Center for Biological Diversity v. United States Department of the Interior
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Full Opinion
Opinion for the Court filed by Chief Judge SENTELLE.
Concurring opinion filed by Circuit Judge ROGERS.
In August 2005, the United States Department of Interior (Interior) began the formal administrative process to expand leasing areas within the Outer Continental Shelf (OCS) for offshore oil and gas development between 2007 and 2012. This new five-year Leasing Program included an expansion of previous lease offerings in the Beaufort, Bering, and Chukchi Seas off the coast of Alaska. Petitioners filed independent petitions for review challenging the approval by the Secretary of the Interior (Secretary) of this Leasing Program on various grounds. Specifically, Petitioners argue that: (1) the Leasing Program violates both the Outer Continental Shelf Lands Act (OCSLA), 43 U.S.C. §§ 1331-1356a, and the National Environmental Policy Act of 1969 (NEPA), 42 U.S.C. §§ 4321-4370f, because Interior failed to take into consideration both the effects of climate change on OCS areas and the Leasing Programâs effects on climate change (the climate change claims); (2) the
Nevertheless, we conclude that Petitionersâ remaining OCSLA-based challenges are all justiciable. Of these three remaining claims, Petitionersâ OCSLA-based climate change claims and their OCSLArooted baseline data challenge ultimately lack merit and must fail. However, we find meritorious Petitionersâ challenge to the Leasing Program on grounds that the Programâs environmental sensitivity rankings are irrational. Accordingly, we vacate the Leasing Program, and remand the Program to the Secretary for reconsideration in accordance with this opinion.
I. BACKGROUND
A. Introduction
The Outer Continental Shelf is an area of submerged lands, subsoil, and seabed that lies between the outer seaward reaches of a stateâs jurisdiction and that of the United States. 43 U.S.C. § 1331(a). The OCS generally extends from 3 miles to 200 miles off the United States coast. This action concerns a Leasing Program approved by Interior that includes a potential expansion of previous lease offerings in the Beaufort, Bering, and Chukchi Seas off the coast of Alaska. Each of these seas is home to a number of species of wildlife. For instance, the Beaufort and Chukchi Seas are home to two polar bear populations. The North Pacific right whale, an endangered marine mammal, is known to inhabit the Bering Sea. Bowhead whales are also known to feed and migrate through each of these seas. In addition, a number of other species of whale, seals, the Pacific walrus, and various seabirds are indigenous to these seas.
Three petitioners â Center for Biological Diversity, Alaska Wilderness League, and Pacific Environment â are non-profit activist organizations whose members have been working to preserve and protect the waters and living environments off the coast of Alaska. The remaining petitioner â the Native Village of Point Hope, Alaska â is a federally recognized tribal government whose members use the Chukchi Sea coast for subsistence hunting, fishing, whaling, and gathering, as well as cultural and religious activities.
B. Outer Continental Shelf Lands Act
OCSLA establishes a procedural framework under which Interior may lease areas of the OCS for purposes of exploring and developing the oil and gas deposits of the OCSâs submerged lands. See 43 U.S.C. §§ 1334, 1337; see also California v. Watt (Watt I), 668 F.2d 1290, 1295-1300 (D.C.Cir.1981). In order to ensure âthe expeditious but orderly development of OCS resources,â Watt I, 668 F.2d at 1297,
First, during the preparation stage, Interior creates a leasing program by preparing a five-year schedule of proposed lease sales. 43 U.S.C. § 1344. At this stage, âprospective lease purchasers acquire no rights to explore, produce, or developâ any of the areas listed in the leasing program. Secây of Interior, 464 U.S. at 338, 104 S.Ct. 656. Second, during the lease-sale stage, Interior solicits bids and issues leases for particular offshore leasing areas. 43 U.S.C. § 1337(a). Third, during the exploration stage, Interi- or reviews and determines whether to approve the lesseesâ more extensive exploration plans. 43 U.S.C. § 1340. Interior allows this exploration stage to proceed only if it finds that the lesseesâ exploration plan âwill not be unduly harmful to aquatic life in the area, result in pollution, create hazardous or unsafe conditions, unreasonably interfere with other uses of the area, or disturb any site, structure, or object of historical or archeological significance.â 43 U.S.C. § 1340(g)(3). Fourth and final is the development and production stage. During this stage, Interior and those affected state and local governments review an additional and more detailed plan from the lessee. 43 U.S.C. § 1351. If Interior finds that the plan would âprobably cause serious harm or damage ... to the marine, coastal or human environments,â then the plan, and consequently the leasing program, may be terminated. 43 U.S.C. § 1351 (h)(1) (D) (i).
