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Full Opinion
DECISION AND ORDER
Background
On September 12, 1996, the plaintiff, Foamation, Inc. (âFoamationâ), filed this action for copyright infringement, federal unfair competition, and state trademark infringement. Its claims arise out of its allegedly having a copyright and protectable trade dress interest, among other things, in a ânovelty hatâ consisting âof a wearable sculpture in the form of a cheese wedge molded from polyurethane foam.â (Complaint, ¶ 10). According to Foamationâs complaint, the defendants, Wedeward Enterprises, Inc., Scofield Souvenir & Post Card Company, Thomas Wedeward, Rose Wedeward, Reiss Industries, Inc., and Thomas J. Reiss, Jr., (collectively referred to hereinafter as âWedewardâ), designed and marketed their own novelty hat which infringed upon, among other things, Foamationâs copyright and protect-able trade dress interest in its novelty hat. Foamation calls its cheese wedge hat a âcheese head.â Wedeward calls its cheese wedge hat a âcheese top.â
Wedeward responded to the complaint by filing an answer, denying any infringement or other wrongdoing, and asserting a counterclaim alleging, among other things, that Foamation did not have a valid copyright to the cheese wedge hat. In its counterclaim, Wedeward alleged that, because Foamation did not have a valid copyright to the cheese wedge hat, Foamationâs contacting Wedewardâs customers and telling them that Wedewardâs hat infringed upon Foamationâs copyright in an effort to discourage such customers from purchasing the âcheese topâ constituted, inter aha, unfair competition under 15 U.S.C. § 1125(a) (§ 43(a) of the Lanham Act) and the common law of Wisconsin, for which Wedeward sought compensatory and punitive damages. 1
On October 15, 1996, Wedeward filed a motion for preliminary injunction seeking an order prohibiting Foamation and Ad Cetera Sports Marketing, Inc. (âAd Ceteraâ) from interfering with Wedewardâs current or prospective customers by asserting that Wedeward was infringing upon Foamationâs copyright or by making any other false, misleading or disparaging statements regarding Wedeward. On November 21, *679 1996, a hearing was conducted on Wedewardâs motion for preliminary injunction. Wedewardâs motion was granted by this court in an order dated December 2, 1996. See, Foamation, Inc. v. Wedeward Enterprises, Inc., et al., 947 F.Supp. 1287 (E.D.Wis.1996).
Presently pending before the court is Wedewardâs motion for summary judgment in which it seeks an order dismissing Foamationâs complaint and each and every claim asserted therein. Wedewardâs motion is now fully briefed and ready for resolution. The court has jurisdiction in this action, pursuant to 17 U.S.C. §§ 501, et seq.; 28 U.S.C. §§ 1331, 1338 and 1367. Venue is proper in this district under 28 U.S.C. §§ 1391 and 1400. The parties have consented to magistrate judge jurisdiction under 28 U.S.C. § 636(c) and Rule 73(b), Fed.R.Civ.P.
Facts
Consistent with Local Rule 6.05 (E.D.Wis.), along with its motion for summary judgment and brief in support thereof, Wedeward filed proposed findings of fact. In response, Foamation filed a memorandum in opposition to Wedewardâs motion for summary judgment. Along with that memorandum, Foamation filed the declaration of Chris Becker, together with âcopies of statements made by 45 Foamation customers ...â attached thereto. Foamation also filed a copy of a âpersonal videotape collectionâ belonging to Mr. Becker. However, Foamation did not file any responses to Wedewardâs proposed findings of fact. Local Rule 6.05 provides, in pertinent part:
(a) Motion. The moving papers must include either (1) a stipulation of facts between the parties, or (2) the movantâs proposed findings of facts, or (3) a combination of (1) and (2).
(1) The movant must present only the factual propositions upon which there is no genuine issue of material fact and which entitle the movant to judgment as a matter of law, including those going to jurisdiction and venue, to the identity of the parties, and to the background of the dispute.
(2) Factual propositions shall be set out in numbered paragraphs, with the contents of each paragraph limited as far as practicable to a single factual proposition.
(b) Response. Any materials in opposition to a motion filed under this rule must be filed within 30 days from service of the motion and must include:
(1) A specific response to the movantâs proposed findings of fact, clearly delineating only those findings to which it is asserted that a genuine issue of material fact exists. The response must refer to the contested finding by paragraph number and must cite evidentiary materials which support the claim that a dispute exists.
