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Full Opinion
Plaintiff-appellant Bernard Flowers appeals from the district courtâs grant of summary judgment in favor of defendant-appellees Darren Fiore, Michael Garafola, Lawrence Silvestri, and the Town of Westerly, Rhode Island (âTownâ). Flowersâ suit asserted violations of his constitutional rights under the Fourth and Fourteenth Amendments as well as pendent state law claims arising out of his stop and detention by members of the Westerly Police Department.
I. BACKGROUND
We draw the following recitation of facts from the summary judgment record, which includes Flowersâ complaint, affidavits submitted by the defendant police officers, logs of radio transmissions and telephone calls related to the incident, and a complaint submitted by Flowers to the ACLU. We note where facts are in dispute.
On September 24, 2001, at approximately 11:55 a.m., the Westerly Police received a telephone call from Nunzio Gaccione, a Westerly resident. Gaccione âguess[ed] there was a little fight there with Butch Corbin and a couple other peopleâ and that he âjust got word that Corbin is sending two colored people over here to start some trouble.â The dispatcher then radioed for Officer Fiore to respond to the complaint at Gaccioneâs residence on Ashaway Road. Fiore arrived at the residence within four to five minutes and met with Gaccione. Gaccione related that he received a call from Maurice OâRourke, who stated that another individual, Michael Corbin, was sending two African-American men to Gaccioneâs home with a gun. Gaccione said that he believed this was because his grandson, Jason Bolduc, âworks with a guy that Corbin knows and they had some type of falling out.â Fiore claims to be familiar with Corbin and Bolduc, as both in the past have been involved in several disturbances and possible drug activity.
Gaccione then told Fiore that he had seen two African-American men in a small gray or black vehicle drive by his home about five minutes prior to Fioreâs arrival. Gaccione believed that these men may have been the ones to whom OâRourke referred.
At 12:12 p.m., Fiore detailed Gaccioneâs complaint, including the description of the suspects, into his log. Fiore alerted on his radio that police should be looking for a small gray or black vehicle with two black men, possibly armed. He further stated that he was ânot too sure what it isâ and that âthey made threats over here at the Gaccione complex.â
Next, Fiore took a post at the intersection of Route 3 and Danielle Drive, which is about half a mile east of the Gaccione residence along Route 3. He chose this particular location upon a belief that the suspect vehicle would return to the Gac-cione residence after having passed by the Gaccione residence the first time. Some twenty to thirty minutes later, Fiore noticed a small gray car moving through the intersection of Route 3 and Danielle Drive. Fiore thought that about twenty minutes had elapsed since he took his position on Route 3. He conceded, however, that the time interval may have been as long as thirty minutes, as radio logs indicated. He âcaught a side view of [the occupant of the car] and saw that it was a black male.â Prior to observing this particular vehicle, Fiore did not notice any other cars with African-American male occupants drive by his post.
Fiore decided to follow this vehicle because âit fit the description of the Gaccione
After following the vehicle approximately one mile, Fiore activated his lights and signaled for Flowers to pull over. Both eventually stopped on High Street, approximately half a mile west of the Gaccione residence along Route 3. Fiore assumed that dispatch would send backup âbecause of the situation,â and accordingly pulled Flowers over to a location near where he âknew backup was coming from a car stop.â He instructed Flowers over the loudspeaker to remain in the vehicle. Next, two backup officers, Lawrence Sil-vestri and Michael Garafola, arrived in separate police cruisers. Garafola left his vehicle with a shotgun ready in hand. Fiore, again using the loudspeaker, directed Flowers to extend his arms out the window and then open the car door and exit the vehicle. Flowers complied. Fiore then directed Flowers to turn around with his hands in the air and walk backwards towards the officers. From the time they arrived and exited their vehicles, each officer had his weapon drawn.
