AI Case Brief
Generate an AI-powered case brief with:
Estimated cost: $0.001 - $0.003 per brief
Full Opinion
dissenting.
Vaccine manufacturers have long been subject to a legal duty, rooted in basic principles of products liability law, to improve the designs of their vaccines in light of advances in science and technology. Until today, that duty was enforceable through a traditional state-law tort action for defective design. In holding that § 22(b)(1) of the National Childhood Vaccine Injury Act of 1986 (Vaccine Act or Act), 42 U. S. C. § 300aa-22(b)(l), pre-empts all design defect claims for injuries stemming from vaccines covered under the Act, the Court imposes its own bare policy preference over the considered judgment of Congress. In doing so, the Court excises 13 words from the statutory text, misconstrues the Act's legislative history, and disturbs the careful balance Congress struck between compensating vaccine-injured children and stabilizing the childhood vaccine market. Its decision leaves a regulatory vacuum in which no one ensures that vaccine manufacturers adequately take account of scientific and technological advancements when designing or distributing their products. Because nothing in the text, structure, or legislative history of the Vaccine Act remotely suggests that Congress intended such a result, I respectfully dissent.
I
A
Section 22 of the Vaccine Act provides â [standards of responsibilityâ to govern civil actions against vaccine manufacturers. 42 U. S. C. § 300aa-22. Section 22(a) sets forth the â[gjeneral ruleâ that âState law shall apply to a civil action brought for damages for a vaccine-related injury or death.â § 300aa-22(a). This baseline rule that state law applies is subject to three narrow exceptions, one of which, § 22(b)(1), is at issue in this case. Section 22(b)(1) provides:
*251 âNo vaccine manufacturer shall be liable in a civil action for damages arising from a vaccine-related injury or death associated with the administration of a vaccine after October 1, 1988, if the injury or death resulted from side effects that were unavoidable even though the vaccine was properly prepared and was accompanied by proper directions and warnings.â § 300aa-22(b)(1).
The provision contains two key clauses: âif the injury or death resulted from side effects that were unavoidableâ (the âifâ clause), and âeven though the vaccine was properly prepared and was accompanied by proper directions and warningsâ (the âeven thoughâ clause).
Blackletter products liability law generally recognizes three different types of product defects: design defects, manufacturing defects, and labeling defects (e.g., failure to warn).
Given that the âeven thoughâ clause requires the absence of manufacturing and labeling defects, the âifâ clauseâs reference to âside effects that were unavoidableâ must refer to
Congressâ use of conditional âifâ clauses in two other provisions of the Vaccine Act supports the conclusion that § 22(b)(1) requires an inquiry in each case in which a manufacturer seeks to invoke the provisionâs exception to state tort liability. In § 22(b)(2), Congress created a presumption that, for purposes of § 22(b)(1), âa vaccine shall be presumed to be accompanied by proper directions and warnings if the vaccine manufacturer shows that it complied in all material respects withâ federal labeling requirements. 42 U. S. C. § 300aa-22(b)(2). Similarly, in § 23(d)(2), Congress created an exemption from punitive damages â[i]f . . . the manufacturer shows that it complied, in all material respects,â with applicable federal laws, unless it engages in âfraud,â âintentional and wrongful withholding of informationâ from federal regulators, or âother criminal or illegal activity.â §300aa-23(d)(2). It would be highly anomalous for Congress to use a conditional âifâ clause in §§ 22(b)(2) and 23(d)(2) to require a specific inquiry in each case while using the same
Indeed, when Congress intends to pre-empt design defect claims categorically, it does so using categorical (e. g., âallâ) and/or declarative language (e. g., âshallâ), rather than a conditional term (âifâ). For example, in a related context, Congress has authorized the Secretary of Health and Human Services to designate a vaccine designed to prevent a pandemic or epidemic as a âcovered countermeasure.â 42 U. S. C. §§247d-6d(b), (i)(1), (i)(7)(A)(i). With respect to such âcovered countermeasure[s],â Congress provided that subject to certain exceptions, âa covered person shall be immune from suit and liability under Federal and State law with respect to all claims for loss caused by, arising out of, relating to, or resulting from the administration to or the use by an individual of a covered countermeasure,â §247d-6d(a)(1) (emphasis added), including specifically claims relating to âthe designâ of the countermeasure, § 247d-6d(a)(2)(B).
