In Defense of Animals v. U.S. Department of the Interior
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Full Opinion
OPINION
Wild horses â mustangsâand burros are part of our nationâs heritage from the American West; a heritage Congress has sought to preserve. That these animals should roam the Western spaces appeals to the nature lover and historian in each of us.
But these animals eat and trample. Even in the wide open West of our nation, there is just so much forage; there are also many vulnerable cultural artifacts underfoot.
These animals also multiply. And when too many of them abound in limited land, the eongressionally-appointed stewards of that land must act to protect the environment.
This case is about whether those stewards have followed Congressâs rules and their own agencyâs regulations in acting to thin the herds of these sympathetic, even inspiring, but voracious, animals.
Plaintiffs â two non-profit organizations dedicated to protecting wild horses and burros, and members of these organizations â appeal the district courtâs grant of summary judgment to the United States Department of the Interior and the Bureau of Land Management (âBLMâ) (collectively âDefendantsâ) regarding the roundup, or âgather,â of approximately 1,600 wild horses and 160 burros from the Twin Peaks Herd Management Area (âHMAâ) on the California-Nevada border. Plaintiffs claim the gather violated the Wild Free-Roaming Horses and Burros Act (âthe Actâ) and the National Environmental Policy Act (âNEPAâ). The district court found no violation of either statute. We AFFIRM.
Background
This case arises out of a roundup of wild horses and burros by the BLM. The roundup took place in August and September 2010 on the Twin Peaks HMA. In 1981, the BLM designated the Twin Peaks HMA â nearly 800,000 acres of public and private land on either side of the California-Nevada border â as suitable for the long-term maintenance of wild horses and burros. Pursuant to its authority under the Act,
In 1989, the BLM first set AMLs for wild horses and burros on the Twin Peaks HMA. Since then, it has adjusted these AMLs several times to address the degradation of riparian and wetland sites.
Since 1998, the population of wild horses and burros on the Twin Peaks HMA has steadily increased despite nine BLM gathers and consequent removals. In May 2010, before the challenged gather, the HMA was home to approximately 2,303 wild horses and 282 burros, or close to 300% more wild horses and 240% more burros than the permissible highest number of their respective AMLs. At that time, the BLM projected that, if left unchecked, the wild horse population on the HMA could exceed 6,000 to 8,000 within ten years. Compounding this situation, according to the BLM, wild horses were consuming three to five times as much forage as was allocated for their use. The BLM predicted that, if left unchecked, this overpopulation of wild horses and burros would cause âserious impacts to soil stability, vegetation, water sources (springs and creeks), and wildlife habitat,â and âwould not allow for sufficient availability of forage and water for either wild horses or other animals.â The BLM also noted that the âincreased numbers of wild horses over the past five years appear[ed] to be having a significant adverse impact [on cultural] sites.â
In May 2010, after soliciting comments from 250 sources, and based in part on the BLMâs stated predictions, the BLM released a 157-page Environmental Assessment (âEAâ) for its Twin Peaks HMA Wild
According to the proposed action analyzed by the EA, the BLM would attempt to gather up to 2,300 wild horses and 210 burros from the Twin Peaks HMA and would then return a certain number of both animals to the HMA such that the total remaining populations were within the designated AMLs. The BLM planned to use âa helicopter drive method of capture, with occasional helicopter assisted roping from horsebackâ to steer the animals into âtrap sitesâ where the animals would be held until they could be transported to temporary holding facilities on the HMA. Once in the temporary holding facilities, the BLM would feed the animals, sort them based on sex, and examine the animalsâ conditions before deciding whether individual animals should be euthanized because of injury or age, put up for adoption, or returned to the HMA.
The EA described the actions the BLM would take to ensure the helicopter gather process would not unnecessarily stress the animals and maintained that the capture methods, traps, holding facilities, equipment, safety procedures, and administration of PZP would comply with the BLMâs Standard Operating Procedures for such gathers. The EA also provided a detailed analysis of an alternative gather plan that would not involve any fertility control measures, an alternative that would use only fertility control measures but no herd thinning or relocation, and a no-action alternative.
