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Full Opinion
ORDER DENYING PFIZERâS MOTION FOR PARTIAL SUMMARY JUDGMENT
INTRODUCTION
Victor Motus suffered from depression. To help deal with that illness, sometime in November 1998 he began taking the drug âZoloft,â which is manufactured by defendant Pfizer Inc. (âPfizerâ). Zoloft was prescribed and supplied to Victor Motus by his internist, to whom Pfizer had provided a supply of Zoloft as a sample. For the approximately one week that he took Zoloft, Victor Motus experienced agitation, confusion and suicidal thinking. On November 12, 1998, he took his life by shooting himself.
Plaintiff Flora Motus (âMotusâ) was married to Victor Motus. She has brought this lawsuit, removed here from state court, seeking recovery on three claims: *1087 (1) âwrongful death/negligenceâ; (2) strict liability; and (3) âsurvival actionâ for the pain, suffering and losses that Victor Mo-tus sustained while using Zoloft. Her complaint alleges, among other things, that Pfizer ânegligently ... fail[ed] to adequately warn the medical community, the general public and plaintiffs decedent, Victor Motus ... of the dangers, contraindications and side effects ... of Zoloftâ [Complaint, ¶ 27] and that in the United States âZoloft was not properly labeled by defendants 1 ... and was not accompanied by proper warnings for safe, informed use ... [T]he labeling ... did not warn physicians in general and Decedent in particular of the dangers inherent in its use, particularly that the drug can cause the user to become violent and suicidal.â Complaint, ¶ 58.
Here is the suicide-related precaution that Pfizer gave:
Suicide â The possibility of a suicide attempt is inherent in depression and may persist until significant remission occurs. Close supervision of high risk patients should accompany initial drug therapy. Prescriptions for Zoloft (sertraline) should be written for the smallest quantity of capsules consistent with good patient management, in order to reduce the risk of overdose.
DSUF, ¶ 20.
Now Pfizer has moved for partial summary judgment dismissing plaintiffs âinadequate warningâ claims. Pfizer seeks an order that as a matter of law it may not be held liable for its failure to include in the labeling for Zoloft a warning of the risk of suicide. Pfizer argues that under both California law and federal âconflictâ preemption doctrine, plaintiffs state law claims based on Pfizerâs failure to include a suicide warning in Zoloftâs labeling are barred because the Food and Drug Administration (âFDAâ) has already considered and rejected the inclusion of such a warning in Zoloftâs labeling. Motus responds that 1) although FDA did approve Pfizerâs proposed labeling for Zoloft without the suicide warning, FDA did not prohibit Pfizer from adding such a warning and 2) Congress has not preempted state tort law claims for failure to warn just because FDA has approved a manufacturerâs proposed warnings.
The Court DENIES defendantâs motion for partial summary judgment. As set forth in more detail below, Pfizer has failed to establish that a plaintiff is barred from asserting state law tort claims based on failure to warn of a suicide risk.
FACTS 2
A. Statutory Background
One aspect of the FDAâs mission is to ensure that drugs sold in the United States are âsafe and effective.â 21 U.S.C. § § 355(d) and 393(b)(2)(B). To obtain FDA approval of a drug, a manufacturer must submit a New Drug Application (âNDAâ). 21 U.S.C. § 355(b). NDAs must include: âfull reports of investigations which have been made to show whether or not such drug is safe for use and whether such drug is effective in use ... and specimens of the labeling proposed to be used for such drug.â Id. The FDA will disapprove an NDA if:
(1) the investigations ... do not include adequate tests ... to show whether or not such drug is safe for use ... (2) the results of such tests show that such drug is unsafe for use ... or do not show that such drug is safe for use ... (4) ... [there is] insufficient information to determine whether such drug is safe for use ... or (7) based on a fair evaluation of all material facts, [the productâs] labeling is false or misleading in any particular. ..
