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Full Opinion
delivered the opinion of the Court.
This case arose from a fatal driveby shooting into a group of students standing in front of a Seattle high school. Brian
Respondent, then, filed a federal petition for a writ of habeas corpus. The District Court granted the writ. On appeal, the Court of Appeals for the Ninth Circuit agreed with the District Court that the state-court decision was an objectively âunreasonable application of . . . clearly established Federal law, as determined by the Supreme Court of the United States.â 28 U. S. C. § 2254(d)(1). The Court of Appeals found it unreasonable for the state court to reject Sarausadâs argument that certain jury instructions used at his trial were ambiguous and were likely misinterpreted by the jury to relieve the State of its burden of proving every element of the crime beyond a reasonable doubt. Sarausad v. Porter, 479 F. 3d 671 (2007). We disagree. Because the Washington courts reasonably applied our precedent to the facts of this case, we reverse the judgment below.
I
A
The driveby shooting was the culmination of a gang dispute between the 23d Street Diablos, of which Cesar Sarausad was a member, and the Bad Side Posse, which was headquartered at Ballard High School in Seattle, Washington. A member of the Diablos, Jerome Reyes, had been chased from Ballard by members of the Bad Side Posse, so the Diablos decided to go âto Ballard High School to show that the Diablos were not afraidâ of the rival gang. App. to Pet. for Cert. 235a. The Diablos started a fight with the Bad Side Posse, but left quickly after someone indicated that
Sarausad drove, with Ronquillo in the front passenger seat and Reyes and two other Diablos in the back seat. En route, someone in the car mentioned ââcappingââ the Bad Side Posse, and Ronquillo tied a bandana over the lower part of his face and readied the handgun. Sarausad v. State, 109 Wash. App. 824, 844, 39 P. 3d 308, 319 (2001). Shortly before reaching the high school, a second car of Diablos pulled up next to Sarausadâs car and the drivers of the two cars talked briefly. Sarausad asked the other driver, â âAre you ready?â â id., at 844-845, 39 P. 3d, at 319, and then sped the rest of the way to the high school. Once in front of the school, Sarausad abruptly slowed to about five miles per hour while Ronquillo fired 6 to 10 shots at a group of students standing in front of it. Id., at 831, 39 P. 3d, at 312. Sarausad âsaw everyone go down,â Tr. 2870, and then sped away, 109 Wash. App., at 832, 39 P. 3d, at 313. The gunfire killed one student; another student was wounded when a bullet fragment struck his -leg. Id., at 831-832, 39 P. 3d, at 312-313.
B
Sarausad, Ronquillo, and Reyes were tried for the first-degree murder of Melissa Fernandes, the attempted first-degree murders of Ryan Lam and Tam Nguyen, and the second-degree assault of Brent Mason. Sarausad and Reyes, who were tried as accomplices, argued at trial that they could not have been accomplices to murder because they âhad no idea whatsoever that Ronquillo had armed himself for the return trip.â Id., at 832, 39 P. 3d, at 313. They claimed that they expected, at most, another fistfight with the Bad Side Posse and were âtotally and utterly dismayed when Ronquillo started shooting.â Ibid.
In response, the prosecutor focused much of her closing argument on the evidence of Sarausadâs knowledge of a shooting. He had âslowed down before the shots were fired, stayed slowed down until the shots were over and immediately sped up.â Id., at 39. âThere was no hesitation, there was no stopping the car. There was no attempt for Mr. Sarausad to swerve his car out of the way so that innocent people wouldnât get shot.â Id., at 40. She also argued that Sarausad knew when he drove back to the school that his gangâs âfists didnât work, the pushing didnât work, the flashing of the signs, the violent altercation didnât workâ because the Bad Side Posse still âlaughed at them, they called them weak, they called them nothing.â Id., at 44. So, â[w]hen they rode down to Ballard High School that last
At the close of trial, the jury received two instructions that directly quoted Washingtonâs accomplice-liability statute.
âYou are instructed that a person is guilty of a crime if it is committed by the conduct of another person for which he is legally accountable. A person is legally accountable for the conduct of another person when he is an accomplice of such other person in the commission of the crime.â Id., at 16 (emphasis added).
Instruction number 46 provided, in relevant part:
âA person is an accomplice in the commission of a crime if, with knowledge that it will promote or facilitate the commission of the crime, he or she either:
â(1) solicits, commands, encourages, or requests another person to commit the crime or
â(2) aids or agrees to aid another person in planning or committing the crime.â Id., at 17 (emphasis added).
