that the âforfeiture ruleâ applies, not where the defendant intends to prevent the witness from testifying, but only where that is the defendantâs purpose, i. e., that the rule applies only where the defendant acts from a particular motive, a desire to keep the witness from trial. See ante, at 359, 360 (asserting that the terms used to describe the scope of the forfeiture rule âsuggest that the exception applied only when the defendant engaged in conduct designed to prevent the witness from testifyingâ and that a âpurpose-based definition . . . governedâ). But the law does not often turn matters of responsibility upon motive, rather than intent. See supra, at 385-386. And there is no reason to believe that application of the rule of forfeiture constitutes an exception to this general legal principle.
Indeed, to turn application of the forfeiture rule upon proof of the defendantâs purpose (rather than intent), as the majority does, creates serious practical evidentiary problems. Consider H who assaults W, knows she has complained to the police, and then murders her. H knows that W will be unable to testify against him at any future trial. But who knows whether Hâs knowledge played a major role, a middling role, a minor role, or no role at all, in Hâs decision to kill W? Who knows precisely what passed through Hâs mind at the critical moment? See, e. g., State v. Romero, 2007-NMSC-013, 156 P. 3d 694, 702-703 (finding it doubtful that evidence associated with the murder would support a finding that the purpose of the murder was to keep the victimâs earlier statements to police from the jury).
Moreover, the majorityâs insistence upon a showing of purpose or motive cannot be squared with the exceptionâs basically ethical objective. If H, by killing W, is able to keep Wâs testimony out of court, then he has successfully âtake[n]
Fifth, the majorityâs approach both creates evidentiary anomalies and aggravates existing evidentiary incongruities. Contrast (1) the defendant who assaults his wife and subsequently threatens her with harm if she testifies, with (2) the defendant who assaults his wife and subsequently murders her in a fit of rage. Under the majorityâs interpretation, the former (whose threats make clear that his purpose was to prevent his wife from testifying) cannot benefit from his wrong, but the latter (who has committed what is undoubtedly the greater wrong) can. This is anomalous, particularly in this context where an equitable rule applies.
Now consider a trial of H for the murder of W at which H claims self-defense. As the facts of this very case demonstrate, H may be allowed to testify at length and in damning detail about Wâs behavior â what she said as well as what she did â both before and during the crime. See, e. g., Tr. 643-645 (Apr. 1, 2003). H may be able to introduce some of Wâs statements (as he remembers them) under hearsay exceptions for excited utterances or present sense impressions or to show states of mind (here the victimâs statements were admitted through petitionerâs testimony to show her state of mind). W, who is dead, cannot reply. This incongruity arises in part from the nature of hearsay and the application of ordinary hearsay rules. But the majority would aggravate the incongruity by prohibiting admission of Wâs out-of-court statements to the police (which contradict Hâs account), even when they too fall within a hearsay exception, simply
Consider also that Californiaâs hearsay rules authorize admission of the out-of-court statement of an unavailable declarant where the statement describes or explains the âinfliction or threat of physical injury upon the declarant,â if the âstatementâ was âmade at or near the time of the infliction or threat of physical injury.â Cal. Evid. Code Ann. § 1370 (West Supp. 2008). Where a victimâs statement is not âtestimonial,â perhaps because she made it to a nurse, the statement could come into evidence under this Rule. But where the statement is made formally to a police officer, the majorityâs rule would keep it out. Again this incongruity arises in part because of pre-existing confrontation-related rules. See Davis, 547 U. S., at 831, n. 5 (â[F]ormality is indeed essential to testimonial utteranceâ). But, again, the majority would aggravate the incongruity by prohibiting admission of Wâs out-of-court statements to the police simply because there is no evidence that H was focused on his future trial when he killed her. Again, there is no reason to do so.
