AI Case Brief
Generate an AI-powered case brief with:
Estimated cost: $0.001 - $0.003 per brief
Full Opinion
delivered the opinion of the Court.
The federal Gun Control Act of 1968, 18 U. S. C. § 921 et seq., has long prohibited possession of a firearm by any person convicted of a felony. In 1996, Congress extended the prohibition to include persons convicted of âa misdemeanor crime of domestic violence.â § 922(g)(9). The definition of âmisdemeanor crime of domestic violence,â contained in § 921(a)(33)(A), is at issue in this case. Does that term cover a misdemeanor battery whenever the battered victim was in fact the offenderâs spouse (or other relation specified in § 921(a)(33)(A))? Or, to trigger the possession ban, must the predicate misdemeanor identify as an element of the crime a domestic relationship between aggressor and victim? We hold that the domestic relationship, although it must be established beyond a reasonable doubt in a § 922(g)(9) firearms possession prosecution, need not be a defining element of the predicate offense.
I
In 2004, law enforcement officers in Marion County, West Virginia, came to the home of Randy Edward Hayes in response to a 911 call reporting domestic violence. Hayes consented to a search of his home, and the officers discovered a rifle. Further investigation revealed that Hayes had recently possessed several other firearms as well. Based on this evidence, a federal grand jury returned an indictment in 2005, charging Hayes, under §§ 922(g)(9) and 924(a)(2), with
The indictment identified Hayesâs predicate misdemeanor crime of domestic violence as a 1994 conviction for battery in violation of West Virginia law.
Asserting that his 1994 West Virginia battery conviction did not qualify as a predicate offense under § 922(g)(9), Hayes moved to dismiss the indictment. Section 922(g)(9), Hayes maintained, applies only to persons previously convicted of an offense that has as an element a domestic relationship between aggressor and victim. The West Virginia statute under which he was convicted in 1994, Hayes observed, was a generic battery proscription, not a law designating a domestic relationship between offender and victim as an element of the offense. The United States District Court for the Northern District of West Virginia rejected Hayesâs argument and denied his motion to dismiss the indictment.
In a 2-to-l decision, the United States Court of Appeals for the Fourth Circuit reversed. A § 922(g)(9) predicate offense, the Court of Appeals held, must âhave as an element a domestic relationship between the offender and the victim.â 482 F. 3d 749, 751 (2007). In so ruling, the Fourth Circuit created a split between itself and the nine other Courts of Appeals that had previously published opinions deciding the same question.
II
Section 922(g)(9) makes it âunlawful for any person . . . who has been convicted in any court of a misdemeanor crime of domestic violence ... [to] possess in or affecting commerce, any firearm or ammunition.â Section 921(a)(33)(A) defines âmisdemeanor crime of domestic violenceâ as follows:
â[T]he term 'misdemeanor crime of domestic violenceâ means an offense thatâ
â(i) is a misdemeanor under Federal, State, or Tribal law; and
â(ii) has, as an element, the use or attempted use of physical force, or the threatened use of a deadly weapon, committed by a current or former spouse, parent, or*421 guardian of the victim, by a person with whom the victim shares a child in common, by a person who is eohabitating with or has cohabitated with the victim as a spouse, parent, or guardian, or by a person similarly situated to a spouse, parent, or guardian of the victim.â (Footnote omitted.)
This definition, all agree, imposes two requirements: First, a âmisdemeanor crime of domestic violenceâ must have, âas an element, the use or attempted use of physical force, or the threatened use of a deadly weapon.â Second, it must be âcommitted byâ a person who has a specified domestic relationship with the victim. The question here is whether the language of § 921(a)(33)(A) calls for a further limitation: Must the statute describing the predicate offense include, as a discrete element, the existence of a domestic relationship between offender and victim? In line with the large majority of the Courts of Appeals, we conclude that § 921(a)(33)(A) does not require a predicate-offense statute of that specificity. Instead, in a § 922(g)(9) prosecution, it suffices for the Government to charge and prove a prior conviction that was, in fact, for âan offense . . . committed byâ the defendant against a spouse or other domestic victim.
