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Full Opinion
dissenting.
This case concerns the crime of neonaticide, which is the killing of a newborn child on the first day of life. This crime is practically unknown in the federal courts. Neonaticide is a crime relating to family and domestic concerns and, thus, federal courts do not generally deal with these crimes. Indeed, excluding habeas cases, my research has disclosed only one other reported federal case discussing and deciding a neonaticide crime. See United States v. Tom, 494 F.3d 1277 (10th Cir. 2007), revâd and remanded to 327 Fed. Appx. 93 (10th Cir.2009).
In the view of this judge, the procedure followed and the imposition of a ten-year-plus prison sentence on Ms. Deegan, a young American Indian woman, represents the most clear sentencing error that this dissenting judge has ever seen.
For reversal, the dissent relies on the following Supreme Court cases: Gall v. United States, 552 U.S. 38, 128 S.Ct. 586, 169 L.Ed.2d 445 (2007), Rita v. United States, 551 U.S. 338, 127 S.Ct. 2456, 168 L.Ed.2d 203 (2007), Koon v. United States, 518 U.S. 81, 116 S.Ct. 2035, 135 L.Ed.2d
I.
SUMMARY OF CONTENTIONS AND STANDARD OF REVIEW
A. Summary of Contentions
Ms. Deeganâs crime consisted of a special sort of homicide called âneonaticide,â well documented in medical and legal literature, which describes the conduct of a parent, ordinarily the mother, who is often suffering from depression or other mental illness causing the death of an infant child within twenty-four hours of birth.
First, Ms. Deeganâs conduct as neonaticide does not now, nor has it ever, come within the ârun-of-the-mineâ guidelines for second-degree murder, the charge to which Ms. Deegan pleaded guilty. But the district court mistakenly believed that this case fell within the second-degree murder guidelines. Thus, the sentence imposed was proeedurally gross error.
Second, the district court presumed that the guidelines were reasonable. This is plain error.
Third, because this case is outside the heartland of second-degree murder cases, the district courtâs 18 U.S.C. § 3553(a) analysis was flawed at its beginning, and this case required imposition of a sentence completely apart from the guidelines and under § 3553(a). This the district court did not do.
Fourth, analysis of the § 3553(a) factors demonstrates that Ms. Deeganâs sentence is substantively unreasonable. The district courtâs approach to sentencing served to elevate a guidelines sentence above an individualized assessment of the facts and circumstances of this ease. Each error compounded the next one and these mistakes require reversal and remand.
Finally, the failure to follow proper sentencing procedures and methodology led to a highly excessive sentence for Ms. Deegan. Her crime requires a different approach than taken by the district court and approved by the majority.
B. Standard of Review
I express my disagreement with the majorityâs application of plain error in reviewing this sentence. In my view, defense counsel preserved the errors argued on appeal.
The majority asserts:
On appeal, Deegan argues that the sentence of 121 monthsâ imprisonment is unreasonable, because the advisory guideline for second-degree murder is not based on empirical data and national experience, and because the sentence imposed is greater than necessary to comply with the statutory purposes of sentencing set forth in 18 U.S.C. § 3553(a)(2). As we understand Deeganâs brief on appeal, she argues that the district court committed both procedural and substantive errors when imposing sentence. Deegan raised no procedural objection in the district court, so we consider her claims of procedural error under the plain-error standard. United States v. Gray, 533 F.3d 942, 945 (8th Cir.2008) which requires as conditions for relief that Deegan show an obvious error that affected her substantial rights and seriously affected the fairness, integrity, or reputation of judi*638 cial proceedings. United States v. Olano, 507 U.S. 725, 732, 113 S.Ct. 1770, 123 L.Ed.2d 508 (1993). We review the substantive reasonableness of the sentence under a deferential abuse-of-discretion standard. Gall v. United States, 552 U.S. 38, 128 S.Ct. 586, 597, 169 L.Ed.2d 445 (2007).
Maj. op. at 629.
