Henderson v. General Electric Co.

U.S. District Court12/8/2006
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Full Opinion

MEMORANDUM OF DECISION

SQUATRITO, District Judge.

On December 17, 2003, plaintiff Lisa Henderson (“Henderson”) filed this action alleging that her employer, General Electric Company (“GE”), discriminated against her because of her gender and race in violation of Title VII of the Civil Rights Act of 1964 and 1991. 42 U.S.C. §§ 2000e et seq. and 42 U.S.C. § 1981. Plaintiff filed an Amended Complaint on April 26, 2004 and a Second Amended Complaint on June 23, 2004. 1 On July 29, 2005, pursuant to Rule 56(b) of the Federal Rules of Civil Procedure, defendants filed a motion for summary judgment. (Dkt.# 44) For the reasons set forth herein, defendants’ motion is GRANTED. 2

I. FACTS

In 1987, the General Electric Company (“GE”) hired Lisa Henderson (“Henderson”) as a Customer Service Representative. From 1987 through 2002, Henderson worked in a variety of managerial and supervisory jobs for GE, during which time she performed at a high level. Henderson consistently placed at the top of the employee ranking scale and received performance awards for her work. In November 2001, Henderson was considered for a promotion to the position of “Director of Quality and Information Technology at GE IMV” in Riazzino, Switzerland. 3

*5 The parties dispute whether James Shepard (“Shepard”), the President and CEO of GE Digital Energy, or Antoinette Gawin (“Gawin”), the CEO of GE IMV, hired Henderson as the Director of Quality and Information Technology. Henderson was interviewed by Gawin; Paola Madri-sotti (“Madrisotti”), the Human Resources Manager for GE IMV; and John Burns (“Burns”), the Quality Leader in Europe. During the interview process, Gawin’s boss was replaced by Shepard. Thus, Henderson also met with Shepard, although the parties dispute whether this meeting was just a “formality.” Henderson received a letter signed by Gawin and Madrisotti, which offered her the position of Director of Quality and Information Technology of GE Systems.

Henderson assumed her new post on January 20, 2002. In her new role, she was responsible for both Six Sigma and IT projects. Six Sigma is a methodology used by GE to improve business performance through statistical analysis, and IT refers to Information Technology. Initially, plaintiff worked on both Six Sigma and IT projects. Then, in February or March of 2002, Gawin and the head of Information Technology, Mark Lovelace, told Henderson to devote 100% of her resources to a large IT project known as SAP. Plaintiff served as the Joint Project Manager of the SAP project from approximately March 2002 until late August or early September 2002. As a result of Henderson’s performance, she was given the highest award possible at GE.

In the interim, in February or March 2002, Burns left his position. Shepard hired Burns’s replacement, Brigitte La-Croix (“LaCroix”), during the month of July, 2002. LaCroix was given the responsibility of supervising Six Sigma projects for all the GE Digital Energy businesses, including GE IMV. Upon starting her new assignment, LaCroix discovered that very little progress had been made with regard to Six Sigma implementation. LaCroix testified that she was under pressure from Shepard to increase the number of Six Sigma projects and that she discussed Henderson’s performance with Blanca Bla-ney (“Blaney”), the Human Resources Manager for GE Digital Energy. Blaney also provided deposition testimony that in July or August of 2002, LaCroix approached her regarding Henderson’s performance. (Dkt. #44-10, Blaney Dep., Ex. 13 at 44:2-16.) Henderson alleges that during this time period she was completely devoted to SAP, and that Blaney and LaCroix never conveyed Shepard’s displeasure regarding the lack of Six Sigma projects to her.

After LaCroix assumed the position of Quality Leader, she told Blaney and Lovelace that she wanted Henderson to be fully dedicated to Six Sigma. In August 2002, LaCroix approached Henderson to discuss whether Henderson would work exclusively on Six Sigma. The parties dispute whether LaCroix gave Henderson the option of choosing between IT and Six Sigma. Henderson asserts that LaCroix informed her that she would only be working on Six Sigma, while LaCroix and Blaney provided deposition testimony that Henderson was given a choice and that she selected Six Sigma. In September 2002, Henderson resumed her work on Six Sigma and all of her IT responsibilities were assigned to Jean-Michele Zwygart.

