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Full Opinion
OPINION
delivered the opinion of the Court
Is the federal independent source doctrine, which excepts from the exclusionary rule evidence initially observed during an unlawful search but later obtained lawfully through independent means, applicable in Texas? The State raises this question in its petition for discretionary review after the court of appeals reversed two felony drug convictions of Michael Fred Wehren-berg, appellant, on the grounds that the trial court erred by applying that doctrine as a basis to deny appellantâs motion to suppress. Wehrenberg v. State, 385 S.W.3d 715 (Tex.App.-Fort Worth 2012) (holding that independent source doctrine is inconsistent with Texasâs exclusionary rule and thus inapplicable in this State). We agree with the State that the independent source doctrine poses no conflict with Article 38.23 of the Texas Code of Criminal Procedure, the statutory exclusionary rule in Texas that requires suppression of evidence âobtainedâ in violation of the law. See Tex.Code Crim. Proc. art. 38.23; Segura v. United States, 468 U.S. 796, 813-14, 104 S.Ct. 3380, 82 L.Ed.2d 599 (1984) (holding that exclusion of evidence as fruit of the poisonous tree was ânot warrantedâ because âthere was an independent source for the warrant under which [the challenged] evidence was seizedâ). Because the independent source doctrine does not circumvent or avoid the statutory exclusionary ruleâs requirement that evidence obtained in violation of the law be suppressed, we conclude that the court of appeals erred by rejecting that doctrine as a basis for upholding the trial courtâs suppression ruling. We reverse and remand.
I. Background and Procedural History
A. Facts and Trial Proceeding
A police anti-narcotics unit had been conducting surveillance of a Parker County residence for approximately thirty days when officers received a call from a confidential informant advising them that the occupants were preparing to manufacture methamphetamine that night. Several hours after receiving that call, at approximately 12:30 a.m., officers entered the residence without a search warrant and with-: out consent. Upon entering the residence, the officers encountered several individuals, including appellant, whom they handcuffed and escorted to the front yard. Officers performed a protective sweep of the residence, determined that no methamphetamine was being âcookedâ at that time, and then went back outside the residence. Two investigators then prepared the search-warrant affidavit. The affidavit relied only on information provided by the confidential informant and did not mention the officersâ warrantless entry into the residence. In relevant part, the affidavit stated that the informant had âprovided information detailing narcotics manufacture and traffickingâ at appellantâs residence and had, within the past 72 hours, âpersonally observed the suspected parties in possession of certain chemicals with intent to manufacture a controlled substance.â The affidavit additionally stated that, according to the confidential informant, the subjects were planning to use the âshake and bakeâ method of manufacturing methamphetamine, which the affiant described as âfastâ and âoften utilized to prevent detection of the illicit laboratory by law enforcement personnel.â
Appellant moved to suppress the evidence, arguing that the officersâ warrant-less entry was unlawful and that all evidence seized thereafter was subject to suppression. The State, in response, argued that the search warrant was a valid basis for admitting the challenged evidence. At the hearing on the motion to suppress, the trial court heard testimony from Investigator Montanez, one of the officers who had prepared the search-warrant affidavit. Regarding the initial entry, Montanez stated that upon receiving the informantâs tip that the subjects were âfixing to cook methamphetamine,â the officers decided to âpull[ ] everybody out of the house and place[] them in the front yardâ in order to âkeep from evidence being destroyed.â Montanez additionally explained that it was necessary to âsecure the residenceâ because the process of âcookingâ methamphetamine via the âshake-and-bake methodâ is âvolatileâ and âhazardousâ in that it can cause explosions and/or fire, and he was âafraid that [the subjects] would begin making methamphetamine and then a fire would break out.â Regarding the search warrant, Montanez testified that the affidavitâs contents were based solely on the confidential informantâs tip. He stated that he left to go get the warrant signed âimmediately after appellant and his co-defendants were detained, and that he returned to the scene around 2 a.m., at which time the search warrant was executed.
