AI Case Brief
Generate an AI-powered case brief with:
Estimated cost: $0.001 - $0.003 per brief
Full Opinion
delivered the opinion of the Court.
We here decide that the timeliness provision in the federal habeas corpus statute is subject to equitable tolling. See Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA), 28 U. S. C. § 2244(d). We also consider its application in this case. In the Court of Appealsâ view, when a petitioner seeks to excuse a late filing on the basis of his attorneyâs unprofessional conduct, that conduct, even if it is ânegligentâ or âgrossly negligent,â cannot ârise to the level of egregious attorney misconductâ that would warrant equitable tolling unless the petitioner offers âproof of bad faith, dishonesty, divided loyalty, mental impairment or so forth.â 539 F. 3d 1334, 1339 (CA11 2008) (per euriam). In our view, this standard is too rigid. See Irwin v. Department of Vet
I
AEDPA states that â[a] 1-year period of limitation shall apply to an application for a writ of habeas corpus by a person in custody pursuant to the judgment of a State court.â § 2244(d)(1). It also says that â[t]he time during which a properly filed application for State post-conviction ... reviewâ is âpending shall not be countedâ against the 1-year period. § 2244(d)(2).
On January 19, 2006, Albert Holland filed a pro se habeas corpus petition in the Federal District Court for the Southern District of Florida. Both Holland (the petitioner) and the State of Florida (the respondent) agree that, unless equitably tolled, the statutory limitations period applicable to Hollandâs petition expired approximately five weeks before the petition was filed. See Brief for Respondent 9, and n. 7; Brief for Petitioner 5, and n. 4. Holland asked the District Court to toll the limitations period for equitable reasons. We shall set forth in some detail the record facts that underlie Hollandâs claim.
A
In 1997, Holland was convicted of first-degree murder and sentenced to death. The Florida Supreme Court affirmed that judgment. Holland v. State, 773 So. 2d 1065 (2000). On October 1, 2001, this Court denied Hollandâs petition for certiorari. 534 U. S. 834. And on that date â the date that our denial of the petition ended further direct review of Hollandâs conviction â the 1-year AEDPA limitations clock began to run. See 28 U. S. C. § 2244(d)(1)(A); Jimenez v. Quarterman, 555 U. S. 113, 119 (2009).
Thirty-seven days later, on November 7, 2001, Florida appointed attorney Bradley Collins to represent Holland in all
For the next three years, Holland's petition remained pending in the state courts. During that time, Holland wrote Collins letters asking him to make certain that all of his claims would be preserved for any subsequent federal habeas corpus review. Collins wrote back, stating, âI would like to reassure you that we are aware of state time-limitations and federal exhaustion requirements.â App. 55. He also said that he would âpresen[t]... to the .. . federal courtsâ any of Holland's claims that the state courts denied. Ibid. In a second letter Collins added, âshould your Motion for Post-Conviction Relief be deniedâ by the state courts, âyour state habeas corpus claims will then be ripe for presentation in a petition for writ of habeas corpus in federal court.â Id., at 61.
In mid-May 2003, the state trial court denied Holland relief, and Collins appealed that denial to the Florida Supreme Court. Almost two years later, in February 2005, the Florida Supreme Court heard oral argument in the case. See 539 F. 3d, at 1337. But during that 2-year period, relations between Collins and Holland began to break down. Indeed, between April 2003 and January 2006, Collins communicated with Holland only three times â each time by letter. See No. l:06-cv-20182-PAS (SD Fla., Apr. 27, 2007), p. 7, n. 6 (hereinafter District Court opinion), App. 91, n. 6.
Holland, unhappy with this lack of communication, twice wrote to the Florida Supreme Court, asking it to remove Collins from his case. In the second letter, filed on June 17,
During this same period Holland wrote various letters to the Clerk of the Florida Supreme Court. In the last of these he wrote, â[I]f I had a competent, conflict-free, postconviction, appellate attorney representing me, I would not have to write you this letter. Iâm not trying to get on your nerves. I just would like to know exactly what is happening with my case on appeal to the Supreme Court of Florida.â Id., at 147. During that same time period, Holland also filed a complaint against Collins with the Florida Bar Association, but the complaint was denied. Id., at 65-67.
Collins argued Hollandâs appeal before the Florida Supreme Court on February 10, 2005. 539 F. 3d, at 1337. Shortly thereafter, Holland wrote to Collins emphasizing the importance of filing a timely petition for habeas corpus in federal court once the Florida Supreme Court issued its ruling. Specifically, on March 3, 2005, Holland wrote:
âDear Mr. Collins, P. A.:
*638 âHow are you? Fine I hope.