Further, the majority reviews the following under the plain error standard: (a) the district courtâs failure to meaningfully discuss the § 3553(a) factors, id. at 629-30; (b) treating the advisory guidelines as mandatory, id. at 631; (c) procedural error by applying the 2007 Guidelines to the instant offense, id. at 632; and (d) applying the second-degree murder guidelines to âthis type of crime.â Id. at 632-33.
Comparing the sentencing transcript with Ms. Deeganâs brief establishes that these errors were asserted in the district court and raised on appeal. At sentencing, defense counsel, in responding to the prosecutorâs recommendation for a guideline sentence of 121 months, asserted that: (a) the guideline sentence was far greater than necessary (Sent. Tr. 46-47); (b) such a sentence was not warranted under the § 3553(a) factors (Sent. Tr. 46-52); (c) a guideline sentence would result in a sentencing disparity as compared to a neonaticide sentence imposed in a North Dakota state court (Sent. Tr. 50-53); and (d) a variance, a non-guideline sentence, should be imposed after proper consideration of the § 3553(a) factors (Sent. Tr. 55-56, 59). The district court clearly recognized the request of defense counsel when the court said, âThe request in this case is for the imposition of a variance or a nonguideline sentence to be imposed in accordance with 18 USC Section 3553(a).â Sent. Tr. 56 (emphasis added).
The contentions raised on appeal, see Appellantâs Brief at 19-24, that the sentence was âunreasonable,â âgreater than necessary,â and that a guideline sentence should not apply to Ms. Deegan, were the same arguments raised before the district court.
Defense counsel should not need to say more to preserve error in a criminal sentence. Ms. Deegan requested a non-guideline sentence and stated reasons in support of that recommendation. When defense counsel asserted that the prosecutorâs recommendation called for a sentence that was flawed and excessive, and requested a lesser sentence, the sentencing issue should be considered fully preserved. See Rita, 551 U.S. at 345 (error raised), 351, 127 S.Ct. 2456 (sentencing procedures discussed); but see United States v. Bain, 586 F.3d 634 (8th Cir.2009).
To state that matters raised by Ms. Deegan should be considered as plain error is incorrect. But in any event, the procedural and substantive mistakes here are great and require reversal under any standard of review-plain error or preserved error.
The United States believes that the Sentencing Commission took into account these type of events, these type of crimes when it put together sentencing guidelines such as exist in the 1997 edition. Given that fact, Your Honor, we believe that a guideline sentence would effectively meet the requirements of Section 3553, all of those goals of sentencing.
Sent. Tr. 43 (emphasis added). The sentencing judge adopted and echoed that principle in imposing a guideline sentence of ten years and one month (121 months) imprisonment, echoing a resounding âyesâ to this incorrect advice as the court said the guidelines are for people like you who âcommit this type of crime with the same type of criminal history that you have.â Sent. Tr. 59. And further adding, âIâm required to impose those guidelines.... â Id. Such statements imply more than a presumption that the guidelines apply to Ms. Deegan and constitute plain error. Thus, there exists plain error in sentencing procedure leading to an excessive, improper, and unfair sentence. See Alvizo-Trujillo, 521 F.3d at 1018.
II.
BACKGROUND
To understand the errors in sentencing, this case requires a full accounting of Ms. Deeganâs life. All of the facts discussed below were before the district court at the sentencing hearing and were not disputed by the government.
A. Childhood Abuse
Ms. Deeganâs life is marked by a history of extensive and cruel abuse. Her alcoholic father beat her on an almost daily basis and dominated every aspect of life in the Deegan family. Ms. Deegan reported having out-of-body experiences during the beatings, as if she was watching herself being assaulted from outside of her body. Some of the beatings were so severe that her father kept her home from school to avoid repox-ts to Child Protective Services. She and her siblings were eventually removed from her parentsâ house due to the abuse, placed in a variety of foster homes, and periodically returned to her parentsâ house. While in foster care, Ms. Deegan was separated from her siblings and experienced physical abuse from some of her foster family members. In conversation with Dr. Resnick, Ms. Deegan said, âI think I will be forgiven [by my maker]. Iâve lived my hell throughout my childhood.â Add. 2, p. 12 (Resnick Report).