The trial court granted in part and denied in part appellantâs motion to suppress. Announcing his ruling, the trial judge stated that the officersâ initial entry into the residence was âwithout a lawful warrant, exigent circumstances, or other lawful basis,â and that, therefore, âany evidence from that search and seizure during that entry and detention at the initial entry to the home is suppressed.â The trial judge went on to explain, however, that evidence seized pursuant to the search warrant was not subject to suppression because the search-warrant affidavit did not âallude to or mention the previous entry of the home, nor the detention of the suspect inhabitant defendants,â and, therefore, the warrant was âuntainted by the previous entry and detention.â
In the court of appeals, appellant contested the trial courtâs conclusion that the search warrant could serve as a valid basis for admitting the challenged evidence. He argued that (1) the officersâ initial entry into the residence was unjustified by any exception to the warrant requirement and thus constituted an unlawful search, and (2) officers obtained information during that unlawful search that later served as the basis for the search-warrant affidavit, and, therefore, the warrant was âtainted from the use of information gained in and from the warrantless entry of the home.â Appellant essentially disputed the trial courtâs assessment that the search-warrant affidavit was based solely on information provided by the confidential informant, but he did not directly argue that the independent source doctrine was inapplicable in this State. In response to appellantâs arguments, the State contended that suppression was not required because (1) the officersâ initial entry into the residence was justified by exigent circumstances, and, alternatively (2) the search warrant was a valid basis for admitting the challenged evidence under the independent source doctrine because it was issued based solely on information provided by the confidential informant and thus was untainted by any pre-warrant intrusion into the residence.
After agreeing with appellant and the trial court that the officersâ initial entry into the residence was unlawful, the court of appeals held that the trial court erred by finding that the search warrant was a valid basis for admitting the challenged evidence under the independent source doctrine. See Wehrenberg, 385 S.W.3d at 727-29. Although the court of appeals agreed with the Stateâs contention that this case âwould appear to fall squarely within the parameters of the independent source doctrineâ because âall of the information contained in the search warrant affidavit was derived from facts that were made known to [the officers] by the confidential informant before the warrantless entry into the residence,â it ultimately concluded that the doctrine was inapplicable in Texas, for three reasons. Id. at 727. First, the court of appeals noted that it had declined to adopt the independent source doctrine in its prior opinion in Oliver v. State. Id. (citing 711 S.W.2d 442, 445 (Tex.App.-Fort Worth 1986, pet. ref'd)) (reasoning that both inevitable discovery and independent source doctrines constitute âjudicial exceptions to the judicially articulated exclusionary rule,â and declining to apply those doctrines because Texasâs statutory exclusionary rule plainly âcontains no exceptionsâ). Second, the court of appeals noted that this Court has, on at least two prior occasions, in State v. Daugherty and Garcia v. State, âdeclined to recognize that the federal inevitable discovery doctrine is an exception to the statutory Texas exclusionary rule.â Id. (citing State v. Daugherty, 931 S.W.2d 268, 269-73 (Tex.Crim.App.1996); Garcia v. State, 829 S.W.2d 796, 798-800 (Tex.Crim.App. 1992)). Although it recognized that this Courtâs opinions in Daugherty and Garcia addressed only the inevitable discovery doctrine, not the independent source doctrine, the court of appeals reasoned that those two doctrines are âactually two sides of the same coin,â and, therefore, this Courtâs rejection of the inevitable discovery doctrine in those cases necessarily implied that the independent source doctrine should similarly be rejected. Id. at 727-28 (quoting United States v. Grosenheider, 200 F.3d 321, 327 (5th Cir.2000)). Third, the court of appeals noted that this Court has ânot squarely addressed whether or not the independent source doctrine applies in Texas,â although it acknowledged that this Court has, on one prior occasion,
In its petition for discretionary review, the State contends that the court of appeals erred by holding that the independent source doctrine conflicts with Texasâs statutory exclusionary rule. It argues that evidence obtained through an independent source has âno causal linkâ to the prior instance of illegal activity, and that such evidence, therefore, âis not obtained in violation of the lawâ within the meaning of the Texas exclusionary rule. Moreover, the State contends that the independent source doctrine is actually more compatible with the Texas exclusionary rule than the attenuation doctrine, a related doctrine that this Court has embraced, and that it is analytically distinct from the inevitable discovery doctrine, which this Court has rejected. Appellant responds that the court of appeals correctly concluded that the independent source doctrine is inapplicable in this State, or, alternatively, that the doctrine would not apply to his case because the search-warrant affidavit was based on evidence unlawfully observed by officers during their initial entry into the residence. This Court granted the Stateâs petition to determine whether the court of appeals erred by holding that the independent source doctrine conflicts with the statutory exclusionary rule and is inapplicable in Texas.
