Northwest Austin Municipal Utility District Number One v. Holder
AI Case Brief
Generate an AI-powered case brief with:
Estimated cost: $0.001 - $0.003 per brief
Full Opinion
concurring in the judgment in part and dissenting in part.
This appeal presents two questions: first, whether appellant is entitled to bail out from coverage under the Voting Rights Act of 1965 (VRA); and second, whether the preclearance requirement of § 5 of the VRA is unconstitutional. Because the Courtâs statutory decision does not provide appellant with full relief, I conclude that it is inappropriate to apply the constitutional avoidance doctrine in this case. I would therefore decide the constitutional issue presented and hold that § 5 exceeds Congressâ power to enforce the Fifteenth Amendment.
I
The doctrine of constitutional avoidance factors heavily in the Courtâs conclusion that appellant is eligible for bailout as a âpolitical subdivisionâ under § 4(a) of the VRA. See ante, at 206-207.' Regardless of the Courtâs resolution of the statutory question, I am in full agreement that this case raises serious questions concerning the constitutionality of §5 of the VRA. But, unlike the Court, I do not believe that the doctrine of constitutional avoidance is applicable here. The ultimate relief sought in this case is not bailout eligibilityâ it is bailout itself. See First Amended Complaint in No. 06-1384 (DDC), p. 8, Record, Doc. 83 (âPlaintiff requests the Court to declare that the district has met the bail-out requirements of § 4 of the [VRA] and that the preclearance requirements of §5 ... no longer apply to the district; or, in the alternative, that § 5 of the Act as applied to the district is an unconstitutional overextension of Congressâs enforcement power to remedy past violations of the Fifteenth Amendmentâ).
Eligibility for bailout turns on the statutory question addressed by the Court â the proper definition of âpolitical subdivisionâ in the bailout clauses of § 4(a) of the VRA. Entitlement to bailout, however, requires a covered âpolitical subdivisionâ to submit substantial evidence indicating that
But because the Court is not in a position to award appellant bailout, adjudication of the constitutionality of §5, in my view, cannot be avoided. âTraditionally, the avoidance canon was not a doctrine under which courts read statutes to avoid mere constitutional doubts. Instead, it commanded courts, when faced with two plausible constructions of a statute â one constitutional and the other unconstitutional â to choose the constitutional reading.â Clark v. Martinez, 543 U. S. 371, 395 (2005) (Thomas, J., dissenting). To the extent that constitutional avoidance is a worthwhile tool of statutory construction, it is because it allows a court to dispose of an entire case on grounds that do not require the court to pass on a statuteâs constitutionality. See Ashwander v. TVA, 297 U. S. 288, 347 (1936) (Brandeis, J., concurring) (âThe Court will not pass upon a constitutional question although properly presented by the record, if there is also present some other ground upon which the case may be disposed ofâ); see also, e. g., Mayor of Philadelphia v. Educational Equality League, 415 U. S. 605, 629 (1974). The doctrine âavoids decision of constitutional questions where possible, and it permits one lawsuit, rather than two, to resolve the entire controversy.â C. Wright, The Law of Fed
The doctrine of constitutional avoidance is also unavailable here because an interpretation of §4(a) that merely makes more political subdivisions eligible for bailout does not render § 5 constitutional, and the Court notably does not suggest otherwise. See Clark, supra, at 396 (Thomas, J., dissenting). Bailout eligibility is a distant prospect for most covered jurisdictions. To obtain bailout a covered jurisdiction must satisfy numerous objective criteria. It must show that during the previous 10 years: (A) no âtest or device has been used within such State or political subdivision for the purpose or with the effect of denying or abridging the right to vote on account of race or colorâ; (B) âno final judgment of any court of the United States ... has determined that denials or abridgements of the right to vote on account of race or color have occurred anywhere in the territory ofâ the covered jurisdiction; (C) âno Federal examiners or observers .. . have been assigned toâ the covered jurisdiction; (D) the covered jurisdiction has fully complied with § 5; and (E) âthe Attorney General has not interposed any objection (that has not been overturned by a final judgment of a court) and no declaratory judgment has been denied under [§ 5].â §§ 1973b(a)(l)(A)-(E). The jurisdiction also has the burden of presenting âevidence of minority participation, including evidence of the levels of minority group registration and voting, changes in such levels over time, and disparities between minority-group and non-minority-group participation.â § 1973b(a)(2).