âI write this letter to ask that you please write me back, as soon as possible to let me know what the status of my case is on appeal to the Supreme Court of Florida.
âIf the Florida Supreme Court denies my [postconviction] and State Habeas Corpus appeals, please file my 28 U S. C. 2254 writ of Habeas Corpus petition, before my deadline to file it runs out (expires).
âThank you very much.
âPlease have a nice day.â App. 210 (emphasis added).
Collins did not answer this letter.
On June 15, 2005, Holland wrote again:
âDear Mr. Collins:
âHow are you? Fine I hope.
âOn March 3, 2005 I wrote you a letter, asking that you let me know the status of my case on appeal to the Supreme Court of Florida.
âAlso, have you begun preparing my 28 U. S. C. §2254 writ of Habeas Corpus petition? Please let me know, as soon as possible.
âThank you.â Id., at 212 (emphasis added).
But again, Collins did not reply.
Five months later, in November 2005, the Florida Supreme Court affirmed the lower court decision denying Holland relief. Holland v. State, 916 So. 2d 750 (per curiam). Three weeks after that, on December 1, 2005, the court issued its mandate, making its decision final. 539 F. 3d, at 1337. At that point, the AEDPA federal habeas clock again began to tick â with 12 days left on the 1-year meter. See Coates v. Byrd, 211 F. 3d 1225 (CA11 2000) (per curiam) (AEDPA clock restarts when state court completes postconviction review); Lawrence, 549 U. S. 327 (same). Twelve days later, on December 13, 2005, Hollandâs AEDPA time limit expired.
Four weeks after the AEDPA time limit expired, on January 9, 2006, Holland, still unaware of the Florida Supreme Court ruling issued in his case two months earlier, wrote Collins a third letter:
âDear Mr. Bradley M. Collins:
âHow are you? Fine I hope.
âI write this letter to ask that you please let me know the status of my appeals before the Supreme Court of Florida. Have my appeals been decided yet?
âPlease send me the [necessary information] ... so that I can determine when the deadline will be to file my 28 U. S. C. Rule 2254 Federal Habeas Corpus Petition, in accordance with all United States Supreme Court and Eleventh Circuit case law and applicable âAntiterrorism and Effective Death Penalty Act/ if my appeals before the Supreme Court of Florida are denied.
âPlease be advised that I want to preserve my privilege to federal review of all of my state convictions and sentences.
âMr. Collins, would you please also inform me, as to which United States District Court my 28 U. S. C. Rule 2254 Federal Habeas Corpus Petition will have to be timely filed in and that courtâs address?
âThank you very much.â App. 214.
Collins did not answer.
Nine days later, on January 18, 2006, Holland, working in the prison library, learned for the first time that the Florida Supreme Court had issued a final determination in his case and that its mandate had issued â five weeks prior. 589 F. 3d, at 1337. He immediately wrote out his own pro se federal habeas petition and mailed it to the Federal District Court for the Southern District of Florida the next day. Ibid. The petition begins by stating,
*640 âComes now Albert R. Holland, Jr., a Florida death row inmate and states that court appointed counsel has failed to undertake timely action to seek Federal Review in my case by filing a 28 U. S. C. Rule 2254 Petition for Writ of Habeas Corpus on my behalf.â App. 181.
It then describes the various constitutional claims that Holland hoped to assert in federal court.
The same day that he mailed that petition, Holland received a letter from Collins telling him that Collins intended to file a petition for certiorari in this Court from the State Supreme Courtâs most recent ruling. Holland answered immediately:
âDear Mr. Bradley M. Collins:
âSince recently, the Supreme Court of Florida has denied my [postconviction] and state writ of Habeas Corpus Petition. I am left to understand that you are planning to seek certiorari on these matters.
âItâs my understanding that the AEDPA time limitations is not tolled during discretionary appellate reviews, such as certiorari applications resulting from denial of state post conviction proceedings.
âTherefore, I advise you not to file certiorari if doing so affects or jeopardizes my one year grace period as prescribed by the AEDPA.
âThank you very much.â Id., at 216 (some emphasis deleted).
Holland was right about the law. See Coates, supra, at 1226-1227 (AEDPA not tolled during pendency of petition for certiorari from judgment denying state postconviction review); accord, Lawrence v. Florida, 421 F. 3d 1221, 1225 (CA11 2005), affâd, 549 U. S., at 331-336.