II. Independent Source Doctrine Provides for Admissibility of Untainted Evidence
A. General Scope of Independent Source Doctrine
Before answering the question of whether the independent source doctrine is consistent with the plain terms of the Texas exclusionary rule, we must first define the scope of that doctrine. We initially note that the federal exclusionary rule generally requires suppression of both primary evidence obtained as a direct result of an illegal search or seizure, as well as derivative evidence acquired as an indirect result of unlawful conduct. See Segura, 468 U.S. at 804, 104 S.Ct. 3380 (exclusionary remedy â âextends as well to the indirect as the direct productsâ of unconstitutional conductâ) (quoting Wong Sun v. United States, 371 U.S. 471, 484, 83 S.Ct. 407, 9 L.Ed.2d 441 (1963)). The Supreme Court has, however, developed several exceptions to this rule, including the independent source doctrine. That doctrine was first referred to by the Supreme Court in Silverthome Lumber Company v. United States, in which the Court recognized that facts do not become âsacred and inaccessibleâ simply because they are first discovered unlawfully; rather, â[i]f knowledge of [facts] is gained from an independent source they may be proved like any others[.]â 251 U.S. 385, 392, 40 S.Ct. 182, 64 L.Ed. 319 (1920). The Supreme Court has subsequently elaborated on this principle on several occasions. See Murray v. United States, 487 U.S. 533, 537, 108 S.Ct.
In Segura, the Supreme Court explained that â[i]t has been well established for more than 60 years that evidence is not to be excluded if the connection between the illegal police conduct and the discovery and seizure of the evidence is âso attenuated as to dissipate the taint.â It is not to be excluded, for example, if police had an âindependent sourceâ for discovery of the evidence[.]â Segura, 468 U.S. at 805, 104 S.Ct. 3380 (quoting Nardone v. United States, 308 U.S. 338, 341, 60 S.Ct. 266, 84 L.Ed. 307 (1939)). At its core, the independent source doctrine provides that evidence derived from or obtained from a lawful source, separate and apart from any illegal conduct by law enforcement, is not subject to exclusion. Nix, 467 U.S. at 443, 104 S.Ct. 2501 (describing doctrine as permitting âadmission of evidence that has been discovered by means wholly independent of any constitutional violationâ); Murray, 487 U.S. at 537, 108 S.Ct. 2529 (stating that independent source doctrine permits introduction of âevidence initially discovered during, or as a consequence of, an unlawful search, but later obtained independently from activities untainted by the initial illegalityâ).
B. Segura v. United States
Segura v. United States established that, notwithstanding a prior instance of unlawful police conduct, evidence actually discovered and obtained pursuant to a valid search warrant is not subject to suppression, so long as the police would
C. Murray v. United States
Subsequent to Segura, the Supreme Court has explained that the independent source doctrine is broad enough to encompass both (1) evidence observed and obtained for the first time during an independent lawful search following a previous instance of unlawful police conduct, which was the factual situation in Segura, and (2) evidence observed in plain view during an initial unlawful entry but later âobtained independently from activities un
Reading Segura and Murray in conjunction, we observe that the core function of the independent source doctrine is to remove from the scope of the federal exclusionary rule evidence that is actually discovered through an independent source and thus is untainted by the prior instance of unlawful police conduct. Having defined the contours of the doctrine, we now turn to the question of whether application of that doctrine is consistent with Texasâs statutory exclusionary rule. See Baker v. State, 956 S.W.2d 19, 23 (Tex.Crim.App. 1997) (noting that âwhether a recognized exception to a federal exclusionary rule also applies to Article 38.23 depends upon whether the exception is consistent with the language of Article 38.23â).