Flowers contends that when he reached the officers, his âhands were forced behind [him], handcuffs were placed [on him] and [he] was dropped to [his knees].â Fiore claims that the officers directed Flowers to kneel on the road beside his car and lace his fingers behind his head, and that then Flowers was handcuffed, frisked, and placed in the back of Fioreâs cruiser. All three officers also claim that they followed standard procedure for a high-risk (or felony) stop and that it was necessary to do so because they felt that there was a danger to their safety.
While Flowers was in the back of the police cruiser, the backup officers searched
Fiore contends that he explained the situation to Flowers, at which time Flowers became very angry and accused him of racial profiling. Flowers then asked Fiore to use his phone so he could call his wife (who was working nearby and awaiting his arrival). Fiore responded that he did not have a phone. He suggested that Flowers use the phone at the gym across the street and then ordered Flowers to move his car. Flowers then went back to his car and drove to the local hospital, where his wife worked.
By this time, both backup officers had driven away. Fiore proceeded to make âa couple passes by the Gaccione residenceâ until the end of his shift. Thereafter, he did not re-take a post to look for a suspect vehicle âbecause of the time that had gone byâ and his belief that âthe immediate threat had pretty much diminished.â
Pursuant to 42 U.S.C. § 1983, Flowers brought this action against Officers Fiore, Silvestri, and Garafola, and the Town of Westerly, claiming (1) that the police officers detained him because of his race, in violation of the Equal Protection Clause of the Fourteenth Amendment, U.S. Const, amend. XIV, § 1; and (2) that the officers detained him without probable cause and used excessive force, and that the Town failed to properly train and supervise the officers, in violation of his right against unreasonable government search and seizure under the Fourth and Fourteenth Amendments of the federal Constitution. Flowers also asserted state law claims for assault and battery, false imprisonment, and intentional infliction of emotional distress, as well as for violations of his rights under Article 1, sections 2 and 6 of the Rhode Island Constitution. After the close of discovery, defendants moved for summary judgment, arguing that there were no constitutional violations, and that they were shielded from liability by the doctrine of qualified immunity. Upon determining that no constitutional rights had been violated, the court did not reach the issue of qualified immunity and granted summary judgment in favor of the defendants.
II. DISCUSSION
We review a grant of summary judgment de novo. Singh v. Blue Cross/Blue Shield of Mass., Inc., 308 F.3d 25, 31 (1st Cir.2002). Only where there is no genuine issue of material fact will the moving party be entitled to summary judgment. Fed. R.Civ.P. 56(c). A genuine issue of material fact is one that âproperly can be resolved only by a finder of fact because [it] may reasonably be resolved in favor of either party.â Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 250, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). A fact is âmaterialâ if it âmight affect the outcome of the suitâ
A. The Stop and Detention
For purposes of determining whether the stop and detention were constitutionally permissible, we must first decide whether the officersâ actions amounted to an investigatory stop or was so intrusive as to constitute a de facto arrest. The detention of a person whose automobile has been stopped is a âseizureâ within the Fourth Amendmentâs prohibition against âunreasonable searches and seizures.â Whren v. United States, 517 U.S. 806, 809-10, 116 S.Ct. 1769, 135 L.Ed.2d 89 (1996). A brief investigatory detention does not violate the Fourth Amendment if the officers have a âreasonable and articulable suspicionâ of past or present criminal activity. United States v. McCarthy, 77 F.3d 522, 529 (1st Cir.1996). It was in Terry v. Ohio, 392 U.S. 1, 88 S.Ct. 1868, 20 L.Ed.2d 889 (1968) where the Supreme Court first gave effect to this notion that some types of encounters between citizens and law enforcement â such as brief detainments in the nature of a âstop and friskâ- â could constitute âseizuresâ for Fourth Amendment purposes, yet be sufficiently limited in their intrusiveness to fall outside the traditional understanding of an âarrest.â See also Dunaway v. New York, 442 U.S. 200, 208-09, 99 S.Ct. 2248, 60 L.Ed.2d 824 (1979). Where police actions taken during the detention exceed what is necessary to dispel the suspicion that justified the stop, the detention may amount to an âarrestâ and is lawful only if it is supported by probable cause. â United States v. Quinn, 815 F.2d 153, 156 (1st Cir.1987).