The jury was unable to reach a verdict as to Reyes, and the judge declared a mistrial as to him. The jury then returned guilty verdicts on all counts for Ronquillo and convicted Sarausad of the lesser included crimes of second-degree murder, attempted second-degree murder, and second-degree assault.
C
On appeal, Sarausad argued that because the State did not prove that he had intent to kill, he could not be convicted as an accomplice to second-degree murder under Washington law. The Washington Court of Appeals affirmed his convictions, explaining that under Washington law, an accomplice must have âgeneral knowledgeâ that the crime will occur, but need not have the specific intent required for that crimeâs commission. App. to Pet. for Cert. 259a. The court referred to accomplice liability as âa theory of criminal liability that in Washington has been reduced to the maxim, âin for a dime, in for a dollar.ââ Id., at 235a. The Washington Supreme Court denied discretionary review. State v. Ronquillo, 136 Wash. 2d 1018, 966 P. 2d 1277 (1998).
Shortly thereafter, the Washington Supreme Court clarified in an unrelated criminal case that âin for a dime, in for a dollarâ is not the best descriptor of accomplice liability under
D
Sarausad next sought postconviction relief from the Washington courts. He argued that although the accomplice-liability instruction used at his trial complied with Roberts,
The Washington Court of Appeals reexamined the trial record in its entirety in light of Roberts, see 109 Wash. App., at 834, 39 P. 3d, at 313-314, but found no error requiring correction. According to the court, the prosecutorâs closing argument in its entirety did not convey âthat the jury could find Sarausad guilty as an accomplice to murder if he had the purpose to facilitate an offense of any kind whatsoever, even a shoving match or fist fight.â Id., at 840, 39 P. 3d, at 317. The prosecutorâs ââin for a dime, in for a dollarââ illustration also did not convey that standard. Id., at 842-843, 39 P. 3d, at 318. The court explained that in every situation but one, the prosecutor clearly did not use that phrase to argue that Sarausad could be convicted of murder if he intended only a fistfight. Instead, she used it to convey a âgang mentalityâ that requires a wrong to the gang to be avenged by any means necessary. Id., at 842, 39 P. 3d, at 318. Thus, according to the prosecutor, when a fight did not work, Sarausad knew that a shooting was required to avenge his gang. See ibid.
There was one âin for a dime, in for a dollarâ hypothetical in the prosecutorâs closing that did not convey this gang-mentality meaning and thus, the court recognized, âmay or may not be problematic under Robertsâ depending on how it was interpreted. Id., at 843, 39 P. 3d, at 318.
Sarausad sought discretionary postconviction review from the Supreme Court of Washington. In denying his petition, the court held that âthe trial court correctly instructed the juryâ that knowledge of the particular crime committed was required. App. to Pet. for Cert. 191a. The court also found that no prejudicial error resulted from the prosecutorâs potentially improper hypothetical. Id., at 192a. â[Whatever the flaws in the argument, the prosecutor properly focused on Mr. Sarausadâs knowing participation in the shooting, not in some lesser altercation.â Ibid.
E
Sarausad filed this petition for a writ of habeas corpus in Federal District Court pursuant to 28 U. S. C. §2254. The District Court granted the petition, finding âample evidence that the jury was confused about what elements had to be established in order for [Sarausad] to be found guilty of second degree murder and second degree attempted murder.â App. to Pet. for Cert. 129a. The Court of Appeals for the Ninth Circuit affirmed, finding that the state postconviction court unreasonably applied this Courtâs decisions in Estelle
II
Under the Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA), 110 Stat. 1214, a federal court may grant habeas relief on a claim âadjudicated on the meritsâ in state court only if the decision âwas contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States.â 28 U. S. C. § 2254(d)(1). Where, as here, it is the state courtâs application of governing federal law that is challenged, the decision ââmust be shown to be not only erroneous, but objectively unreasonable.ââ Middleton v. McNeil, 541 U. S. 433, 436 (2004) (per curiam) (quoting Yarborough v. Gentry, 540 U. S. 1, 5 (2003) (per curiam))) see also Schriro v. Landrigan, 550 U. S. 465, 473 (2007) (âThe question under AEDPA is not whether a federal court believes the state courtâs determination was incorrect but whether that determination was unreasonable â a substantially higher thresholdâ).