In July 2010, based on its detailed consideration in the EA, the BLM issued a âFinding of No Significant Impactâ (âFONSIâ) on the environment for the proposed gather from the Gather Plan, and therefore did not prepare an environmental impact statement (âEISâ).
Before the BLM conducted the proposed gather, Plaintiffs filed suit against the Defendants to enjoin implementation of the proposed gather. Plaintiffs alleged the proposed gather would violate the Act and the EIS-requirement of NEPA. The district court denied Plaintiffsâ motion for a preliminary injunction, and Plaintiffs appealed.
After a motions panel of this court denied an emergency motion for injunctive relief pending appeal on August 10, 2010, the gather took place during August and September of 2010. The BLM ultimately gathered approximately 1,639 wild horses and 160 burros. The parties agree that post-gather, 793 wild horses and 160 burros resided on the HMA.
On August 15, 2011, this panel denied Plaintiffsâ preliminary injunction appeal because the injunctive relief sought had become moot. In Defense of Animals v. U.S. Depât of Interior, 648 F.3d 1012 (9th Cir.2011). The parties then filed cross motions for summary judgment in the district court. The district court granted Defendants summary judgment, holding that the gather did not violate the Act or NEPA. Plaintiffs timely appealed.
Standard of Review
This court reviews de novo a grant of summary judgment. Guatay Christian Fellowship v. Cnty. of San Diego, 670 F.3d 957, 970 (9th Cir.2011). We âmust determine, viewing the evidence in the light most favorable to the nonmoving party, whether the district court correctly applied the relevant substantive law and whether there are any genuine issues of material fact.â Balint v. Carson City, 180 F.3d 1047, 1050 (9th Cir.1999) (en banc).
Because neither NEPA nor the Act contain an internal standard of judicial review, the Administrative Procedure Act governs this courtâs review of the BLMâs actions. Ocean Advocates v. U.S. Army Corps of Engârs, 402 F.3d 846, 858-59 (9th Cir.2005). This court must set aside the BLMâs actions, findings, or conclusions if they are âarbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law.â 5 U.S.C. § 706(2)(A). Although this review is âsearching and careful,â the arbitrary and capricious standard is narrow, and this court cannot substitute its own judgment for that of the agency. Ocean Advocates, 402 F.3d at 858 (citation omitted). An agencyâs decision is arbitrary and capricious if it fails to consider important aspects of the issue before it, if it supports its decisions with explanations contrary to the evidence, or if its decision is either inherently implausible or contrary to governing law. The Lands Council v. Powell, 395 F.3d 1019, 1026 (9th Cir.2005).
Analysis
A. Plaintiffsâ Wild Free-Roaming Horses and Burros Act claims
The Act directs the Secretary of the Interior (âSecretaryâ) to âprotect and manage wild free-roaming horses and burros as components of the public lands.... â 16 U.S.C. § 1333(a). The BLM, as the designate of the Secretary, âshall manage wild free-roaming horses and burros in a manner that is designed to achieve and
The purpose of such inventory shall be to: make determinations as to whether and where an overpopulation exists and whether action should be taken to remove excess animals; determine appropriate management levels of wild free-roaming horses and burros on these areas of the public lands; and determine whether appropriate management levels should be achieved by the removal or destruction of excess animals, or other options (such as sterilization, or natural controls on population levels).
Id.
Congress provided that â[a]ll management activities shall be at the minimal feasible level ....â§ 1333(a). Yet the Act also provides that if the current population inventory reveals that âan overpopulation exists on a given area of the public lands,â and if the BLM determines that âaction is necessary to remove excess animals,â the BLM âshall immediately remove excess animals from the range so as to achieve appropriate management levels.â § 1333(b)(2). The Act defines âexcess animalsâ as âwild free-roaming horses or burros ... which must be removed from an area in order to preserve and maintain a thriving natural ecological balance and multiple-use relationship in that area.â § 1332(f). Thus, while the overarching purpose of the Act is to protect wild horses and burros from âcapture, branding, harassment or death,â § 1331, the BLM is required to remove wild horses and burros from a given area of the public lands when an overpopulation exists.