The Supreme Court has stated that âthe exception for limited intrusions that may be justified by special law enforcement interests is not confined to the momentary, on-the-street detention accompanied by a frisk for weapons involved in Terry and Adams [v. Williams, 407 U.S. 143, 92 S.Ct. 1921, 32 L.Ed.2d 612 (1972) ].â Michigan v. Summers, 452 U.S. 692, 700, 101 S.Ct. 2587, 69 L.Ed.2d 340 (1981). Since Terry, the Terry exception allowing detentions without probable cause has been broadened to encompass other situations where officers may make brief investigative stops and detain individuals upon reasonable suspicion that they may have committed, are committing, or are about to commit a crime. There is no â âlitmus-paper testâ â to determine whether a particular detention goes beyond a Terry stop and amounts to a de facto arrest. United States v. Acosta-Colon, 157 F.3d 9,14 (1st Cir.1998) (quoting Florida v. Royer, 460 U.S. 491, 506, 103 S.Ct. 1319, 75 L.Ed.2d 229 (1983)). Generally, we say that an investigatory stop constitutes a de facto arrest âwhen a âreasonable man in the suspectâs position would have understood his situation,â in the circumstances then obtaining, to be tantamount to being under arrest.â United States v. Zapata, 18 F.3d 971, 975 (1st Cir.1994) (quoting Berkemer v. McCarty, 468 U.S. 420, 441, 104 S.Ct. 3138, 82 L.Ed.2d 317 (1984)). However, in a borderline case where the detention at issue has one or two arrest-like features but otherwise is consistent with a Terry stop, it will not be obvious just how the detention at issue ought reasonably to have been perceived. Such a case requires a fact-specific inquiry into whether the measures used by the
While Terry stops generally are fairly unintrusive, we have repeatedly stressed that officers may take necessary steps to protect themselves if the circumstances reasonably warrant such measures. See United States v. Lee, 317 F.3d 26, 31-32 (1st Cir.2003); Acosta-Colon, 157 F.3d at 18; United States v. Trullo, 809 F.2d 108, 113 (1st Cir.1987). Similarly, other circuits have held that police officers may draw their weapons without transforming an otherwise valid Terry stop into an arrest. See, e.g., United States v. Alvarez, 899 F.2d 833, 838 (9th Cir.1990), cert. denied, 498 U.S. 1024, 111 S.Ct. 671, 112 L.Ed.2d 663 (1991); United States v. Taylor, 857 F.2d 210, 214 (4th Cir.1988); United States v. Serna-Barreto, 842 F.2d 965, 968 (7th Cir.1988); United States v. Jones, 759 F.2d 633, 638 (8th Cir.), cert. denied, 474 U.S. 837, 106 S.Ct. 113, 88 L.Ed.2d 92 (1985); United States v. Jackson, 652 F.2d 244, 249 (2d Cir.1981). Here, the officers drew their firearms because they were faced with a report of an armed threat. Moreover, upon restraining Flowers, they immediately holstered their weapons. It was not unreasonable under the circumstances for the officers to execute the Terry stop with their weapons drawn.
As for the officersâ use of handcuffs during the stop, we in the past have required the government to point to âsome specific fact or circumstance that could have supported a reasonable belief that the use of such restraints was necessary to carry out the legitimate purposes of the stop without exposing law enforcement officers, the public, or the suspect himself to an undue risk of harm.â Acosta-Colon, 157 F.3d at 18-19. Where, as here, police officers have information that a suspect is currently armed and that a crime involving violence may soon occur, they are justified in using restraints such as handcuffs without causing an investigatory stop to cross over into an arrest. See Washington v. Lambert, 98 F.3d 1181, 1189 (9th Cir.1996).