21 U.S.C. § 355(d).
If FDA approves an NDA, FDA will withdraw that approval if:
*1088 clinical or other experience, tests, or other scientific data show that such drug is unsafe ... [or] that new evidence of clinical experience, not contained in such application or not available to the Secretary until after such application was approved, or tests by new methods, or tests by methods not deemed reasonably applicable when such application was approved, evaluated together with the evidence available to the Secretary when the application was approved, shows that such drug is not ... safe for use ... or that the application contains any untrue statement of a material fact.
21 U.S.C. § 355(e).
B. The Zoloft New Drug Application
On April 13, 1988, Pfizer submitted an NDA to the FDA seeking approval to market Zoloft for treatment of depression. Defendantâs Statement of Uncontroverted Facts (âDSUFâ), ¶ 11. Zoloft is the registered trademark and brand name in the United States for sertraline hydrochloride. DSUF, ¶ 2. Sertraline hydrochloride is one of a class of medicines commonly referred to as âselective serotonin reuptake inhibitors,â or âSSRIs.â Id.
Pursuant to Title 21 U.S.C. § 355, the statute governing New Drug Applications, Pfizer submitted 117 volumes of safety and efficacy data on Zoloft that Pfizer had developed during the preceding seven years. DSUF, ¶ 12; 21 U.S.C. § 355(b). These submissions included information about suicidality in patients given Zoloft, placebos and other drugs, although plaintiff disputes the completeness and accuracy of the information. DSUF, ¶ 13; Opposition, passim.
On November 19, 1990, FDA convened a committee of experts, the Psycho-pharmacological Drugs Advisory Committee (âPDACâ), to review the Zoloft NDA and to advise FDA regarding the medicineâs safety and efficacy. DSUF, ¶ 14. As part of his presentation of safety data, one of the PDAC experts, Dr. James Knudson, addressed suicide attempts in Zoloft, placebo and active-control treated patients during the clinical studies of Zoloft. DSUF, ¶ 17. Dr. Knudson stated that:
Realizing the difficulty in interpreting data where analyses ignore differential exposure time, this table does show that disproportionate numbers of suicides do not occur among the three treatment groups. All suicide attempts appeared in depressed patients, none in the obese.
Id. At the conclusion of the meeting, the PDAC voted unanimously that the evidence Pfizer produced had shown that Zoloft âis safe when used in the treatment of depression.â DSUF, ¶ 18.
On September 30, 1991, FDA issued its âapprovableâ letter - for the Zoloft NDA. DSUF, ¶ 18. The letter stated that FDA has âproposed a number of changes to the draft labeling submitted in your July 24, 1990 amendmentâ and it proposed some different labeling. Id. The precaution section of the proposed labeling included this statement regarding suicide:
Suicide â The possibility of a suicide attempt is inherent in depression and may persist until significant remission occurs. Close supervision of high risk patients should accompany initial drug therapy. Prescriptions for Zoloft (sertraline) should be written for the smallest quantity of capsules consistent with good patient management, in order to reduce the risk of overdose.
DSUF, ¶20. The FDA letter instructed Pfizer to â[pjlease use the proposed text verbatim.â (As was shown above, Pfizer eventually did so.) DSUF, ¶ 19. 3 In addition, FDA stated that final approval required Pfizerâs responses to issues raised in the letter. Defendantâs Motion for Partial Summary Judgment (âDefendantâs Mo *1089 tionâ), Declaration of Martha Brumfield (âBrumfield Dec.â), Exh .3.
FDA granted final approval of the Zoloft NDA on December 30, 1991. DSUF, ¶ 21. Working from a draft submitted by Pfizer, FDA also prepared a final âSummary Basis of Approvalâ for Zoloft. DSUF, ¶ 22; Plaintiffs Opposition to Defendantâs Motion for Partial Summary Judgment (âOppositionâ), Declaration of George Murgatroyd (âMurgatroyd Dec.â), Exh. A, Response to Request for Admission Nos. 138, 139. Section 5.2.2.4.1 addressed the occurrence of suicide events in the database of tested sertraline users. DSUF, ¶ 22. That section stated that with respect to suicidality in therapeutic depression trials â[rjeview of the rates of events defined by baseline to endpoint shifts in HAMD Item 3 scores [i.e., measurement of suicidal ideation] and baseline to endpoint changes in HAMD Item 3 scores showed results favoring [Zoloft] over placebo and supported the comparability of the [Zoloft] and active control groups.â DSUF, ¶ 22.
