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Full Opinion
delivered the opinion of the Court.
Subject to certain exceptions, the Copyright Act (Act) requires copyright holders to register their works before suing for copyright infringement. 17 U. S. C. § 411(a) (2006 ed., Supp. II). In this case, the Court of Appeals for the Second Circuit held that a copyright holderâs failure to comply with §411(a)âs registration requirement deprives a federal court of jurisdiction to adjudicate his copyright infringement claim. We disagree. Section 411(a)âs registration requirement is a precondition to filing a claim that does not restrict a federal courtâs subject-matter jurisdiction.
I
A
The Constitution grants Congress the power â[t]o promote the Progress of Science and useful Arts, by securing for limited Times to Authors . . . the exclusive Right to . . . their . . . Writings.â Art. I, §8, cl. 8. Exercising this power, Congress has crafted a comprehensive statutory scheme governing the existence and scope of â[cjopyright protectionâ for âoriginal works of authorship fixed in any tangible medium of expression.â 17 U. S. C. § 102(a) (2006 ed.). This scheme gives copyright owners âthe exclusive rightsâ (with specified statutory exceptions) to distribute, reproduce, or publicly perform their works. § 106. âAnyone who violates any of the exclusive rights of the copyright owner as providedâ in the Act âis an infringer of the copyright.â § 501(a). When such infringement occurs, a copyright owner âis entitled, subject to the requirements of section Ipil, to institute an actionâ for copyright infringement. § 501(b) (emphasis added).
This case concerns âthe requirements of section 411â to which § 501(b) refers. Section 411(a) provides, inter alia and with certain exceptions, that âno civil action for infringement of the copyright in any United States work shall be instituted until preregistration or registration of the copy
B
The relevant proceedings in this case began after we issued our opinion in New York Times Co. v. Tasini, 533 U. S. 483 (2001). In Tasini, we agreed with the Court of Appeals for the Second Circuit that several owners of online databases and print publishers had infringed the copyrights of six freelance authors by reproducing the authorsâ works electronically without first securing their permission. See id., at 493. In so holding, we affirmed the principal theory of liability underlying copyright infringement suits that other freelance authors had filed after the Court of Appeals had issued its opinion in Tasini. These other suits, which were stayed pending our decision in Tasini, resumed after we issued our opinion and were consolidated in the United States District Court for the Southern District of New York by the Judicial Panel on Multidistriet Litigation.
The consolidated complaint alleged that the named plaintiffs each own at least one copyright, typically in a freelance article written for a newspaper or a magazine, that they had registered in accordance with § 411(a). The class, however, included both authors who had registered their copyrighted works and authors who had not. See App. 94.
Because of the growing size and complexity of the lawsuit, the District Court referred the parties to mediation. For
The parties moved the District Court to certify a class for settlement and to approve the settlement agreement. Ten freelance authors, including Irvin Muehnick (hereinafter Muehnick respondents), objected. The District Court overruled the objections; certified a settlement class of freelance authors under Federal Rules of Civil Procedure 23(a) and (b)(3); approved the settlement as fair, reasonable, and adequate under Rule 23(e); and entered final judgment. At no time did the Muehnick respondents or any other party urge the District Court to dismiss the case, or to refuse to certify the class or approve the settlement, for lack of subject-matter jurisdiction.
The Muehnick respondents appealed, renewing their objections to the settlement on procedural and substantive grounds. Shortly before oral argument, the Court of Appeals sua sponte ordered briefing on the question whether §411(a) deprives federal courts of subject-matter jurisdiction over infringement claims involving unregistered copyrights. All parties filed briefs asserting that the District Court had subject-matter jurisdiction to approve the settlement agreement even though it included unregistered works.
Relying on two Circuit precedents holding that § 411(a)âs registration requirement was jurisdictional, see 509 F. 3d, at 121 (citing Well-Made Toy Mfg. Corp. v. Goffa Intâl Corp., 354 F. 3d 112, 114-115 (CA2 2003); Morris v. Business Concepts, Inc., 259 F. 3d 65, 72-73 (CA2 2001)), the Court of Appeals concluded that the District Court lacked jurisdiction to certify a class of claims arising from the infringement of unregistered works, and also lacked jurisdiction to approve a set
Judge Walker dissented. He concluded âthat § 411(a) is more like the [nonjurisdictional] employee-numerosity requirement in Arbaugh [v. Y & H Corp., 546 U. S. 500 (2006),]â than the jurisdictional statutory time limit in Bowles v. Russell, 551 U. S. 205 (2007). 509 F. 3d, at 129. Accordingly, he reasoned that §411(a)âs registration requirement does not limit federal subject-matter jurisdiction over infringement suits involving unregistered works. Ibid.