The reasonable use of backup officers is also within the bounds of a Terry stop. â[Mjere numbers do not automatically convert a lawful Terry stop into something more forbidding.â Zapata, 18 F.3d at 976. We have previously refused to hold that an investigative stop turned into a de facto arrest where five law enforcement officers were present at the scene of the stop. United States v. Trueber, 238 F.3d 79, 94 (1st Cir.2001). Here, Flowers was stopped and detained by only three officers, only one of whomâFioreâ was in direct proximity to him while he was detained in the police cruiser. Likewise, the fact that Flowers was placed in the back of a police cruiser does not elevate the detention beyond a Terry stop. See Haynie v. County of Los Angeles, 339 F.3d 1071, 1077 (9th Cir.2003); United States v. Critton, 43 F.3d 1089, 1092-94 (6th Cir.1995). Although there may be eases where individually reasonable police actions taken together go beyond the bounds of a Terry stop, such is not the case here where the circumstances justified the officersâ overall handling of the situation.
As for the duration of the stop, we must examine whether the police âdiligently pursued a means of investigation that was likely to confirm or dispel their suspi
Admittedly, this case comes close to the line between a Terry stop and a greater intrusion that must be justified by probable cause. However, in addition to our own precedent pointing toward the former, the Sixth Circuit found that an investigatory Terr'y stop did not escalate into a de facto arrest based on facts almost identical to those at hand. In Houston v. Does, 174 F.3d 809, 815 (6th Cir.1999), the plaintiffs, suspected of a shooting in an area of Springfield, Ohio, were ordered out of their car at gunpoint by three police officers, placed in handcuffs in the back of a police cruiser, and questioned about the shooting, of which the plaintiffs had no knowledge and denied any involvement. They were detained for at least thirty-three minutes before being released. Id. Here, besides being held for a far shorter period of time, Flowers was never subject to interrogation, which is one intrusive measure less than in Houston.
It is also noteworthy that the officers never relocated Flowers to a station house or detention area. Nor did they read Flowers Miranda rights. In Acostar-Co-lon, we held that the detention of a suspect crossed over to a de facto arrest largely due to the fact that customs officers relocated the suspect from the place of the original stop â an airport gate â to an official interrogation room some distance from the gate. See 157 F.3d at 15; see also Royer, 460 U.S. at 494, 103 S.Ct. 1319. Similarly, the Supreme Court in Dunaway found a de facto arrest where police officers brought the defendant to the police station, read him his Miranda rights, and interrogated him. See 442 U.S. at 212-13, 99 S.Ct. 2248. At no point did Officers Fiore, Silvestri, or Garafola interrogate Flowers or remove him from the scene to an official holding area. The entire episode occurred in neutral surroundings â on a public street. Nor did the officers communicate verbally to Flowers that he was under arrest or that they wanted to arrest him.