The parties dispute the quality of Henderson’s work once she resumed work on Six Sigma. An August 16, 2002 email from LaCroix to Henderson contained a list of items for Henderson to work on. These items included several completion *6 deadlines. Defendants assert that Henderson missed all of these deadlines while Henderson maintains that she only missed some of the deadlines because of circumstances beyond her control.

On October 1, 2002, Henderson missed a planned meeting with LaCroix, Blaney, and Madrisotti. Henderson sent an e-mail to LaCroix, Blaney, and Madrisotti apologizing for missing the meeting and explaining that she was “stuck in another meeting and lost track of time.” (Dkt.# 44, Ex. 2.) LaCroix forwarded this email to Shepard and Blaney and indicated that she was concerned about Henderson’s “ability to follow through and take her ... role seriously.” Id. In the same email, LaCroix also stated that she would give Henderson “through the end of the year where we can then make an evaluation,” and that she would “provide the coaching and give her [Henderson] all the tools and support she needs to be successful.” Id. Henderson was unaware of the email at the time it was sent.

On October 29, 2002, LaCroix reviewed a document entitled “Project Plan for Lisa Henderson” with Henderson over a conference call. (Dkt.# 44, Ex. 3.) Prior to the teleconference, LaCroix forwarded the plan to Blaney and Mauro Canova (“Cano-va”), the General Manager for GE IMV. Then, on November 7, 2002, LaCroix again discussed this project plan with Henderson over a conference call. LaCroix noted that Henderson missed several deadlines, which Henderson contends were not deadlines at all, but merely target dates. During the teleconference, Henderson questioned whether the project plan was a formal “Performance Improvement Plan.” 4 When LaCroix responded that the project plan was a Performance Improvement Plan, Henderson became upset. The parties dispute whether Henderson hung-up on LaCroix or whether the call mutually ended. Following this conversation, La-Croix emailed Blaney to express her concerns about Henderson. (Dkt #44, Ex. 4.) In this email, LaCroix again noted that she hoped to have a review of Henderson’s performance in mid-January. Thereafter, Henderson, LaCroix, Canova, and Blaney had a teleconference where Blaney explained that Henderson was not on a formal “Performance Improvement Plan” because the proper procedures had not been followed.

On November 12, 2002, Henderson made three separate presentations to Shepard on Billing Accuracy and Post Sales Service Issue Resolution. Henderson was praised for her performance. Then, on December 3, 2002, Henderson along with the two Quality Leaders from the other two GE Digital Energy businesses made presentations to Shepard. The presentations were considered a “dry run” for a report that Shepard and LaCroix would present to Shepard’s boss, Lloyd Trotter, President of Industrial Systems. Henderson admits that there were technical problems with her presentation and that she was unable to answer a question posed to her by Shepard. 5 Her PowerPoint slides were missing information and contained incorrect graphs and incomplete templates. Additionally, some of her pie charts were missing numbers, while others had numbers off the page. LaCroix considered the presentation to have gone “very poorly.” *7 (Dkt. # 44, LaCroix Dep., Ex. 9 at 165:23.) Shepard spoke with Henderson after the presentation to express his disappointment and to question whether Henderson should continue in her current role. Shepard also spoke with Blaney, who was not present for the presentation, and told her that Henderson’s performance was “totally unacceptable.” (Dkt. # 44, Blaney Dep., Ex. 10 at 122:5.) Shepard indicated that he never wanted to have a meeting like that again with one of his leaders.