The Leasing Program at issue has only completed its first stage â preparation of the five-year program under Section 18 of OCSLA, 43 U.S.C. § 1344. Under Section 18, the Secretary is required to prepare, periodically revise, and maintain âan oil and gas leasing programâ that consists of âa schedule of proposed lease sales indicating, as precisely as possible, the size, timing, and location of leasing activity which he determines will best meet national energy needs for the five-year period following its approval or reapproval.â 43 U.S.C. § 1344(a). The Secretary must prepare and maintain a leasing program consistent with several principles. First, the Secretary must ensure that a leasing program is âconducted in a manner which considers economic, social, and environmental values of the renewable and nonrenewable resources contained in the [OCS], and the potential impact of oil and gas exploration on other resource values of the [OCS] and the marine, coastal, and human environments.â 43 U.S.C. § 1344(a)(1). Second, the Secretary must consider additional factors with respect to the timing and location of exploration, development, and production of oil and gas in particular OCS areas. These factors include, inter alia: a regionâs âexisting information concerning the geographical, geological, and ecological characteristicsâ; âan equitable sharing of developmental benefits and environmental risks among the various regionsâ; âthe interest of potential oil and gas producers in the development of oil and gas resourcesâ; âthe relative environmental sensitivity and marine productivity of different areas of the [OCS]â; and ârelevant environmental and predictive information for different areas of the [OCS].â 43 U.S.C.
Other provisions of OCSLA that are relevant to the leasing process are Sections 18(b) and 20. See 43 U.S.C. §§ 1344(b), 1346. Section 18(b) of OCSLA calls for Interior to include estimates of the appropriations and staff required to conduct and prepare the leasing program, including appropriations and staff estimates needed to conduct environmental studies and prepare an Environmental Impact Statement (EIS). 43 U.S.C. § 1344(b)(3). Section 20 of OCSLA also provides that, subsequent to a first lease in a given area, the Secretary âshall conduct such additional studies to establish environmental information as he deems necessary and shall monitor the human, marine, and coastal environments of such area or region in a manner designed to provide time-series and data trend information.â 43 U.S.C. § 1346(b).
C. National Environmental Policy Act
NEPAâs requirements are essentially âprocedural in character,â and are designed to âensure solicitude for the environment through formal controls and thereby help realize the substantive goal of environmental protection.â North Slope Borough v. Andrus, 642 F.2d 589, 598 (D.C.Cir.1980). Ultimately, NEPA ensures that an agencyâs approval of a project is âa fully informed and well-considered decision.â Id. at 599 (quoting Vermont Yankee Nuclear Power Corp. v. Natural Resources Def. Council, Inc., 435 U.S. 519, 558, 98 S.Ct. 1197, 55 L.Ed.2d 460 (1978)). To that end, the statute requires that each agency âassess the environmental consequences of âmajor [federal actionsâ by following certain procedures during the decision-making process.â Nevada v. Depât of Energy, 457 F.3d 78, 87 (D.C.Cir.2006) (quoting 42 U.S.C. § 4332(2)(C)). Before an agency may approve a particular project, it must prepare a âdetailed statement ... [on, inter alia,] the environmental impact of the proposed action,â âany adverse environmental effects which cannot be avoided should the proposal be implemented,â and âalternatives to the proposed action.â 42 U.S.C. §§ 4332(2)(C)(i)-(iii). When faced with a multi-stage, pyramidic program such as the Leasing Program at issue here, NEPAâs regulations allow an agency to conduct a tiered approach to preparing an EIS. See 40 C.F.R. § 1508.28; see also Nevada, 457 F.3d at 91 & n. 9. Under this approach, an agency may issue a broader EIS at the earlier âneed and site selectionâ stage of a program, and issue subsequent, more
D. Endangered Species Act
The ESA is designed to ensure that endangered species are protected from government action. Under the ESA, each federal agency is required to ensure that any action undertaken by the agency âis not likely to jeopardize the continued existence of any endangered species or threatened species or result in the destruction or adverse modificationâ of critical animal habitats. 16 U.S.C. § 1536(a)(2). If an agency concludes that its action âmay affectâ a listed species or critical habitat, then the agency must pursue either formal or informal consultation with the NMFS or
E. Leasing Program
The Five-Year Leasing Program in this case was first developed on August 24, 2005. 70 Fed.Reg. 49,669. After developing and publishing a draft proposed plan, see 71 Fed.Reg. 7064 (Feb. 10, 2006), and reviewing commentary to that draft plan, Interior published a âProposed Planâ and an accompanying draft EIS. Finally, Interior published its âProposed Final Planâ in April 2007 along with its Final EIS for the approval stage of the Leasing Program. This was submitted to Congress and the President, and was later approved by the Secretary of Interior. In total, the Leasing Program has scheduled 21 potential lease-sales between July 1, 2007 and June 30, 2012 in eight areas of the OCS. Four of those potential leasing areas are in the Beaufort, Bering, and Chukchi Seas off the Alaska coast. At the time the petitions challenging the approval of the Leasing Program were brought before this court, Interior had not yet conducted any lease-sales in these regions. Since that time, however, Interior has approved one lease-sale in the disputed Alaskan sea areas, Chukchi Sea Lease-Sale 193, which occurred on February 6, 2008. Petitioner Point Hope and others challenged this lease-sale in the federal district court for the District of Alaska.
