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Full Opinion
This is a motion by plaintiff for summary judgment âinterlocutory in characterâ on the issue of liability alone, as authorized by Rule 56(c) of the Federal Rules of Civil Procedure.
Time Incorporated (Time Inc.), the plaintiff, is a corporation which, among other things, publishes âLifeâ, âTimeâ and âFortuneâ magazines; it also publishes books; and it has âBroadcast divisionsâ (Hardy affidavit, p. 7), the operations of which are not explained but presumably involve radio or television broadcasting or both. The events in suit principally concern âLifeâ magazine, which is an activity or division of Time Inc. and is not a separate corporation. For simplicity, however, the word âLifeâ is hereafter often used in describing or in referring to events when the more technically correct expression would be âTime Inc.â, the plaintiff.
When President Kennedy was killed in Dallas on November 22, 1963, Abraham Zapruder, a Dallas dress manufacturer, was by sheer happenstance at the scene taking home movie pictures with his camera. His film â an historic document and undoubtedly the most important photographic evidence concerning the fatal shots â was bought a few days later by Life; parts of the film were printed in several issues of the magazine. As to these issues and their contents (including, of course, the Zapruder pictures) and as to the film itself, Life has complied with all provisions of the Copyright Act (17 U.S.C. § 1 and following; the Act).
Defendant Thompson has written a book, âSix Seconds in Dallasâ (the Book), which is a study of the assassination. It is a serious, thoughtful and *132 impressive analysis of the evidence. The Book contains a number of what are called âsketchesâ but which are in fact copies of parts of the Zapruder film. Defendant Bernard Geis Associates (Associates), a partnership, published the Book on November 18, 1967 and defendant Random House, Inc. has been distributing the Book to the public. Defendant Bernard Geis is the only general partner of Associates.
This action was commenced on December 1, 1967. The complaint in a single count charges that certain frames of the Zapruder film were âstolen surreptitiouslyâ from Life by Thompson and that copies of these frames appear in the Book as published. The complaint avers that the conduct of defendants is an infringement of statutory copyrights, an unfair trade practice, and unfair competition.
While the word âframeâ with respect to motion picture film is generally understood, it may be advisable briefly to explain it. A motion picture consists of a series of photographs showing the objects in a scene in successive positions slightly changed. When the series is presented in rapid succession, the optical effect is of a picture in which the objects move. Each separate photograph in the series is called a âframeâ. Websterâs Third New International Dictionary, pp. 902, 1475.
There is jurisdiction of the claims in the complaint. 28 U.S.C. § 1338.
There is jurisdiction of the persons of defendants, except for Thompson, an assistant professor of philosophy at Haverford College in Pennsylvania who has not been served with process in New York as required (Fed.R.Civ.P. 4(f)) and who has not appeared. As used hereafter, the word âdefendantsâ does not include Thompson unless the context indicates otherwise.
Defendants answered on January 15, 1968 and on the same day served a demand for trial by jury. Fed.R.Civ.P. 38(b).
The answer in substance denies that plaintiff has any claim, then pleads nine affirmative defenses, and then pleads the nine affirmative defenses as a partial defense. The affirmative defenses are as follows: first, consent; second, that the Zapruder film could not be the subject of copyright because not original ; third, that the Zapruder film could not be the subject of copyright because it could be made âin only a limited number of waysâ' and to allow copyright would result in the appropriation of the subject matter * * * by a limited number of copyright proprietorsâ; fourth, through seventh, fair use; eighth, that the Book is protected by the First Amendment and on that account an injunction cannot issue; and ninth, that an injunction will cause defendants irreparable harm.
After answering and in January 1968, defendants took the depositions of four Life employees: Loudon Wainwright, a writer; Edward Kern, an associate editor in the Department of Special Projects; Richard 0. Pollard, Director of Photography; and Richard Billings, until 1964 Bureau Chief in Miami, then until early 1966 (and in New York) Assistant Director of Photography, and since then an associate editor in the Department of Newsfronts.
Apparently in contemplation of a motion for summary judgment and under date of May 1, 1968, the parties made a fourteen page stipulation of facts to which there are numerous exhibits.
The motion is based on the stipulation and also on affidavits of Pollard, Billings, Kern and Wainwright (all identified above), of John F. Dowd, Editorial Counsel of Time Incorporated, and of Jerome S. Hardy, Publisher of Life.