Later that day, LaCroix expressed her disappointment with Henderson’s presentation by calling and emailing Henderson. Henderson responded to LaCroix’s email, indicating that she had fallen short on delivering what she had been responsible for and that she was not proud of her performance. Then, on Thursday, December 5, 2002, a conference call was set up between Henderson, LaCroix, and Canova to discuss Henderson’s performance at the December 3, 2002 meeting. Henderson and Canova were in Canova’s office in Switzerland, while LaCroix was at GE Digital Energy in Georgia. During the conversation, LaCroix discussed Henderson’s presentation and informed her that she was being placed on a formal “Performance Improvement Plan.” Thereafter, Henderson became very upset. She provided the following deposition testimony regarding this meeting:

the statement was said from Brigitte [LaCroix] that I was going to be put on the performance plan, and I told both Brigitte [LaCroix] and Mauro [Canova] that I no longer — if I had to be put on a performance plan, that I no longer wanted to work in the business, and Brigitte [LaCroix] asked me if I was — -was my resignation; was I resigning. I said I no longer wanted to be in the business. Then she asked again, does that mean you want to resign, and I said yes.
She immediately left the phone and went to get Blanca [Blaney] and bring Blanca [Blaney] onto the phone. Blanca [Blaney] came on the call, and her first question she asked me was what date did I want to leave — did I want to depart.
The situation was emotional then. I was in the room with Mauro [Canova]. I was crying in the room with Mauro [Canova], and Mauro [Canova] just asked that we all just stop and take a break and that we regroup on Monday. ...

(Dkt. #49-4, Henderson Dep., Ex. 2 at 7:14 -8:7.) LaCroix testified that the only reason the meeting was continued until Monday was to work out the details surrounding Henderson’s resignation. Henderson counters that she did not resign and that the purpose of the Monday meeting was to continue to discuss her performance and her future at GE after she had composed herself. She avers, “When I made this statement [that I no longer wanted to work in the business], I was referring to the fact that I no longer wanted to work with Ms. LaCroix and Mr. Shepard. I had no intention of giving up my 15 year career with General Electric.” (Dkt. # 49-3, Henderson Affi, Ex. 1 ¶ 15.) In addition, Henderson testified, “After the meeting was over, when everyone was off the phone Mauro [Canova] and I continued to talk. Mauro [Canova] could physically see that I was upset. Mauro [Canova] told me to take the time to think about it. And that’s what I did. And I left his office and I went back to work.” (Dkt. # 49-4, Henderson Dep., Ex. 2 at 22:4-10).

At some point following the conference call of December 5, 2002, Blaney informed Shepard that Henderson had resigned and that her resignation had been accepted. Henderson, however, returned to work on *8 Friday, December 6, 2002. When Henderson returned to the office, no one informed her that she was no longer considered an employee. In addition, Henderson reported for work on Monday, December 9, 2002. She testified, “On the Monday [December 9, 2002], I spoke with Mauro [Canova] first, and we talked and I told him that I thought about it, and I had decided not to resign and that I was going to stay with the business.” (Dkt. # 49-4, Henderson Dep., Ex. 2 at 23:5-8.) Thereafter, Canova, Henderson, Blaney, and La-Croix participated in a conference call. Henderson stated that she wanted to rescind her resignation, but LaCroix and Blaney refused, explaining that they had already accepted her resignation. According to LaCroix, she did not allow Henderson to rescind her resignation both “because of her performance” and because she had “lost confidence in her [Henderson’s] ability to perform in that position.” (Dkt. # 44, LaCroix Dep., Ex. 9 at 197:16-17.) Blaney agreed. She testified that “it is not in the best interest of the corporation to maintain leaders who cannot make decisions,” and that GE “can’t afford to have those leaders making decisions who are going to change their minds.” (Dkt. #44, Blaney Dep., Ex. 10 at 146-47:22-3.) According to both Blaney and LaCroix, Henderson would not have been terminated if she had not resigned. The parties do not dispute that Shepard approved Blaney and LaCroix’s decision not to allow Henderson to rescind her resignation. (Dkt.# 49-2, ¶ 40.)