Following its approval of Zoloft for treatment of depression, FDA also approved Zoloft as safe and effective for treatment of obsessive compulsive disorder (October 25, 1996), pediatric obsessive compulsive disorder (October 10, 1997), panic disorder (July 8, 1997) and post-traumatic stress disorder (December 7, 1999). 4 DSUF, ¶¶ 45-48. (The latter approval was granted after Victor Motus took his life.)
C. Other SSRIâs and Labeling About Suicide 5
Before and during FDAâs consideration of the Zoloft NDA, FDA considered claims that other SSRIs, such as Prozac, cause suicide.
In early 1990, an article was published about Prozac that led to a much-publicized public debate about whether fluoxetine induced suicidal ideation in patients. On October 10, 1990, Sanford Block of the Church of Scientologyâs âCitizens Commission on Human Rights,â (âCCHRâ) filed with FDA a petition claiming that Prozac caused suicidality and asking FDA to withdraw its approval of Prozac. DSUF, ¶ 26. On May 23, 1991, Drs. Ida Hellander and Sidney M. Wolfe of âPublic Citizen Health Research Groupâ (âPCHRAâ) filed a petition asking FDA to revise Prozacâs labeling and âto include a box warning [ ] regarding its association with intense, violent suicidal preoccupation, agitation and im-pulsivity in a small minority of patients.â DSUF, ¶ 27.
On July 26, 1991, FDA denied the CCHR petition, stating that â[t]he data and information available at this time do not indicate that Prozac causes suicidality or violent behavior...â DSUF, ¶ 28.
On September 20, 1991, FDA convened the PDAC to further its âscientific investi *1090 gation into suicidal ideation, suicidal acts, and other violent behavior reported to occur in association with the pharmacological treatment of depression.â DSUF, ¶ 30. In his opening remarks to the committee meeting, Dr. Paul Leber, the then-Director of the FDA Division of Neuropharmaco-logical Drug Products, stated that the ânet effectâ of âmodifying antidepressant drug labelingâ âmight be a reduction in the use of antidepressants in the treatment of depression, and that the result might cause overall injury to the public health.â DSUF, ¶ 37. âExcerpted commentsâ of Dr. Leber also show that he stated that âif Prozac is not more likely to induce suicidal thoughts, acts and other violent behaviors, a labeling change of the sort contemplated by some, beyond being false and misleading, might well have a net adverse effect.â Id. On the question whether âthere is credible evidence to support a conclusion the antidepressant drugs cause the emergence and/or intensification of suicidality and/or other violent behaviors,â the PDAC voted unanimously that there was no such evidence. DSUF, ¶ 39. As to the question whether âthere is evidence to indicate that a particular drug or drug class poses a greater risk for the emergence and/or intensification of suicidal thoughts and acts and/or violent behaviors,â the PDAC also voted unanimously that there was not. DSUF, ¶ 40.
On June 3, 1992, FDA denied the PCHRA petition because the evidence was ânot sufficient to reasonably conclude that the use of Prozac is possibly associated with suicidal ideation and behavior...â DSUF, ¶ 43.
Finally, on January 2, 1997, Ms. Rosel-len Meysenburg petitioned FDA to require that Prozacâs suicidality warning be expanded to indicate that âpeople who are considered at risk for suicide and who begin to take the antidepressant drug flu-oxetine hyudrochloride [sic] should be carefully observed and should consider taking a sedative as well.â On June 25, 1997, FDA stated: â[t]he agency has continued to monitor carefully reports of a possible connection between Prozac and increased suicidality. However, no credible scientific evidence has caused the agency to depart from its conclusion that the current Prozac labeling appropriately reflects the level of concern about Prozac and suicidality. Therefore, your petition requesting revision of the labeling for Prozac is denied.â DSUF, ¶ 56.