Defendants submit in opposition affidavits of Thompson, of Geis, of Don Preston (executive editor of Associates), of E. Douglas Hamilton (an attorney for Associates), of David S. Butterworth (an assistant of Thompson), of Theodore B. Hetzel (a Professor at Haverford), *133 and of Benjamin F. Price (a picture editor).
The parties filed statements under General Rule 9(g) of this Court.
Life states that the only issue to be tried is that of damages.
Defendants state that there are two issues to be tried: (1) whether Billings had authority to consent to the use in the Book of sketches of the Zapruder frames; and (2) whether defendants reasonably understood that the consent of Billings was to their use of the sketches which are in the Book.
In the memorandum submitted for defendants, it is asserted that they are entitled to summary judgment but, if found not so entitled, that there should be a trial of the issue whether plaintiff consented to use of the sketches in the Book. If defendants are entitled to summary judgment, it may properly be granted by the Court even without a written or formal motion. 6 Mooreâs Federal Practice (2d ed.) 2241-2246.
There is no genuine issue as to any material fact on the issue of liability alone. Some of the questions of law, ably argued on both sides, are difficult. The conclusion is that there must be summary judgment for defendants.
I
The facts are almost entirely established beyond any dispute and without any dispute, except as expressly noted in the following recital.
A. Making of the Film and its Purchase by Life
On November 22, Zapruder decided to make a motion picture film of the President passing by. He had an 8 millimeter color home movie camera with a âtelephotoâ lens. At first he thought to take the pictures from his office in an office building at 501 Elm Street, at the comer of Elm and Houston Streets where the Presidentâs car would make a left turn from Houston into Elm Street. Then he felt he could get better pictures on the ground, so he went down with several others from his office and walked along Elm Street toward a triple underpass trying to pick the best spot for his camera. He tried several places and finally settled on a pedestal of concrete about 4 feet high on a slope; from this point he could look up Elm Street away from the underpass and see the corner where the left turn would be made, after which the Presidentâs car would come toward and pass directly in front of him on its way to the underpass; it was a âsuperb spotâ (the Book, p. 4) for his pictures. He tried out the camera, felt that he was not steady, and then had his receptionist come up on the pedestal and steady him while he ran the camera.
The procession came into view and with the speed control at âRunâ (about 18 frames per second) Zapruder started his camera, not knowing the horror it would record. When the car came close to Zapruder, there were the sudden shots and the reactions of those in the car â all caught on Zapruderâs color film.
On the same day â November 22â Zapruder had the original color film developed and three color copies made from the original film.
(There are about 480 frames in the Zapruder film, of which 140 show the immediate events of the shooting and 40 are relevant to the shots themselves. While working with the film, agents of the Secret Service or of the Federal Bureau of Investigation identified each frame with a number, beginning with â1â for the frame showing the lead motorcycles coming into view on Houston Street and continuing the numbers in sequence for the frames following; these numbers have since been used to identify the frames.)
On the same or the next day, Zapruder in his Dallas office turned over two copies of the film to the Secret Service, specifying that it was strictly for government use and not to be shown to newspapers or magazines because he expected to sell the film.
Life then negotiated with Zapruder and on November 25 by written agree *134 ment bought the original and all three copies of the film (two of which were noted as then in the possession of the Secret Service) and all rights therein, for $150,000 to be paid in yearly instalments of $25,000.
B. Use of the Film by Life and by the Warren Commission
In its next edition (cover date November 29, 1963) Life featured some 30 of the Zapruder frames, calling them a âremarkable and exclusive seriesâ. Doubtless because of time pressure, the frames were in black and white.
Life published on December 7, 1963 a special âJohn F. Kennedy Memorial Editionâ. This featured 9 enlarged Zapruder frames in color, telling how they came to be taken and how they recorded the tragic sequence âwith appalling clarityâ.
President Johnson on November 29, 1963 appointed a Commission with Chief Justice Warren as Chairman (the Commission) to investigate the killing of President Kennedy. This Commission on September 24, 1964 submitted its lengthy report (the Warren Report) and all the evidence before it.
The Commission made extensive use of the Zapruder film, and placed great reliance on it, as evidenced in the Report (for example, pp. 97, 98-115). Six of the Zapruder frames are shown in the body of the Report (at pp. 100-103, 108, 114) and some 160 Zapruder frames are included (in volume XVIII) in the Exhibits of the Commission printed and submitted with the Report.