We note as an initial matter that § 921(a)(33)(A) uses the word âelementâ in the singular, which suggests that Congress intended to describe only one required element. Immediately following the word âelement,â § 921(a)(33)(A)(ii) refers to the use of force (undoubtedly a required element) and thereafter to the relationship between aggressor and victim, e. g.,' a current or former spouse. The manner in which the offender acts, and the offenderâs relationship with the victim, are âconceptually distinct attributes.â United States v. Meade, 175 F. 3d 215, 218 (CAI 1999).
Treating the relationship between aggressor and victim as an element of the predicate offense is also awkward as a matter of syntax. It requires the reader to regard âthe use or attempted use of physical force, or the threatened use of a deadly weaponâ as an expression modified by the relative clause âcommitted by.â In ordinary usage, however, we
In reaching the conclusion that § 921(a)(33)(A) renders both the use of force and a domestic relationship between aggressor and victim necessary elements of a qualifying predicate offense, the Fourth Circuit majority relied on two textual arguments. First, the court noted that clause (ii) is separated from clause (i) by a line break and a semicolon; in contrast, the components of clause (ii) â force and domestic relationship â are joined in an unbroken word flow. See 482 F. 3d, at 753.
Had Congress placed the âcommitted byâ phrase in its own clause, set off from clause (ii) by a semicolon or a line break, the lawmakers might have better conveyed that âcommitted byâ modifies only âoffenseâ and not âuseâ or âelement.â Congressâ less-than-meticulous drafting, however, hardly shows that the legislators meant to exclude from § 922(g)(9)âs firearm possession prohibition domestic abusers convicted under generic assault Or battery provisions.
As structured, § 921(a)(33)(A) defines âmisdemeanor crime of domestic violenceâ by addressing in clause (i) the meaning of âmisdemeanorâ and, in turn, in clause (ii), âcrime of domestic violence.â Because a âcrime of domestic violenceâ involves both a use of force and a domestic relationship, joining these features together in clause (ii) would make sense even if Congress had no design to confine laws qualifying under § 921(a)(33)(A) to those designating as elements both use of force and domestic relationship between aggressor and victim. See id., at 761 (Williams, J., dissenting). See also United States v. Barnes, 295 F. 3d 1354, 1358-1360, 1361 (CADC 2002) (âThe fact that the Congress somewhat awkwardly included the âcommitted byâ phrase in subpart (ii) (in
A related statutory provision, 25 U. S. C. § 2803(3)(C), indicates that Congress did not ascribe substantive significance to the placement of line breaks and semicolons in 18 U. S. C. § 921 (a)(33)(A). In 2006, Congress amended § 921(a)(33)(A)(i) to include misdemeanors under â[t]ribal lawâ as predicate offenses. As a companion measure, Congress simultaneously enacted §2803(3)(C), which employs use-of-force and domestic-relationship language virtually identical to the language earlier placed in § 921(a)(33)(A)(i), except that § 2803(3)(C) uses no semicolon or line break.
Section 2803(3)(C) authorizes federal agents to âmake an arrest without a warrant for an offense committed in Indian country if â â
âthe offense is a misdemeanor crime of domestic violence . . . and has, as an element, the use or attempted use of physical force, or the threatened use of a deadly weapon, committed by a current or former spouse, parent, or guardian of the victim, by a person with whom the victim shares a child in common, by a person who is cohabitating with or has cohabitated with the victim as a spouse, parent, or guardian, or by a person similarly situated to a spouse, parent or guardian of the victim . . . .â
At the time Congress enacted § 2803(3)(C), the Courts of Appeals uniformly agreed that § 921(a)(33)(A) did not limit predicate offenses to statutory texts specifying both a use of force and a domestic relationship as offense elements. Congress presumably knew how § 921(a)(33)(A) had been construed, and presumably intended §2803(3)(C) to bear the same meaning. See Merrill Lynch, Pierce, Fenner & Smith Inc. v. Dabit, 547 U. S. 71, 85-86 (2006) (â[W]hen âjudicial
As a second justification for its construction of § 921(a) (33)(A), the Court of Appeals invoked the ârule of the last antecedent,â under which âa limiting clause or phrase . . . should ordinarily be read as modifying only the noun or phrase that it immediately follows.â Barnhart v. Thomas, 540 U. S. 20, 26 (2003). The words âcommitted byâ immediately follow the use-of-force language, the court observed, and therefore should be read to modify that phrase, not the earlier word âoffense.â See 482 F. 3d, at 753-755. The rule of the last antecedent, however, âis not an absolute and can assuredly be overcome by other indicia of meaning.â Barnhart, 540 U. S., at 26.