The plain text and structure of the Vaccine Act thus compel the conclusion that § 22(b)(1) pre-empts some â but not all â design defect claims. Contrary to the majorityâs and respondentâs categorical reading, petitioners correctly contend that, where a plaintiff has proved that she has suffered an injury resulting from a side effect caused by a vaccineâs design, a vaccine manufacturer may invoke § 22(b)(1)âs liability exemption only if it demonstrates that the side effect stemming from the particular vaccineâs design is âunavoidable,â and that the vaccine is otherwise free from manufacturing and labeling defects.
The legislative history confirms petitionersâ interpretation of § 22(b)(1) and sheds further light on its pre-emptive scope. The House Energy and Commerce Committee Report accompanying the Vaccine Act, H. R. Rep. No. 99-908, pt. 1 (1986) (hereinafter 1986 Report), explains in relevant part:
âSubsection (b) â Unavoidable Adverse Side Effects; Direct Warnings. â This provision sets forth the principle contained in Comment k of Section 402A of the Restatement of Torts (Second) that a vaccine manufacturer should not be liable for injuries or deaths resulting from unavoidable side effects even though the vaccine was properly prepared and accompanied by proper directions and warnings.
âThe Committee has set forth Comment K in this bill because it intends that the principle in Comment K regarding 'unavoidably unsafeâ products, i. e., those products which in the present state of human skill and knowledge cannot be made safe, apply to the vaccines covered in the bill and that such products not be the subject of liability in the tort system.â Id., at 25-26.
The 1986 Report expressly adopts comment k of §402A of the Restatement of Torts (Second) (1963-1964) (hereinafter Restatement), which provides that âunavoidably unsafeâ products â i. e., those that âin the present state of human knowledge, are quite incapable of being made safe for their intended and ordinary useâ â are not defective.
As the 1986 Report explains, Congress intended that the âprinciple in Comment K regarding âunavoidably unsafeâ productsâ apply to the vaccines covered in the bill. 1986 Report 26. That intent, in turn, is manifested in the plain text of § 22(b)(1) â in particular, Congressâ use of the word âunavoidable,â as well as the phrases âproperly preparedâ and âaccompanied by proper directions and warnings,â which were taken nearly verbatim from comment k. 42 U. S. C. § 300aa-22(b)(l); see Restatement 353-354 (âSuch a[n unavoidably unsafe] product, properly prepared, and accompa
The 1986 Report thus confirms petitioners' interpretation of § 22(b)(1). The 1986 Report makes clear that âside effects that were unavoidableâ in § 22(b)(1) refers to side effects stemming from a vaccine's design that were âunavoidable.â By explaining what Congress meant by the term âunavoid
To he sure, postenactment legislative history created by a subsequent Congress is ordinarily a hazardous basis from which to infer the intent of the enacting Congress. See Sullivan v. Finkelstein, 496 U. S. 617, 631-632 (1990) (Scalia, J., concurring in part). But unlike ordinary postenactment legislative history, which is justifiably given little or no weight, the 1987 Report reflects the intent of the Congress that enacted the funding legislation necessary to give operative effect to the principal provisions of the Vaccine Act, including § 22(b)(1).
In sum, the text, structure, and legislative history of the Vaccine Act are fully consistent with petitionersâ reading of § 22(b)(1). Accordingly, I believe § 22(b)(1) exempts vaccine manufacturers from tort liability only upon a showing by the manufacturer in each case that the vaccine was properly manufactured and labeled, and that the side effects stemming from the vaccineâs design could not have been prevented by a feasible alternative design that would have eliminated the adverse side effects without compromising the vaccineâs cost and utility.
II
In contrast to the interpretation of § 22(b)(1) set forth above, the majorityâs interpretation does considerable violence to the statutory text, misconstrues the legislative history, and draws the wrong conclusions from the structure of the Vaceine Act and the broader federal scheme regulating vaccines.
As a textual matter, the majorityâs interpretation of § 22(b)(1) is fundamentally flawed in three central respects. First, the majorityâs categorical reading rests on a faulty and untenable premise. Second, its reading functionally excises 13 words from the statutory text, including the key term âunavoidable.â And third, the majority entirely ignores the Vaccine Actâs default rule preserving state tort law.