Sixth, to deny the majorityâs interpretation is not to deny defendants evidentiary safeguards. It does, of course, in this particular area, deny defendants the right always to cross-examine. But the hearsay rule has always contained exceptions that permit the admission of evidence where the need is significant and where alternative safeguards of reliability exist. Those exceptions have evolved over time, see 2 K. Broun, McCormick on Evidence § 326 (6th ed. 2006) (discussing the development of the modern hearsay rule); Fed. Rule Evid. 102 (âThese rules shall be construed to secure ... promotion of growth and development of the law of evidenceâ), often in a direction that permits admission of hearsay only where adequate alternative assurance of reliability exists, see, e. g., Rule 807 (the âResidual Exceptionâ). Here, for example, the presence in court of a witness who took the declarantâs statement permits cross-examination of that
More importantly, to apply the forfeiture exception here simply lowers a constitutional barrier to admission of earlier testimonial statements; it does not require their admission. State hearsay rules remain in place; and those rules will determine when, whether, and how evidence of the kind at issue here will come into evidence. A State, for example, may enact a forfeiture rule as one of its hearsay exceptions, while simultaneously reading into that rule requirements limiting its application. See ante, at 367-368, n. 2. To lower the constitutional barrier to admission is to allow the States to do just that, i. e., to apply their evidentiary rules with flexibility and to revise their rules as experience suggests would be advisable. The majorityâs rule, which requires exclusion, would deprive the States of this freedom and flexibility.
Ill
A
The majority tries to find support for its view in 17th-, 18th-, and 19th-century law of evidence. But a review of the cases set forth in Part I, supra, makes clear that no case limits forfeiture to instances where the defendantâs purpose or motivation is to keep the witness away. See supra, at 381-383. To the contrary, this Court stated in Reynolds that the âConstitution does not guarantee an accused person against the legitimate consequences of his own wrongful acts.â 98 U. S., at 158 (emphasis added). The words âlegitimate consequencesâ do not mean âdesired consequencesâ or refer to purpose or motive; in fact, the words âlegitimate consequencesâ can encompass imputed consequences as well as intended consequences. And this Courtâs statement in
Rather than limit forfeiture to instances where the defendantâs act has absence of the witness as its purpose, the relevant cases suggest that the forfeiture rule would apply where the witnessâ absence was the known consequence of the defendantâs intentional wrongful act. Lord Morleyâs Case and numerous others upon which the forfeiture rule is based say that a Marian deposition (i. e., a deposition taken by a coroner or magistrate pursuant to the Marian bail and commitment statutes) may be read to the jury if the witness who was absent was detained âby the means or procurement of the prisoner.â Lord Morleyâs Case, 6 How. St. Tr., at 771. The phrase âby means ofâ focuses on what the defendant did, not his motive for (or purpose in) doing it. In Diaz v. United States, 223 U. S. 442 (1912), which followed Reynolds, this Court used the word âbyâ (the witness was absent âby the wrongful act ofâ the accused), a word that suggests causation, not motive or purpose. 223 U. S., at 452; see Eureka Lake & Yuba Canal Co. v. Superior Court of Yuba Cty., 116 U. S. 410, 418 (1886). And in Motes v. United States, 178 U. S. 458, 473-474 (1900), the Court spoke of absence âwith the assent ofâ the defendant, a phrase perfectly consistent with an absence that is a consequence of, not the purpose of, what the assenting defendant hoped to accomplish.
Petitionerâs argument that the word âprocurementâ implies purpose or motive is unpersuasive. See Brief for Petitioner 26-28. Although a person may âprocureâ a result purposefully, a person may also âprocureâ a result by causing it, as the word âprocureâ can, and at common law did, mean âcause,â âbring about,â and âeffect,â all words that say nothing about motive or purpose. 2 N. Webster, An American Dictionary of the English Language (1828); see also 2 C.
The sole authority that expressly supports the majorityâs interpretation is an 1858 treatise stating that depositions were admissible if the witness âhad been kept out of the way by the prisoner, or by some one on the prisonerâs behalf, in order to prevent him from giving evidence against him.â E. Powell, Practice of the Law of Evidence 166. This treatise was written nearly 70 years after the founding; it does not explain the basis for this conclusion; and, above all, it concerns a complete exception to the hearsay rule. Were there no such limitation, all a murder victimâs hearsay statements, not simply the victimâs testimonial statements, could be introduced into evidence. Here we deal only with a constitutional bar to the admission of testimonial statements. And an exception from the general constitutional bar does not automatically admit the evidence. Rather, it leaves the State free to decide, via its own hearsay rules and hearsay exceptions, which such statements are sufficiently reliable to admit.