Applying the rule of the last antecedent here would require us to accept two unlikely premises: that Congress employed the singular âelementâ to encompass two distinct concepts, and that it adopted the awkward construction âeommi[t] â a âuse. â See supra, at 421-423. Moreover, as the dissent acknowledges, post, at 433, the last-antecedent rule
Most sensibly read, then, § 921(a)(33)(A) defines âmisdemeanor crime of domestic violenceâ as a misdemeanor offense that (1) âhas, as an element, the use [of force],â and (2) is committed by a person who has a specified domestic relationship with the victim. To obtain a conviction in a § 922(g)(9) prosecution, the Government must prove beyond a reasonable doubt that the victim of the predicate offense was the defendantâs current or former spouse or was related to the defendant in another specified way. But that relationship, while it must be established, need not be denominated an element of the predicate offense.
Ill
Practical considerations strongly support our reading of § 921(a)(33)(A)âs language. Existing felon-in-possession laws, Congress recognized, were not keeping firearms out of the hands of domestic abusers, because âmany people who engage in serious spousal or child abuse ultimately are not charged with or convicted of felonies.â 142 Cong. Rec. 22985 (1996) (statement of Sen. Lautenberg). By extending the federal firearm prohibition to persons convicted of âmisdemeanor crime[s] of domestic violence,â proponents of §922(g)(9) sought to âclose this dangerous loophole.â Id., at 22986.
Construing § 922(g)(9) to exclude the domestic abuser convicted under a generic use-of-force statute (one that does not
As of 1996, only about one-third of the States had criminal statutes that specifically proscribed domestic violence. See Brief for United States 23, n. 8.
Congress did revise the language of § 921(a)(33)(A) to spell out the use-of-force requirement. The proposed legislation initially described the predicate domestic-violence offense as a âcrime of violence . . . committed byâ a person who had a domestic relationship with the victim. 142 Cong. Rec. 5840. The final version replaced the unelaborated phrase âcrime of violenceâ with the phrase âhas, as an element, the use or attempted use of physical force, or the threatened use of a deadly weapon.â This apparently last-minute insertion may help to explain some of the syntactical awkwardness of the enacted language, but it does not evince an intention to convert the âcommitted byâ phrase into a required element of the predicate offense.
Indeed, in a floor statement discussing the revised version of § 922(g)(9), Senator Frank Lautenberg, the sponsor of the provision, observed that a domestic relationship between aggressor and victim often would not be a designated element of the predicate offense:
â[C]onvictions for domestic violence-related crimes often are for crimes, such as assault, that are not explicitly identified as related to domestic violence. Therefore, it will not always be possible for law enforcement authorities to determine from the face of someoneâs criminal record whether a particular misdemeanor con*429 viction involves domestic violence, as defined in the new law.â Id., at 26675.
The remarks of a single Senator are ânot controlling,â Consumer Product Safety Common v. GTE Sylvania, Inc., 447 U. S. 102, 118 (1980), but, as Hayes recognizes, the legislative record is otherwise âabsolutely silent.â See Tr. of Oral Arg. 32, 35. It contains no suggestion that Congress intended to confine § 922(g)(9) to abusers who had violated statutes rendering the domestic relationship between aggressor and victim an element of the offense.
IV
The rule of lenity, Hayes contends, provides an additional reason to construe §§ 922(g)(9) and 921(a)(33)(A) to apply only to predicate offenses that specify a domestic relationship as an element of the crime. â[T]he touchstone of the rule of lenity is statutory ambiguity.â Bifulco v. United States, 447 U. S. 381, 387 (1980) (internal quotation marks omitted). We apply the rule âonly when, after consulting traditional canons of statutory construction, we are left with an ambiguous statute.â United States v. Shabani, 513 U. S. 10, 17 (1994). Section 921(a)(33)(A)âs definition of âmisdemeanor crime of domestic violence,â we acknowledge, is not a model of the careful drafterâs art. See Barnes, 295 F. 3d, at 1356. But neither is it âgrievous[ly] ambigu[ous].â Huddleston v. United States, 415 U. S. 814, 831 (1974). The text, context, purpose, and what little there is of drafting history all point in the same direction: Congress defined âmisdemeanor crime of domestic violenceâ to include an offense âcommitted byâ a person who had a specified domestic relationship with the victim, whether or not the misdemeanor statute itself designates the domestic relationship as an element of the crime.