LEGAL STANDARDS FOR A MOTION FOR SUMMARY JUDGMENT
Federal Rule of Civil Procedure 56(c) provides for summary judgment when âthe pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law.â The moving party bears the initial burden of demonstrating the absence of a âgenuine issue of material fact for trial.â Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 256, 106 S.Ct. 2505, 2514, 91 L.Ed.2d 202 (1986). A fact is material if it could affect the outcome of the suit under the governing substantive law. Id. at 248, 106 S.Ct. at 2510. The burden then shifts to the nonmoving party to establish, beyond the pleadings, that there is a genuine issue for trial. Celotex Corp. v. Catrett, 477 U.S. 317, 324, 106 S.Ct. 2548, 2553, 91 L.Ed.2d 265 (1986).
âWhen the party moving for summary judgment would bear the burden of proof at trial, it must come forward with evidence which would entitle it to a directed verdict if the evidence went uncontrovert-ed at trial. In such a case, the moving party has the initial burden of establishing the absence of a genuine issue of fact on each issue material to its case.â C.A.R. Transportation Brokerage Co., Inc. v. Darden Restaurants, Inc., 213 F.3d 474, 480 (9th Cir.2000) (citations omitted). In contrast, when the non-moving party bears the burden of proving the claim or defense, the moving party can meet its burden by *1091 pointing out the absence of evidence from the non-moving party. The moving party need not disprove the other partyâs case. See Celotex, 477 U.S. at 325, 106 S.Ct. at 2554. Thus, â[s]ummary judgment for a defendant is appropriate when the plaintiff âfails to make a showing sufficient to establish the existence of an element essential to [his] case, and on which [he] will bear the burden of proof at trial.â â Cleveland v. Policy Management Systems Corp., 526 U.S. 795, 119 S.Ct. 1597, 1603, 143 L.Ed.2d 966 (1999) (citing Celotex, 477 U.S. at 322, 106 S.Ct. at 2552).
When the moving party meets its burden, the âadverse party may not rest upon the mere allegations or denials of the adverse partyâs pleadings, but the adverse partyâs response, by affidavits or as otherwise provided in this rule, must set forth specific facts showing that there is a genuine issue for trial.â F.R.Civ.P. 56(e). Summary judgment will be entered against the non-moving party if that party does not present such specific facts. Id. Only admissible evidence may be considered in deciding a motion for summary judgment. Id.; Beyene v. Coleman Sec. Serv., Inc., 854 F.2d 1179, 1181 (9th Cir.1988).
â[I]n ruling on a motion for summary judgment, the nonmoving partyâs evidence âis to be believed, and all justifiable inferences are to be drawn in [that partyâs] favor.â â Hunt v. Cromartie, 526 U.S. 541, 119 S.Ct. 1545, 1551-52, 143 L.Ed.2d 731 (1999) (citing Anderson, 477 U.S. at 255, 106 S.Ct. at 2513). But the non-moving party must come forward with more than âthe mere existence of a scintilla of evidence.â Anderson, 477 U.S. at 252, 106 S.Ct. at 2512. Thus, â[w]here the record taken as a whole could not lead a rational trier of fact to find for the nonmoving party, there is no genuine issue for trial.â Matsushita Elec. Indus. Co., Ltd. v. Zenith Radio Corp., 475 U.S. 574, 587, 106 S.Ct. 1348, 1356, 89 L.Ed.2d 538 (1986) (citation omitted).