(2) A party opposing a motion may present additional factual propositions deemed to be relevant to the motion, in accordance with the procedures set out in (a)(2) of this rule. These propositions may include additional allegedly undisputed material facts and additional material facts which are disputed and which preclude summary judgment.
* * * * * *
(d) In deciding a motion for summary judgment, the court will conclude that there is no genuine material issue as to any proposed finding of fact to which no response is set out.
Given the foregoing, this court will conclude that there is no genuine material issue as to any of the proposed findings of fact submitted by Wedeward. Thus, for purposes of this motion, the following facts are established.
This court has jurisdiction over this matter pursuant to 17 U.S.C. §§ 501, et seq. (1993); 28 U.S.C. §§ 1331, 1338 and 1367 (1995). Venue is proper in this district under 28 U.S.C. §§ 1391 and 1400 (1995). (Proposed Findings of Fact, No. 1, hereinafter âFF No.
Foamation, Inc. (âFoamationâ) is a Wisconsin corporation with its principal place of business at 2018 South 1st Street, Milwau *680 kee, Wisconsin, 53201 (FF No. 2). Wedeward Enterprises, Ine. (âWedewardâ) is a Wisconsin corporation with a principal place of business at N91 W17174 Appleton Avenue, Menomonee Falls, Wisconsin, 53051, and is doing business in Wisconsin and this judicial district. (FF No. 3).
Thomas Wedeward and Rose Wedeward are residents of this judicial district, are President and Vice-President of Wedeward Enterprises, Inc., are sole shareholders of Wedeward Enterprises, Inc., and are directly responsible for the activities of Wedeward Enterprises, Inc. (FF No. 4).
Ralph Bruno (âBrunoâ) made his first wedge shaped cheese hat out of foam no later than May 1987. (FF No. 5). When he created his first foam cheese hat, Bruno was employed by S & R Model & Pattern (âS & Râ), a partnership comprised of Bruno and Scott Papke (âPapkeâ). (FF No. 6).
The foam cheese hats initially sold by S & R were identified by means of an S & R return address label that was embedded in the foam in the crown of the hat. The return address label did not make any reference to copyright or include the z symbol. (FF No. 7). At least 1,500 foam cheese wedge hats were sold by S & R without any copyright notice. (FF No. 10). The foam cheese hats continued to be sold under the S & R Model & Pattern name until some time in late 1988 when the name âFoamationâ was adopted for S & Râs foam products business activities. (FF No. 8).
When the Foamation name was adopted, Bruno and Papke began affixing labels with the name Foamation to the hats. The Foamation labels did not make any reference to copyright or to the © symbol. (FF No. 9).
The partnership between Bruno and Papke was dissolved effective June 2, 1989. (FF No. 11). The partnership Dissolution Agreement specifically addressed the disposition of certain tangible assets of the partnership, such as the real property and machinery and materials used by the partnership, but did not address the disposition of any intangible assets of the partnership such as copyright, trademark, or other intellectual property rights. (FF No. 12).
After the partnership was dissolved, Bruno continued the foam product manufacturing business, including the manufacture of cheese wedge hats as a sole proprietorship under the name Foamation. (FF No. 13). Bruno did not place any copyright notice in hats manufactured by Foamation, a sole proprietorship, until at least some time in 1989 when he acquired new machinery that simplified the process of imprinting identification information directly into the hat itself. (FF No. 14).
The copyright notice that Bruno and Foamation, Inc. have attempted to mold into their hats sold to the public is, in at least some instances, illegible. (FF No. 15). Foamation, Inc. cannot determine the percentage of cheese hats sold to the public since 1989 in which a copyright notice was legible versus the percentage in which an attempted copyright notice was illegible. (FF No. 16).
Bruno incorporated his business as Foamation, Ine. in 1993. (FF No. 17). In its copyright registration application, Foamation, Ine. characterized Brunoâs efforts regarding his foam cheese wedge hat as a âwork made for hire.â That characterization by Foamation is an admission that the foam cheese wedge hat was a work prepared by an employee within the scope of his or her employment. (FF No. 18).