* * *
For the reasons stated, the judgment of the United States Court of Appeals for the Fourth Circuit is reversed, and the
It is so ordered.
Justice Thomas joins all but Part III of this opinion.
West Virginia's battery statute provides: â[A]ny person [who] unlawfully and intentionally makes physical contact of an insulting or provoking nature with the person of another or unlawfully and intentionally causes physical harm to another person, . . . shall be guilty of a misdemeanor.â W. Va. Code Ann. §61-2-9(e) (Lexis 2005).
The indictment stated, in relevant part:
âDefendant RANDY EDWARD HAYESâ February 24, 1994 Battery conviction . . . constituted a misdemeanor crime of domestic violence because:
âa. Battery is a misdemeanor under State law in West Virginia;
âb. Battery has, as an element, the use and attempted use of physical force;
âc. Defendant RANDY EDWARD HAYES committed the offense of Battery against the victim:
âi. who was his current spouse; and
âii. who was a person with whom he shared a child in common; and âiii. who was cohabitating with and had cohabitated with him as a spouse.â App. 2-3 (bold typeface deleted).
See United States v. Heckenliable, 446 F. 3d 1048, 1049 (CA10 2006); United States v. Belless, 338 F. 3d 1063, 1067 (CA9 2003); White v. Department of Justice, 328 F. 3d 1361, 1364-1367 (CA Fed. 2003); United States v. Shelton, 325 F. 3d 553, 562 (CA5 2003); United States v. Kavoukian, 315 F. 3d 139, 142-144 (CA2 2002); United States v. Barnes, 295 F. 3d 1354, 1358-1361 (CADC 2002); United States v. Chavez, 204 F. 3d 1305, 1313-1314 (CA11 2000); United States v. Meade, 175 F. 3d 215, 218-221 (CA1 1999); United States v. Smith, 171 F. 3d 617, 619-621 (CA8 1999).
Hayes observes, see Brief for Respondent 24-25, that Congress has used the singular âelementâ in defining a âcrime of violenceâ to require both an action (the use of force) and its object (the person of another). See, e. g., 18 U. S. C. § 16(a) (defining âcrime of violenceâ as âan offense
Invoking the Dictionary Act, Hayes contends that the singular âelementâ encompasses the plural âelements.â See Brief for Respondent 25. The Dictionary Act provides that, âunless the context indicates otherwise,â âwords importing the singular include and apply to several persons, parties, or things.â 1 U. S. C. § 1. On the rare occasions when we have relied on this rule, doing so was ânecessary to carry out the evident intent of the statute.â First Nat. Bank in St. Louis v. Missouri, 263 U. S. 640, 657 (1924). As we explain infra, at 426-429, Hayesâs reading of 18 U. S. C. § 921(a)(33)(A) does not accord with Congressâ aim in extending the gun possession ban.
As the United States points out, the Court of Appeals âitself recognized the flexibility of the rule [of the last antecedent].â Brief for United States 20, n. 7. Under a strict application of the rule, the âcommitted byâ phrase would modify only its immediate antecedent, i. e., âthe threatened use of a deadly weapon,â and not the entire phrase âuse or attempted use of physical force, or the threatened use of a deadly weapon.â The court rightly regarded such a reading as implausible. See 482 F. 3d 749, 755 (CA4 2007).
We find it not at all âsurprisingâ â indeed, it seems to us âmost naturalâ â to read § 921(a)(33)(A) to convey that a person convicted of battering a spouse or other domestic victim has committed a âcrime of domestic violence,â whether or not the statute of conviction happens to contain a domestic-relationship element. Cf. post, at 431.
Additional States have enacted such statutes since 1996, but about one-half of the States still prosecute domestic violence exclusively under generally applicable criminal laws. See Brief for United States 23-24, and n. 9.
Generally, as in this case, it would entail no ââelaborate factfinding process,â â post, at 436, to determine whether the victim of a violent assault