At the request of the Commission and on February 25, 1964, Life took the original Zapruder film to Washington and showed it to representatives of the Commission, the FBI and the Secret Service.
Life then prepared for the Commission from the original film 3 sets of 35 millimeter color transparencies of those frames desired by the Commission, except for frames 207 through 212. It appears that these frames in the original had been accidentally damaged in handling. Life could not supply copies from the original of these frames, but the two copies of the Secret Service made from the original were available and one of these was marked in evidence as Exhibit 904 (V Report 178). Life also made available to the Commission for its use in Washington the copy in Lifeâs possession made from the original film.
There appears to be no privilege for the United States to use copyrighted material without the consent of the owner. A statute (28 U.S.C. § 1498(b)) gives a remedy in the Court of Claims for copyright infringement by the United States. Another statute (17 U.S.C. § 8) provides that publication by the government of copyrighted material does not cause any âabridgmentâ of the copyright and does not authorize âany use * * * of such copyright material without the consent of the copyright proprietor.â
Life did in fact consent to use by the Commission of the Zapruder film and to its reproduction in the Report, provided a usual notice of copyright was given. Apparently this proviso was disregarded by the Commission.
Shortly after the submission of the Report, Life featured it in an issue (cover date, October 2, 1964) with a cover containing enlargements in color of five Zapruder frames. The text for the article on the Report was by a member of the Commission. The Zapruder film was described as âone of the most important pieces of evidence to come before the * * * Commissionâ. Eight Zapruder frames, enlarged and in color, were printed alongside the text.
The Commission deposited in the National Archives all of its evidence and working papers; this would include at least one copy of the complete Zapruder film together with the transparencies supplied by Life. Researchers thus have access to the Zapruder film and to the Zapruder frames which were exhibits to the Commission Report. The Archivist states, however, that if anyone asks for copies of the film he or she is advised: âLife Magazine has advised us that *135 while it will permit the film to be shown to qualified researchers, it cannot permit the reproduction of the filmâ. The Archivist states that copies of the Zapruder frames will be furnished on request but that such copies are stamped on the back to indicate that permission to publish should be secured from Life.
The Report and its accompanying volumes of testimony were printed by the Government Printing office and so may be purchased from that office.
C. Criticism of the Report; Employment of Thompson by Life
There gradually developed a substantial volume of criticism of the Report, centered on its findings (Report, pp. 18, 22) that all the shots were fired from one place and that the person firing those shots acted alone.
Thompson was among those particularly interested in the Report; he became convinced that the Report was incomplete and he doubted its principal conclusion.
Thompson began studying the problem and was led to the evidence placed in the National Archives by the Commission. He apparently had an especial interest in the Zapruder frames and wanted to see the film and frames which Life had in the hope that these would be clearer than those in the Archives.
Thompson arranged to meet Billings; they talked together in September 1966. By this time Thompson had made a contract with Associates to write the Book.
By this time also a number of books had already appeared highly critical of the Warren Report; they attracted wide public attention and one of them went to the top of the best seller list for nonfiction. In this context, Life was then investigating the subject again, with another article in preparation and other articles in contemplation. Billings was engaged on this project.
Thompson and Billings discussed the assassination, the theories of Thompson, and that Thompson was writing a book. They must have talked about Thompson seeing the Zapruder film. Thompson says that he told Billings that his book ârequired use of certain frames from the Zapruder Filmâ. Billings denies that there was any mention of any use of Zapruder film. Billings introduced Thompson to Kern who was also working on the article in preparation.
In its issue of October 7, 1966, Life published a one page editorial by Wainwright which advocated, âą by reason of the doubts raised by critics of the Report, that the national government reopen the matter.
On October 20, 1966, a meeting and luncheon, arranged by Geis, took place. Present were Wainwright, Kern and Billings (of Life), Geis and Preston (of Associates) and Thompson. Associates expected to publish the Book on which Thompson was then working. At the meeting and luncheon, there was discussion of Thompsonâs theories and of some sort of collaboration with Life, including that Thompson become a consultant to Life in the preparation of its expected article. Thompson says that Billings told him âin substanceâ that, if âpermission could not be securedâ to use the Zapruder frames, Thompson âcould still write the Book using sketches that would be sufficient for [his] purposesâ. The moving affidavits do not agree that this took place and amount to denials. For purposes of this motion, plaintiff accepts the version of Thompson.