DISCUSSION
A. Federal Preemption
The Supreme Court has explained that there are three ways in which federal law will preempt a state law:
First, Congress can define explicitly the extent to which its enactments pre-empt state law.... Second, in the absence of explicit statutory language, state law is pre-empted where it regulates conduct in a field that Congress intended the Federal Government to occupy exclusively. Such an intent may be inferred from a âscheme of federal regulation ... so pervasive as to make reasonable the inference that Congress left no room for the States to supplement it,â or where an Act of Congress âtouch[es] a field in which the federal interest is so dominant that the federal system will be assumed to preclude enforcement of state laws on the same subject.â Although this Court has not hesitated to draw an inference of field pre-emption where it is supported by the federal statutory and regulatory schemes, it has emphasized: âWhere ... the field which Congress is said to have pre-emptedâ includes areas that have âbeen traditionally occupied by the States,â congressional intent to supersede state laws must be âclear and manifest.â
Finally, state law is pre-empted to the extent that it actually conflicts with federal law. Thus, the Court has found pre-emption where it is impossible for a private party to comply with both state and federal requirements, or where state law âstands as an obstacle to the accomplishment and execution of the full purposes and objectives of Congress.â
English v. General Elec. Co., 496 U.S. 72, 78-79, 110 S.Ct. 2270, 2275, 110 L.Ed.2d 65 (1990) (citations omitted) (holding that nuclear fuel production employeeâs state law claim for intentional infliction of emotional distress was not preempted by the Energy Reorganization Act). These categories are not ârigidly distinct;â in particular, âcon *1092 flictâ and âfieldâ preemption often overlap. Id. at 79 n. 5, 110 S.Ct. 2270.
The party contending that a claim is preempted bears the burden of establishing preemption. Jimeno v. Mobil Oil Corp., 66 F.3d 1514, 1526 n. 6 (9th Cir.1995). 6
Pfizer makes no express or field preemption argument. Instead, Pfizer argues that âplaintiffs attempt to use state tort law to require warnings that Zoloft causes suicideâ conflicts with (1) FDAâs various determinations regarding Zoloftâs and SSRIâs warnings and (2) the federal statutory and regulatory objective of ensuring that labeling effectively communicates the scientific information physicians need to make informed judgments. Defendantâs Motion, p. 16-17.
1. Conflict Preemption a. Impossibility of Compliance
In its opening motion papers, Pfizer asserts that federal law preempts plaintiffs claims based on failure to warn because âthe state law advocated by plaintiff would make it impossible for Pfizer to comply both with plaintiffs demands for additional warnings and with FDAâs requirement that Pfizer use the exact labeling approved by the agency. See Hurley v. Lederle Labs., 863 F.2d 1173, 1179 (5th Cir.1988).â Defendantâs Motion, p. 19.
Plaintiff responds that because FDA standards for labeling are minimum standards, FDA approval of Pfizerâs proposed label does not mean that state law claims based on that labeling are preempted. Opposition, p. 20, 22.
As plaintiff correctly argues, most courts have found that FDA regulations as to design and warning standards are minimum standards which do not preempt state law defective design and failure to warn claims. See, e.g., Hill v. Searle Labs., 884 F.2d 1064, 1068 (8th Cir.1989) (âFDA approval is not a shield to liability ... FDA regulations are generally minimum standards of conduct unless Congress intended to preempt common law, which Congress has not done in this area.â); Kociemba v. Searle & Co., 680 F.Supp. 1293, 1299 (D.Minn.1988) (âThe mere fact that the Cu-7 received FDA approval does not, by itself, indicate that Congress impliedly intended to preclude state tort actions against prescription drug manufacturers. This is especially true in light of the widely held view that FDA regulation of prescription drugs establishes minimum standards, both as to design and warning,â citing Graham v. Wyeth Labs., 666 F.Supp. 1483 (D.Kan.1987), Brochu v. Ortho Pharmaceutical Corp., 642 F.2d 652 (1st Cir.1981) and Salmon v. Parke Davis & Co., 520 F.2d 1359 (4th Cir.1975)); Mazur v. Merck & Co., 742 F.Supp. 239, 247 (E.D.Pa.1990) (âmere compliance with FDA suggestion, or for that matter, regulation or order, does not mean that state tort law becomes irrelevant.. .[Compliance with an FDA regulation may establish that the manufacturer met the appropriate minimum standards of due care, but compliance does not necessarily absolve the manufacturer of all liability ... Manufacturers must meet state safety requirements, whether codified or embodied in the common law, in addition to satisfying initial FDA requirementsâ). Indeed, Pfizer cites not a single case holding that FDA prescription drug requirements preempted state law claims. 7