II. JURISDICTION
The federal judiciaryâs role is limited to resolving cases and controversies. U.S. Const. art. Ill, § 2; see also Allen v. Wright, 468 U.S. 737, 750, 104 S.Ct. 3315, 82 L.Ed.2d 556 (1984). Accordingly, âbefore we reach the merits of any claim, we must first assure ourselves that the dispute lies within the constitutional and prudential boundaries of our jurisdiction.â Util. Air Regulatory Group v. EPA, 320 F.3d 272, 277 (D.C.Cir.2003) (quoting La. Envtl. Action Network v. Browner, 87 F.3d 1379, 1382 (D.C.Cir.1996)). Additionally, we must avoid âpremature adjudication ... and also ... protect the agencies from judicial interference until an administrative decision has been formalized and its effects felt in a concrete way by the challenging parties.â Abbott Labs. v. Gardner, 387 U.S. 136, 148-49, 87 S.Ct. 1507, 18 L.Ed.2d 681 (1967). We therefore must determine whether Petitioners have standing to bring their claims. We must also ensure that Petitionersâ claims are ripe for review. For the following reasons, we hold that Petitionersâ three OCS-LA-based claims are justiciable. We also hold that Petitionersâ NEPA-based climate change and baseline data challenges, and their ESA claim are not yet ripe for review.
A. Climate Change Claims
Petitioners claim that Interior violated both OCSLA and NEPA because Interior failed to consider both the economic and environmental costs of the greenhouse gas emissions associated with the Program and the effects of climate change on OCS areas. In support of their claims, Petitioners advance two different theories of standing. We address each in turn. We hold that Petitioners lack standing on their substantive climate change theory. We hold, however, that Petitioners have standing to bring their climate change claims under their procedural theory of standing.
1. Petitionersâ Substantive Theory of Standing
Under their substantive theory of standing, Petitioners argue that Interiorâs
To begin with, the Supreme Courtâs recent decision in Massachusetts v. EPA 549 U.S. 497, 127 S.Ct. 1438, 167 L.Ed.2d 248 (2007), does not govern this issue. Its holding turned on the unique circumstances of that case, which are not present here. In Massachusetts, a group of private organizations petitioned the Environmental Protection Agency (EPA) to begin regulating emissions of four greenhouse gases, arguing that a rise in global temperatures and climatological changes resulted from an increase in the atmospheric concentration of greenhouse gases. After the EPA denied the petition, the petitionersâ joined by the Commonwealth of Massachusetts â sought this Courtâs review of the EPAâs denial of their petition. The EPA maintained that the petitioners lacked standing to bring such a petition because the harm that they alleged â the effect of greenhouse gas emissions on global warming â was widespread, and did not individually affect any of the petitioners. Accordingly, the EPA contended, petitioners failed to demonstrate a concrete and particularized injury required to show standing under Article III. After we upheld the EPAâs denial of the petition without reaching a consensus on the standing issue, the Supreme Court decided on review that the petitioners had standing to bring their petition.