We granted the ownersâ and publishersâ petition for a writ of certiorari, and formulated the question presented to ask whether § 411(a) restricts the subject-matter jurisdiction of the federal courts over copyright infringement actions. 555 U. S. 1211 (2009). Because no party supports the Court of Appealsâ jurisdictional holding, we appointed an amicus curias to defend the Court of Appealsâ judgment.
II
A
. âJurisdictionâ refers to âa courtâs adjudicatory authority.â Kontrick v. Ryan, 540 U. S. 443, 455 (2004). Accordingly, the term âjurisdictionalâ properly applies only to âprescriptions delineating the classes of cases (subject-matter juris
While perhaps clear in theory, the distinction between jurisdictional conditions and claim-processing rules can be confusing in practice. Courts â including this Court â have sometimes miseharacterized claim-processing rules or elements of a cause of action as jurisdictional limitations, particularly when that characterization was not central to the case, and thus did not require close analysis. See Arbaugh v. Y & H Corp., 546 U. S. 500, 511-512 (2006) (citing examples); Steel Co., 523 U. S., at 91 (same). Our recent cases evince a marked desire to curtail such âdrive-by jurisdictional rulings,â ibid., which too easily can miss the âcritical difference[s]â between true jurisdictional conditions and nonjurisdietional limitations on causes of action, Kontrick, supra, at 456; see also Arbaugh, 546 U. S., at 511.
In light of the important distinctions between jurisdictional prescriptions and claim-processing rules, see, e. g., id., at 514, we have encouraged federal courts and litigants to âfacilitate]â clarity by using the term âjurisdictionalâ only when it is apposite, Kontrick, supra, at 455. In Arbaugh, we described the general approach to distinguish âjurisdictionalâ conditions from claim-processing requirements or elements of a claim:
âIf the Legislature clearly states that a threshold limitation on a statuteâs scope shall count as jurisdictional, then courts and litigants will be duly instructed and will not be left to wrestle with the issue. But when Con*162 gress does not rank a statutory limitation on coverage as jurisdictional, courts should treat the restriction as nonjurisdictional in character.â 546 U. S., at 515-516 (citation and footnote omitted).
The plaintiff in Arbaugh brought a claim under Title VII of the Civil Rights Act of 1964, which makes it unlawful âfor an employer ... to discriminate,â inter alia, on the basis of sex. 42 U. S. C. § 2000e-2(a)(l). But employees can bring Title VII claims only against employers that have âfifteen or more employees.â § 2000e(b). Arbaugh addressed whether that employee numerosity requirement âaffects federal-court subject-matter jurisdiction or, instead, delineates a substantive ingredient of a Title VII claim for relief.â 546 U. S., at 508. We held that it does the latter.
Our holding turned principally on our examination of the text of § 2000e(b), the section in which Title VIIâs numerosity requirement appears. Section 20Q0e(b) does not âclearly stat[e]â that the employee numerosity threshold on Title VIIâs scope âeount[s] as jurisdictional.â Id., at 515-516, and n. 11. And nothing in our prior Title VII cases compelled the conclusion that even though the numerosity requirement lacks a clear jurisdictional label, it nonetheless imposed a jurisdictional limit. See id., at 511-513. Similarly, §2Q00e(b)âs text and structure did not demonstrate that Congress ârank[ed]â that requirement as jurisdictional. See id., at 513-516. As we observed, the employee numerosity requirement is located in a provision âseparateâ from § 2000e-5(f)(3), Title VIIâs jurisdiction-granting section, distinguishing it from the âamount-in-eontroversy threshold ingredient of subject-matter jurisdiction in . .. diversity-of-jurisdiction under 28 U. S. C. §1332.â Arbaugh, 546 U. S., at 514-515. Accordingly, the numerosity requirement could not fairly be read to â âspeak in jurisdictional terms or in any way refer to the jurisdiction of the district courts.â â Id., at 515 (quoting Zipes v. Trans World Airlines, Inc., 455 U. S. 385, 394 (1982)). We thus ârefrain[ed] fromâ construing the numer
We now apply this same approach to § 411(a).