S & R Model & Pattern, as Brunoâs employer, was the author of the foam cheese wedge hat when it was created in April 1987. (FF No. 19). There is no instrument of conveyance or a note or memorandum in writing transferring ownership of the copyright in the foam cheese wedge hat from S & R Model & Pattern to any person or entity. (FF No. 20). There is no instrument of conveyance, or note or memorandum in writing transferring ownership of the copyright in the foam cheese wedge hat to Foamation, Inc. (FF No. 21).
When Foamation filed its copyright registration in February 1996, it had not acquired ownership of the copyright in the foam cheese wedge hat. (FF No. 22). When this lawsuit was filed in September 1996, Foamation, Inc. had not acquired ownership of the *681 copyright in the foam cheese wedge hat. (FF No. 23).
Standards for Summary Judgment
Summary judgment is no longer disfavored under the Federal Rules. See, Celotex Carp, v. Catrett, 477 U.S. 317, 327, 106 S.Ct. 2548, 2554-55, 91 L.Ed.2d 265 (1986) (âSummary judgment procedure is properly regarded not as a disfavored procedural shortcut, but rather as an integral part of the Federal Rules as a whole which are designed to âsecure the just, speedy and inexpensive determination of every action.â â) It âcan be a tool of great utility in removing factually insubstantial cases from crowded dockets, freeing courtsâ trial times for those that really do raise genuine issues of material fact.â United, Food and Commercial Workersâ Union Local No. 88 v. Middendorf Meat Co., 794 F.Supp. 328, 330 (E.D.Mo.1992).
Rule 56(e), Fed.R.Civ.P., requires a district court to grant summary judgment âif the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue of material fact and that the moving party is entitled to judgment as a matter of law.â The mere existence of some factual dispute does not defeat a summary judgment motion: the requirement is that there be a genuine issue of material fact. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 106 S.Ct. 2505, 2510, 91 L.Ed.2d 202 (1986). For a dispute to be genuine, the evidence must be such that a âreasonable jury could return a verdict for the nonmoving party.â Id. For the fact to be material, it must relate to a disputed matter that âmight affect the outcome of the suit.â Id.
The party moving for summary judgment bears the initial burden of showing that there are no material facts in dispute, and that judgment should be entered in his favor. Hannon v. Tumage, 892 F.2d 653, 656 (7th Cir.), cert. denied, 498 U.S. 821, 111 S.Ct. 69, 112 L.Ed.2d 43 (1990). A party moving for summary judgment may satisfy this initial burden by pointing to the adverse partyâs failure to introduce sufficient evidence to support each essential element of the cause of action alleged. Anderson, 477 U.S. at 256, 106 S.Ct. at 2514; Celotex, 477 U.S. at 323-24, 106 S.Ct. at 2552-53.
A party opposing a properly supported summary judgment motion âmay not rest upon mere allegations or denialsâ but rather must introduce affidavits or other evidence to âset forth specific facts showing that there is a genuine issue for trial.â Rule 56(e), Fed. R.Civ.P. See also, Celotex, 477 U.S. at 322-23, 106 S.Ct. at 2552-53 and Becker v. Tenenbaum-Hill Associates, Inc., 914 F.2d 107, 110 (7th Cir.1990). âIf the adverse party does not so respond, summary judgment, if appropriate, shall be entered against the adverse party.â Rule 56(e), Fed.R.Civ.P. And a party to a lawsuit may not â... ward off summary judgment with an affidavit or deposition based on rumor or conjecture. âSupporting and opposing affidavits shall be made on personal knowledge, ...ââ Palucki v. Sears, Roebuck & Co., 879 F.2d 1568, 1572-73 (7th Cir.1989).
In evaluating a motion for summary judgment, the court must draw all inferences in a light most favorable to the nonmoving party. Matsushita Electric Industrial Co., Ltd. v. Zenith Radio Carp., 475 U.S. 574, 587, 106 S.Ct. 1348, 1356, 89 L.Ed.2d 538 (1986); Griffin v. City of Milwaukee, 74 F.3d 824, 826-27 (7th Cir.1996); Johnson v. Pelker, 891 F.2d 136, 138 (7th Cir.1989). âHowever, we are not required to draw every conceivable inference from the record â only those inferences that are reasonable.â Bank Leumi Le-Israel, B.M. v. Lee, 928 F.2d 232, 236 (7th Cir.1991). Moreover, neither âthe mere existence of some alleged factual dispute between the parties,â Anderson, 477 U.S. at 247, 106 S.Ct. at 2510, nor the demonstration of âsome metaphysical doubt as to the material facts,â Matsushita Electric, 477 U.S. at 586, 106 S.Ct. at 1356, will sufficiently demonstrate a genuine issue of material fact. In that regard, the âmere existence of a scintilla of evidence in support of the plaintiffs position will be insufficient.â Anderson, 477 U.S. at 252, 106 S.Ct. at 2512. See also, Forman v. Richmond Police Department, 104 F.3d 950 (7th Cir.1997).