Ms. Deegan also suffered extensive and cruel sexual abuse. At five years of age, her fatherâs drinking buddies began sexually abusing her. By age nine, five or six perpetrators had forced her to participate in oral, vaginal, and anal sex. One of the perpetrator's held her head under water several times to make her submissive and threatened her so she would not disclose the abuse.
Ms. Deegan spent much of her childhood caring for and protecting her six younger siblings. Her siblings reported that she frequently suffered physical abuse in their stead. As an adult the abuse continued and Ms. Deegan protected her siblings from her fatherâs alcoholic, depressive, and abusive states. On one occasion, her father attacked her while she was pregnant with her second child. She jumped through a window to escape. Add. 2, p. 7 (Resnick Report).
B. Abuse from Shannon Hale
At age fifteen, Ms. Deegan began a relationship with Shannon Hale, the son of one of her foster parents. Mr. Hale continued the abuse. On one occasion, after Mr. Hale physically assaulted her, Ms. Deegan was admitted to a psychiatric hospital for thirty days to receive assistance for the domestic violence she had endured. She bore four children fathered by Mr. Hale, including the infant victim in this case.
After Ms. Deeganâs third child was born, she became depressed. At this time in her life, Mr. Hale was physically abusing her two to three times per week, forcing her to have sexual intercourse with him, and refusing to care for their children.
Despite the abuse, Ms. Deegan did not leave Mr. Hale permanently because he repeatedly assured her that he would reduce his drinking and stop abusing her. Ms. Deegan reported that she sometimes went to live with her parents when the abuse was most severe, but then her father would physically and verbally abuse her. Ms. Deegan also explained that she did not feel that she could leave Mr. Hale because of her relationship with his mother. Ms. Deegan reported that Mr. Haleâs mother âseemed to make things okay,â caused her to feel safe, and encouraged her to stay with Mr. Hale for the childrenâs sake. Ms. Deegan feared that if she left Mr. Hale, his mother, a prominent member of the Indian community, would acquire custody
When Ms. Deegan learned she was pregnant with a fourth child (the child victim), she did not believe she was really pregnant. Ms. Deegan reported she had not developed a plan for coping with the birth of a fourth child because she had put the pregnancy out of her mind. She had previously suffered three miscarriages. She reported feeling so depressed that she could barely take care of herself and her three children.
Ms. Deeganâs state of despair and depression was not merely the result of the physical, verbal, and sexual abuse she suffered. Ms. Deegan lived in extreme poverty and isolation. Both Ms. Deegan and Mr. Hale were unemployed. Ms. Deegan sustained herself and her family on food stamps and whatever money she could acquire to provide food for her young children: ages one, two, and five. When Ms. Deegan obtained any money, Mr. Hale took it and bought methamphetamine.
Dr. Resnick explained why Ms. Deegan stayed with Mr. Hale before the homicide of her fourth child:
1) Ms. Deegan was raised in a home in which she saw her father repeatedly beat her mother. This aberrant model of marriage was all she knew.
2) Ms. Deegan feared that if she left Shannon Hale she would lose her relationship with the Hale family.... Irene Hale encouraged her to stay with Shannon so her children would have a father.
3) Ms. Deegan had virtually no financial resources. Shannon Hale used any available money for his alcohol and methamphetamine addiction. Irene Hale at least made sure that Ms. Deegan had groceries so she could feed her daughters, and herself.
4) Based on Ms. Deeganâs foster care experience, she knew that leaving one family situation sometimes resulted in a worse situation rather than an improvement.
5) As is common in men who batter their wives, Shannon Hale told Ms. Deegan that he would not assault her again and promised to control his drinking and use of illegal drugs.
6) Ms. Deegan did not have a viable alternative to staying with Shannon Hale. If she took her daughters to live in her parental home, she and her daughters would be subjected to physical and emotional abuse by her father. No shelter for battered women was available in her area.