To begin, the majority states that â[a] side effect of a vaccine could always have been avoidable by use of a differently designed vaccine not containing the harmful element.â Ante, at 232. From that premise, the majority concludes that the statute must mean that âthe design of the vaccine is a given, not subject to question in the tort action,â because construing the statute otherwise would render § 22(b)(1) a nullity. Ibid. A tort claimant, according to the majority, will always be able to point to a differently designed vaccine not containing the âharmful element,â and if that were sufficient to show that a vaccineâs side effects were not âunavoidable,â the statute would pre-empt nothing.
The starting premise of the majorityâs interpretation, however, is fatally flawed. Although in the most literal sense, as the majority notes, a side effect can always be avoided âby use of a differently designed vaccine not containing the harmful element,â ibid., this interpretation of âunavoidableâ would effectively read the term out of the statute, and Congress could not have intended that result. Indeed, § 22(b)(1) specifically uses the conditional phrase âif the injury or death resulted from side effects that were unavoidable,â which plainly indicates that Congress contemplated that there would be some instances in which a vaccineâs side effects are âunavoidableâ and other instances in which they are not. See supra, at 252. The majorityâs premise that a vaccineâs side effects can always be âavoid[ed] by use of a differently designed vaccine not containing the harmful element,â ante, at 232, entirely ignores the fact that removing the âharmful
The majorityâs reading suffers from an even more fundamental defect. If Congress intended to exempt vaccine manufacturers categorically from all design defect liability, it more logically would have provided: âNo vaccine manufacturer shall be liable in a civil action for damages arising from a vaccine-related injury or death associated with the administration of a vaccine after October 1, 1988, if the vaccine was properly prepared and was accompanied by proper directions and warnings.â There would have been no need for Congress to include the additional 13 words âthe injury or death resulted from side effects that were unavoidable even though.â See TRW Inc. v. Andrews, 534 U. S. 19, 31 (2001) (noting âcardinal principle of statutory construction that a statute ought, upon the whole, to be so construed that, if it can be prevented, no clause, sentence, or word shall
In Bates v. Dow Agrosciences LLC, 544 U. S. 431 (2005), this Court considered an analogous situation where an express pre-emption provision stated that certain States â âshall not impose or continue in effect any requirements for labeling or packaging in addition to or different from those required under this subchapter.ââ Id., at 436 (quoting 7 U. S. C. § 136v(b) (2000 ed.)). The Bates Court stated:
âConspicuously absent from the submissions by [respondent] and the United States is any plausible alternative interpretation of âin addition to or different fromâ that would give that phrase meaning. Instead, they appear to favor reading those words out of the statute, which would leave the following: âSuch State shall not impose or continue in effect any requirements for labeling or packaging.â This amputated version of [the statute] would no doubt have clearly and succinctly commanded the pre-emption of all state requirements concerning labeling. That Congress added the remainder of the provision is evidence of its intent to draw a distinction between state labeling requirements that are pre-empted and those that are not.â 544 U. S., at 448-449.
As with the statutory interpretation rejected by this Court in Bates, the majorityâs interpretation of § 22(b)(1) functionally excises 13 words out of the statute, including the key term âunavoidable.â See Duncan v. Walker, 533 U. S. 167, 174 (2001) (âWe are especially unwillingâ to treat a statutory term as surplusage âwhen the term occupies so pivotal a place in the statutory schemeâ). Although the resulting âamputated versionâ of the statutory provision âwould no doubt have clearly and succinctly commanded the preemption of all stateâ design defect claims, the fact â[t]hat
Strikingly, the majority concedes that its interpretation renders 13 words of the statute entirely superfluous. See ante, at 236 (âThe intervening passage (âthe injury or death resulted from side effects that were unavoidable even thoughâ) is unnecessary. True enoughâ). Nevertheless, the majority contends that âthe rule against giving a portion of text an interpretation which renders it superfluous ... applies only if verbosity and prolixity can be eliminated by giving the offending passage, or the remainder of the text, a competing interpretation.â Ibid. According to the majority, petitionersâ reading of § 22(b)(1) renders the âeven thoughâ clause superfluous because, to reach petitionersâ desired outcome, â[i]t would suffice to say âif the injury or death resulted from side effects that were unavoidableâ â full stop.â Ante, at 237. As explained above, however, the âeven thoughâ clause establishes two additional prerequisitesâ proper manufacturing and proper labeling â to qualify for § 22(b)(l)âs exemption from liability. Contrary to the majorityâs contention, then, the âeven thoughâ clause serves an important function by limiting the scope of the pre-emption afforded by the preceding âifâ clause.