*1093 So it is Hurley that Pfizer relies on for the proposition that an FDA determination of proper drug labeling can conflict with state law requiring additional or changed labeling. In Hurley, the Fifth Circuit held that federal regulations did not preempt the plaintiffs state law product liability claims based on the allegedly unreasonable dangerousness and inadequate warnings of a whooping cough vaccine. 863 F.2d at 1176-1177. In dicta, however, the Hurley Court stated that:
The defendants propose that the question of adequacy of the warning is preempted by federal law since the warning used was FDA approved ... This is the one question in this case for which the defendantsâ arguments on preemption are compelling ... In the area of approving warnings ... the FDA ... accepts information given by manufacturers proposing the licensing of a particular vaccine, and determines a proper warning based upon the information provided ... A state law determination on â this issue should not be interjected to overrule the decision of the FDA. Such a procedure would place vaccine manufacturers in a position where they could not comply with both obligations. The FDA extensively regulates the contents and wording of these product inserts ... A manufacturer must first provide all the relevant information to the FDA, which then determines a warning it deems appropriate. The manufacturer is required to print that precise warning in its product insert ... Most important, the manufacturers cannot change the language in the product insert without FDA approval. 21 C.F.R. § 601.12. It would be patently inconsistent for a state then to hold the manufacturer liable for including that precise warning when the manufacturer would otherwise be liable for not including it ... [S]uch a case would fit one of the scenarios ... indicating preemption: the state statute actually and directly conflicts with federal law.
Hurley, 863 F.2d at 1179.
Hurley dealt with and depended on federal regulations governing vaccines and other âbiologies.â The Court finds Pfizerâs reliance on this language in Hurley misplaced. The dicta Pfizer relies on described one provision, 21 C.F.R. § 601.12, as â[m]ost importantâ to its statement of possible preemption. At the time Hurley was decided, 21 C.F.R. 601.12(b) stated that â[proposed changes in manufacturing methods and labeling may not become effective until notification of acceptance is received from the Director, Center for Bio-logies evaluation.â 8 That provision formed the basis for the Fifth Circuitâs decision that a âbiologiesâ manufacturer could not simultaneously comply with FDA labeling requirements and a state law requiring different warnings. Neither party has indicated and nothing in the record indicates that the regulations governing âbiologiesâ have any bearing on this case.
The regulations that do apply here, but that did not apply in Hurley, militate strongly in favor of finding no conflict preemption, because they provide that Pfizer may strengthen Zoloftâs warnings *1094 without prior FDA approval. 21 C.F.R. § 314.70 is the federal regulation governing supplements to approved NDAs. It states that a change to labeling that âadd[s] or strengthen^] a contraindication, warning, precaution, or adverse reactionâ is within the category of changes that âmay be made before FDA approval.â 21 C.F.R. § 314.70(c)(2)(i). Therefore, unlike in Hurley, here it is not true that âthe manufacturers cannot change the language in the product insert without FDA approvalâ and is not true that a manufacturer âwould otherwise be liableâ for strengthening an FDA-approved warning. The FDA Commissionerâs own comments support this view:
The commissioner also advises that these labeling requirements do not prohibit a manufacturer ... from warning health care professionals whenever possibly harmful adverse effects associated with the use of the drug are discovered. The addition to labeling ... of additional warnings ... is not prohibited by these regulations... In the case of an approved NDA, § 314.8(d) [now § 314.70(c)(2)(i) ] permits the addition to the drugâs labeling ... of information about a hazard without advance approval by the FDA ... At least one Court has held that an NDA holder may have a duty to add a warning before FDA approval of a supplemental application.
21 Federal Register 37447 (1979). There appears to be no inherent conflict between state law requiring a stronger warning for Zoloft and the FDAâs approval of Zoloftâs present warning.