7) Ms. Deegan was fearful that if she left Shannon, Irene Hale, who enjoyed an excellent reputation in the community, would take her daughters away from her.... Caring for her three daughters was the most important thing in her life. She feared that if Shannon Hale attempted to raise her three young daughters, they would not be safe because of his methamphetamine addiction and his demonstrated propensity for physical abuse.
*642 8) Ms. Deegan feared that if she sought counseling for her marital problems, she might lose her daughtersâ custody.
9) On the prior occasions when Ms. Deegan sought help from individuals and institutions, they failed to assist or protect her.
Add. 2, p. 20-21 (Resnick Report).
C. The Birth Circumstances
On October 20, 1998, at twenty-five years of age, alone in her mobile home with her three children, Ms. Deegan went into labor with her fourth child. She endured the labor alone, did not tell anyone she was in labor, and delivered the child herself. She reported not feeling anything physically from the labor and that she had assisted the infant to breathe when he was born. Ms. Deegan cleaned, diapered, and fed her child. She then put clothes on him, placed him in a basket, and left him in the home alone. When asked why she left her child in the home alone, she replied:
I couldnât take anymore. I couldnât handle it. I had everything on my shoulders. I couldnât even help myself. I had nobody to help me. I had no job, no nothing. I had all my babies to care for, a welfare mom. I had the feeling of being worthless. What could I do? I was overwhelmed and depressed. I didnât want to live through any of it anymore. I didnât want to be there anymore, as a spouse, as a mother, as a daughter.
Add. 2, p. 11 (Resnick Report).
With an understanding of the background of Ms. Deegan and the circumstances surrounding the infantâs death, I turn to a discussion of neonaticide.
III.
NEONATICIDE
Forty-three years ago, psychiatrist Dr. Phillip Resnick became interested in the topic of parents causing the death of their children. He has written nearly 100 articles, several on neonaticide and infanticide, and frequently presents and lectures on this subject. Every year he teaches a course on neonaticide for the American Psychiatric Association. He is considered the foremost neonaticide expert in this country.
As defined by Dr. Resnick:
[Njeonaticide is simply the killing of a newborn infant on the first day of life. Itâs actually a term that I coined in an article I wrote in 1969 where I was distinguishing that type of killing of a baby, which has very different characteristics, from the killing of a baby who is older or a child. And so neonaticide has universally been accepted now as a*643 particular phenomenon when the baby is killed the first day of life.
Sent. Tr. 16.
Dr. Resnick and other scholars explain the circumstances that lead to this tragic crime. Such a mother is often in an overwhelming state of desperation at the time of her infantâs birth and lacks adequate resources to mentally handle the situation of delivering a child.
âAlthough the majority of women who commit neonaticide do not have any long-term psychological pathologies, it is likely that often they experience abnormal mental functioning during their pregnancies.â
In preparing to testify, Dr. Resnick conducted a six-hour interview of Ms. Deegan and reviewed the relevant FBI, medical, psychiatric, and school records. He diagnosed Ms. Deegan with suffering or having suffered from the following three psychiatric disorders:
Major Depressive Disorder, recurrent, severe, without psychotic features at the time of the homicide, now in partial remission.
Posttraumatic Stress Disorder, chronic. This diagnosis is supported by Ms. Deeganâs history of exposure to multiple traumatic events as a child of physical and sexual abuse. At the time she had intense feelings of helplessness, horror, and the fear of dying....
Dysthymic Disorder
This diagnosis is based on the fact that during Ms. Deeganâs childhood she had a depressed mood for most of the day for more days than not for several years. Her depression was manifested by overeating, insomnia, low self esteem, and feelings of hopelessness.
Add. 2, p. 13 (Resnick Report). Dr. Res-nick explained that at the time Ms. Deegan delivered her infant, she was severely depressed, overwhelmed by the state of her life, and âsimply did not have the psychological resources to care for a fourth child.â Sent. Tr. 36.
Dr. Resnick further testified that women who commit neonaticide are unable to cope with the pregnancy and endure great pain
[Such women] are willing to put themselves through a great deal of anguish. They often will deliver the baby with no anesthesia,- no pain relief, no emotional support. Theyâll stifle their screams, and that is how intensely important it is for them not to have their family, who may be in the house, actually know that theyâre pregnant and having a baby.