Thus, âthe plain language of Rule 56(c) mandates the entry of summary judgment, after adequate time for discovery and upon *682 motion, against a party who fails to make a showing sufficient to establish the existence of an element essential to that partyâs case, and on which that party will bear the burden of proof at trial.â Celotex, 477 U.S. at 322, 106 S.Ct. at 2552.
The Plaintiffs Claims
Foamationâs complaint alleges three claims: âcopyright infringementâ; âfederal unfair competitionâ; and, âWisconsin state trademark infringementâ. Wedewardâs motion seeks dismissal of Foamationâs complaint in its entirety.
Foamationâs first claim is based on its assertion that it has a copyright in a âNovelty Hatâ, which â... consists of a wearable sculpture in the form of a cheese wedge, typically molded from polyurethane foam.â (Complaint, ¶ 10).
In its second claim, Foamation asserts that, â[s]ince at least 1987, Foamation has extensively marketed its unique and distinctive ânovelty hatâ â and that â[a]s a result of Foamationâs efforts its novelty hats have acquired an exceedingly valuable goodwill owned by Foamation and have become widely and favorably known throughout the United States as an indication of source and origin in Foamation.â (Complaint, ¶¶ 19 and 20). Foamation claims that Wedewardâs hat is copied from Foamationâs and that Wedewardâs conduct in copying Foamationâs novelty hat was intended to cause, and is likely to cause, confusion or mistake, or to deceive as to source, origin, sponsorship, authorization and quality, and is likely to mislead the public into believing that Wedewardâs products emanate from Foamation, all in violation of 15 U.S.C. § 1125(a).
Foamationâs third claim asserts that Foamation is the owner of a Wisconsin state trademark registration issued on May 22, 1996, covering the mark âconsisting of the actual configuration of the goods â a pie shaped configuration in a yellow/orange col- or, and used as a novelty hat, design of a novelty hat.â (Complaint, ¶ 27). Foamation claims that Wedewardâs manufacture and distribution of its own novelty hat infringes on Foamationâs trademark pursuant to Chapter 132 of the Wisconsin Statutes and the common law of Wisconsin.
Copyright Infringement
Wedeward argues the undisputed material facts demonstrate that Foamation is not entitled to copyright protection for its cheese wedge hat. It bases its argument on two grounds. First, Foamationâs hat was published without notice. Second, Foamation does not own the copyright in question.
Under the Copyright Act of 1976, as existed at the time, (prior to amendments that took effect March 1, 1989), publication of a work without proper copyright notice dedicated the work to the public domain. Harris Custom Builders, Inc. v. Hoffmeyer, 92 F.3d 517 (7th Cir.1996). Forfeiture of copyright as a result of publication without proper notice âis âeffectuated by operation of law regardless of the intent of the copyright owner.â â Hoffmeyer, 92 F.3d at 520. And, evidence of just a single published copy of the work, without proper notice, not rebutted by the copyright owner, supports a finding that all published copies lacked notice. Princess Fabrics, Inc. v. CHF, Inc., 922 F.2d 99, 102 (2d Cir.1990); Cooling Systems and Flexibles, Inc. v. Stuart Radiator, Inc., 777 F.2d 485, 489-90 (9th Cir.1985).
The undisputed facts demonstrate that the foam cheese hat upon which Foamation bases its copyright infringement claim was created and first published in May 1987. The undisputed facts also demonstrate that at least 1,500 of such hats were published without any copyright notice at all. Moreover, the notice that Foamation at some point attempted to place on some of its hats was illegible. Indeed, at the November 20, 1996, hearing on Wedewardâs motion for preliminary injunction, Foamation did not proffer a single hat with a legible notice.