Beginning October 31, 1966, Thompson did become a consultant to Life under an oral agreement, later put in writing. He was paid ' a retainer, a monthly salary and his expenses; either side could terminate on 30 days notice.
In his affidavit (page 6), Thompson admits that, before he began work for Life, he was informed that Life would not give him permission to use copies of Zapruder frames in his Book.
Thompson worked principally with Kern and Billings. He did not work continuously in the Life offices but worked mostly at home, coming to the Life offices from time to time. He was not given access to the original Zapru *136 der film, which (at least except rarely) was not used for study by anyone. Thompson was given access to an 8 millimeter copy (made from the original), to 35 millimeter slides and to 3x4 inch transparencies. The film copy was kept in an unlocked drawer in Kernâs office desk. The slides and transparencies were kept in a locked cabinet in Billingsâ office and from time to time in the drawer of Kernâs desk. When Thompson studied the Zapruder frames, he did so only in Kernâs office, usually while Kern was there, but occasionally when Kern was not there.
On November 18, 1966, Kern left his office at the end of the business day. Thompson was there and remained there alone after Kern had gone.
Kern returned to his office in the late evening of the same day for some papers. It is undisputed that Kern then saw Thompson, alone, with his own camera making copies of Zapruder frames.
While a prohibition does not seem to have been spelled out to him and while it is too much to say that the copies were âstolen surreptitiouslyâ by Thompson as averred in the complaint (para 32), it remains true that Thompson must have known that he should not make copies for himself of any Zapruder frames and that in doing so he was acting improperly. Aside from all other circumstances, the fact that Thompson was making the copies out of business hours, alone, and with his own camera shows his recognition of the impropriety.
But the reaction of Kern, and later of Billings and of Hunt (managing editor of Life) when informed of the incident, was most extraordinary. On the affidavits of Kern and Billings, no one at Life made any criticism to Thompson, made any correction of him, made any statement that he had done a prohibited thing, and no one asked for the film he had already exposed. He was allowed to develop his film and to keep the copies; presumably these copies were later used for the âsketchesâ here in suit. This passive attitude by the Life people, while not satisfactorily explained, does not excuse Thompson.
The written agreement under which Life employed Thompson as a consultant was dated November 23. He was paid a lump sum and a monthly salary plus expenses. He was to work on an article or articles about the assassination, planned to be published in the first half of 1967. Material supplied to Life by Thompson, including âany photographs you [Thompson] discover as part of your consultant researchâ, was to be the property of Life but could be used by Thompson after July 1, 1967 in a âhard cover bookâ. The agreement could be ended by either party on 30 days notice.
It is not without significance that this written agreement, while authorizing Thompson to use in his book âphotographsâ supplied by him to Life, has no provision authorizing Thompson to use Zapruder frames, either as âsketchesâ or otherwise.
D. Further Use of the Film by Life
In its issue dated November 25, 1966, Life featured Zapruder frames in connection with its most prominent article: âA Matter of Reasonable Doubtâ. This article is the sole subject of the cover, on which a single color Zapruder frame is shown against a black background. The title of the frame is: âFrom the film: A key moment in the controversyâ. The reference is to the controversy over the Commissionâs conclusion that a single bullet hit both Governor Connally and the President. The article deals at length with Governor Connallyâs disagreement with this conclusion. There is a picture of the Governor studying âenlargements of the famous movie taken by Abraham Zapruderâ which was said to be the âonly unimpeachable witnessâ and, with the Governorâs testimony, was said to be âbasic to the questionâ. Many Zapruder frames are reproduced in color in connection with the article. The conclusion of the article is: âthe case should be reopenedâ.
It is represented that plaintiff currently has âin an advanced planning *137 stageâ a motion picture project dealing with the death of President Kennedy; that the Zapruder film will be the âkey featureâ of this project; that the projected film will be shown on television or in move theaters, or both; and that plaintiff has secured âat considerable expenseâ other material for use in this project (Hardy affidavit, p. 7). It is further represented that the Zapruder film will âundoubtedlyâ be used in future issues of Time and Fortune magazines, in books published by plaintiff, and by the âBroadcast divisionsâ. (Hardy affidavit, p. 7)
E. Release by Life of Certain Frames for Publication
Certain criticism of the Warren Report was based on the failure of that Report to print among its exhibits four of the Zapruder frames â numbers 208, 209, 210, and 211 (see volume XVIII of the Report, p. 19). The Zapruder frames from 171 through 384 are printed in sequence in volume XVIII of the Report (pp. 1-80) except for the four frames just indicated. There is no explanation for the omission. Some critics saw a significance to the omission and the expression âmissing framesâ began to be heard, (see The New Yorker magazine, July 13, 1968, pp. 68-69).