Given the absence of any evidence squarely requiring purpose rather than intent, what is the majority to say? The majority first tries to draw support from the absence of any murder case in which the victimâs Marian statement was read to the jury on the ground that the defendant had killed the victim. See ante, at 361-364. I know of no instance in which this Court has drawn a conclusion about the meaning of a common-law rule solely from the absence of cases showing the contrary â at least not where there are other plausible explanations for that absence. And there are such explanations here.
The most obvious reason why the majority cannot find an instance where a court applied the rule of forfeiture at a murder trial is that many (perhaps all) common-law courts thought the rule of forfeiture irrelevant in such cases. In a murder case, the relevant witness, the murder victim, was dead; and historical legal authorities tell us that, when a witness was dead, the common law admitted a Marian statement. See, e. g., Lord Morleyâs Case, supra, at 770-777 (Marian depositions âmight be readâ if the witness was âdead or unable to travelâ); King v. Woodcock, 1 Leach 500, 502, 168 Eng. Rep. 352, 353 (1789) (â[I]f the deponent should die between the time of examination and the trial of the prisoner, [the Marian deposition] may be, substituted in the room of that viva voce testimony which the deponent, if living, could alone have given, and is admitted of necessity as evidence of the factâ); J. Archbold, A Summary of the Law Relative to Pleading and Evidence in Criminal Cases 85 (1822) (where a witness was âdead,â âunable to travel,â or âkept away by the means or procurement of the prisoner,â Marian depositions âmay be given in evidence against the prisonerâ). Because the Marian statements of a deceased witness were admissible simply by virtue of the witnessâ death, there would have been no need to argue for their admission pursuant to a forfeiture rule.
The majority highlights two common-law murder cases that demonstrate this pointâKing v. Woodcock and King v. Dingler. See ante, at 362-363. As the majority explains, in each of these two cases, the defendant stood accused of killing his wife. In each case, the victim had given an account of the crime prior to her death. And in each case, the court refused to admit the statements (statements that might have been admitted simply by virtue of the fact that
The American murder cases to which the majority refers provide it no more support. See ante, at 363 (citing United States v. Woods, 28 F. Cas. 762, 763 (No. 16,760) (CC DC 1834); Lewis v. State, 17 Miss. 115, 120 (1847); Montgomery v. State, 11 Ohio 424, 425-426 (1842); Nelson v. State, 26 Tenn. 542, 543 (1847); Smith v. State, 28 Tenn. 9, 23 (1848)). Like Woodcock and Dingier, these are dying declaration cases. While it is true that none refers to the forfeiture exception, it is also true that none of these cases involved a previously given proper Marian deposition or its equivalent.
There are other explanations as well for the absence of authority to which the majority points. The defendantâs state of mind only arises as an issue in forfeiture cases where the witness has made prior statements against the defendant and where there is a possible motive for the killing other than to prevent the witness from testifying. (Where that
I also recognize the possibility that there are too few old records available for us to draw firm conclusions. Indeed, the âcontinuing confusion about the very nature of the law of evidence at the end of the eighteenth century underscores how primitive and undertheorized the subject then was.â J. Langbein, The Origins of Adversary Criminal Trial 248 (2003).