As a result, a covered jurisdiction meeting each of the objective conditions could nonetheless be denied bailout because it has not, in the subjective view of the United States District Court for the District of Columbia, engaged in sufficiently âconstructive effortsâ to expand voting opportunities, § 1973b(a)(l)(F)(iii). Congress, of course, has complete authority to set the terms of bailout. But its promise of a bailout opportunity has, in the great majority of cases, turned out to be no more than a mirage. As the Court notes, only a handful âof the more than 12,000 covered political subdivisions ... have successfully bailed out of the Act.â Ante, at 211;
II
The Court quite properly alerts Congress that § 5 tests the outer boundaries of its Fifteenth Amendment enforcement authority and may not be constitutional. See ante, at 202-204. And, although I respect the Courtâs careful approach to this weighty issue, I nevertheless believe it is necessary to definitively resolve that important question. For the reasons set forth below, I conclude that the lack of current evidence of intentional discrimination with respect to voting renders § 5 unconstitutional. The provision can no longer be justified as an appropriate mechanism for enforcement of the Fifteenth Amendment.
A
âThe government of the United States is one of delegated powers alone. Its authority is defined and limited by the Constitution. All powers not granted to it by that instrument are reserved to the States or the people.â United States v. Cruikshank, 92 U. S. 542, 551 (1876); see also U. S. Term Limits, Inc. v. Thornton, 514 U. S. 779, 848 (1995) (Thomas, J., dissenting). In the specific area of voting rights, this Court has consistently recognized that the Constitution gives the States primary authority over the structuring of electoral systems. See, e. g., White v. Weiser, 412 U. S. 783, 795 (1973); Burns v. Richardson, 384 U. S. 73, 84-85 (1966). âNo function is more essential to the separate and independent existence of the States and their governments than the power to determine within the limits of the Constitution the qualifications of their own voters for state, county, and municipal offices and the nature of their own machinery for filling local public offices.â Oregon v. Mitchell, 400 U. S. 112, 125 (1970) (opinion of Black, J.).
To be sure, state authority over local elections is not absolute under the Constitution. The Fifteenth Amendment guarantees that the âright of citizens of the United States to vote shall not be denied or abridged by the United States or by any State on account of race, color, or previous condition of servitude,â §1, and it grants Congress the authority to âenforceâ these rights âby appropriate legislation,â §2. The Fifteenth Amendment thus renders unconstitutional any federal or state law that would limit a citizenâs access to the ballot on one of the three bases enumerated in the Amendment. See Mobile v. Bolden, 446 U. S. 55, 65 (1980) (plurality opinion) (the Fifteenth Amendment guards against âpurposefully discriminatory denial or abridgment by government of the freedom to voteâ). Nonetheless, because States still retain sovereign authority over their election systems, any measure enacted in furtherance of the Fifteenth Amendment must be closely examined to ensure that its encroachment on state authority in this area is limited to the appropriate enforcement of this ban on discrimination.
There is certainly no question that the VRA initially âwas passed pursuant to Congressâ authority under the Fifteenth Amendment.â Lopez v. Monterey County, 525 U. S. 266, 282 (1999). For example, §§2 and 4(a) seek to implement the Fifteenth Amendmentâs substantive command by creating a
Section 5, however, was enacted for a different purpose: to prevent covered jurisdictions from circumventing the direct prohibitions imposed by provisions such as §§2 and 4(a). See Reno v. Bossier Parish School Bd., 520 U. S. 471, 477 (1997) (explaining that §§2 and 5 âcombat different evilsâ and âimpose very different duties upon the Statesâ). Section 5 âwas a response to a common practice in some jurisdictions of staying one step ahead of the federal courts by passing new discriminatory voting laws as soon as the old ones had been struck down. That practice had been possible because each new law remained in effect until the Justice Department or private plaintiffs were able to sustain the burden of proving that the new law, too, was discriminatory.â Beer v. United States, 425 U. S. 130, 140 (1976) (internal quotation marks omitted).