On January 26, 2006, Holland tried to call Collins from prison. But he called collect and Collinsâ office would not accept the call. App. 218. Five days later, Collins wrote to
âDear Mr. Holland:
âI am in receipt of your letter dated January 20,2006 concerning operation of AEDPA time limitations. One hurdle in our upcoming efforts at obtaining federal ha-beas corpus relief will be that the one-year statutory time frame for filing such a petition began to run after the case was affirmed on October 5, 2000 [when your] Judgment and Sentence... were affirmed by the Florida Supreme Court. However, it was not until November 7, 2001, that I received the Order appointing me to the case. As you can see, I was appointed about a year after your case became final. . ..
â[T]he AEDPA time-period [thus] had run before my appointment and therefore before your [postconviction] motion was filed.â Id., at 78-79 (emphasis added).
Collins was wrong about the law. As we have said, Hollandâs 1-year limitations period did not begin to run until this Court denied Hollandâs petition for certiorari from the state courtsâ denial of relief on direct review, which occurred on October 1, 2001. See 28 U. S. C. § 2244(d)(1)(A); Jimenez, 555 U. S., at 119; Bond v. Moore, 309 F. 3d 770, 774 (CA11 2002). And when Collins was appointed (on November 7, 2001) the AEDPA clock therefore had 328 days left to go.
Holland immediately wrote back to Collins, pointing this out.
âDear Mr. Collins:
âI received your letter dated January 31, 2006. You are incorrect in stating that âthe one-year statutory time frame for filing my 2254 petition began to run after my case was affirmed on October 5, 2000, by the Florida*642 Supreme Court.â As stated on page three of [the recently filed] Petition for a writ of certiorari, October 1, 2001 is when the United States Supreme Court denied my initial petition for writ of certiorari and that is when my ease became final. That meant that the time would be tolled once I filed my [postconviction] motion in the trial court.
âAlso, Mr. Collins you never told me that my time ran out (expired). I told you to timely file my 28 U. S. C. 2254 Habeas Corpus Petition before the deadline, so that I would not be time-barred.
âYou never informed me of oral arguments or of the Supreme Court of Floridaâs November 10, 2005 decision denying my postconviction appeals. You never kept me informed about the status of my case, although you told me that you would immediately inform me of the courtâs decision as soon as you heard anything.
âMr. Collins, I filed a motion on January 19, 2006 [in federal court] to preserve my rights, because I did not want to be time-barred. Have you heard anything about the aforesaid motion? Do you know what the status of aforesaid motion is?
âMr. Collins, please file my 2254 Habeas Petition immediately. Please do not wait any longer, even though it will be untimely filed at least it will be filed without wasting anymore time, (valuable time).
âAgain, please file my 2254 Petition at once.
âYour letter is the first time that you have ever mentioned anything to me about my time had run out, before you were appointed to represent me, and that my one-year started to run on October 5, 2000.
âPlease find out the status of my motion that I filed on January 19, 2006 and let me know.
âThank you very much.â App. 222-223.
Collins did not answer this letter. Nor did he file a federal habeas petition as Holland requested.
But by that point Holland had already filed a pro se motion in the District Court asking that Collins be dismissed as his attorney. App. 192. The State responded to that request by arguing once again that Holland could not file a pro se motion seeking to have Collins removed while he was represented by counsel, i. e., represented by Collins. See id., at 47-51. But this time the court considered Hollandâs motion, permitted Collins to withdraw from the case, and appointed a new lawyer for Holland. See Record, Docs. 9-10, 17-18, 22. And it also received briefing on whether the circumstances of the case justified the equitable tolling of the AEDPA limitations period for a sufficient period of time (approximately five weeks) to make Hollandâs petition timely.
C
After considering the briefs, the Federal District Court held that the facts did not warrant equitable tolling and that consequently Hollandâs petition was untimely. The court, noting that Collins had prepared numerous filings on Hollandâs behalf in the state courts, and suggesting that Holland was a difficult client, intimated, but did not hold, that Collinsâ professional conduct in the case was at worst merely ânegligent.â See District Court opinion 7-8, App. 90-93. But the court rested its holding on an alternative rationale: It wrote that, even if Collinsâ âbehavior could be characterized as an âextraordinary circumstance,ââ Holland âdid not seek any help from the court system to find out the date [the] mandate issued denying his state habeas petition, nor
On appeal, the Eleventh Circuit agreed with the District Court that Hollandâs habeas petition was untimely. The Court of Appeals first agreed with Holland that â â[ejquitable tolling can be applied to ... AEDPAâs statutory deadline.â â 539 F. 3d, at 1338 (quoting Helton v. Secretary for Dept. of Corrections, 259 F. 3d 1310, 1312 (CA11 2001)). But it also held that equitable tolling could not be applied in a ease, like Hollandâs, that involves no more than â[pjure professional negligenceâ on the part of a petitionerâs attorney because such behavior can never constitute an âextraordinary circumstance.â 539 F. 3d, at 1339. The court wrote:
âWe will assume that Collinsâs alleged conduct is negligent, even grossly negligent. But in our view, no allegation of lawyer negligence or of failure to meet a lawyerâs standard of care â in the absence of an allegation and proof of bad faith, dishonesty, divided loyalty, mental impairment or so forth on the lawyerâs partâ can rise to the level of egregious attorney misconduct that would entitle Petitioner to equitable tolling.â Ibid.