It has already been noted that Life could not supply the Commission with frames 207 through 212 made from the original film. But the Secret Service had two film copies made from the original film and Life had another. The Commission had a complete film. There thus were no âmissing framesâ and, to settle the matter, Life determined to release for publication frames 207 through 212. It did so on January 30, 1967, with an explanatory statement which gave this reason for the release: âto end what has become an irrelevant discussionâ.
F. End of Thompsonâs Emloyment by Life
By mutual consent, the employment of Thompson by Life ended in late February 1967. This was apparently because Life dropped the idea of any further articles on the murder of the President. Thompson was paid for the period November 1, 1966 through February 28, 1967.
G. Compliance by Life with Copyright Laws
On May 15, 1967, Life registered the Zapruder film in the Copyright office as an unpublished âmotion picture other than a photoplayâ. 17 U.S.C. § 5(m); 37 C.F.R. § 202.15. The three issues of Life magazine in which Zapruder frames appeared had earlier been registered in the Copyright office as âperiodicalsâ. 17 U.S.C. § 5(b); 37 C.F.R. § 202.5. The Memorial Edition had been registered in the Copyright office as a book. 17 U.S.C. § 5(a); 37 C.F.R. § 202.4.
The three weekly issues of Life and its Memorial Edition, each containing Zapruder frames, had a total distribution of over 23,750,000 copies. Weekly issues of Life, published outside the United States and containing Zapruder frames, had a circulation of over 3 million copies.
It is undisputed that Life complied with all provisions of the Copyright Act and that, if the Zapruder pictures are properly the subject of copyright, Life secured statutory copyrights for them.
H. Attempts by Defendants and Thompson to Secure Permission to use the Pictures
Thompson and the other defendants at all relevant times knew that Life had refused permission to use the Zapruder frames in the Book. Until June 22, 1967, there were repeated efforts to secure such permission.
On April 7, Thompson wrote Pollard (copy to Preston) saying that the Zapruder frames were âholesâ in his Book and asked to âwork out some arrangementâ for using them. He emphasized how great was his need for permission and held out a number of inducements for it.
On April 19, Pollard wrote that Life must refuse permission since, if it al *138 lowed Thompson to use the frames, it would have to allow such use by the âmyriadâ magazines, etc. which had been requesting it.
In reply on April 23, Thompson asked Pollard for copies of frames 207-212 (those which had been released on January 30, 1967). He again asked permission to use the other frames, emphasizing his âfrustrationâ because a âquirk of the property lawsâ was denying him the Zapruder pictures and, that while Life might have a âlegal claimâ, any âmoral claimâ was âtenuousâ.
Pollard wrote on April 27 sending Thompson without charge copies of the released frames 207-212 but stating that as to the other frames the âdecision cannot be reversedâ.
On April 27, Preston wrote Pollard, making arguments for permission to use âthe frames we have asked to reproduceâ and denying any attempt to âprofiteerâ. Preston stated: âNo one questions Lifeâs legal rightsâ but expressed the hope that the management of Life would âgive this complex and sensitive matter the fullest considerationâ. Attached to the Preston letter was a list of the 25 frame numbers for which âpermission to reprintâ was asked. This list contained the typed signatures of Thompson and of Preston. Sixteen of the frames in the list are among the twenty-two frames which are the subject of the complaint at bar.
On May 4, Pollard wrote Preston that the âCorporationâ publishing Life âcannot release all the Zapruder framesâ (emphasis in original), that there was nothing Pollard could do, and that if Preston wished to pursue the matter he should address himself to the âPublisherâs officeâ.
On May 10, Thompson wrote Pollard expressing regret at âthe corporate decision not to release the Zapruder filmâ.