The majority also suggests that if Congress wished to preserve design defect claims, it could have simply provided that manufacturers would be liable for âdefective manufacture, defective directions or warning, and defective design.â Ante, at 233 (internal quotation marks omitted). Putting aside the fact that § 22(a) already preserves design defect claims (to the extent § 22(b)(1) does not apply), the majorityâs proposed solution would not have fully effectuated Congressâ intent. As the legislative history makes clear, Congress used the term âunavoidableâ to effectuate its intent that the âprinciple in Comment K regarding 'unavoidably unsafeâ products ... apply to the vaccines covered in the bill.â 1986 Report 26; see also 1987 Report 691. At the time of the Vaccine Actâs enactment in 1986, at least one State had expressly rejected comment k,
B
The majorityâs structural arguments fare no better than its textual ones. The principal thrust of the majorityâs position is that, since nothing in the Vaccine Act or the FDA's regulations governing vaccines expressly mentions design defects, Congress must have intended to remove issues concerning the design of FDA-licensed vaccines from the tort system. Ante, at 237. The flaw in that reasoning, of course, is that the FDAâs silence on design defects existed long before the Vaccine Act was enacted. Indeed, the majority itself concedes that the âFDA has never even spelled out in regulations the criteria it uses to decide whether a vaccine is safe and effective for its intended use.â
The majority also suggests that Congress necessarily intended to pre-empt design defect claims since the aim of such tort suits is to promote the development of improved designs and provide compensation for injured individuals, and the Vaccine Act âprovides other means for achieving both effectsâ â most notably through the no-fault compensation program and the National Vaccine Program. Ante, at 238-239, and nn. 57-60 (citing 42 U. S. C. §§ 300aa-l, 300aa-2(a)(1)-(3), 300aa-3, 300aa-25(b), 300aa-27(a)(1)). But the majorityâs position elides a significant difference between state tort law and the federal regulatory scheme. Although the Vaccine Act charges the Secretary of Health and Human Services with the obligation to âpromote the development of childhood vaccinesâ and âmake or assure improvements in .,. vaccines, and research on vaccines,â § 300aa-27(a), neither the Act nor any other provision of federal law places a legal duty on vaccine manufacturers to improve the design of their vaccines to account for scientific and technological advances. Indeed, the FDA does not condition approval of a vaccine on it being the most optimally designed among reasonably available alternatives, nor does it (or any other federal entity) ensure that licensed vaccines keep pace with technological and sci
Ill
In enacting the Vaccine Act, Congress established a carefully wrought federal scheme that balances the competing interests of vaccine-injured persons and vaccine manufacturers. As the legislative history indicates, the Act addressed âtwo overriding concernsâ: â(a) the inadequacy â from both the perspective of vaccine-injured persons as well as vaccine manufacturers â of the current approach to compensating those who have been damaged by a vaccine; and (b) the instability and unpredictability of the childhood vaccine market.â 1986 Report 7. When viewed in the context of the Vaccine Act as a whole, § 22(b)(1) is just one part of a broader statutory scheme that balances the need for compensating vaccine-injured children with added liability protections for vaccine manufacturers to ensure a stable childhood vaccine market.
The principal innovation of the Act was the creation of the no-fault compensation program â a scheme funded entirely through an excise tax on vaccines.
Instead of eliminating design defect liability entirely, Congress enacted numerous measures to reduce manufacturersâ liability exposure, including a limited regulatory compliance presumption of adequate warnings, see §300aa-22(b)(2), elimination of claims based on failure to provide direct warnings to patients, § 300aa-22(e), a heightened standard for punitive damages, § 300aa-23(d)(2), and, of course, immunity from damages for âunavoidableâ side effects, §300aa-22(b)(1). Considered in light of the Vaccine Act as a whole, §22(b)(l)âs exemption from liability for unavoidably unsafe vaccines is just one part of a broader statutory scheme that reflects Congressâ careful balance between providing adequate compensation for vaccine-injured children and conferring substantial benefits on vaccine manufacturers to ensure a stable and predictable childhood vaccine supply.