In removing âexcess animals,â the Act instructs the BLM to take action
in the following order and priority, until all excess animals have been removed so as to restore a thriving natural ecological balance to the range, and protect the range from the deterioration associated with overpopulation:
(A) The Secretary shall order old, sick, or lame animals to be destroyed in the most humane manner possible;
(B) The Secretary shall cause such number of additional excess wild free-roaming horses and burros to be humanely captured and removed for private maintenance and care for which he determines an adoption demand exists
(C) The Secretary shall cause additional excess wild free-roaming horses and burros for which an adoption demand by qualified individuals does not exist to be destroyed in the most humane and cost efficient manner possible.
§ 1333(b)(2) (emphasis added).
Plaintiffs make five arguments why the BLM violated the Act by implementing the proposed gather, but none of these arguments prevail.
First, Plaintiffs claim the BLM failed to determine, before the gather, that there were âexcessâ wild horses and burros on the Twin Peaks HMA. However, as earlier noted, the BLM had set AMLs for wild horses and burros on the HMA through the 2008 Eagle Lake Resource Management Plan at 448-758 and 72-116, respectively, and determined, prior to the gather, that these AMLs had been vastly exceeded. In the EA, the BLM specifically found that there were 1,855 excess wild horses and 210 excess burros within the HMA.
Plaintiffs claim that, to find that there were âexcess animals,â the BLM was required to determine that there was not a âthriving natural ecological balanceâ on the HMA due to the presence of wild horses and burros at the time of the gather. Plaintiffs cite 16 U.S.C. § 1332(f)(2), which defines âexcess animalsâ as those animals which âmust be removed from an area in order to preserve and maintain a thriving natural ecological balance....â This argument fails. Preservation efforts can hardly require prior destruction of what is to be preserved. Simply because removal is required when necessary to âpreserve and maintainâ such a âthriving natural ecological balanceâ does not mean that removal can occur only when there is a showing that such a balance no longer exists. Rather, the use of the phrase âpreserve and maintainâ in the definition of âexcess animalsâ suggests that the BLM may determine removal is necessary to ensure that the current thriving natural ecological balance does not deteriorate in the future.
Additionally, as the district court held, the statute determines âexcess animalsâ through the use of AML levels. In Defense of Animals v. U.S. Depât of Interior, 909 F.Supp.2d 1178, 1192 (E.D.Cal.2012); 16 U.S.C. § 1333(b)(2) (if âan overpopulation exists,â and if the BLM determines that âaction is necessary to remove excess animals,â the BLM âshall immediately remove excess animals from the range so as to achieve appropriate management levels.â) (emphasis added). Although the statute also provides that â[s]uch action shall be taken ... until all excess animals have been removed so as to restore a thriving natural ecological balance,â the most logical reading of those two phrases together is that the BLM must achieve a âthriving natural ecological balanceâ by maintaining the relevant AMLs. § 1333(b)(2). In this way, âAML is a vehicle used to move towards a [thriving natu
Second, Plaintiffs contend the BLM violated the âorder and priorityâ provision of the Act, 16 U.S.C. § 1333(b)(2),
The Act does not define âremoveâ as it is used in § 1333(b)(2) to prescribe the order for removal of excess wild horses and burros. However, the Act does direct the BLM to âimmediately remove excess animals from the range.â § 1333(b)(2) (emphasis added). Moreover, none of the three methods for removal provided for by the âorder and priorityâ provision (euthanization of old, sick, or lame animals; private maintenance; and destruction of additional excess animals) contemplate âremovalâ of the animals by temporarily capturing those animals on the HMA. Therefore, we interpret the term âremoveâ in § 1333(b)(2) to mean the transfer of wild horses and burros from the public lands on which they once lived to private lands for private maintenance, or the destruction of such animals pursuant to § 1333(b)(2)(A) or (C).