On June 6, Hamilton (representing defendants) discussed with Dowd (Editorial Counsel for plaintiff) the permission still being sought for the Zapruder frames. On the following day, Dowd wrote Hamilton that there was a new âmanagement teamâ at Life and that Dowd would go over again the âpolicy * * * of not selling frames from the Zapruder filmâ. Dowd asked âprecisely what Professor Thompson would like from the filmâ.
On June 9, Hamilton wrote Dowd giving him the numbers of 32 frames for which Thompson wanted âthe right to reproduce in his bookâ. 22 of these frames are those which are the subject of the complaint at bar. Hamilton stated that âauthor and publisher understand that some payment should be made for the right to reproduce these frames in the bookâ.
On June 19, Dowd wrote Hamilton that it âwas impossibleâ to grant permission to use the Zepruder frames, that it was corporation policy ânot to allow anyone the use of any part of this film in the United Statesâ, that the film was considered âan invaluable asset of the corporationâ, and that âits use will be limited to our publications and enterprisesâ.
On or about June 22, Associates offered to pay Life a royalty equal to the profits from publication of the Book in return for permission to use specified Zapruder frames in the Book. This offer was refused by Life.
I. Use of the Pictures by Defendants and Thompson Without Permission
Having failed to secure permission from Life to use the Zapruder pictures, Thompson and the other defendants (presumably with the advice of counsel) concluded that they would copy certain frames anyway. Doubtless having in mind the probability of an action for infringement, defendants did not reproduce photographically any Zapruder frames but employed an âartistâ to make copies in charcoal by means of a ârenderingâ or âsketchâ. It is said that the artist was paid $1550.
Beginning November 18, 1967, Associates has been publishing and Random House, Inc. has been distributing the Book.
*139 The Book relies heavily on the Zapruder pictures.
No Zapruder frame is reproduced in its entirety but whatever parts of any frame were considered significant by Thompson, these were reproduced.
Significant parts of 22 copyrighted frames are reproduced in the Book on the following pages, with figures in parentheses indicating the number of copyrighted frames reproduced on that page:
Pages Pages Pages Pages
âe (3) 35 (2) 70 (4) 75 (10)
7 (3) 36 (1) 71 (4) 79 (6)
30 (1) 68 (1) 72 (2) 102 (1)
31 (3) 69 (4) 73 (2) 111 (1)
276 (1)
The so-called âsketchesâ in the Book as listed above are in fact copies, as is readily apparent by comparison with the Zapruder frames involved, copies of all of which have been submitted. The âartistâ has simply copied the original in charcoal with no creativity or originality whatever. The point is made clear by defendant Geis himself at the beginning of the Book in a âNoteâ. While attempting to excuse the copying because the Zapruder film, as a âcrucial historical documentâ, should not be âsequestered from the eye * * * through an accident of private ownershipâ, Geis emphasizes how accurate the copies are. He says that they have been âchecked rigorously against the original sourcesâ, that is, the copyrighted pictures, so that âtheir representation of the events is exactâ. To illustrate how good the copies are, Geis points to a photographic reproduction of one of the Zapruder frames (No. 207) released by Life for publication in January, 1967. He then asks the reader to compare this original with the Bookâs âcharcoal sketchâ and to be assured that âall of the other sketches have been executed with the same care and fidelityâ.
Some of the Zapruder frames released by Life for publication were used in the Book, as noted above. These appear at pages XVI, 8, 30, and 217. No complaint is made of these uses.
In addition, there are on three pages of the Book (pp. 5, 87, and 130) what are conceded for Life (Hardy affidavit, p. 8) to be âfair sketchesâ of four copyrighted frames. No complaint is made of those uses.
J. The Article by Thompson in The Saturday Evening Post
In its issue dated December 2, 1967, The Saturday Evening Post featured an article by Thompson summarizing the Book and its conclusions. The entire cover was devoted to the article; the cover background was the photograph used on the dust jacket of the Book. The article uses the same material as appears on page 79 of the Book but with significant differences. One of the columns in the Book is headed âZap-ruder Frameâ and below the heading in sequence appear copies of parts of seven Zapruder frames. In the Post article, the corresponding column is headed âWhat the Zapruder Frames Showâ and below this heading appear in sequence what are described for Life (and what appear to be) âfair sketchesâ (Hardy affidavit, p. 8) based on the same parts of Zapruder frames copied on page 79 of the Book.
II
If there is a genuine issue of material fact whether plaintiff consented to the use made of the Zapruder pictures in the Book, then neither side can be given summary judgment and a trial must be had.