III. Independent Source Doctrine Consistent With Texas Exclusionary Rule
The primary dispute in this case centers on whether evidence derived from an independent source following a prior instance of unlawful police conduct is nevertheless âobtainedâ in violation of the law, thereby requiring suppression under Texasâs statutory exclusionary rule. See Tex.Code Crim. Proc. art. 38.23. The State contends that, contrary to appellantâs contention and the conclusion reached by the court of appeals, evidence acquired pursuant to an independent source is not actually âobtainedâ in violation of the law because it is
A. Unlawfully âObtainedâ Evidence Must Be Excluded Under Texas Exclusionary Rule
The Texas exclusionary rule provides in relevant part that âNo evidence obtained ... in violation of any provisions of the Constitution or laws of the State of Texas, or of the Constitution or laws of the United States of America, shall be admitted in evidence against the accused on the trial of any criminal case.â Tex.Code Crim. Proc. art. 38.23. To determine the meaning of this provision, we examine its plain language. See Boykin v. State, 818 S.W.2d 782, 785-86 (Tex.Crim.App.1991); see also Daugherty, 931 S.W.2d at 270 (examining plain language of Article 38.23); Johnson, 871 S.W.2d at 750 (same); Garcia, 829 S.W.2d at 799 (same).
Evidence is âobtainedâ if it is âpossessed,â âgained or attained,â usually âby planned action or effort.â Websterâs New Collegiate Dictionary 816 (9th ed.1988); see also Daugherty, 931 S.W.2d at 270 (same). Applying this definition in the context of the Texas exclusionary rule, the word obtained means that evidence is acquired by planned action or effort, or, more specifically, by seizure. Id. Applying this ordinary definition, this Court has previously interpreted Article 38.23 to mean that evidence is âobtainedâ in violation of the law only if there is some causal connection between the illegal conduct and the acquisition of evidence. Roquemore v. State, 60 S.W.3d 862, 870 (Tex.Crim.App. 2001); Daugherty, 931 S.W.2d at 270 (âOnce the illegality and its causal connection to the evidence have been established, the evidence must be excludedâ under Article 38.23). Conversely, if there is no causal connection, then the evidence cannot be said to have been âobtainedâ in violation of the law and thus is not subject to exclusion under the statute. Daugherty, 931 S.W.2d at 270-71; Powell, 306 S.W.3d at 770 n. 18 (noting in dicta that â[a]bsent a âbut-forâ causal connection between any unlawful seizure ... and the discovery of [evidence], our state exclusionary rule ... would not require exclusionâ); Sorto v. State, 173 S.W.3d 469, 487 n. 71 (Tex.Crim.App.2005) (suppression not warranted because, among other factors, there was no showing of âany causal connectionâ between purported violation of law and challenged evidence). The existence of a but-for causal connection between the illegality and the obtainment of evidence is thus a prerequisite to application of the statutory exclusionary rule, for without at least some causal link, the evidence is not properly understood as having been âobtainedâ unlawfully, as an ordinary person would interpret that term. See Daugherty, 931 S.W.2d at 270; Johnson, 871 S.W.2d at 750.
In State v. Daugherty, the Court reaffirmed the correctness of its approach in Johnson with respect to the attenuation doctrine. 931 S.W.2d at 270-71. It noted that â[t]he ordinary meaning of âobtainedâ may accommodate the attenuation doctrine inasmuch as, depending on how removed the actual attainment of the evidence is from the illegality, the ordinary person would not consider that evidence to have been âobtainedâ by that illegality.â Id. at 270 (observing that, under plain-language interpretation of Article 38.23, there is âa point beyond which the âordinary understandingâ of obtained just does not applyâ). Thus, when the causal relationship between the illegality and the acquisition of evidence is attenuated, exclusion is not required because the âordinary meaning of âobtainedâ does not extend to such a remote, or âattenuated,â causal relationship.â Id. at 270-71.
As we observe above, the independent source doctrine provides that evidence actually obtained pursuant to a distinct, untainted source is not subject to suppression because, in such cases, the prior illegality does ânot contribute in any way to discovery of the evidence seized under the warrant.â Segura, 468 U.S. at 815,104 S.Ct. 3380 . In cases involving an independent source, ânot even the threshold âbut forâ requirementâ is met. Id.; see also United States v. Crews, 445 U.S. 463; 471, 100 S.Ct. 1244/63 L.Ed.2d 537 (1980); Murray, 487 U.S. at 539, 108 S.Ct. 2529. Because the independent source doctrine is applicable only to situations in which there is no causal link between the illegal conduct and the discovery or seizure of evidence, application of that doctrine is entirely consistent with the statutory exclusionary ruleâs requirement that evidence âobtainedâ in violation of t