Holland made âno allegationâ that Collins had made a âknowing or reckless factual misrepresentation,â or that he exhibited âdishonesty,â âdivided loyalty,â or âmental impairment.â Ibid. Hence, the court held, equitable tolling was per se inapplicable to Hollandâs habeas petition. The court did not address the District Courtâs ruling with respect to Hollandâs diligence.
Holland petitioned for certiorari. Because the Court of Appealsâ application of the equitable tolling doctrine to instances of professional misconduct conflicts with the approach taken by other Circuits, we granted the petition. Compare 539 F. 3d 1334 (case below) with, e. g., Baldayaque
II
We have not decided whether AEDPAâs statutory limitations period may be tolled for equitable reasons. See Lawrence, 549 U. S., at 336; Pace v. DiGuglielmo, 544 U. S. 408, 418, n. 8 (2005). Now, like all 11 Courts of Appeals that have considered the question, we hold that § 2244(d) is subject to equitable tolling in appropriate cases. See Neverson v. Farquharson, 366 F. 3d 32, 41 (CA1 2004); Smith v. McGinnis, 208 F. 3d 13, 17 (CA2 2000) (per curiam); Miller v. New Jersey Dept. of Corrections, 145 F. 3d 616, 617 (CA3 1998); Harris v. Hutchinson, 209 F. 3d 325, 329-330 (CA4 2000); Davis v. Johnson, 158 F. 3d 806, 810 (CA5 1998); McClendon v. Sherman, 329 F. 3d 490, 492 (CA6 2003); Taliani v. Chrans, 189 F. 3d 597, 598 (CA7 1999); Moore v. United States, 173 F. 3d 1131, 1134 (CA8 1999); Calderon v. United States Dist. Ct. for Central Dist. of Cal., 128 F. 3d 1283, 1289 (CA9 1997); Miller v. Marr, 141 F. 3d 976, 978 (CA10 1998); Sandvik v. United States, 177 F. 3d 1269, 1272 (CA11 1999) (per curiam).
We base our conclusion on the following considerations. First, the AEDPA âstatute of limitations defense ... is not âjurisdictional.ââ Day v. McDonough, 547 U. S. 198, 205 (2006). It does not set forth âan inflexible rule requiring dismissal wheneverâ its âclock has run.â Id., at 208. See also id., at 213 (Scalia, J., dissenting) (âWe have repeatedly stated that the enactment of time-limitation periods such as that in § 2244(d), without further elaboration, produces defenses that are nonjurisdictional and thus subject to waiver and forfeitureâ (citing cases)); Brief for Respondent 22 (describing AEDPA limitations period as ânon-jurisdictionalâ).
We have previously made clear that a nonjurisdictional federal statute of limitations is normally subject to a ârebut-
In the case of AEDPA, the presumptionâs strength is reinforced by the fact that '"equitable principlesââ have traditionally â 'governedâ â the substantive law of habeas corpus, Munaf v. Geren, 553 U. S. 674, 693 (2008), for we will ânot construe a statute to displace courtsâ traditional equitable authority absent the 'clearest command,â â Miller v. French, 530 U. S. 327, 340 (2000) (quoting Califano v. Yamasaki, 442 U. S. 682, 705 (1979)). The presumptionâs strength is yet further reinforced by the fact that Congress enacted AEDPA after this Court decided Irwin and therefore was likely aware that courts, when interpreting AEDPAâs timing provisions, would apply the presumption. See, e. g., Merck & Co. v. Reynolds, 559 U. S. 633, 648 (2010).