After the December 9, 2002 conference call, Henderson refused to submit an official letter of resignation. She returned to work on December 10, 2002, and December 11, 2002. On Wednesday, December 11, 2002, Canova told Henderson to leave the building and to wait for further instruction from the company. Thereafter, Shepard, Canova, and LaCroix sent a termination letter to Henderson dated December 16, 2002. The letter reads,

This is to confirm our meeting on Thursday, December 5, 2002 in which you announced to us your resignation from GE Digital Energy SA and our subsequent discussions. At that meeting, you voluntarily resigned, as we understood you did not want to continue in your role. We agreed to accept your resignation and begin your transition. Given your emotional state we all agreed to give you time to collect yourself and we would follow up on the transition plan on Monday December 9, 2002.
We were surprised, therefore, when you came back into the office and stated that you wanted to retract your resignation. Given the performance issues we have discussed and the feedback you received concerning your presentation to the CEO last week, we do not feel able to continue the employment relationship and have to insist on the validity of your resignation. Given what has happened, we sent you home pending confirmation of your status.
Accordingly and for the avoidance of any doubt as to the status of your employment with GE Digital Energy SA this letter serves as notice that we are terminating your employment should your resignation against our expectations not be valid.

(Dkt.# 44-7, Ex. 9.) Henderson was paid until March 2003.

The parties dispute whether Henderson was permitted to return to GE IMV during her severance period and whether she was allowed to return company property and to pick up her personal property. The parties also dispute who performed Henderson’s duties following her departure. Defendants maintain that the Six Sigma program was restructured and that *9 Janice Burr, a female employee working in the United States, assumed Henderson’s responsibilities. Henderson argues that her employer offered her position to Ota-vio Kehdi (“Kehdi”) and that although he declined the offer, he performed some of her duties, such as staff meetings and updates.

According to Henderson, her termination was a product of gender discrimination. In support of this assertion, Henderson argues: (1) during her tenure at GE IMV, Shepard terminated four female executives and replaced them with men; (2) these females told her that they were removed because they were women; (3) she witnessed Shepard make sexist comments about Blaney; and (4) the male employees who gave poor presentations or resigned were treated more favorably than she was. Specifically, Henderson alleges that GE IMV was referred to as “the company run by women” and that Shepard replaced Cigdem Kasdan (“Kasdan”), Gaw-in, Madrisotti, and Henderson with male employees. The parties agree that Kas-dan, the Chief Financial Officer, and Gaw-in, the CEO of GE IMV in Switzerland, were both removed for performance reasons. Kasdan was replaced by Neville Jones, and Gawin was replaced by Mauro Canova. Both Jones and Canova are males. Madrisotti, the former Human Resources Manager of GE IMV, resigned and was replaced by Fausto Polumbo, also a male employee. The parties dispute whether Madrisotti resigned to start her own business or because she felt that she was being discriminated against. The parties also dispute whether Henderson was replaced with a male or a female employee.

In further support of her claim that Shepard removed Gawin, Kasden, and Ma-drisotti because they were women, Henderson testified that Gawin, Kasdan, and Madrisotti told her that they believed they were removed because they were women. Indeed, Henderson alleges that when Madrisotti was leaving the company she stopped by Henderson’s office and warned her that “they were getting rid of the women in the company and [she] was next.” (Dkt. # 49-4, Henderson Dep., Ex. 2 at 39:7-9.) Henderson also claims that following her termination, she spoke with Neville Jones (“Jones”), the new Chief Financial Officer, and that Jones also felt that Henderson, Gawin, and Kasdan, were terminated because they were women. Henderson, however, did not submit sworn affidavits or deposition testimony of Gaw-in, Kasdan, Madrisotti, or Jones.

As further evidence that Shepard discriminated against women, Henderson alleges that other employees warned her about Shepard’s attitude towards women. According to Henderson, her prior boss, Gary Randolph, told her “to be very careful, because Jim [Shepard] didn’t play fair and that he had a problem with women.” (Dkt. #49^4, Henderson Dep., Ex. 2 at 162:12-14.) She also asserts that Blaney testified (1) that Gawin told her that she was uncomfortable around Shepard because he had been demeaning towards her and (2) that Madrisotti told Blaney that Shepard put more pressure on Gawin than on her male colleagues. In her deposition, however, Blaney testified that she did not recall whether anyone specifically told her that Shepard was biased against women. (Dkt. #44, Blaney Dep., Ex. 10 at 112-13:25-1.) Blaney also characterized the conflict between Gawin and Shepard as one of clashing personalities, not one of gender bias. (Dkt. # 44, Blaney Dep., Ex. 10 at 111:11.)