B
Section 411(a) provides:
âExcept for an action brought for a violation of the rights of the author under section 106A(a), and subject to the provisions of subsection (b), no civil action for infringement of the copyright in any United States work shall be instituted until preregistration or registration of the copyright claim has been made in accordance with this title. In any case, however, where the deposit, application, and fee required for registration have been delivered to the Copyright Office in proper form and registration has been refused, the applicant is entitled to institute a civil action for infringement if notice thereof, with a copy of the complaint, is served on the Register of Copyrights. The Register may, at his or her option, become a party to the action with respect to the issue of registrability of the copyright claim by entering an appearance within sixty days after such service, but the Registerâs failure to become a party shall not deprive the court of jurisdiction to determine that issue.â (Footnote omitted.)
We must consider whether § 411(a) âclearly statesâ that its registration requirement is âjurisdictional.â Arbaugh, supra, at 515. It does not. Amicus disagrees, pointing to the presence of the word âjurisdictionâ in the last sentence of § 411(a) and contending that the use of the term there indicates the jurisdictional cast of §411(a)âs first sentence as well. Brief for Court-Appointed Amicus Curiae in Support of Judgment Below 18 (hereinafter Amicus Brief). But this reference to âjurisdictionâ cannot bear the weight that ami
âThe Register [of Copyrights] may, at his or her option, become a party to the [copyright infringement] action with respect to the issue of registrability of the copyright claim by entering an appearance within sixty days after such service, but the Registerâs failure to become a party shall not deprive the court of jurisdiction to determine that issue.â § 411(a) (emphasis added).
Congress added this sentence to the Act in 1976, 90 Stat. 2583, to clarify that a federal court can determine âthe issue of registrability of the copyright claimâ even if the Register does not appear in the infringement suit. That clarification was necessary because courts had interpreted §411(a)âs precursor provision,
Moreover, §411(a)âs registration requirement, like Title VIIâs numerosity requirement, is located in a provision âseparateâ from those granting federal courts subject-matter jurisdiction over those respective claims. See Arbaugh, supra, at 514-515. Federal district courts have subject-
Nor does any other factor suggest that 17 U. S. C. §411(a)âs registration requirement can be read to â âspeak in jurisdictional terms or refer in any way to the jurisdiction of the district courts.â â Arbaugh, supra, at 515 (quoting Zipes, 455 U. S., at 394). First, and most significantly, § 411(a) expressly allows courts to adjudicate infringement claims involving unregistered works in three circumstances: where the work is not a U. S. work, where the infringement claim concerns rights of attribution and integrity under § 106A, or where the holder attempted to register the work and registration was refused. Separately, § 411(c) permits courts to adjudicate infringement actions over certain kinds of unregistered works where the author âdeclare[s] an intention to secure copyright in the workâ and âmakes registration for the work, if required by subsection (a), within three months after [the workâs] first transmission.â §§411(c)(l)-<2). It would be at least unusual to ascribe jurisdictional significance to a condition subject to these sorts of exceptions.
That the numerosity requirement in Arbaugh could be considered an element of a Title VII claim, rather than a prereq
The registration requirement in 17 U. S. C. § 411(a) fits in this mold. Section 411(a) imposes a precondition to filing a claim that is not clearly labeled jurisdictional, is not located in a jurisdiction-granting provision, and admits of congressionally authorized exceptions. See §§411(a)-(c). Section 411(a) thus imposes a type of precondition to suit that supports nonjurisdietional treatment under our precedents.