The various incidents of the stop and detention- â -some arrest-like- â ultimately add up to a situation where the officers responded in an urgent and reasonable fashion to a report of an armed threat that was substantially confirmed by Gaccioneâs firsthand observation. We stress again that we do not rely on any single factor as legally dispositive, but assess the cumulative impact of the various elements of the stop. We look at the total factual context
Accordingly, to determine whether the officersâ initial stop of Flowers was constitutional, we assess whether the officers had a âreasonable and articulable suspicionâ of past or present criminal activity. McCarthy, 77 F.3d at 529. In determining whether a challenged stop is reasonable, and thus, falls within the range of permissible investigatory stops, we engage in a two-step inquiry, asking â(1) whether the officerâs action was justified at its inceptionâ; and â(2) whether it was reasonably related in scope to the circumstances justifying the interference in the first place.â Terry, 392 U.S. at 19-20, 88 S.Ct. 1868; see also United States v. Stanley, 915 F.2d 54, 55 (1st Cir.1990). The Supreme Court has explained that the question of reasonableness requires a court to âbalanee[ ] the nature and quality of the intrusion on personal security against the importance of the governmental interests alleged to justify the intrusion.â United States v. Hensley, 469 U.S. 221, 228, 105 S.Ct. 675, 83 L.Ed.2d 604 (1985). Again, the inquiry is fact specific and we must consider the totality of the circumstances confronting the police at the time of the stop. United States v. Kimball, 25 F.3d 1, 6 (1st Cir.1994); see also United States v. Rodriguez-Morales, 929 F.2d 780, 783 (1st Cir.1991), cert. denied, 502 U.S. 1030, 112 S.Ct. 868, 116 L.Ed.2d 774 (1992). We also stress that reasonable suspicion is ânot amenable to technical formulations that purport to identify the precise types of conduct or sets of circumstances that will or will not permit a police officer to stop and detain an individual.â United States v. Sowers, 136 F.3d 24, 28 (1st Cir.1998) (citing Ornelas v. United States, 517 U.S. 690, 695-96, 116 S.Ct. 1657, 134 L.Ed.2d 911 (1996)).
The district court held that there was no constitutional violation based on four key factual observations: (1) Gaccione reported receiving a threat that two black men with guns were coming to his home âto cause troubleâ; (2) Gaccione reported that two black men in a gray or black car had driven by Gaecioneâs home slowly; (3) âa few minutes later,â Fiore observed Flowers, a black man, âdriving toward Gaccioneâs homeâ in a small gray car; and (4) Flowersâ car bore license plates not issued to his vehicle. 239 F.Supp.2d at 177-78. Though we review the record de novo, we will note the district courtâs factual observations as they bear on the appropriateness of its grant of summary judgment to the defendants.
First, Flowers contends that âthere was [njever any serious concern that a crime had been or was about to be committed.â He argues that Fiore acted unreasonably on Gaccioneâs âsketchyâ complaint that itself was attributed to a man named OâRourke whom Fiore had never heard of or met. Because Fiore never corroborated the threat with OâRourke himself, Flowers argues, Fiore had no way to determine or even make a guess as to the credibility of the threats. Flowers fails, however, to address Gaccioneâs report that since receiving the tip he had seen a gray or black car occupied by two black men pass by his home about five minutes before Fioreâs arrival. Gaccioneâs firsthand observation of the vehicle and its occupants, uncontro-verted by Flowers, lent greater credibility to the reported threat.
Flowers also challenges the district courtâs version of when and how Fiore discovered a discrepancy between the license plate on Flowersâ car and the vehi
Third, Flowers disputes the district courtâs statement that Fiore observed Flowers drive past âat approximately 12:30 p.m.â 239 F.Supp.2d at 176. Later in its Memorandum and Order, the court stated that Fiore first noticed Flowers only âa few minutesâ after leaving the Gaccione home. Id. The police department radio log, however, indicates that Fiore first notified his dispatcher that he was following a vehicle on Route 3 at 12:42:47 p.m. As Fiore left the Gaccione residence at 12:12 p.m., the log reveals that as long as thirty minutes may have passed before Fiore observed Flowers and decided to follow him.
Finally, Flowers claims that the district court erred on the issues of the route of Flowersâ vehicle and the location of the stop. He contends that if Fiore positioned himself near the Gaccione residence and then followed Flowers for approximately one mile before stopping him, Fiore either (1) stopped Flowers as he was driving away from Gaccioneâs residence, or (2) was positioned more than a mile from the residence when he first noticed Flowersâ car. In his affidavit, Fiore stated that he posted himself at the intersection of Route 3 and Danielle Drive, which is about half a mile east of the Gaccione residence along Route 3. From that intersection, one mile westward along Route 3 would put both Fiore and Flowers well past the Gaccione residence. Indeed, Route 3âs intersection with Danielle Drive is approximately one mile east of its intersection with High Street, the site of the stop. The Gaccione home on Ashaway Road is halfway between the two intersections.