Henderson also testified that Shepard made demeaning remarks toward Blaney. Henderson claims that at a staff meeting, she witnessed Shepard made a derogatory remark about Blaney leaving to “fix her *10 lipstick” when Blaney excused herself from the meeting. (Dkt. # 44, Henderson Dep., Ex. 8 at 56:6-7.) She also states that on another occasion, Shepard commented about Blaney wearing a skirt and high heels on the factory floor. (Dkt. #44, Henderson Dep., Ex. 8 at 40:14-18.)

Lastly, Henderson claims that she was treated differently than her male co-workers. She claims: (1) that she was excluded from the annual sales meeting because she was a woman; (2) Tiziano Christian and Mohammed Alwan, two male employees, were not terminated even though they made poor presentations to Shepard; (3) male employees were allowed to rescind their resignations; and (4) Henderson was locked out of the building following her termination and was denied the opportunity to access the GE network or find alternative work within GE.

II. DISCUSSION

A. Defendants’ Motion To Strike

Defendants urge the court not to consider Henderson’s deposition testimony that Gawin, Kasdan, and Madrisotti told her that they believed the reason they were leaving GE IMV was because they were women. Defendants maintain that these statements are inadmissible and that the court cannot consider them when deciding the pending motion for summary judgment because they are unsupported, speculative, and hearsay. (Dkt. # s 44, 56.) The court shall construe defendants’ request as a motion to strike.

1. Standard Of Review

“[A] motion to strike is appropriate if documents submitted in support of a motion for summary judgment contain in-admissable hearsay . or conclusory statements, are incomplete, or have not been properly authenticated.” Merry Charters, LLC v. Town of Stonington, 342 F.Supp.2d 69, 75 (D.Conn.2004) (citing Spector v. Experian Info. Serv. Inc., 321 F.Supp.2d 348, 352 (D.Conn.2004)). “In ruling on a motion to strike, the court applies the Federal Rules of-Evidence to determine whether evidence would be admissible at trial and thus whether a court can consider them in a ruling on a motion for summary judgment.” Glynn v. Bankers Life and Cas. Co., No. 3:02CV1802 (AVC), 2005 WL 2028698, at *1 (D.Conn. Aug.23, 2005) (citing Raskin v. Wyatt Co., 125 F.3d 55, 66 (2d Cir.1997)). Rule 56(e) of the Federal Rules of Civil Procedure requires that “[supporting and opposing affidavits shall be made on personal knowledge, shall set forth such facts as would be admissible in evidence, and shall show affirmatively that the affiant is competent to testify to the matters stated therein.” Fed.R.Civ.P. 56(e).

2. Analysis

Defendants contend that Henderson’s deposition testimony that Gawin, Kasdan, and Madrisotti told her that they were leaving GE IMV because they were women constitutes hearsay, which the court cannot consider when deciding a motion for summary judgment. “Hearsay is a statement,' other than one made by the declarant while testifying at trial or hearing, offered in evidence to prove the truth of the matter asserted.” Fed.R.Evid. 801(c). While testifying at her deposition, Henderson repeated comments that Gaw-in, Kasdan, and Madrisotti told her during private conversations that were not part of a court proceeding. With respect to Gaw-in, Henderson testified that Gawin told her “[t]hat she [Gawin] believed that Jim [Shepard] had a problem with women and that her [Gawin’s] departure was because she was a woman and she was concerned with my [Henderson’s] well-being.” (Dkt. # 49-4, Henderson Dep., Ex. 2 at 53:17- *11 20.) Henderson also testified that Kasdan said that her removal “was based on the fact that she [Kasdan] was a woman.” (Dkt. # 49-4, Henderson Dep., Ex. 2 at 58:6-7.) As for Madrisotti, Henderson testified, “[t]hat Paola [Madrisotti] had stopped by my office to warn me to beware, because they were getting rid of the women in the company and that I was next.” (Dkt. # 49-4, Henderson Dep., Ex. 2 at 39:7-9.) In each instance, Henderson is offering out of court assertions, made by her co-workers, for the truth of the matter asserted. As such, defendants argue that these statements are inadmissible hearsay. Henderson, however, argues that these assertions qualify as non-hearsay statements pursuant to Federal Rule of Evidence 801(d)(2)(D).