The rebellion against the enfranchisement of blacks in the wake of ratification of the Fifteenth Amendment illustrated the need for increased federal intervention to protect the right to vote. Almost immediately following Reconstruction, blacks attempting to vote were met with coordinated
This campaign of violence eventually was supplemented, and in part replaced, by more subtle methods engineered to deny blacks the right to vote. See South Carolina v. Katzenbach, 383 U. S. 301, 310-312 (1966). Literacy tests were particularly effective: â[A]s of 1890 in ... States [with literacy tests], more than two-thirds of the adult Negroes were illiterate while less than one-quarter of the adult whites were unable to read or write,â id., at 311, because â[p]rior to the Civil War, most of the slave States made it a crime to
The Court had declared many of these âtests and devicesâ unconstitutional, see Katzenbach, 383 U. S., at 311-312, but case-by-case eradication was woefully inadequate to ensure that the franchise extended to all citizens regardless of race, see id., at 328. As a result, enforcement efforts before the enactment of § 5 had rendered the right to vote illusory for blacks in the Jim Crow South. Despite the Civil Warâs bloody purchase of the Fifteenth Amendment, âthe reality remained far from the promise.â Rice v. Cayetano, 528 U. S. 495, 512-513 (2000); see also R. Wardlaw, Negro Suffrage in Georgia, 1867-1930, p. 34 (Phelps-Stokes Fellowship Stud
Thus, by 1965, Congress had every reason to conclude that States with a history of disenfranchising voters' based on race would continue to do all they could to evade the constitutional ban on voting discrimination. By that time, race-based voting discrimination had âinfected the electoral process in parts of our country for nearly a century.â Katzenbach, 383 U. S., at 308. Moreover, the massive scale of disenfranchisement efforts made case-by-case enforcement of the Fifteenth Amendment impossible, if not Sisyphean. See id., at 309 (âCongress concluded that the unsuccessful remedies which it had prescribed in the past would have to be replaced by sterner and more elaborate measures in order to satisfy the clear commands of the Fifteenth Amendmentâ); Rice, supra, at 513 (âProgress was slow, particularly when litigation had to proceed case by case, district by district, sometimes voter by voterâ); Thernstrom, Section 5 of the Voting Rights Act: By Now, a Murky Mess, 5 Geo. J. L. & Pub. Polây 41, 44 (2007) (âIn 1965, it was perfectly reasonable to believe that any move affecting black enfranchisement in the Deep South was deeply suspect. And only such a punitive measure [as § 5] had any hope of forcing the South to let blacks voteâ (emphasis in original)).
It was against this backdrop of âhistorical experienceâ that § 5 was first enacted and upheld against a constitutional challenge. See Katzenbach, supra, at 308. As the Katzenbach Court explained, § 5, which applied to those States and political subdivisions that had employed discriminatory tests and devices in the previous Presidential election, see 42 U. S. C. § 1973b(b), directly targeted the âinsidious and pervasive evil which had been perpetuated in certain parts of our country through unremitting and ingenious defiance of the Constitution.â 383 U. S., at 309; see also id., at 329 (âCongress began work with reliable evidence of actual vot
In upholding §5 in Katzenbach, the Court nonetheless noted that the provision was an âuncommon exercise of congressional powerâ that would not have been âappropriateâ absent the âexceptional conditionsâ and âunique circumstancesâ present in the targeted jurisdictions at that particular time. Id., at 334-335. In reaching its decision, the . Court thus refused to simply accept Congressâ representation that the extreme measure was necessary to enforce the Fifteenth Amendment; rather, it closely reviewed the record compiled by Congress to ensure that § 5 was â 'appropriateâ â antievasion legislation. See id., at 308. In so doing, the Court highlighted evidence showing that black voter registration rates ran approximately 50 percentage points lower than white voter registration in several States. See id., at 313. It also noted that the registration rate for blacks in Alabama ârose only from 14.2% to 19.4% between 1958 and 1964; in Louisiana it barely inched ahead from 31.7% to 31.8% between 1956 and 1965; and in Mississippi it increased only from 4.4% to 6.4% between 1954 and 1964.â Ibid. The Court further observed that voter turnout levels in covered jurisdictions had been at least 12% below the national average in the 1964 Presidential election. See id., at 329-330.