And, even if evidence were provided that some Foamation hats had contained legible copyright notices, forfeiture of copyright protection due to lack of notice occurs unless the notice has been omitted from âno more than a relatively small number of copies.â 17 U.S.C. § 405(a)(1). Notice being omitted from 2,500 of 100,000 copies has been held to be more than a relatively small number of copies. Donald Frederick Evans and Asso *683 dates v. Continental Homes, Inc., 785 F.2d 897 (11th Cir.1986). Similarly, 710 out of 28,000 has been held not to satisfy the exception. Wabash Publishing Company v. Flanagan, 10 U.S.P.Q.2d 1714, 1989 WL 32939 (N.D.Ill.1989). Such being the case, 1,500 is more than a relatively small number of copies.
The facts as presented in this case do not paint a picture of a copyright owner endeavoring to place a notice on all of its copyrighted goods, with a small percentage slipping through the manufacturing process without notice. To the contrary, the undisputed facts in this case demonstrate that 100% of the hats manufactured and sold by S & R for the better part of at least two years lacked even an attempt at copyright notice. Thus, even if Foamation were able to demonstrate that every hat made since 1989 included proper notice, it could not reverse the forfeiture of the alleged copyright that had already occurred by operation of law, regardless of Brunoâs or S & Râs intent. See, Donald Frederick Evans and Associates, supra; Wabash Publishing Co., supra.
Moreover, the undisputed material facts demonstrate that even after Foamation may have attempted to place a copyright notice in its hats, that copyright notice was illegible. And, as this court stated in its decision granting Wedewardâs motion for preliminary injunction, an illegible notice is no notice. Foamation, Inc., 947 F.Supp. at 1296. The bottom line is that, in addition to the initial 1,500 hats which were admittedly published without copyright notice, there is an undetermined number of hats manufactured since 1989 with illegible notices, i.e., no notice at all. Such being the case, any alleged copyright protection that may at one time have belonged to Foamation was forfeited by its publication of more than a relatively small number of hats without notice. For this reason alone, Wedeward is entitled to summary judgment dismissing Foamationâs copyright infringement claim.
There is yet an additional reason why Foamationâs copyright infringement claim should be dismissed. The undisputed material facts demonstrate that Foamationâs copyright registration certificate identifies Foamation, Inc. as the author of the cheese wedge hat and owner of the copyright. In these respects, the registration certificate is wrong. First of all, Foamation, Inc. could not have been the author of the hat created in 1987, precisely because that corporation did not even exist until 1993. And, when a plaintiff, like Foamation, Inc., is not the author of the copyrighted work, the plaintiff must prove a proprietary right through a change of title in order to have standing to sue. Matta v. Samuel Weiser, Inc., 768 F.2d 481, 483 (1st Cir.1985). Any transfer of a copyright âis not valid unless the instrument of conveyance or a note or memorandum of the transfer is in writing and signed by the owner of the rights conveyed or such ownerâs duly authorized agent.â 17 U.S.C. § 204(a). Even assuming S & R, Bruno or some other person or entity had a valid copyright which could have been transferred, Foamation, Inc. has no written instrument transferring to it the title to such copyright. Once again, the bottom line is that, whoever, if anyone, may have owned a copyright interest in the hat, Foamation, Inc. never obtained title to that copyright in accordance with 17 U.S.C. § 204(a).
Only the owner of a copyright is entitled to obtain registration of that copyright. 17 U.S.C. § 408(a). Without title to the copyright, Foamation, Inc. could not properly register the copyright. And, without proving ownership of a valid copyright, Foamation, Inc. cannot sue for infringement of that copyright. 17 U.S.C. § 411(a); Bateman v. Mnemonics, 79 F.3d 1532, 1541 (11th Cir.1996). In sum, Foamationâs copyright infringement claim must be dismissed.
One final comment should be made on the copyright infringement claim. As stated above, Foamation did not file any response to Wedewardâs Local Rule 6.05 proposed findings of fact. Instead, its response to Wedewardâs motion for summary judgment dismissing its copyright infringement claim was limited to requesting in conclusory fashion â ... the opportunity to present evidence relating to the notice and ownership issues at a trial or hearing ... in order to give the plaintiff the opportunity to fully present its *684 copyright case.â The federal rules do not allow this court to grant such a request.