Regardless, the first explanation â that the forfeiture doctrine could not have helped admit an improperly taken Marian deposition â provides a sufficient ground to conclude that the majority has found nothing in the common-law murder cases, domestic or foreign, that contradicts the traditional legal principles supporting application of the rule of forfeiture here. See Williams, Criminal Law § 18, at 39 (relying on sources at common law for the proposition that the accused ânecessarily intends that which must be the consequence of the actâ (internal quotation marks omitted)); LaFave, Substantive Criminal Law § 5.2(a), at 341 (â[T]he traditional
The majority next points to a second line of common-law cases, cases in which a court admitted a murdered witnessâ âdying declaration.â But those cases do not support the majorityâs conclusion. A dying declaration can come into evidence when it is âmade in extremityâ under a sense of impending death, âwhen every hope of this world is gone: when every motive to falsehood is silenced, and the mind is induced by the most powerful considerations to speak the truth.â Woodcock, supra, at 502, 168 Eng. Rep., at 353; see King v. Drummond, 1 Leach 337, 338, 168 Eng. Rep. 271, 272 (1784) (â[T]he mind, impressed with the awful idea of approaching dissolution, acts under a sanction equally powerful with that which it is presumed to feel by a solemn appeal to God upon an oathâ); see also Hawkins 619, n. 10; Mattox v. United States, 156 U. S. 237, 243-244 (1895). The majority notes that prosecutors did not attempt to obtain admission of dying declarations on forfeiture grounds before trying to meet these strict âdying declaratiofn]â requirements. See ante, at 364. This failure, it believes, supports its conclusion that admission pursuant to the forfeiture exception required a showing that the defendant killed the witness with the purpose of securing the absence of that witness at trial.
There is a simpler explanation, however, for the fact that parties did not argue forfeiture in âdying declarationâ cases. And it is the explanation I have already mentioned. The forfeiture exception permitted admission only of a properly taken Marian deposition. And where death was at issue, the forfeiture exception was irrelevant. In other words, if the Marian deposition was proper, the rule of forfeiture was unnecessary; if the deposition was improper, the rule of forfeiture was powerless to help. That is why we find lawyers
For the same reason, we can find âdying declarationsâ admitted in murder cases where no proper Marian deposition existed, see, e. g., King v. Woodcock, 1 Leach 500, 168 Eng. Rep. 352; 1 East, Pleas of the Crown, at 356, or in cases involving, say, wills or paternity disputes, where Marian statements were not at all at issue, see 5 J. Wigmore, Evidence § 1431, p. 277, n. 2 (J. Chadbourn rev. ed. 1974) (citing such cases from the 18th and 19th centuries). Cf. Langbein, supra, at 245-246, nn. 291, 292 (at common law, there existed both oath-based and cross-examination-based rationales for the hearsay rule, with the latter only becoming dominant around the turn of the 19th century (citing Gallanis, The Rise of Modern Evidence Law, 84 Iowa L. Rev. 499, 516-550 (1999))).
The upshot is that the majority fails to achieve its basic objective. It cannot show that the common law insisted upon a showing that a defendantâs purpose or motive in killing a victim was to prevent the victim from testifying. At the least its authority is consistent with my own view, that the prosecution in such a case need show no more than intent (based on knowledge) to do so. And the most the majority might show is that the common law was not clear on the point.
A
The majority makes three arguments in response. First, it says that I am wrong about unconfronted statements at common law. According to the majority, when courts found wrongful procurement, they admitted a defendantâs statements without regard to whether they were confronted. See ante, at 369-373. That being so, the majority's argument goes, one must wonder why no one argued for admissibility under the forfeiture rule in, say, Woodcock or Dingier. See ante, at 362-363. The reason, the majority concludes, is that the forfeiture rule would not have helped secure admission of the (unconfronted) prior statements in those cases, because the forfeiture rule applied only where the defendant purposely got rid of the witness. See ante, at 361. But the majorityâs house of cards has no foundation; it is built on what is at most common-law silence on the subject. The cases it cites tell us next to nothing about admission of unconfronted statements.
Fenwickâs Case, see ante, at 369-370, n. 3, for example, was a parliamentary attainder proceeding; Parliament voted to admit unconfronted statements but it is not clear what arguments for admission Parliament relied upon. See generally 13 How. St. Tr. 537. Hence it is not clear that Parliament admitted unconfronted statements pursuant to a forfeiture theory. In fact, the forfeiture rule in a felony case was described in Fenwickâs Case as applying where the witness âhath given information against [the defendant] to a proper magistrate,â id., at 594 (remarks of Lovel), i. e., a magistrate who normally would have had the defendant before him as well.
Harrisonâs Case, see ante, at 369-370, did admit an unconfronted statement, but it was a statement made before a coroner. See 12 How. St. Tr., at 852. Coronerâs statements seem to have had special status that may sometimes have