Amicus insists that our decision in Bowles, 551 U. S. 205, compels a conclusion contrary to the one we reach today. Amicus cites Bowles for the proposition that where Congress did not explicitly label a statutory condition as jurisdictional, a court nevertheless should treat it as such if that is how the condition consistently has been interpreted and if Congress has not disturbed that interpretation. Amicus Brief 26. Specifically, amicus relies on a footnote in Bowles to argue that here, as in Bowles, it would be improper to characterize the statutory condition as nonjurisdictional because doing so would override â âa centuryâs worth of precedentââ treating §411(a)âs registration requirement as jurisdictional. Amicus Brief 26 (quoting Bowles, swpra, at 209, n. 2). This argument focuses on the result in Bowles, rather than on the analysis we employed.
Bowles did not hold that any statutory condition devoid of an express jurisdictional label should be treated as jurisdictional simply because courts have long treated it as such. Nor did it hold that all statutory conditions imposing a time limit should be considered jurisdictional.
In Bowles, we considered 28 U. S. C. § 2107, which requires parties in a civil action to file a notice of appeal within 30 days of the judgment being appealed, and Rule 4 of the Federal Rules of Appellate Procedure, which âcarries §2107 into practice.â 551 U. S., at 208. After analyzing §2107âs specific language and this Courtâs historical treatment of the type of limitation §2107 imposes (1 e., statutory deadlines for filing appeals), we concluded that Congress had ranked the statutory condition as jurisdictional. Our focus in Bowles on the historical treatment of statutory conditions for taking an appeal is thus consistent with the Arbaugh framework. Indeed, Bowles emphasized that this Court had long treated such conditions as jurisdictional, including in statutes other than §2107, and specifically in statutes that predated the creation of the eourts of appeals. See 551 U. S., at 209-210, and n. 2.
Bowles therefore demonstrates that the relevant question here is not (as amicus puts it) whether § 411(a) itself has long been labeled jurisdictional, but whether the type of limitation that § 411(a) imposes is one that is properly ranked as jurisdictional absent an express designation. The statutory limitation in Bowles was of a type that we had long held did âspeak in jurisdictional termsâ even absent a âjurisdictionalâ label, and nothing about § 2107âs text or context, or the historical treatment of that type of limitation, justified a departure from this view. That was not the case, however, for the types of conditions in Zvpes and Arbaugh.
III
Amicus argues that even if § 411(a) is nonjurisdietional, we should nonetheless affirm on estoppel grounds the Court of Appealsâ judgment vacating the District Courtâs order approving the settlement and dismissing the case. According to amicus, petitioners asserted previously in these proceedings that copyright registration was jurisdictional, and this assertion should estop them from now asserting a right to waive objections to the authorsâ failure to register. Amicus urges us to prevent the parties âfrom âplaying fast and loose with the courtsâ by âdeliberately changing positions accord
We agree that some statements in the partiesâ submissions to the District Court and the Court of Appeals are in tension with their arguments here. But we decline to apply judicial estoppel. As we explained in New Hampshire, that doctrine typically applies when, among other things, a âparty has succeeded in persuading a court to accept that partyâs earlier position, so that judicial acceptance of an inconsistent position in a later proceeding would create the perception that either the first or the second court was misled.â Ibid, (internal quotation marks omitted).
Such circumstances do not exist here for two reasons. First, the parties made their prior statements when negotiating or defending the settlement agreement. We do not fault the partiesâ lawyers for invoking in the negotiations binding Circuit precedent that supported their clientsâ positions. Perhaps more importantly, in approving the settlement, the District Court did not adopt petitionersâ interpretation of § 411(a) as jurisdictional. Second, when the Court of Appeals asked petitioners to brief whether § 411(a) restricted the District Courtâs subject-matter jurisdiction, they argued that it did not, and the Court of Appeals rejected their arguments. See App. to Reply Brief for Petitioners 3a-5a, and n. 2. Accepting petitionersâ arguments here thus cannot create âinconsistent court determinationsâ in their favor. New Hampshire, supra, at 751 (internal quotation marks omitted). We therefore hold that the District Court had authority to adjudicate the partiesâ request to approve their settlement.