The district court noted that Fiore observed Flowers âdriving toward Gaccioneâs home.â 239 F.Supp.2d at 177. The court did not mention that Flowers had already passed the residence along Route 3 and was at least half a mile east of the residence by the time he was stopped. Flowers contends that this fact throws â into question whether Fiore was reasonable in continuing to follow Flowers and stop him after he observed that Flowers did not turn into the Gaccione complex, but instead proceeded past it along Route 3.
Despite these apparent errors by the district court and construing the facts in a light most favorable to Flowers, we hold that Fioreâs conduct met the double approach adopted in Terry. 392 U.S. at 19-20, 88 S.Ct. 1868. Equipped with a description confirmed by Gaccioneâs firsthand observation, it was reasonable for Fiore to follow the first African-American male in a black or gray car he observed in the immediate area of the Gaccione residence. That as long as half an hour may have elapsed after he left the Gaccione residence (as opposed to twenty minutes) arguably attenuates the reasonableness of Fioreâs suspicion that Flowers was indeed the suspect. However, we do not believe that a matter of ten minutes disposes of suspicion altogether, especially when a car and driver substantially matching the given description eventually appear. That Fiore did not see a second African-American male in the car is adequately countered by Fioreâs explanation that he thought a second man either could have been dropped off or was hiding in the car. Against the immediacy and gravity of the reported threat, Fiore was justified in following through on his initial observation..
Though Flowers ultimately passed the Gaccione residence along Route 3, Fiore acted reasonably in continuing to follow him and stopping him shortly thereafter,
As for Silvestri and Garafola, they were reasonable in suspecting that Flowers was one of the armed men in Gaccioneâs complaint after hearing the alert broadcast by Fiore and his call for backup. Flowers makes no attempt to challenge the two backup officersâ conduct during the stop and detention.
In sum, we stress that the government purpose served by the detention in the case is substantial. The nature of the potential criminal conduct, a daylight armed assault involving physical threats, was serious. The stop took place shortly after reports of the threat. Pursuant to Fioreâs observation and alert, the officers acted swiftly to dispel any suspicion that they may have had with regard to Flowers. In such cases of quick decisionmak-ing by law enforcement in potentially dangerous situations, we âshould not indulge in unrealistic second-guessing.â Sharpe, 105 S.Ct. at 1575.
As for Flowersâ excessive force claim, we similarly conclude that the officers used reasonable measures to restrain Flowers. See Graham v. Connor, 490 U.S. 386, 395-96, 109 S.Ct. 1865, 104 L.Ed.2d 443 (1989) (excessive force claims are judged under an âobjective reasonablenessâ standard; relevant factors include the degree of force used, the severity of the crime at issue, the immediacy of a threat to officers or others, and whether the suspect is resisting arrest or attempting flight). Fiore unholstered his firearm and handcuffed Flowers to ensure his safety and in order to conduct the stop and search without incident. We also agree with the district court that Silvestri and Garafola were reasonable in their momentary display of firearms during the detention, as they justifiably relied on Fioreâs initial alert that Flowers may have been one of the armed individuals reported by Gaccione and did so for the limited purpose of protecting themselves and securing Flowers safely.
Again, this is a close case. However, against the proper standard and accounting for the district courtâs errors and elisions, we in the end conclude that the officers possessed sufficient and reasonable suspicion to stop Flowers and acted reasonably in dispelling that suspicion throughout the course of the detention.
B. Qualified Immunity
Upon finding that there was no constitutional violation, we do not address the issue of qualified immunity. See Saucier v. Katz, 533 U.S. 194, 201, 121 S.Ct. 2151, 150 L.Ed.2d 272 (2001) (âIf no constitutional right would have been violated were the allegatio