A statement is not hearsay if it is “a statement by the party’s agent or servant concerning a matter within the scope of the agency or employment, made during the existence of the relationship.” Fed. R.Evid. 801(d)(2)(D). To support the introduction of statements offered against an employer, the plaintiff must establish, (1) the existence of the agency relationship, (2) that the statement was made during the course of the agency relationship, and (3) that it relates to a matter within the scope of the agency. Pappas v. Middle Earth Condominium, Assoc., 963 F.2d 534, 537, (2nd Cir.1992).

It is undisputed that both Gawin and Kasdan were agents of GE because Gawin was the CEO of GE IMV and Kas-dan was the Chief Financial Officer of GE IMV. Although it is unclear precisely when Gawin and Kasdan made these statements, neither statement qualifies as an admission by a party opponent under Federal Rule of Evidence 801(d)(2)(D) because neither statement relates to a matter within the scope of the agency relationship. Gawin’s comment that she believed that Shepard had a problem with women and Kasdan’s remark that her removal was based on the fact that she was a woman do not qualify as statements that Gawin or Kasdan made in their official capacity as GE executives. Rather, they are Gawin’s and Kasdan’s opinions about the circumstances surrounding their own impending termination, which do not fall within the scope of their agency powers. Accordingly, these statements, which do not satisfy Federal Rule of Evidence 801(d)(2)(D), shall be stricken as inadmissible hearsay.

Defendants also seek to strike Henderson’s testimony that Madrisotti stopped by her office following the departure of the Gawin and Kasdan to warn Henderson “to beware because they were getting rid of the woman in the company and [Henderson] would be next.” (Dkt. # 49-4, Henderson Dep., Ex. 2 at 39:7-9.) According to Henderson, these statements were made “on the day that she [Madrisot-ti] was leaving the facility.” (Dkt. #44, Henderson Dep., Ex. 8 at 38:22-23.) It is unclear from the record whether Madrisot-ti was still an agent of GE when she made these statements to Henderson. Madri-sotti’s personal reasons for voluntarily leaving the company, however, are distinct from her authority to speak as an executive. Additionally, the warnings she gave to Henderson do not fall within the scope of her agency powers because she did not provide them within her official capacity as a GE executive. Therefore, Madrisotti’s statements do not satisfy Federal Rule of Evidence 801(d)(2)(D). Accordingly, Henderson’s deposition testimony as to what Madrisotti told her is stricken as hearsay.

Defendants’ motion to strike, as inadmissible hearsay, Henderson’s deposition testimony that Gawin, Kasdan and Madri-sotti told her that, in their opinion, the *12 reason they were leaving GE IMV was because they were women is GRANTED. 6

B. Defendants’ Motion For Summary Judgment

Henderson accuses defendants of discriminating against her on the basis of her gender in violation of Title VII. Defendants claim Henderson has not brought forth sufficient evidence to sustain her claim and seek summary judgment.

1. Summary Judgment Standard

A motion for summary judgment may be granted, “if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue of fact and that the moving party is entitled to judgment as a matter of law.” Fed. R.Civ.P. 56(c). Summary judgment is appropriate if, after discovery, the nonmov-ing party “has failed to make a sufficient showing on an essential element of [its] case with respect to which [it] has the burdens of proof.” Celotex Corp. v. Catrett, 477 U.S. 317, 323, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986). “The burden is on the moving party ‘to demonstrate the absence of any material factual issue genuinely in dispute.’ ” American Int’l Group, Inc. v. London Am. Int’l Corp., 664 F.2d 348, 351 (2d Cir.1981) (quoting Heyman v. Commerce & Indus. Ins. Co., 524 F.2d 1317, 1319-20 (2d Cir.1975)). A dispute concerning a material fact is genuine “ ‘if evidence is such that a reasonable jury could return a verdict for the nonmoving party.’ ” Aldrich v. Randolph Cent. Sch. Dist., 963 F.2d 520, 523 (2d Cir.1992) (quoting Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986)). The court must view all inferences and ambiguities in a light most favorable to the nonmoving party. See Bryant v. Maffucci, 923 F.2d 979, 982 (2d Cir.1991). “Only when reasonable minds could not differ as to the import of the evidence is summary judgment proper.” Id.