In sum, the BLMâs actions fell within the discretion which courts have recognized the BLM has to remove excess animals from an HMA.
Third, Plaintiffs argue that because the gather will likely result in a level of livestock grazing that is allegedly three times higher than the level of wild horse and burro grazing, the gather violated the Actâs purported mandate that the Twin Peaks HMA be managed âprincipally but not necessarily exclusivelyâ for the welfare of wild horses and burros. Plaintiffs rely on language in the Act which defines âranges,â which are to be designated by the Secretary as âsanctuaries for the protection and preservationâ of wild horses and burros, see 16 U.S.C. § 1333(a), as âthe amount of land ... which is devoted principally but not necessarily exclusively toâ wild horse and burro welfare, see § 1332(c). We need not determine whether the gather violated these provisions of the Act because the record is bereft of an essential foundational fact â designation of the Twin Peaks HMA as a ârangeâ by the Secretary pursuant to § 1333(a).
Fourth, Plaintiffs argue that the BLM violated the Actâs mandate that the BLM manage horses and burros at a âminimal feasible levelâ when the BLM âdecided to chase with helicopters and capture up to 100% of the wild horses from the Twin Peaks HMA, remove[ ] about 80% [of the herd], inject mares with immunocontraceptives, and unnaturally skew the sex ratio.â The Act does provide that â[a]ll management activities shall be at the minimal feasible level....â 16 U.S.C. § 1333(a). But Plaintiffs do not adequately take into account the full statutory language, which provides that â[a]ll management activities shall be at the minimal feasible level and shall be carried out ... in order to protect the natural ecological balance of all wildlife species which inhabit such lands.... â § 1333(a) (emphasis added). Given BLMâs determination that the overpopulation of wild horses and burros threatened the natural ecological balance on the HMA, it reasonably determined that the gather was necessary to restore the AMLs and thereby protect the HMAâs natural ecological balance.
Moreover, the BLM had simultaneous duties not only âto achieve and maintain a thriving natural ecological balanceâ on the HMA, § 1333(a), but also to remove excess animals âimmediatelyâ when the BLM determined âthat an overpopulation exist[ed].â § 1333(b)(2). Congress could not have intended that the âminimalâ management requirement would force the BLM to ignore these other statutory mandates. Given that this court must defer to the BLMâs expertise under the APA, see Salmon River Concerned Citizens v. Robertson, 32 F.3d 1346, 1356 (9th Cir.1994), we hold that the BLM reasonably interpreted its statutory directive that management be at a âminimal feasible levelâ when it decided to implement the Gather Plan in light of the overpopulation at the time of the gather and the fact that inaction would have led only to further detrimental population increases.
Fifth, Plaintiffs incorrectly argue that the storage of unadoptable excess wild horses at long-term holding facilities owned by private contractors violated the Act. While the Act does prohibit the BLM from relocating wild horses and burros âto areas of the public lands where they do not presently exist,â the Act does not prohibit such relocation to private lands. 16 U.S.C. § 1339 (emphasis added). Because nothing in the Act suggests that Congress intended to bar the relocation of unadoptable horses to private lands for longterm holding, we decline to read such a prohibition into the Act.
We therefore hold that the BLM did not violate the Act by implementing the 2010 gather on the Twin Peaks HMA.
B. Plaintiffsâ NEPA claims
Plaintiffs also appeal the district courtâs holding that the BLM did not violate the National Environmental Policy Act (âNEPAâ). In Defense of Animals, 909 F.Supp.2d at 1198. Plaintiffs contend that the BLM violated NEPA by declining to prepare an environmental impact statement (âEISâ) and failing to respond adequately to scientific evidence regarding the adverse effects of the immunocontraceptive PZP.