Second, the statute here differs significantly from the statutes at issue in United States v. Brockamp, 519 U. S. 347 (1997), and United States v. Beggerly, 524 U. S. 38 (1998), two cases in which we held that Irwinâs presumption had been overcome. In Brockamp, we interpreted a statute of limitations that was silent on the question of equitable tolling as foreclosing application of that doctrine. But in doing so we emphasized that the statute at issue (1) âse[t] forth its time limitations in unusually emphatic formâ; (2) used âhighly detailedâ and âtechnicalâ language âthat, linguistically speaking, cannot easily be read as containing implicit exceptionsâ; (3) âreiterate[d] its limitations several times in several different waysâ; (4) related to an âunderlying subject matter,â nationwide tax collection, with respect to which the practical consequences of permitting tolling would have been substantial; and (5) would, if tolled, ârequire tolling, not only procedural limitations, but also substantive limitations on the amount of recovery â a kind of tolling for which we ... found
By way of contrast, AEDPAâs statute of limitations, unlike the statute at issue in Brockamp, does not contain language that is âunusually emphatic,â nor does it âreiterat[e]â its time limitation. Neither would application of equitable tolling here affect the âsubstanceâ of a petitionerâs claim. Moreover, in contrast to the 12-year limitations period at issue in Beggerly, AEDPAâs limitations period is not particularly long. And unlike the subject matters at issue in both Brockamp and Beggerly â tax collection and land claimsâ AEDPAâs subject matter, habeas corpus, pertains to an area of the law where equity finds a comfortable home. See Munaf, supra, at 693. In short, AEDPAâs 1-year limit reads like an ordinary, run-of-the-mill statute of limitations. See Calderon, supra, at 1288.
Respondent, citing Brockamp, argues that AEDPA should be interpreted to foreclose equitable tolling because the statute sets forth âexplicit exceptions to its basic time limitsâ that do ânot include 'equitable tolling.â â 519 U. S., at 351; see Brief for Respondent 27. The statute does contain multiple provisions relating to the events that trigger its running. See § 2244(d)(1); Clay v. United States, 537 U. S. 522, 529 (2003); see also Cada v. Baxter Healthcare Corp., 920 F. 2d 446, 450 (CA7 1990) (âWe must... distinguish between the accrual of the plaintiffâs claim and the tolling of the statute of limitations . . . â); Wims v. United States, 225 F. 3d 186, 190 (CA2 2000) (same); Wolin v. Smith Barney Inc., 83 F. 3d 847, 852 (CA7 1996) (same). And we concede that it is silent as to equitable tolling while containing one provision
Third, and finally, we disagree with respondent that equitable tolling undermines AEDPAâs basic purposes. We recognize that AEDPA seeks to eliminate delays in the federal habeas review process. See Day, 547 U. S., at 205-206; Miller-El v. Cockrell, 537 U. S. 322, 337 (2003). But AEDPA seeks to do- so without undermining basic habeas corpus principles and while seeking to harmonize the new statute with prior law, under which a petitionâs timeliness was always determined under equitable principles. See Slack v. McDaniel, 529 U. S. 473, 483 (2000) (âAEDPAâs present provisions ... incorporate earlier habeas corpus principlesâ); see also Day, 547 U. S., at 202, n. 1; id., at 214 (Scalia, J., dissenting); 2 R. Hertz & J. Liebman, Federal Habeas Corpus Practice and Procedure §24.2, pp. 1123-1136 (5th ed. 2005).
For these reasons we conclude that neither AEDPAâs textual characteristics nor the statuteâs basic purposes ârebutâ the basic presumption set forth in Irwin. And we therefore join the Courts of Appeals in holding that § 2244(d) is subject to equitable tolling.
Ill
We have previously made clear that a âpetitionerâ is âentitled to equitable tollingâ only if he shows â(1) that he has been pursuing his rights diligently, and (2) that some extraordinary circumstance stood in his wayâ and prevented timely filing. Pace, 544 U. S., at 418 (emphasis deleted). In this case, the âextraordinary circumstancesâ at issue involve an attorneyâs failure to satisfy professional standards of care. The Court of Appeals held that, where that is so, even attorney conduct that is âgrossly negligentâ can never warrant tolling absent âbad faith, dishonesty, divided loyalty, mental impairment or so forth on the lawyerâs part.â 539 F. 3d, at 1339. But in our view, the Court of Appealsâ standard is too rigid.
We have said that courts of equity âmust be governed by rules and precedents no less than the courts of law.â Lonchar v. Thomas, 517 U. S. 314, 323 (1996) (internal quotation marks omitted). But we have also made clear that often the âexercise of a courtâs equity powers .. . must be
We recognize that, in the context of procedural default, we have previously stated, without qualification, that a petitioner âmust âbear the risk of attorney error.â â Coleman v. Thompson, 501 U. S. 722, 752-753 (1991). But Coleman was âa case about federalism,â id., at 726, in that it asked whether federal courts may excuse a petitionerâs failure to comply with a state courtâs procedural rules, notwithstanding the state courtâs determination that its own rules had been violated. Equitable tolling, by contrast, asks whether federal courts may excuse a petitionerâs f