2. Discrimination Claim

Henderson claims that she was terminated because of her gender. Title VII of the Civil Rights Act of 1964 makes it unlawful for an employer to discriminate against its employees because of an employee’s sex. 42 U.S.C. § 2000e-2(a)(l). One method of proving gender discrimination is for the plaintiff to introduce circumstantial evidence by way of the burden-shifting framework established in McDonnell Douglas Corporation v. Green, 411 U.S. 792, 93 S.Ct. 1817, 36 L.Ed.2d 668 (1973), and its progeny. Specifically, plaintiff must initially prove a prima facie case of gender discrimination by demonstrating that she suffered an adverse employment action under circumstances supporting a reasonable inference of gender discrimination. See Patterson v. County of Oneida, N.Y., 375 F.3d 206, 221 (2d Cir.2004). To establish a prima facie case of gender discrimination, the plaintiff must prove that (1) she was a member of a protected class; (2) she was qualified for the position she held; (3) she suffered an adverse employment action; and (4) the adverse employment action occurred under circumstances giving rise to an inference *13 of discrimination. See Patterson, 375 F.3d at 221; Norville v. Staten Island University Hospital, 196 F.3d 89, 95 (2d Cir.1999); Schnabel v. Abramson, 232 F.3d 83, 87 (2d Cir.2000). Plaintiffs burden in this regard has been described as “minimal.” Zimmermann v. Associates First Capital Corp., 251 F.3d 376, 381 (2d Cir.2001). “The mere fact that a plaintiff was replaced by someone outside the protected class will suffice for the required inference of discrimination at the prima facie stage of Title VII analysis.” Id.

If the plaintiff is able to establish the elements of her prima facie case, a presumption arises that the employer unlawfully discriminated against her, and the burden shifts to the employer to articulate a legitimate, non-discriminatory reason for the adverse action. See id.; Stern v. Trustees of Columbia University, 131 F.3d 305, 312 (2d Cir.1997). The reason provided must be both “clear and specific.” Meiri v. Dacon, 759 F.2d 989, 997 (2d Cir.1985). The defendant’s burden at this stage is one of production only; the defendant is not required to prove that its stated reason actually motivated its actions. The burden of persuasion rests, at all times, with plaintiff to prove that she was discriminated against because of her gender. Zimmermann, 251 F.3d at 381; Farias v. Instructional Systems, Inc., 259 F.3d 91, 98 (2d Cir.2001).

Once the employer has articulated a legitimate non-discriminatory reason for the adverse employment action, the presumption dissipates and the burden shifts back to the plaintiff to prove by a preponderance of the evidence that the “legitimate reasons offered by the defendant were not its true reasons, but were a pretext for discrimination.” Patterson, 375 F.3d at 221. In order to avoid summary judgment at this stage, the plaintiff must show that there is sufficient evidence to permit a rational jury to infer that the employer’s stated reason is a pretext for discrimination. Conclusory and substantially unsupported assertions of pretext are inadequate in this regard. See id. (citing Smith v. American Express Co., 853 F.2d 151, 154-55 (2d Cir.1988)). To meet this burden, the plaintiff may rely on “evidence constituting the prima facie case, together with supportable inference to be drawn from the false or erroneous character of the employer’s proffered reason for the adverse action.” Carlton v. Mystic Transportation, Inc., 202 F.3d 129, 135 (2d Cir.2000); see also Reeves v. Sanderson Plumbing Products, Inc., 530 U.S. 133, 142, 120 S.Ct. 2097, 147 L.Ed.2d 105 (2000). The plaintiff is not required to prove that the prohibited motivation was the sole or even the principal factor in the decision, or that the employer’s proffered reasons played no role in the employment decision, but only that the plaintiffs membership in a protected class contributed to the employer’s decision. See Holtz v. Rockefeller & Co., 258 F.3d 62, 78-79 (2d Cir.2001); Renz v. Grey Advertising, Inc., 135 F.3d 217, 220-22 (2d Cir.1997); Cronin v. Aetna Life Ins. Co., 46 F.3d 196, 203 (2d Cir.1995).