Sent. Tr. 33.
The manner in which Ms. Deegan delivered her child conforms with other womenâs acts of neonaticide. Ms. Deegan gave birth to the infant in the shower and kept the birth a secret. She coped with the pain of childbirth by dissociating.
Dr. Resnick also addressed Ms. Deeganâs belief that she was not pregnant. Dr. Resnick explained that, as is common in eases of neonaticide, Ms. Deegan neither planned for the killing of the infant or for the caring of the infant. As he succinctly stated, âThey just put it out of their minds.â Sent. Tr. 28-29. Dr. Resnick further testified that in Ms. Deeganâs case, it was particularly easy for her to convince herself that she was not pregnant because she had previously miscarried three times and had experienced regular menstrual spotting during her prior pregnancies. Dr. Resnick explained that even though Ms. Deegan may have known she was pregnant, she may have made the assumpT tion that she might miscarry or just did not accept that she was truly pregnant.
Dr. Resnick also testified that the manner in which Ms. Deegan carried out the neonaticide indicated that it was an impulsive act. He explained, unlike one who hides evidence of a crime, Ms. Deegan left her infant in a place where he âmight have been discovered and she would be caught.â Sent. Tr. 29.
Finally, Dr. Resnick testified that Ms. Deegan did not have a significant support system from her family and community. She lived in a mobile home in a rural area of North Dakota. She lacked the financial resources to leave her abusive and troubled family life. Ms. Deegan did not have outreach services with which she could have received assistance, nor were there shelters for victims of domestic violence. At the time of her actions, North Dakota did not yet have a Safe Haven Law, whereby parents could bring a child for which they felt unable to provide care.
It is apparent from Ms. Deeganâs background and the expert testimony in this case that every adverse factor that may play some role in neonaticide was suffered to an advanced degree by Ms. Deegan. As the dissent shows below, the district court made two critical errors in evaluating the record. First, the court thought the guidelines applied to this case. Second, the court recognized this testimony but failed to properly apply this important evidence in imposing its sentence.
IV.
REVIEW OF SENTENCING
A. Inapplicability of second-degree murder guidelines
Ms. Deeganâs crime of neonaticide was a unique sort of homicide and completely unlike the usual and ordinary killings that constitute second-degree murder under federal law. As I have already observed, federal courts do not ordinarily deal with these types of cases, which may be grist for the mills of state courts. Only because this neonaticide occurred on an Indian reservation does this case become one of federal jurisdiction. There exists no basis in the statements of the Sentencing Commission or in reviewing federal appellate second-degree murder cases to conclude that the crime of neonaticide comes within the federal second-degree murder sentencing guidelines.
First, consider the Sentencing Reform Act of 1984 and the goals of the United States Sentencing Commission. It is axiomatic that the Sentencing Reform Act, through the imposition of mandatory guidelines, worked a sea-change in federal sentencing. But even then, Congress recognized that the goals of certainty and uniformity must in some instances yield to unique circumstances:
These provisions introduce a totally new and comprehensive sentencing system that is based upon a coherent philosophy. They rely upon detailed guidelines for sentencing similarly situated offenders in order to provide for a greater certainty and uniformity in sentencing.
S.Rep. No. 98-225, at 38, reprinted in 1984 U.S.C.C.A.N. 3182, 3221 (emphasis added). Likewise, the Sentencing Commission instructs that:
The sentencing court must select a sentence from within the guideline range. If, however, a particular case presents atypical features, the Act allows the court to depart from the guidelines and sentence outside the prescribed range.
U.S.S.G. ch.l, pt. A, intro cmt. n. 2 (1997) (emphasis added). Thus both Congress and the Commission contemplated that not every crime would fall within the ambit of the guidelines.