In its opinion, however, the Supreme Court made an effort to note that its finding was based on the uniqueness of the case before it. As the Court explained, it was âof considerable relevance that the party seeking review ... is a sovereign State and not, as it was in Lujan v. Defenders of Wildlife, 504 U.S. 555, 112 S.Ct. 2130, 119 L.Ed.2d 351 (1992), a private individual.â Massachusetts, 549 U.S. at 518, 127 S.Ct. 1438. The Court noted further that it was critical that Massachusetts sought to assert its own rights as a state under the Clean Air Act, and was not seeking to protect the rights of its citizens under the Clean Air Act. Id. at 520 n. 17, 127 S.Ct. 1438. In light of these unique circumstances, the Court afforded Massachusetts âspecial solicitudeâ in the Courtâs standing analysis due to Massachusettsâs interests in ensuring the protection of the land and air within its domain, and its âwell-founded desire to preserve its sovereign territory.â Id. at 519, 520, 127 S.Ct. 1438. With respect to Massachusettsâs injury, the Court found that Massachusetts âowns a substantial portion of the stateâs coastal propertyâ that had already been harmed by the EPAâs inaction, and that the EPAâs failure to regulate these gases would cause additional harm to its shoreline. Id. at 523, 127 S.Ct. 1438. Though the Court found that the risks of climate change were widely shared because global sea levels had already begun to rise, it nevertheless concluded that Massachusetts had shown a sufficiently particularized injury because Massachusetts had alleged that its particular shoreline had actually been diminished by the effects of climate change. Id. In other words, by showing that climate change had diminished part of its own shoreline, Massachusetts itself had shown that it had been affected âin a personal and individual wayâ by the EPAâs failure to regulate greenhouse gases. Defenders of Wildlife, 504 U.S. at 560 n. 1, 112 S.Ct. 2130. Thus, Massachusetts stands only for the limited proposition
Assuming arguendo that Point Hope is a sovereign that might be entitled to âspecial solicitudeâ under Massachusetts, it is clear that Massachusetts does not govern this case. Point Hope does not allege anywhere that it has suffered its own individual harm apart from the general harm caused by climate change, and its derivative effects on Point Hopeâs members. Point Hope does not allege that Interiorâs acts will cause damage to, or otherwise adversely affect, any of its own territory. To the contrary, each of Petitionersâ climate change claims are founded on Interi- orâs Leasing Program actions and the effects of those actions on the climate in general. Moreover, to the extent that Petitioners allege that the Leasing Program caused any actual harm to any territory, this harm is limited to areas of the OCSâ areas that are owned by the federal government, not by a state or Native American tribe. Aside from these allegations of generalized harm brought about by climate change, Petitioners have not demonstrated that climate change would directly cause any diminution of Point Hopeâs territory any more than anywhere else. Accordingly, without this necessary element being present, we find that Massachusettsâs limited holding does not extend to the standing analysis in this case.
Moreover, it is doubtful that Point Hope would be able to assert a' quasi-sovereign claim on behalf of its members against the federal government, as Massachusetts had against the EPA. Both the majority and dissenting opinions in Massachusetts recognized the general rule that a sovereign is prohibited from bringing an action to protect its citizens from the operation of federal statutes. See Massachusetts, 549 U.S. at 520 n. 17, 127 S.Ct. 1438 (majority opinion); id. at 539, 127 S.Ct. 1438 (Roberts, C.J., dissenting); see also Massachusetts v. Mellon, 262 U.S. 447, 484-86, 43 S.Ct. 597, 67 L.Ed. 1078 (1923). Here, Point Hope does not allege any specific harm that it has suffered individually as a result of Interiorâs actions in approving the Leasing Program. Instead, Point Hope is suing on behalf of its members and their individual interests. As the Court has long recognized, only the United States, and not the states, may represent its citizens and ensure their protection under federal law in federal matters. See Mellon, 262 U.S. at 485-86, 43 S.Ct. 597.