*140 But for all purposes of this motion plaintiff admits the version of defendants, that Billings told Thompson that Thompson could use âSketches that would be sufficient for [Thompsonâs] purposesâ.
Accepting this fact as proven, no defense of consent by plaintiff can be made out.
The reproductions in the Book of parts of Zapruder frames of which complaint is here made are not âsketchesâ â such as those importantly on page 87 and also on pages 5 and 130 of the Book and in The Saturday Evening Post articleâ but are in fact copies.
In any event, Billings had no authority whatever to consent for plaintiff corporation to any use of the Zapruder pictures. He was not an officer of the corporation. According to the âmastheadâ list of the Life magazine organization (see, for example, page 12 of the October 2, 1964 issue) Billings was one of twenty-four associate editors of Life.
The published âmastheadâ list appears to divide the organization into an editorial side and a business side. The editorial side is given first and Billings is well down in that hierarchy, there being at least twenty organization tiers above the associate editor tier. Pollard, for example, is six tiers above Billings and there appear to be fourteen tiers above Pollard. The business side of the magazine â in which would repose whatever authority the magazine (as opposed to the corporation) might have to deal with copyright property â is separated in the published list from the editorial side. The business personnel, such as publisher, advertising sales director, etc., are given together at the bottom of the âmastheadâ.
Billings did sign the âinformal agreementâ, as Thompson called it (Kern affidavit, Exhibit 1), reducing to writing the terms orally agreed for Thompsonâs employment by the magazine. He signed his name as an associate editor of Life and did not purport to sign on behalf of the corporation. In the agreement Billings signed, moreover, there was no consent to any use by Thompson of any Zapruder pictures or any âsketchesâ thereof.
Defendants and Thompson knew that Billings had no authority to consent to use of the Zapruder pictures. When they sought permission to copy the pictures, they did not go to Billings. They wrote to Pollard, Director of Photography for Life. Even as to Pollard, they knew that necessary authority was higher up than he. Pollard advised Thompson on April 27, 1967 that âthe Corporate decision cannot be reversedâ (emphasis supplied). In writing to Pollard on the same day, Preston (of Associates) spoke of âcompany policyâ expressing the hope that the âLife management will give this * * * matter the fullest considerationâ (emphasis supplied). In answering Preston on May 4, 1967, Pollard advised Preston that the âCorporationâ could not release the picture and that if Preston wished to pursue the matter further he should address the âPublisherâs officeâ. Thompson knew that Pollard was higher in the hierarchy than Billings and that Pollard had no authority to consent for the corporation. Under date of May 10, 1967, Thompson wrote Pollard regretting âthe corporate decisionâ and expressing the belief that Pollard would consent âif it were in your powerâ. When counsel for defendants approached counsel for Life to secure permission, he was told that counsel for Life would take it up with a ânew management teamâ and would talk with the âPublisher of Lifeâ and Pollard together. At no time did Thompson or defendants indicate that they were relying on any consent by Billings.
In the decision cited for defendants, Curtis Pub. Co. v. Union Leader Corp., 12 F.R.D. 341 (D.N.H.1952), there was a motion for plaintiff for summary judgment. Consent had been pleaded as an affirmative defense. The movant submitted no facts on that issue. The denial of summary judgment is wholly inapplicable here where the facts sub *141 mitted for defendants do not make out the defense.
There is no genuine issue of material fact as to consent by plaintiff to the use of âsketchesâ by defendants.
Both sides are agreed that, in this event, the action should be determined by summary judgment for plaintiff or for defendants.
Ill
It must be determined if there is a valid copyright in the Zapruder pictures. As noted, all requirements of the Copyright Act have been met. The question remains whether the pictures are properly the subject of copyright.
A.
It is said for defendants that the pictures are simply records of what took place, without any âelementsâ personal to Zapruder, and that ânewsâ cannot be the subject of copyright.
The Zapruder pictures are âphotographsâ of an event. The Copyright Act provides (17 U.S.C. §§ 4, 5(j)) that âPhotographsâ may be the subject matter of copyright. If this were all to be considered, it would seem clear that the pictures here were properly copyrighted because Congress has expressly made photographs the subject of copyright, without any limitation.
The copyright provision for photographs first appeared in an Act of July 8, 1870 which became Section 4952 of the Revised Statutes and is now Section 5(j) of Title 17 of the Code.