The presentence report is lamentable in this regard. Despite the seemingly obvious fact that neonaticide is an unusual crime in federal court, the presentence report makes no mention that this is an âatypicalâ case. Even more distressing, the presentence report fails to indicate much in the way of the abusive circumstances Ms. Deegan faced during her childhood and at the time she gave birth to the infant victim. These circumstances, detailed so graphically in this dissent, were simply not a part of the presentence report, which asserted that no factors warranted departure from the guidelines.
Far worse than the omissions from the presentence report were the prosecutorâs statements at sentencing, which lack any basis in fact or law, about the applicability of the guidelines to Ms. Deeganâs conduct. At sentencing, Ms. Deeganâs counsel re
MR. HOCHHALTER: Yes, Your Honor. Your Honor, the United States Sentencing Commission was in existence back as early as the late eighties and certainly at the time of this event, and certainly at the time of events across the country where, as Dr. Resnick has pointed out, this has been occurring for many years. The United States believes that the Sentencing Commission took into account these type of events, these type of crimes when it put together sentencing guidelines such as exist in the 1997 edition. Given that fact, Your Honor, we believe that a guideline sentence would effectively meet the requirements of Section 3553, all of those goals of sentencing.
Sent. Tr. 42-43 (emphasis added). After this statement, defense counsel again urged, to no avail, that a guideline sentence was far greater than necessary.
Despite defense counselâs request, the district court determined â entirely without precedent â that the guidelines apply to âthis typeâ of crime and that it believed application of the guidelines was âreasonable.â The court stated:
Well, I have carefully reviewed the presentence report, and I adopt the factual findings and the sentencing guideline calculations spelled out in that presentence report that establish that this offense carries a total adjusted offense level of 32, a criminal history category of 1.
We have sentencing guidelines in the federal system that are designed to ensure that sentences are consistent and uniform throughout the country for people that commit this type of crime with the same type of criminal history that you have. The sentencing guidelines have been in effect for almost 20 years, and they are designed to provide some honesty in sentencing and to achieve some consistency in the federal system, and theyâre based upon an analysis of hundreds of thousands of cases. Every year there are hundreds of thousands of cases that â in which defendants are sentenced around the country, and the Sentencing Commission compiles all that data and they try to develop sentencing guidelines that are fair and are reasonable.
In this case the sentencing guidelines provide for a sentence range of 121 to 151 months. Thatâs 10 to 12-and-a-half years. Iâm required to impose those guidelines that were in effect in October of 1998.
Pursuant to the Sentencing Reform Act of 1984, itâs my judgment, Ms. Deegan, that you shall be committed to the custody of the Bureau of Prisons to be imprisoned for a period of 121 months. I am agreeing with the Governmentâs recommendation in this case and adhering to the guidelines because I believe that they are reasonable.
Sent. Tr. 55, 59, 60-61 (emphasis added). Notwithstanding the district courtâs belief, no basis exists to place neonaticide within the mine-run guidelines for second-degree murder.
The foundation statements for application of the sentencing guidelines in this case amounted to error of great proportions. Once Dr. Resnickâs report became known, a modicum of research by any of the persons engaged in the sentencing process would have easily disclosed that the guidelines did not contemplate crimes such
In the seminal case of Koon v. United States, 518 U.S. 81, 116 S.Ct. 2035, 135 L.Ed.2d 392 (1996),
In the process of reviewing the sentence, the Court explained the difference between ordinary or typical guideline cases and the âunusualâ one:
A district judge now must impose on a defendant a sentence falling within the range of the applicable Guideline, if the case is an ordinary one.
The Commission intends the sentencing courts to treat each guideline as carving out a âheartland,â a set of typical cases embodying the conduct that each guideline describes. When a court finds an atypical case, one to which a particular guideline linguistically applies but where conduct significantly differs from the norm, the court may consider whether a departure is warranted.
The Commission, in turn, says it has formulated each Guideline to apply to a heartland of typical cases. Atypical cases were not âadequately taken into consideration,â and factors that may make a case atypical provide potential bases for departure.
Id. at 92-94, 116 S.Ct. 2035 (internal citations omitted) (emphasis added).