The statistical evidence confirmed Congressâ judgment that âthe extraordinary stratagem of contriving new rules of various kinds for the sole purpose of perpetuating voting
B
Several important principles emerge from Katzenbach and the decisions that followed it. First, § 5 prohibits more state voting practices than those necessarily encompassed by the explicit prohibition on intentional discrimination found in the text of the Fifteenth Amendment. The explicit command of the Fifteenth Amendment is a prohibition on state practices that in fact deny individuals the right to vote âon account ofâ race, color, or previous servitude. In contrast, § 5 is the quintessential prophylaxis; it âgoes beyond the prohibition of the Fifteenth Amendment by suspending all changes to state election law â however innocuous â until they have been precleared by federal authorities in Washington, D. C.â Ante, at 202. The Court has freely acknowledged that such legislation is preventative, upholding it based on the view that the Reconstruction Amendments give Congress the power âboth to remedy and to deter violation of rights guaranteed thereunder by prohibiting a somewhat broader swath of conduct, including that which is not itself forbidden by the
Second, because it sweeps more broadly than the substantive command of the Fifteenth Amendment, §5 pushes the outer boundaries of Congressâ Fifteenth Amendment enforcement authority. See Miller v. Johnson, 515 U. S. 900, 926 (1995) (detailing the âfederalism costs exacted by § 5â); Presley v. Etowah County Commân, 502 U. S. 491, 500-501 (1992) (describing §5 as âan extraordinary departure from the traditional course of relations between the States and the Federal Governmentâ); City of Rome v. United States, 446 U. S. 156, 200 (1980) (Powell, J., dissenting) (âThe preclearance requirement both intrudes on the prerogatives of state and local governments and abridges the voting rights of all citizens in States covered under the Actâ); Lopez, 525 U. S., at 293 (Thomas, J., dissenting) (âSection 5 is a unique requirement that exacts significant federalism costsâ); ante, at 202 (â[Section] 5, which authorizes federal intrusion into sensitive areas of state and local policymaking, imposes substantial federalism costsâ (internal quotation marks omitted)).
Indeed, § 5âs preclearance requirement is âone of the most extraordinary remedial provisions in an Act noted for its broad remedies. Even the Department of Justice has described it as a âsubstantial departure .. . from ordinary concepts of our federal systemâ; its encroachment on state sovereignty is significant and undeniable.â United States v. Sheffield Bd. of Commârs, 435 U. S. 110, 141 (1978) (Stevens, J., dissenting) (footnote omitted). This âencroachment is especially troubling because it destroys local control of the means of self-government, one of the central values of our polity.â City of Rome, supra, at 201 (Powell, J., dissenting). More than 40 years after its enactment, this intrusion has become increasingly difficult to justify.
Third, to accommodate the tension between the constitutional imperatives of the Fifteenth and Tenth Amendments â a balance between allowing the Federal Govern
The Court has never deviated from this understanding. We have explained that prophylactic legislation designed to enforce the Reconstruction Amendments must âidentify conduct transgressing the . . . substantive provisionsâ it seeks to enforce and be tailored âto remedying or preventing such conduct.â Florida Prepaid Postsecondary Ed. Expense Bd. v. College Savings Bank, 527 U. S. 627, 639 (1999). Congress must establish a âhistory and patternâ of constitutional violations to establish the need for § 5 by justifying a remedy that pushes the limits of its constitutional authority. Board of Trustees of Univ. of Ala. v. Garrett, 531 U. S. 356, 368 (2001). As a result, for § 5 to withstand renewed constitutional scrutiny, there must be a demonstrated connection between the âremedial measuresâ chosen and the âevil presentedâ in the record made by Congress when it renewed the VRA. City of Boerne v. Flores, 521 U. S. 507, 530 (1997).
C
The extensive pattern of discrimination that led the Court to previously uphold § 5 as enforcing the Fifteenth Amendment no longer exists. Covered jurisdictions are not now engaged in a systematic campaign to deny black citizens access to the ballot through intimidation and violence. And the days of âgrandfather clauses, property qualifications, âgood characterâ tests, and the requirement that registrants âunderstandâ or âinterpretâ certain matter,â Katzenbach, 383 U. S., at 311, are gone. There is thus currently no concerted effort in these jurisdictions to engage in the âunremitting and ingenious defiance of the Constitution,â id., at 309, that served as the constitutional basis for upholding the âuncommon exercise of congressional powerâ embodied in §5, id., at 334.