In its Reply Memorandum, Pfizer supplements its argument from Hurley with additional âimpossibility of complianceâ arguments based on a federal statute and regulations:
Since FDA has expressly and repeatedly found that there is âno credible evidenceâ to support an association between SSRIs and suicide any inclusion in Zoloftâs labeling of the warnings advocated by plaintiff would violate the statutory and regulatory prohibition against labeling that âis false or misleading in any particular.â 21 U.S.C. § 355(e); 21 C.F.R. § 201.56(a)-(b). Inclusion of any such warning would violate the regulatory requirement that labeling must warn only of â[k]nown hazards and not theoretical possibilitiesâ and must not include any âstatement of differences of opinion.â 21 C.F.R. § 201.57(d), 1.21(c)(1). It would violate the limitation that labeling statements are permitted âonly if they are supported by scientific evidence.â 44 Fed.Reg. 37434, 37441 (June 26,1979).
Reply, p. 14r-15.
First, several of the regulations cited by Pfizer do not apply to its alleged failure to warn. 9 It is true that 21 C.F.R. § 1.21(c)(1) states that § 1.21(a) does not â[pjermit a statement of differences of opinion with respect to warnings...â but neither plaintiff nor defendant have asserted that plaintiff wishes to add such a statement. It is also true that 21 C.F.R. § 201.57(d) states that â[k]nown hazards and not theoretical possibilities shall be listed, e.g., if hypersensitivity to the drug has not been demonstrated, it should not be listed as a contraindication.â But this language applies only to listing of âcontraindications,â or âthose situations in which the drug should not be used because the risk of use clearly outweighs any possible benefit...â It does not apply to listings of âwarningsâ â which is what is at stake here and which is governed by a separate regulatory provision in § 201.57(e). Notably, Pfizer does not cite that regulation, which appears not to pose any conflict, in that it does not impose specific prohibi *1095 tions. Section 201.57 delineates the âspecific requirements on content and format of labeling for human prescription drugsâ and subsection (e) specifically governs âwarnings.â In its entirety, subsection (e) states as follows:
Under this section heading, the labeling shall describe serious adverse reactions and potential safety hazards, limitations in use imposed by them, and steps that should be taken if they occur. The labeling shall be revised to include a warning as soon as there is reasonable evidence of an association of a serious hazard with a drug; a causal relationship need not have been proved. A specific warning relating to a use not provided for under the âIndications and Usageâ section of the labeling may be required by the Food and Drug Administration if the drug is commonly prescribed for a disease or condition, and there is lack of substantial evidence of effectiveness for that disease or condition, and such usage is associated with serious risk or hazard. Special problems, particularly those that may lead to death or serious injury, may be required by the Food and Drug Administration to be placed in a prominently displayed box. The boxed warning ordinarily shall be based on clinical data, but serious animal toxicity may also be the basis of a boxed warning in the absence of clinical data. If a boxed warning is required, its location will be specified by the Food and Drug Administration. The frequency of these serious adverse reactions and, if known, the approximate mortality and morbidity rates for patients sustaining the reaction, which are important to safe and effective use of the drug, shall be expressed as provided under the âAdverse Reactionsâ section of the labeling.
Unlike the provision on âcontraindications,â which does seem to point out one type of statement that may not be included in the âcontraindicationâ section of drug labeling, the provision on âwarningsâ very clearly lists only those statements that must be included, not statements that may not be included.