Our habeas precedent places an âespecially heavyâ burden on a defendant who, like Sarausad, seeks to show constitutional error from a jury instruction that quotes a state statute. Henderson v. Kibbe, 431 U. S. 145, 155 (1977). Even if there is some âambiguity, inconsistency, or deficiencyâ in the instruction, such an error does not necessarily constitute a due process violation. Middleton, supra, at 437. Rather, the defendant must show both that the instruction was am
A
The Washington courts reasonably concluded that the trial courtâs instruction to the jury was not ambiguous. The instruction parroted the language of the statute, requiring that an accomplice âin the commission of the crimeâ take action âwith knowledge that it will promote or facilitate the commission of the crimeâ App. 16-17 (emphasis added); Wash. Rev. Code §§ 9A.08.020(2)(c), (3)(a) (2008). It is impossible to assign any meaning to this instruction different from the meaning given to it by the Washington courts. By its plain terms, it instructed the jury to find Sarausad guilty as an accomplice âin the commission of the [murder]â only if he acted âwith knowledge that [his conduct] will promote or facilitate the commission of the [murder].â App. 16 â 17.
B
Even if we agreed that the instruction was ambiguous, the Court of Appeals still erred in finding that the instruction
Put simply, there was no evidence of ultimate juror confusion as to the test for accomplice liability under Washington law. Rather, the jury simply reached a unanimous decision that the State had proved Sarausadâs guilt beyond a reasonable doubt. Indeed, every state and federal appellate court that reviewed the verdict found that the evidence supporting Sarausadâs knowledge of a shooting was legally sufficient to convict him under Washington law. 479 F. 3d, at 677-683; Sarausad, 109 Wash. App., at 844-845, 39 P. 3d, at 319. Given the strength of the evidence supporting the conviction, along with the juryâs failure to convict Reyes â who also had been charged as an accomplice to murder and also had admitted knowledge of a possible fight â it was not objectively
First, the Court of Appeals found that the evidence of Sarausadâs knowledge of the shooting was so âthinâ that the jury must have incorrectly believed that proof of such knowledge was not required. 479 F. 3d, at 692-693. That conclusion, however, is foreclosed by the Court of Appealsâ own determination that the evidence was sufficient for a rational jury to reasonably infer that Sarausad knowingly facilitated the driveby shooting. As explained above, the Court of Appeals acknowledged that the evidence showed that Ronquillo, while seated in Sarausadâs front passenger seat, tied a bandana over the lower part of his face and pulled out a gun. Id., at 681. There also was evidence that Sarausad then asked the Diablos in the other car, â Are you ready?â â before driving to the school and âslow[ing] his ear in front of the school in a manner that facilitated a drive-by shooting.â Ibid. Other gang members testified to prior knowledge of the gun and to discussing the shooting as an option during the gang meeting held between trips to Ballard High School. Id., at 682. There also was testimony from Sarausad that he suspected that members of the Bad Side Posse would be armed when they returned to Ballard High School, ibid., making it reasonable to conclude that Sarausad would expect his gang to be similarly prepared for the confrontation. There was nothing âthinâ about the evidence of Sarausadâs guilt.
Second, the Court of Appeals faulted the prosecutor for arguing âclearly and forcefullyâ for an â âin for a dime, in for a dollarââ theory of accomplice liability. Id., at 693. But the Washington Court of Appeals conducted an in-depth analysis of the prosecutorâs argument and reasonably found
Third, and last, the Court of Appeals believed that the juryâs questions âdemonstrated substantial confusion about what the State was required to prove.â 479 F. 3d, at 693. Sarausad focuses special attention on this factor, arguing that it was the âfailure to remedyâ this confusion that sets this case apart from previous decisions and establishes that the jury likely âdid not understand accomplice liabilityâ when it returned its verdict. Brief for Respondent 29, 31. But this Court has determined that the Constitution generally requires nothing more from a trial judge than the type of
Under this established standard, it was not objectively unreasonable for the state court to conclude that Sarausadâs jury received the answers it needed to resolve its confusion.
Because the state-court decision did not result in an âunreasonable application of . . . clearly established Federal law,â 28 U. S. C. § 2254(d)(1), the Court of Appeals erred in granting a writ of habeas corpus to Sarausad. The judgment below is reversed, and the case is remanded for further proceedings consistent with this opinion.
It is so ordered.
Washingtonâs accomplice-liability statute provides, in pertinent part:
âA person is guilty of a crime if it is committed by the conduct of another person for which he is legally accountable. A person is legally accountable for the conduct of another person when:
âHe is an accomplice of such other person in the commission of the crime.