It is well settled that a properly supported motion for summary judgment cannot be resisted by resting upon mere allegations or denials. Instead, the party opposing the motion must introduce affidavits or other evidence to âset forth specific facts showing that there is a genuine issue for trial.â Rule 56(e), Fed.R.Civ.P. See also, Celotex, 477 U.S. at 322-23, 106 S.Ct. at 2552-53 and Becker, 914 F.2d at 110. âIf the adverse party does not so respond, summary judgment, if appropriate, shall be entered against the adverse party.â Rule 56(e), Fed.R.Civ.P. And, âthe plain language of Rule 56(c) mandates the entry of summary judgment, after adequate time for discovery and upon motion, against a party who fails to make a showing sufficient to establish the existence of an element essential to that partyâs ease, and on which that party will bear the burden of proof at trial.â Celotex, 477 U.S. at 322, 106 S.Ct. at 2552.
It is the plaintiff, Foamation, upon which the burden rests to prove its copyright infringement claim. This action was filed on September 12, 1996. The parties have engaged in discovery. Indeed, there has been a hearing on the defendantsâ motion for preliminary injunction and a decision issued thereon. That Foamation has not come forward with affidavits or other properly admissible materials to oppose the defendantsâ motion for summary judgment on Foamationâs copyright infringement claim reveals that it is unable to do so. Such being the case, there is no need to afford Foamation the opportunity to go to trial on that claim. Wedewardâs motion for summary judgment on Foamationâs copyright infringement claim is, therefore, GRANTED.
I now turn to Foamationâs second and third claims. For the reasons which follow, I conclude that they must meet the same fate as its copyright infringement claim.
Federal Unfair Competition
Foamationâs second claim is one for federal unfair competition. It is based on 15 U.S.C. § 1125(a) (§ 43(a) of the Lanham Act). That section provides:
Any person who, on or in connection with any goods or services, or any container for goods, uses in commerce any word, term, name, symbol, or device, or any combination thereof, or any false designation of origin, false or misleading description of facts, or false or misleading representation of fact, which -
(1) is likely to cause confusion, or to cause mistake, or to deceive as to the affiliation, connection, or association of such person with another person, or as to the origin, sponsorship, or approval of his or her goods, services or commercial activities by another person, or
(2) in commercial advertising or promotion, misrepresents the nature, characteristics, qualities or geographic origin of his or her or another personâs goods, services or commercial activities
shall be liable in a civil action by any person who believes that he or she is or likely to be damaged by such act.
Reduced to its essence, Foamationâs claim is that its cheese wedge hat is entitled to trade dress protection. Wedeward argues that it is entitled to summary judgment dismissing this claim because Foamation cannot prove that its cheese wedge hat is entitled to trade dress protection.
Trade dress protection is a species of trademark protection. A trademark is a name, sign, symbol, or device that is attached to goods offered for sale in the market (1) to distinguish them from similar goods and, (2) to identify them with a particular source. Thomas & Betts Corp. v. Panduit Corp., 65 F.3d 654 (7th Cir.1995). Trademark law aims to aid consumers in identifying the source of goods by allowing producers the exclusive right to particular identifying words or symbols which they may attach to their products as a designator of source. Allowing a particular producer to monopolize a symbol in this way is no burden on competition because the product itself can still be produced by another vendor (unless, of course, the product is patented). Because the symbol itself adds nothing to the product, consumer desire for products marketed with that symbol must derive solely from the belief that products bearing the mark originat *685 ed with the producer for whom the consumers had developed goodwill. Therefore, the only reason a competitor would copy a mark would be to pass off his product as that of the original producer. Id., at 657.
Foamation does not claim it has a trademark that has been copied. Rather, it claims its productâs trade dress has been copied. Trade dress refers to the form in which a producer presents his brand to the market; it may include a label, a package, or even the product itself if its characteristics serve not a functional purpose, but to signify its source. Id., at 658. âTrade dress encompasses the total image or overall impression created by the product or its packaging.â McCarthy on Trademarks, § 801[2] at 8-5. The term âtrade dressâ refers to how a product looks, its total image, or its overall appearance. Mana Products Inc. v. Columbia Cosmetics Mfg., Inc., 65 F.3d 1063, 1068 (2nd Cir.1995). As such, it includes, among other things, the productâs size, shape, color, graphics, packaging, and label. Vaughan Manufacturing Co. v. Brikam International, Inc., 814 F.2d 346, 348, n. 2 (7th Cir.1987). Trade dress traditionally referred to the packaging or labeling of the product. It now includes the shape and design of the product itself. McCarthy on Trademarks, § 8.01[3] at 8-9.