Although some of the federal statutory and regulatory law Pfizer cites does appear to apply to Zoloftâs warning label, that law does not establish conflict preemption because Pfizer has not established that plaintiffs theory of liability would require warnings that would violate federal law. It is true that prescription drug labeling may not be âfalse or misleading in any particular.â 21 U.S.C. § 355(d); 21 C.F.R. § 201.56(b). It is also true that, as described in the federal register commentary and codified in section 201.56(a), labeling must be based on âthe essential scientific information needed for the safe and effective use of the drug.â 21 C.F.R. § 201.56(a); Fed Reg. 37441. But Pfizer has not attacked any specific warning as âfalse or misleadingâ or not based on âthe essential scientific information neededâ for safe use. Instead, Pfizer attacks plaintiffs general allegation of failure to warn. Defendantâs Motion, p. 3-4. 10
The Court finds Pfizerâs attack over-broad. Although certain suicide warnings could violate federal law because they were false or misleading or were not based on âthe essential scientific information neededâ for safe use, the Court does not think that any and every suicide-related warning that might be required under state law is necessarily false or misleading, or not based on âthe essential scientific information neededâ for safe use. For example, in her opposition, plaintiff discussed the SSRI warning recommended by the Medicines Control Agency, the British equivalent of the FDA: âoccasionally, *1096 thoughts of suicide or self harm may occur or increase in the first few weeks of treatment with sertraline, until the antidepressant effect becomes apparent. Tell your doctor immediately if you have any distressing thoughts or experiences.â Opposition, p. 23. In its Reply Memorandum, Pfizer did not refer to or attack this example of a warning. The Court has no basis to find that a restrained warning like this one is necessarily false or misleading, or not based on âthe essential scientific information neededâ for safe use. Therefore, the Court is not persuaded that to the extent that plaintiffs claims are based on failure to warn, they necessarily would violate federal law, regulations or policies.
Moreover, and perhaps most importantly, although FDA did not require Pfizer to include suicide-related warnings in Zoloftâs label, FDA has not prohibited Pfizer from doing so. On the occasions cited by Pfizer that FDA considered links between suicide and SSRIs, FDA did find that the evidence did not support requiring manufacturers to include additional suicide-related warnings. But FDA never stated that it would be impermissible to include additional warnings. This is consistent with the regulatory provision governing warning labels, 21 C.F.R. § 201.57(e), which indicates only those warnings that must be included in drug labeling, but does not prohibit any warnings.
Pfizer suggests that FDA impliedly prohibited additional suicide-related warnings, based on a comment of Dr. Paul Leber, the former Director of Neuropharmacolog-ieal Drug Products, that âa labeling change of the sort contemplated by someâ could be âfalse and misleading.â Defendantâs Motion, p. 10; Gaul, Dec., Exh.15. But Pfizer has not established that the labeling change âcontemplatedâ by plaintiffs law suit is âa labeling change of the sort contemplated by someâ; it is not clear just what âsortâ of labeling change Leber is referring to; and, as discussed above, plaintiff has not limited herself to advocating any particular warning. Further, the Court does not agree that an excerpted comment of an FDA doctor, phrased as a hypothetical, made in ostensibly informal introductory comments to a meeting of the PDAC, and presented here only in a footnote constitutes formal FDA prohibition of any and every strengthened suicide-related warning.
To summarize, several other courts have determined that FDA requirements are minimum standards and that FDA approval is not a shield to liability; 21 C.F.R. § 314.70(c)(2)(i) permits manufacturers to strengthen warning labels without prior FDA approval; Pfizer has not limited its attack to any specific warnings; and finalfy the FDA has not made any statement that Pfizer could not include a strengthened suicide warning. In light of these factors, the Court finds that Pfizer has not established that it would be impossible to comply simultaneously with FDA requirements and with a state law or decision requiring a strengthened warning,
b. Frustration of Congressional Purpose
Pfizer asserts that permitting plaintiffâs state law claims for failure to warn would stand as an obstacle to the accomplishment and execution of the full purposes and objectives of Congress:
Plaintiff seeks to require warnings that FDA has determined are not only unnecessary and unsupported by scientific data and information, but false, misleading and potentially harmful to the public. Such warnings would overdeter use of the medicine, reduce the labelingâs effectiveness in communicating necessary information to doctors, and impair the value of federally mandated labeling by undermining physiciansâ ability to rely on the labeling as scientifically based and accurate.
Defendantâs Motion, p. 21.
Pfizer relies on many of the same regulations for its âfrustration of purposeâ argument that it relied on for its âimpossibility of complianceâ argument. Defendantâs *1097 Motion, p. 21-22. Pfizer essentially argues that permitting a strengthened suicide warning in Zoloftâs labeling would violate the federal purpose â embodied in the regulations â of ensuring that doctors act on accurate, scientifically established information. But the Court has alr