NEPA, 42 U.S.C. §§ 4321-4370, requires certain procedural safeguards before an agency takes an action that may significantly affect the environment. In particular, NEPA requires federal agencies to prepare an EIS that discusses the environmental ramifications for âmajor Federal actions significantly affecting the quality of the human environment.â
If an agency determines an EIS is not required, it must, as did the BLM here, issue a Finding of No Significant Impact (âFONSIâ), briefly describing why the action âwill not have a significant effect on the human environment....â 40 C.F.R. § 1508.13. In reviewing a decision not to prepare an EIS under NEPA, the reviewing court âemploy[s] an arbitrary and capricious standard that requires us to determine whether the agency has taken a âhard lookâ at the consequences of its actions, based [its decision] on a consideration of the relevant factors, and provided a convincing statement of reasons to explain why a projectâs impacts are insignificant.â Envtl. Prot. Info. Ctr. v. U.S. Forest Serv. (âEPICâ), 451 F.3d 1005, 1009 (9th Cir.2006) (citation and internal quotation marks omitted). In making this assessment, we must not âsubstitute our judgment for that of the agency.â Okanogan Highlands Alliance v. Williams, 236 F.3d 468, 473 (9th Cir.2000).
Agencies consider two broad factors to determine whether an action may âsignificantly affectâ the environment; âcontextâ and âintensity.â 40 C.F.R. § 1508.27; see also Natâl Parks & Conservation Assân v. Babbitt, 241 F.3d 722, 731 (9th Cir.2001), abrogated on other grounds by Monsanto Co. v. Geertson Seed Farms, 561 U.S. 139, 130 S.Ct. 2743, 2757, 177 L.Ed.2d 461 (2010). âContext simply delimits the scope of the agencyâs action, including the interests affected.â Babbitt, 241 F.3d at 731. Intensity refers to the âseverity of impact,â and the regulations identify ten factors that agencies should consider in evaluating intensity. § 1508.27(b)(l)-(10) (listing factors).
The BLMâs 157-page Gather Plan EA, published in May 2010, reveals a detailed consideration of the then-current and future status of riparian areas, cultural sites, native wildlife, and wild horse and burro populations on the Twin Peaks HMA. The EA based its conclusions on evaluations of the condition and health of riparian sites between 1995 and 2009 performed by BLM specialists who could determine the extent of damage caused by wild horses and burros, as opposed to livestock and other factors. The report included photos of affected sites and predictions of how the gather would improve at least 80 riparian and cultural sites currently damaged by wild horse trampling.
The EA also described the actions that would be taken to ensure the helicopter gather process would not unnecessarily stress the animals, and made clear that the capture methods, traps, holding facilities, equipment, and administration of immunocontraceptives would be in compliance with the Standard Operating Procedures set out in the National Wild Horses Gather Contract. The EA provided a thorough analysis of numerous alternatives, including an alternative that would not involve any fertility control measures, an alternative that would use only fertility control measures, and a no-action alternative. In short, the EA provided a detailed analysis of the current environmental conditions on the HMA, future projections for the environmental condition of the HMA absent any action, an explanation of the BLMâs preferred action in comparison to alternative actions that the BLM could take, and the methodology and data upon which its conclusions were based.
Relying on this comprehensive analysis, the BLMâs FONSI determined that the proposed gather would ânot significantly affect the quality of the human environment.â The FONSI therefore concluded that the proposed gather was ânot a major federal actionâ for which an EIS would be required. That conclusion was supported by a brief but persuasive analysis of the ten intensity factors enumerated by 40 C.F.R. § 1508.27(b). See supra n. 23. In particular, the FONSI incorporated the 27-page environmental âeffectsâ analysis contained in the EA; noted that standard operating procedures would be used to conduct the gather; emphasized that the proposed action was not likely to affect public health or safety because the Twin Peaks HMA âis located within a very remote setting with little human habitationâ; determined that âcumulative effects expected would include continued improvement of upland and riparian vegetation conditionsâ; stated there are no threatened or endangered plants in the surrounding area; and maintained that a cultural resources survey of the HMA would occur before the gather and would guide the choice of temporary trap sites. Plaintiffs challenge the BLMâs decision not to issue an EIS, citing four of the intensity factors from 40 C.F.R. § 1508.27(b) for their argument that substantial questions have been raised regarding whether the gather may have a significant impact on the wild horses and burros of the HMA.