Whether a plaintiff met her ultimate burden of proving discrimination should be determined on a case-specific approach upon consideration of a number of factors, including the strength of the prima facie case, the probative value of any proof that the employer’s stated reason for the adverse employment action is false, and any other evidence that supports the employee’s case and that properly may be considered in a motion for summary judgment as a matter of law. See Zimmermann, 251 F.3d at 381 (citing Reeves, 530 U.S. at 148-49, 120 S.Ct. 2097). Proof that the employer’s proffered reason for the adverse employment action is unworthy of belief *14 constitutes “circumstantial evidence that is probative of intentional discrimination.” Reeves, 530 U.S. at 147, 120 S.Ct. 2097. Evidence that the employer’s reason is false, combined with the prima facie case, could be sufficient to allow the issue to go to the jury. See Reeves, 530 U.S. at 148, 120 S.Ct. 2097. Summary judgment may be granted if the record reveals conclusively that there was “some other nondiscriminatory reason for the employer’s decision [or] the plaintiff created only a weak issue of fact as to whether the employer’s reason was untrue, and there was abundant and uncontradicted evidence that no discrimination had occurred.” Reeves, 530 U.S. at 148, 120 S.Ct. 2097.

Here, both parties have met their respective initial burdens with respect to the first two steps of the burden shifting analysis. Henderson has established a prima facie case of gender discrimination. She was female, she was qualified for the position she held, and she did suffer an adverse employment action when she was terminated. With regard to circumstances giving rise to an inference of discriminatory intent, Henderson offers evidence that a male employee, Otavio Kehdi (“Kehdi”), was offered her job. Henderson further maintains that Kehdi assumed her duties. The defendants dispute Henderson’s assertion. They claim that no one was hired to replace Henderson because Six Sigma was reorganized and Janice Burr, a female employee already working for GE in the United States, was assigned Henderson’s duties in addition to her prior responsibilities. While the parties dispute whether a male or female employee assumed Henderson’s duties, at the summary judgment stage, such ambiguities must be viewed in a light most favorable to the nonmoving party. See Bryant, 923 F.2d at 982. Therefore, Henderson’s offer of proof that Kehdi assumed her duties is sufficient to give rise to an inference of discriminatory intent at this stage in the analysis. See Zimmermann, 251 F.3d at 381-82 (finding that the evidence necessary to establish a prima facie case is “minimal” and “de minimis” and that the mere fact the plaintiff was replaced by someone outside the protected class will suffice for the inference of discrimination at this stage.)

In response to Henderson’s prima facie claim, defendants have articulated a nondiscriminatory reason for Henderson’s departure from the company. The defendants have offered evidence showing that Henderson had a documented period of inadequate performance, culminating in her poor presentation on December 3, 2002. According to the defendants, following this poor performance, Henderson resigned on December 5, 2002. It was only after Henderson later refused to submit a letter of resignation that GE sent her a letter of termination. Defendants assert that Henderson was not allowed to retract her resignation because of her failure to meet expectations and because her superiors had lost confidence in her ability to perform the required duties of her position. This offer of proof is sufficient to meet the defendants’ burden at this stage in the analysis. See Reeves, 530 U.S. at 142, 120 S.Ct. 2097.

The burden, therefore, shifts back to Henderson to prove by a preponderance of the evidence that defendants’ proffered reasons are not true and that the true reason for Henderson’s termination was impermissible gender discrimination. See Carlton, 202 F.3d at 135.;

Additional Information

Henderson v. General Electric Co. | Law Study Group