This provision first came before the Supreme Court in Burrow-Giles Lithographic Co. v. Sarony, 111 U.S. 53, 4 S.Ct. 279, 28 L.Ed. 349 (1884). The question was whether a studio photograph of Oscar Wilde could be the subject of copyright. It was assumed that Section 4952 applied to all photographs. The argument was made, however, that Congress could not constitutionally do so because photographs are not âwritingsâ of which the photographers are âauthorsâ, as the quoted words are used in the Constitution (Art. I, § 8, cl. 8). The argument was that photographs were âmerely mechanicalâ and involved no ânovelty, invention or originalityâ (111 U.S. at 59, 4 S.Ct. at 279). The Supreme Court declined to say whether copyright could constitutionally be granted to âthe ordinary production of a photographâ (111 U.S. at 59, 4 S.Ct. at 282). It found that the photograph in suit had involved the posing of the subject and a choice of costume, background, etc. The Court held that the photograph was a writing of which the photographer was the author and that the Congress could constitutionally make such photograph the subject of copyright. This left open whether an ordinary photograph of a real life object could constitutionally be a proper subject of copyright.
The question was again before the Supreme Court in Bleistein v. Donaldson Lithographing Co., 188 U.S. 239, 23 S.Ct. 298, 47 L.Ed. 460 (1903). The works were chromolithographs (pictures printed by a special process) of certain groups performing in a circus. The Court, by Mr. Justice Holmes, held that such pictures had been constitutionally made subjects of copyright. The Court found it âobviousâ that the result could not be affected by the fact that the pictures represented âactual groups â visible thingsâ and that such pictures âdrawn from the lifeâ (as opposed to a âcomposedâ subject) could be copyrighted. In this connection, the Court declared: âOthers are free to copy the original. They are not free to copy the copy.â (188 U.S. at 249, 23 S.Ct. at 299). And later: âThe least pretentious picture has more originality in it than directories and the like, which may be copyrightedâ (188 U.S. at 250, 23 S.Ct. at 300).
Judge Learned Hand believed that any photograph could be the subject of copyright because in Bleistein the Supreme Court had ruled that âno photograph, however simple, can be unaffected by the personal influence of the author, and no two will be absolutely alikeâ. Jewelers Circular Publishing Co. v. Keystone Pub. Co., 274 Fed. 932, 934 (S.D. *142 N.Y.1921), affirmed 281 Fed. 83 (2d Cir. 1922). Judge Hand in the same opinion said:
â * * * under section 5 (j) photographs are protected, without regard to the degree of âpersonalityâ which enters into them. At least there has been no case since 1909 in which that has been held to be a condition. The suggestion that the Constitution might not include all photographs seems to me overstrained. Therefore, even if the cuts be deemed only photographs, which in these supposed cases they are, still I think that they and the illustrations made from them may be protected.â
Mr. Justice BrandĂ©is, in a dissenting opinion, stated: âThe mere record of isolated happenings, whether in words or by photographs not involving artistic skill, are denied [copyright] protectionâ. International News Service v. Associated Press, 248 U.S. 215, 254, 39 S.Ct. 68, 78, 63 L.Ed.2d 211 (1918; the âAssociated Pressâ case). The reference to photographs was not necessary to the point being made and in any event it seems clear that Mr. Justice BrandĂ©is was mistaken. None of the cases cited to support his statement had anything to do with photographs, other than Bleistein and Burrow-Giles, which have already been considered.
The commentators, or at least most of them, have concluded that any photograph may be the subject of copyright.
For example, Nimmer on Copyright, page 99, after explaining that the conclusion of Judge Learned Hand has become âthe prevailing viewâ, goes on to say:
â * * * any (or as will be indicated below, almost any) photograph may claim the necessary originality to support a copyright merely by virtue of the photographersâ personal choice of subject matter, angle of photograph, lighting and determination of the precise time when the photograph is to be taken. Thus a photograph of the New York Public Library was held to exhibit the necessary originality.â
The exceptions indicated by Nimmerâs parenthetical âalmost anyâ are not relevant in the case at bar.
A law review article has dealt with this question in part as follows (Gorman, Copyright Protection for the Collection and Representation of Facts, 76 Harv. L.Rev.1569, 1597-1598 (1963):
âThere is, no doubt, some element of personality â the choice of subject, the framing of it in the camera viewer, the d