The majorityâs decision today disturbs that careful balance based on a bare policy preference that it is better âto leave complex epidemiological judgments about vaccine design to the FDA and the National Vaccine Program rather than juries.â Ante, at 239.
I respectfully dissent.
W. Keeton, D. Dobbs, R. Keeton, & D. Owen, Prosser and Keeton on Law of Torts 695 (5th ed. 1984).
See Silkwood v. Kerr-McGee Corp., 464 U. S. 238, 255 (1984); Brown v. Earthboard Sports USA, Inc., 481 F. 3d 901, 912 (CA6 2007) (â â[F]ederal preemption is an affirmative defense upon which the defendants bear the burden of proofâ â (quoting Fifth Third Bank v. CSX Corp., 415 F. 3d 741, 745 (CA7 2005))).
This leaves the question of what precisely § 22(b)(1) means by âunavoidableâ side effects, which I address in the next section.
Comment k provides as follows:
âUnavoidably unsafe products. There are some products which, in the present state of human knowledge, are quite incapable of being made safe for their intended and ordinary use. These are especially common in the field of drugs. An outstanding example is the vaccine for the Pasteur treatment of rabies, which not uncommonly leads to very serious and damaging consequences when it is injected. Since the disease itself invariably leads to a dreadful death, both the marketing and the use of the vaccine are fully justified, notwithstanding the unavoidable high degree of risk*255 which they involve. Such a product, properly prepared, and accompanied by proper directions and warning, is not defective, nor is it unreasonably dangerous. The same is true of many other drugs, vaccines, and the like, many of which for this very reason cannot legally be sold except to physicians, or under the prescription of a physician. It is also true in particular of many new or experimental drugs as to which, because of lack of time and opportunity for sufficient medical experience, there can be no assurance of safety, or perhaps even of purity of ingredients, but such experience as there is justifies the marketing and use of the drug notwithstanding a medically recognizable risk. The seller of such products, again with the qualification that they are properly prepared and marketed, and proper warning is given, where the situation calls for it, is not to be held to strict liability for unfortunate consequences attending their use, merely because he has undertaken to supply the public with an apparently useful and desirable product, attended with a known but apparently reasonable risk.â Restatement 353-354.
See, e. g., Smith ex rel. Smith v. Wyeth Labs., Inc., No. Civ. A 84-2002, 1986 WL 720792, *5 (SD W. Va., Aug. 21, 1986) (â[A] prescription drug is not âunavoidably unsafeâ when its dangers can be eliminated through design changes that do not unduly affect its cost or utilityâ); Kearl v. Lederle Labs., 172 Cal. App. 3d 812, 830, 218 Cal. Rptr. 453, 464 (1985) (âunavoid-abilityâ turns on â(i) whether the product was designed to minimize â to the extent scientifically knowable at the time it was distributed â the risk inherent in the product, and (ii) the availability ... of any alternative product that would have as effectively accomplished the full intended purpose of the subject productâ), disapproved in part by Brown v. Superior Ct., 44 Cal. 3d 1049, 751 P. 2d 470 (1988); Belle Bonfils Memorial Blood Bank v. Hansen, 665 P. 2d 118, 122 (Colo. 1983) (â[Ajpplieability of comment k . . . depends upon the co-existence of several factors,â including that âthe productâs benefits must not be achievable in another manner; and the risk must be unavoidable under the present state of knowledgeâ); see also 1 L. Frumer & M. Friedman, Products Liability §§ 8.07[1]-[2], pp. 8-277 to 8-278 (2010) (comment k applies âonly to defects in design,â and there âmust be no feasible alternative design which on balance accomplishes the subject productâs purpose with a lesser riskâ (internal quotation marks omitted)). To be sure, a number of courts at the time of the Vaccine Actâs enactment had interpreted comment k to preclude design defect claims categorically for certain kinds of products, see Hill v. Searle Labs., Additional Information