The lack of sufficient evidence that the covered jurisdictions currently engage in the type of discrimination that underlay the enactment of § 5 undermines any basis for retaining it. Punishment for long past sins is not a legitimate basis for imposing a forward-looking preventative measure that has already served its purpose. Those supporting § 5âs reenactment argue that without it these jurisdictions would return to the racially discriminatory practices of 30 and 40 years ago. But there is no evidence that public officials stand ready, if given the chance, to again engage in concerted acts of violence, terror, and subterfuge in order to keep minorities from voting. Without such evidence, the charge can only be premised on outdated assumptions about racial attitudes in the covered jurisdictions. Admitting that a prophylactic law as broad as § 5 is no longer constitutionally justified based on current evidence of discrimination is not a sign of defeat. It is an acknowledgment of victory.
Indeed, when reenacting §5 in 2006, Congress evidently understood that the emergency conditions which prompted §5âs original enactment no longer exist. See H. R. Rep. No. 109-478, p. 12 (2006) (âThe record reveals that many of the first generation barriers to minority voter registration and voter turnout that were in place prior to the VRA have been eliminatedâ). Instead of relying on the kind of evi
This is not to say that voter discrimination is extinct. Indeed, the District Court singled out a handful of examples of allegedly discriminatory voting practices from the record made by Congress. See, e. g., Northwest Austin Municipal Util. Dist. No. One v. Mukasey, 573 F. Supp. 2d 221, 252-254, 256-262 (DC 2008). But the existence of discrete and isolated incidents of interference with the right to vote has never been sufficient justification for the imposition of § 5âs extraordinary requirements. From its inception, the statute was promoted as a measure needed to neutralize a coordinated and unrelenting campaign to deny an entire race access to the ballot. See City of Boerne, 521 U. S., at 526 (concluding that Katzenbach confronted a âwidespread and
* * *
In 1870, the Fifteenth Amendment was ratified in order to guarantee that no citizen would be denied the right to vote based on race, color, or previous condition of servitude. Congress passed § 5 of the VRA in 1965 because that promise had remained unfulfilled for far too long. But now â more than 40 years later â the violence, intimidation, and subterfuge that led Congress to pass § 5 and this Court to uphold it no longer remains. An acknowledgment of §5âs unconstitutionality represents a fulfillment of the Fifteenth Amendmentâs promise of full enfranchisement and honors the success achieved by the VRA.
All 17 covered jurisdictions that have been awarded bailout are from "Virginia, see App. to Brief for Jurisdictions That Have Bailed Out as Amici Curiae 3, and all 17 were represented by the same attorney â a former lawyer in the Voting Rights Section of the Department of Justice, see Hebert, An Assessment of the Bailout Provisions of the Voting Rights Act, in Voting Rights Act Reauthorization of 2006, p. 257, n. 1 (A. Henderson ed. 2007). Whatever the reason for this anomaly, it only underscores how little relationship there is between the existence of bailout and the constitutionality of § 5.
See also S. Rep. No. 41, 42d Cong., 2d Sess., pt. 7, p. 610 (1872) (quoting a Ku Klux Klan letter warning a black man from Georgia to ââstay at home if you value your life, and not vote at all, and advise all of your race to do the same thing. You are marked and closely watched by K. K. K. ... â â); see also Jackson Daily Mississippian, Dec. 29, 1887, reprinted in S. Misc. Doc. No. 166, 50th Cong., 1st Sess., 14 (1888) (â[W]e hereby warn the negroes that if any one of their race attempts to run for office in the approaching municipal election he does so at his supremest peril, and we further warn any and all negroes of this city against attempting, at their utmost hazard, by vote or influence, to foist on us again this black and damnable machine miscalled a government of our cityâ (publishing resolutions passed by the Young White Menâs League of Jackson)).
Although tests had become the main tool for disenfranchising blacks, state governments engaged in violence into 1965. See Daniel, Tear Gas, Clubs Halt 600 in Selma March, Washington Times Herald, Mar. 8, 1965, pp. A1, A3 (âState troopers and mounted deputies bombarded 600 praying Negroes with tear gas today and then waded into them with clubs, whips and ropes, injuring scores.... The Negroes started out today to walk the 50 miles to Montgomery to protest to [Governor] Wallace the denial of Negro voting rights in Alabamaâ); Banner, Aid for Selma Negroes, N. Y. Times, Mar. 14, 1965, p. Ell (âWe should remember March 7, 1965 as âBloody Sunday in Selma.â It is now clear that the public officials and the police of Alabama are at war with those citizens who are Negroes and who are determined to exercise their rights under the Constitution of the United Statesâ).