In order to establish the cause of action for trade dress infringement, the complaining party must prove: (1) that the trade dress in question is protectable and, (2) that there is a likelihood of confusion with respect to the origin of the answering partyâs product. Turtle Wax, Inc. v. First Brands Corp., 781 F.Supp. 1314, 1318 (N.D.Ill.1991). Trade dress is protectable if it is either (1) distinctive or (2) has acquired distinctiveness through secondary meaning. Two Pesos, Inc. v. Taco Cabana, Inc., 505 U.S. 763, 766, n. 4, 112 S.Ct. 2753, 2756 n. 4, 120 L.Ed.2d 615 (1992). To prove there is a likelihood of consumer confusion between the two products (the second part of proving trade dress infringement) the issue is not whether Wedewardâs packaging or trade dress is identical to Foamationâs in every particular detail. See, McCarthy on Trademarks, § 8.01[1] at 8-3. Rather, it is whether the similarity of the total, overall impression causes consumer confusion. Nelson/Weather-Rite, Inc. v. Leatherman Tool Group, Inc., 40 U.S.P.Q.2d 1239, 1244, 1995 WL 669091 (N.D.Ill.1995).
However, â[t]rade dress protection only extends to the role of such features as signifiers of source; when competitors are barred from duplicating features whose value to consumers is intrinsic and not exclusively as a signifier of choice, competition is unduly hindered.â Thomas & Betts Corp., 65 F.3d at 657. In other words, trade dress is protected by the courts, but only where the trade dress connects the product with the producer. Trade dress offers no general protection for a product, no matter how unique and original. That is the realm of patent (or copyright) law. Nelson/Weather-Rite, Inc., 40 U.S.P.Q.2d at 1244.
For this reason, the junior producer in a trademark case âmay copy the plaintiffâs good slavishly down to the minutest detail; but he may not represent himself as the plaintiff in their sale.â Thomas & Betts Corp., 65 F.3d at 658. This makes the issue in trade dress infringement eases somewhat more difficult because the product features, although they identify (or may identify) the source of the product, do not really identify the product â they are the product. Thomas & Betts Corp., 65 F.3d at 658. And if the public primarily associates a form with a product rather than with a particular producer, that form is not a protectable trade dress. Kellogg Co. v. National Biscuit Co., 305 U.S. Ill, 120, 59 S.Ct. 109,114, 83 L.Ed. 73 (1938).
Thus, the first (and potentially only) question to be resolved is whether Foamationâs cheese wedge hat has protectable trade dress. As stated, trade dress is protectable under Two Pesos only if it is either inherently distinctive or has secondary meaning. Two Pesos, 505 U.S. at 769-71, 112 S.Ct. at 2758. Foamation argues that its novelty hats (i.e., cheese wedge hats) are both inherently distinctive and have secondary meaning.
Are Foamationâs Hats âInherently Distinctiveâ?
As Foamation notes in its brief, there does not appear to be any universal or standard *686 procedure for determining whether or not trade dress is inherently distinctive. It cites Brooks Shoe Manufacturing Co. v. Suave Shoe Corp., 716 F.2d 854 (11th Cir.1983) for a three-part test in determining whether or not trade dress is inherently distinctive. Specifically, in that case the court looked at (1) whether the particular trade dress consists of a common basic shape or design; (2) whether it is unique or unusual in its particular field; and, (3) whether it is a mere refinement of a commonly adopted and well known form of ornamentation for that particular class of goods. Foamation also cites Buraco Products v. Joy Plastic Enterprises, 40 F.3d 1431 (3d Cir.1994) for an alternative three-part test for determining whether or not trade dress is inherently distinctive. In Buraco, the court looked at whether the trade dress was (1) unusual and memorable; (2) conceptually separable from the product; and, (3) likely to serve primarily as a designator of origin of the product.
According to Foamation, its cheese wedge hat meets the Brooks Shoe test because its âwedge-shaped, dimple cheese wedge is hardly a common or basic shape for a hat and there can be no doubt that it is unique or unusual headwear; and it is certainly not a mere refinement of a commonly adopted shape for a hat.â (Foamationâs Brief, p. 3). Similarly, Foamation argues that were the Buracoâs product test to be applied, â... no one can argue that the hats are not unusual and memorable, ... the yellow wedge-shaped, dimple design is conceptually separable from a hat and, as such, it is likely to serve as a designator of origin for the product.â