Outside of the very limited factual setting of Massachusetts, the Supreme Courtâs decision in Defenders of Wildlife sets forth the test for standing. See Fla. Audubon Socây v. Bentsen, 94 F.3d 658 (D.C.Cir.1996). In order for a petitioner to establish standing, a petitioner must demonstrate that it has suffered a concrete and particularized injury that is caused by, or fairly traceable to, the act challenged in the litigation and redressable by the court. Defenders of Wildlife, 504 U.S. at 560-61, 112 S.Ct. 2130; Fla. Audubon Socây, 94 F.3d at 663. In cases such as this, where the petitioner is not the object of an alleged government action or inaction, âstanding is not precluded, but it is ordinarily âsubstantially more difficultâ to establish.â Defenders of Wildlife, 504 U.S. at 562, 112 S.Ct. 2130 (quoting Allen, 468 U.S. at 758, 104 S.Ct. 3315). In cases such as this, causation and redressability ordinarily hinge on the actions of âindependent actors not before the courts and whose exercise of broad and legitimate discretion the courts cannot presume either to control or to predict.â Defenders of Wildlife, 504 U.S. at 562, 112 S.Ct. 2130 (quoting ASARCO, Inc. v. Kadish, 490 U.S. 605, 615, 109 S.Ct. 2037, 104 L.Ed.2d 696 (1989)
Petitionersâ substantive theory of standing fails because Petitioners have not established either the injury or causation element of standing. First, it is well-established that a party must demonstrate that it has suffered an injury that affects it in a âpersonal and individual way.â Defenders of Wildlife, 504 U.S. at 560 n. 1, 112 S.Ct. 2130. Standing analysis does not examine whether the environment in general has suffered an injury. See Fla. Audubon Socây, 94 F.3d at 665. And yet Petitionersâ substantive argument focuses on just this type of injury: that climate change might occur in the Arctic environment if the Leasing Program is allowed to proceed. This type of injury is insufficient to establish standing for two reasons. First, Petitionersâ alleged injury runs afoul of the requirement that a justiciable injury must be âactual or imminent, not conjectural or hypothetical.â Defenders of Wildlife, 504 U.S. at 560, 112 S.Ct. 2130 (internal quotation marks omitted). âA threatened injury must be certainly impending to constitute injury in fact.â Whitmore v. Arkansas, 495 U.S. 149, 158, 110 S.Ct. 1717, 109 L.Ed.2d 135 (1990) (internal quotation marks omitted). Petitioners can only aver that any significant adverse effects of climate change âmayâ occur at some point in the future. This does not amount to the actual, imminent, or âcertainly impendingâ injury required to establish standing. Second, climate change is a harm that is shared by humanity at large, and the redress that Petitioners seek â to prevent an increase in global temperature â is not focused any more on these petitioners than it is on the remainder of the worldâs population. Therefore Petitionersâ alleged injury is too generalized to establish standing.
Even if Petitioners were able to demonstrate an injury sufficient for standing, their substantive theory would still fail because Petitioners have failed to demonstrate a causal link between the government action by Interior and Petitionersâ particularized injury. To properly establish causation, the injury must be ââfairlyâ traceable to the challenged action.â Allen, 468 U.S. at 751, 104 S.Ct. 3315. That is, the plaintiff must show that âit is substantially probable ... that the challenged acts of the defendant, not of some absent third party, will cause the particularized injury of the plaintiff.â Fla. Audubon Socây, 94 F.3d at 663 (citing Allen, 468 U.S. at 753 n. 19, 104 S.Ct. 3315). The more attenuated or indirect the chain of causation between the governmentâs conduct and the plaintiffs injury, the less likely the plaintiff will be able to establish a causal link sufficient for standing. See Allen, 468 U.S. at 757-58, 104 S.Ct. 3315.
In this case, Petitioners rely on too tenuous a causal link between their allegations of climate change and Interiorâs action in the first stage of this Leasing Program. In order to reach the conclusion that Petitioners are injured because of Interiorâs alleged failure to consider the effects of climate change with respect to the Leasing Program, Petitioners must argue that: adoption of the Leasing Program will bring about drilling; drilling, in turn, will bring about more oil; this oil will be consumed; the consumption of this oil will result in additional carbon dioxide being dispersed into the air; this carbon dioxide will consequently cause climate change; this climate change will adversely affect the animals and their habitat; therefore Petitioners are injured by
2. Petitionersâ Procedural Theory of Standing
Alternatively, Petitioners argue that they are injured by Interiorâs failure to comply with both OCSLA and NEPA requirements. Specifically, Petitioners claim that Interior violated both OCSLA and NEPA because Interior failed to consider both the economic costs of the greenhouse gas emissions associated with the Program and the effects of climate change on OCS areas. As the Supreme Court noted in Defenders of Wildlife, a plaintiff may have standing if it can show that an agency failed to abide by a procedural requirement that was âdesigned to protect some threatened concrete interestâ of the plaintiff. Defenders of Wildlife, 504 U.S. at 573 n. 8, 112 S.Ct. 2130. In such cases, the omission of a procedural requirement does not, by itself, give a party standing to sue. Fla. Audubon Socây,