The Supreme Court noted that because of Mr. Kingâs provocative behavior, the guidelines should not apply. Id. at 105, 116 S.Ct. 2035. The Court quoted the district courtâs analysis of heartland cases:
However, the convicted offenses fall under the same Guideline Sections that would apply to a jailor, correctional officer, police officer or other state agent who intentionally used a dangerous weapon to assault an inmate, without legitimate cause to initiate a use of force.
*648 The two situations are clearly different. Police officers are always armed with âdangerous weaponsâ and may legitimately employ those weapons to administer reasonable force. Where an officerâs initial use of force is provoked and lawful, the line between a legal arrest and an unlawful deprivation of civil rights within the aggravated assault Guideline is relatively thin. The stringent aggravated assault Guideline, along with its upward adjustments for use of a deadly weapon and bodily injury, contemplates a range of offenses involving deliberate and unprovoked assaultive conduct. The Guidelines do not adequately account for the differences between such âheartlandâ offenses and the case at hand.
Id. at 102-03, 116 S.Ct. 2035 (quoting United States v. Koon, 833 F.Supp. 769, 787 (C.D.Cal.1993)).
Applying this rationale, whether Ms. Deeganâs conduct fell outside the heartland and therefore was not contemplated by the sentencing guidelines depends on whether her conduct significantly differed from the norm. âThe normâ is certainly not what we have here-an American Indian woman so beset by the serious problems in her life she cannot cope with another child, cannot think with logic, and believes she has no alternative but to run away and abandon her newborn child. Tragic yes, typical no!
Is that just this writerâs assumption? What is in and what is out of the heartland? To determine whether the Commission contemplated neonaticide by a mother in its guidelines for second-degree murder, this writer inquired of the Sentencing Commission. The response from Glenn Schmitt, Director of the Office of Research and Data for the United States Sentencing Commission, is of great interest:
We reviewed 157,000 federal criminal cases sentenced since June 2006 (the date when our records became stored electronically, which enables us to review them more quickly than when they were stored off-site in paper). We found 605 cases in which the guideline providing for the highest punishment as either murder (2A1.1), 2nd degree murder (2A1.2), voluntary manslaughter (2A1.3), or involuntary manslaughter (2A1.4). Of these, the offender was a woman in 51 cases. Weâve gone back into each of the 51 cases and reviewed them in light of your inquiry.
In only one ease did we find facts that meet the definition of neonaticide. In that case a 26-year-old mother gave birth to a child (her fourth) at home. She cleaned him, diapered[ ] him[,] dressed him, and fed him. She then placed him in a basket and left eh [sic] house with her other three children leaving the baby alone for two weeks. She testified that she knew the baby would die. When she returned and found him dead, she placed him in a suitcase and placed the suitcase in a ditch near her residence on an Indian reservation where it was discovered.
... As you can see from this analysis, cases like this are exceedingly rare in the federal system....
Mr. Schmittâs letter reflects that the Sentencing Commission was unable to locate another case of neonaticide besides the present case, which it described. Similarly, my research of non-habeas, federal appellate second-degree murder cases from
Further, Rita v. United States, 551 U.S. 338, 127 S.Ct. 2456, 168 L.Ed.2d 203 (2007), makes clear that the district court erred in imposing a guideline sentence. In Rita, the Court reaffirmed that the Sentencing Commission intended for the guidelines to apply to the typical case but not to cases outside the âheartland.â See Rita, 551 U.S. at 351, 127 S.Ct. 2456 (â[The judge] may hear arguments by prosecution or defense that the Guidelines sentence should not apply, perhaps because (as the Guidelines themselves foresee) the case at hand falls outside the âheartlandâ to which the Commission intends individual Guidelines to apply, USSG § 5K2.0[.]â). As the Court further explained, in a run of the mine case, the âGuidelines [ ] seek to embody the § 3553(a) considerations, both in principle and in practice.â Id. at 350, 127 S.Ct. 2456. Therefore, â[a]n individual judge who imposes a sentence within the range recommended by the Guidelines thus makes a decision that is fully consistent with the Commissionâs judgment in general.â Id.
Rita establishes that no neonaticide case was considered in developing the guidelines. The Court in