First, Plaintiffs claim the effects of the gather were âhighly controversial.â See 40 C.F.R. § 1508.27(b)(4) (listing as an intensity factor â[t]he degree to which the effects on the quality of the human environment are likely to be highly controversialâ). An action is âhighly controversialâ when âa substantial dispute exists as to the size, nature, or effect of the major federal actionf.]â Humane Socây of the U.S. v. Locke, 626 F.3d 1040, 1057 (9th Cir.2010). âA substantial dispute exists when evidence ... casts serious doubt upon the reasonableness of an agencyâs conclu
Plaintiffs are correct that the challenged gather was the largest ever conducted on the Twin Peaks HMA, as the BLM concedes. The BLM gathered approximately 1,639 wild horses, almost double the number taken in the previous gather of wild horses. Plaintiffs are also correct that some 2,300 public comments were submitted opposing the Gather Plan EA.
These considerations notwithstanding, if any opposition to an agencyâs proposed actions created a âsubstantial dispute,â an EIS would seemingly always be required. Cf. Native Ecosystems Council v. U.S. Forest Serv., 428 F.3d 1233, 1240 (9th Cir.2005) (stating that the mere âexistence of opposition to a useâ does not render a project âhighly controversialâ). Even granting that this was the largest gather ever conducted on the HMA, its foreseeable effect was entirely precedented and non-controversial: the return of the wild horse and burro populations to the long-established AMLs. Indeed, the effects of gathers conducted on the Twin Peaks HMA are well known to the BLM, as the BLM has gathered animals on these lands since 1976 and gathered approximately 4,000 wild horses on the HMA between 1998 and 2009. As for Plaintiffsâ contention regarding the injection of iminunoeontraceptives into mares and the skewing of the stallion-to-mare ratio, these practices have been in use since at least 1992, and the comments on the EA do not indicate that these practices are âhighly controversial.â Overall, given the EAâs clear and lengthy analysis regarding the effects of the proposed gather, Plaintiffs have not presented evidence that âcasts serious doubt upon the reasonableness of [the] agencyâs conclusions,â and thus the effects of the gather were not âhighly controversialâ at the time the BLM issued its FON-SI. See Locke, 626 F.3d at 1057.
Second, Plaintiffs assert that the gatherâs âpossible effects ... on the wild horses and burros in this HMA are highly uncertain and/or involve unique or unknown risks.â See 40 C.F.R. § 1508.27(b)(5) (listing as an intensity factor â[t]he degree to which the possible effects on the human environment are highly uncertain or involve unique or unknown risksâ). Plaintiffs cite two studies that claim to demonstrate that the use of immunocontraceptives such as PZP may have âpotentially significant effectsâ on wild horses. Plaintiffs also claim the gatherâs combination of PZP treatment with a large reduction in herd size and the skewing of the herdâs sex ratio resulted in a high degree of uncertainty.
This argument fails because âregulations do not anticipate the need for an EIS anytime there is some uncertainty, but only if the effects of the project are âhighlyâ uncertain.â Ctr. for Biological Diversity v. Kempthorne, 588 F.3d 701, 712 (9th Cir.2009) (citation and internal quotation marks omitted). The effects of the gather were not âhighly uncertainâ to the BLM, which, as noted above, has used PZP to manage wild horse populations since 1992 and has made adjustments to herd sex ratios in numerous gathers. And Plaintiffs have submitted no evidence in support of their assertion that the combination of these practices may actually pose serious unknown risks.
We conclude that the BLM considered the relevant intensity factors in making its finding of no significant impact and âprovided a convincing statement of reasons to explain why [the] projectâs impacts [were expected to be] insignificant.â EPIC, 451 F.3d at 1009 (citation and internal quotation marks omitted). Therefore, the BLM did not violate NEPA when it decided not to issue an EIS.
2. The BLMâs response to contrary scientific evidence
Finally, Plaintiffs argue that the BLM failed to respond adequately to opposing scientific views regarding potential negative effects of the immunocontracep