IV
Our holding that § 411(a) does not restrict a federal courtâs subject-matter jurisdiction precludes the need for us to address the partiesâ alternative arguments as to whether the District Court had authority to approve the settlement even under the Court of Appealsâ erroneous reading of §411. In
We also decline to address whether §411(a)âs registration requirement is a mandatory precondition to suit that â like the threshold conditions in Arizona v. California, 530 U. S. 392, 412-413 (2000) (res judicata defense); Day v. McDonough, 547 U. S. 198, 205-206 (2006) (habeas statute of limitations); and Hallstrom v. Tillamook County, 493 U. S. 20, 26, 31 (1989) (Resource Conservation and Recovery Act of 1976 notice provision) â district courts may or should enforce sua sponte by dismissing copyright infringement claims involving unregistered works.
* * *
We reverse the judgment of the Court of Appeals for the Second Circuit and remand this case for proceedings consistent with this opinion.
It is so ordered.
Other sections of the Act â principally §§408-410 â detail the registration process, and establish remedial incentives to encourage copyright holders to register their works, see, e. g., § 410(c); 17 U. S. C. §412 (2006 ed. and Supp. II).
See La Resolana Architects, PA v. Clay Realtors Angel Fire, 416 F. 3d 1195, 1200-1201 (CA10 2005); Positive Black Talk Inc. v. Cash Money Records Inc., 394 F. 3d 357, 365 (CA5 2004); Zoom, Inc. v. Image-line, Inc., 323 F. 3d 279, 283 (CA4 2003); Murray Hill Publications, Inc. v. ABC Communications, Inc., 264 F. 3d 622, 630, and n. 1 (GA6 2001); Brewer-Giorgio v. Producers Video, Inc., 216 F. 3d 1281, 1285 (CA11 2000); Data Gen. Corp. v. Grumman Systems Support Corp., 36 F. 3d 1147, 1163 (CA1 1994).
We appointed Deborah Jones Merritt to brief and argue the case, as amicus curiae, in support of the Court of Appealsâ judgment. Ms. Merritt has ably discharged her assigned responsibilities.
See Act of Mar. 4, 1909, § 12, 35 Stat. 1078.
Cf. Zipes, 455 U. S., at 398-394, 397 (relying on the fact that Congress had âapprovedâ at least some cases awarding Title VII relief to claimants who had not complied with the statuteâs Equal Employment Opportunity Commission (EEOC) filing requirement in holding that the filing requirement was not a jurisdictional prerequisite to suit); United States v. Cotton, 535 U. S. 625, 630 (2002) (â[Jjurisdietionâ properly refers to a courtâs power to hear a case, a matter that âcan never be forfeited or waivedâ).
See Jones v. Bock, 549 U. S. 199, 211 (2007) (treating the administrative exhaustion requirement of the Prison Litigation Reform Act of 1995 (PLRA) â which states that â[n]o action shall be brought with respect to prison conditions under section 1983 of this title, or any other Federal law, by a prisoner ... until such administrative remedies as are available are exhausted,â 42 U. S. C. § 1997e(a) â as an affirmative defense even though â[t]here is no question that exhaustion is mandatory under the PLRA and that unexhausted claims cannot be brought in courtâ); Woodford v. Ngo, 548 U. S. 81, 93 (2006) (same).
Bowles, for example, distinguished Scarborough v. Principi, 541 U. S. 401 (2004), which characterized as nonjurisdictional an express statutory-time limit for initiating postjudgment proceedings for attorneyâs fees under the Equal Access to Justice Act. See 551 U. S., at 211. As we explained, the time limit in Scarborough âconcerned âa mode of relief. .. ancillary to the judgment of a courtâ that already had plenary jurisdiction.â 551 U. S., at 211 (quoting Scarborough, supra, at 418; emphasis added). Bowles also distinguished Kontrick v. Ryan, 540 U. S. 443 (2004), and Eberhart v. United States, 546 U. S. 12 (2005) (per curiam), as cases in which the Court properly held that certain time limits were nonjurisdictional because they were imposed by rules that did not purport to have any jurisdictional significance. See 551 U. S., at 210-211. Kontrick involved âtime constraints applicable to objections to dischargeâ in bankruptcy proceedings. 540 U. S., at 453. In that case, we first examined 28 U. S. C. § 157(b)(2)(J), the statute âconferring jurisdiction over objections to discharge,â and observed that it did not contain a timeliness requirement. Kontrick, 540 U. S., at 453. Rather, the âtime constraints applicable to
This conclusion mirrors our holding in Zipes that Title VIPs EEOC f