âA person is an accomplice of another person in the commission of a crime if... [w]ith knowledge that it will promote or facilitate the commission of the crime, he
â(i) solicits, commands, encourages, or requests such other person to commit it; or
â(ii) aids or agrees to aid such other person in planning or committing it.â Wash. Rev. Code §§9A.08.020(l)-(3) (2008) (internal numbering omitted).
The instruction found faulty in Roberts provided in full:
âYou are instructed that a person is guilty of a crime if it is committed by the conduct of another person for which he is legally accountable. A person is legally accountable for the conduct of another person when he is an accomplice of such other person in the commission of a crime.
âA person is an accomplice in the commission of a crime, whether present at the time of its commission or not, if, with knowledge that it will promote or facilitate its commission, he either:
â(a) solicits, commands, encourages, or requests another person to commit the crime; or
â(b) aids another person in planning or committing the crime.â 142 Wash. 2d, at 488-489,14 P. 3d, at 724 (emphasis added).
The prosecutor had argued in the hypothetical that an accomplice who knows that he is helping someone assault a victim bears responsibility if the victim is killed. The hypothetical stated in full:
âLet me give you a good example of accomplice liability. A friend comes up to you and says, âHold this personâs arms while I hit him.â You*189 say, âOkay, I donât like that person, anyway.â You hold the arms. The person not only gets assaulted, he gets killed. You are an accomplice and you canât come back and say, âWell, I only intended this much damage to happen.â Your presence, your readiness to assist caused the crime to occur and you are an accomplice. The law in the State of Washington says, if youâre in for a dime, youâre in for a dollar. If youâre there or even if youâre not there and youâre helping in some fashion to bring about this crime, you are just as guilty.â App. 38.
The dissent would reverse the Washington state courts based on the alleged confusion in Washington courts, and specifically in the Washington Court of Appeals on direct review, about the meaning of the Washington accomplice-liability statute. Post, at 198-200 (opinion of Souter, J.). But the confusion in the Court of Appeals over the application of the statute involved the related, but legally distinct, question whether an accom
To the extent that the Court of Appeals attempted to rewrite state law by proposing that the instruction should have included âan explicit statement that an accomplice must have knowledge of... the actual crime the principal intends to commit,â 479 F. 3d 671, 690 (CA9 2007), it compounded its error. The Washington Supreme Court expressly held that the jury instruction correctly set forth state law, App. to Pet. for Cert. 191a, and we have repeatedly held that âit is not the province of a federal habeas court to reexamine state-court determinations on state-law questions.â Estelle v. McGuire, 502 U. S. 62, 67-68 (1991).
The dissent accuses us of downplaying this ambiguous hypothetical, arguing that it is so rife with improper meaning that it âinfect[ed] every further statement bearing on accomplice law the prosecutor made,â post, at 202, and ensured that the jury misinterpreted the trial courtâs properly phrased instruction. We disagree. The proper inquiry is whether the state court was objectively unreasonable in concluding that the instruction (which precisely tracked the language of the accomplice-liability statute) was not warped by this one-paragraph hypothetical in an argument and rebuttal spanning 31 pages of the joint appendix. The state courtâs conclusion was not unreasonable. The hypothetical was presented during closing arguments, which juries generally âvie[w] as the statements of advocatesâ rather than âas definitive and binding statements of the law,â Boyde v. California, 494 U. S. 370, 384 (1990), and which, as a whole, made clear that the State sought a guilty verdict based solely on Sarausadâs âknowledge that his assistance would promote or facilitate the crime of premeditated murder,â App. 83; see also id., at 123-124.
The dissent argues that we âsideste[p] the thrust of this recordâ by finding that the trial judgeâs answers to the juryâs questions were satisfactory. Post, at 205. But our decision cannot turn on a de novo review of the record or a finding that the answers were âthe best way to answer jurorsâ questions,â ibid. On federal habeas review, this Courtâs inquiry is limited to whether the state court violated clearly established federal law when it held that the jury applied the correct standard, in light of the answers given to its questions. See 28 U. S. C. § 2254(d)(1). On that issue, the state court was not objectively unreasonable; the jury's questions were answered in a manner previously approved by this Court, and they consistently referred the jury to the correct standard for accomplice liability in Washington. The dissent also ignores the important fact that the jury convicted Ronquillo of first-degree murder, convicted respondent of second-degree murder, and failed to reach an agreement on Reyesâ guilt, causing a mistrial on the first-degree murder charge pending against him. The juryâs assignment of culpability to two of the codefendants, versus its deadlock over a third who, like respondent, conceded knowledge of an assault, demonstrates that the jury understood the legal significance of each defendantâs relative knowledge and intent with respect to the murder.