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Full Opinion
filed a concurring opinion in which JOHNSON, J., joined.
I concur in the majorityâs resolution of this appeal, but I cannot join its reasoning. Texas, like most states, recognizes an affirmative defense of involuntary intoxication,
I.
Appellant was charged with driving while intoxicated due to the introduction of one or more of three prescription medicines â zolpidem (Ambien), tramadol (Ul-tram), and carisoprodol (Soma). The evidence at trial showed that at about 8:00 a.m. one Saturday morning, Randall Cox was driving to a Boy Scout meeting when he saw appellantâs SUV suddenly looming behind him on the freeway. Mr. Cox could not move out of the way fast enough to
After being hit, Mr. Cox pulled over, and waved to appellant to pull over as well. Appellant took a long time to pull over and stop. Mr. Cox walked up to appellant, who was âstaggering and weavingâ as he got out of his ear. When Mr. Cox asked him for his insurance information, appellant gave him a business card instead. When he finally obtained appellantâs driverâs license, Mr. Cox looked on the back side for medical information because it seemed that appellant had a problem standing up and looked âimpaired.â He was slurring his words, but he didnât smell of alcohol. While Mr. Cox was calling 911 to report the accident and tell the dispatcher that appellant âneeded help,â he looked up to see appellant driving off. The 911 operator asked Mr. Cox if he could follow appellant until the police could find them both.
It took a few minutes for Mr. Cox to get back into his car and follow appellant, who had driven off the freeway at the next exit ramp and run into a light post on the service road. Appellantâs engine was still running and the wheels were still spinning, but his SUV was âimpaledâ on the pole which was pushed over at a 45 degree angle. Mr. Cox once again parked his car and walked up to appellantâs car. Appellant was ânot really alert.â He didnât seem to know that the OnStar person was trying to talk to him.
When a police officer arrived, appellant came up and shook the officerâs hand and then fell over into the officerâs arms. His speech was very slurred, he had a hard time keeping his eyes open, and he acted âsluggish.â After MedStar personnel checked appellant at the scene to make sure that he had no serious injuries, the officer transported him to the hospital where appellant agreed to a blood test. The results of that test showed that appellant tested positive (at therapeutic levels)
Appellant testified that he is thirty-four years old, married, with one ten-year-old daughter. More than ten years earlier, appellant had been injured at an auto auction by a Jeep that had gotten loose and, while traveling at about 35-45 m.p.h., run into nineteen people, including appellant. He had to have back surgery and still suffers from chronic back pain. He has taken a wide variety of prescription medicine to try to relieve the pain. On April 15th, appellant went to an urgent care clinic and was prescribed Ambien, Soma, Celebrex, and Ultram for his pain and to help him sleep. Appellant had never had
On Saturday morning, April 19th, appellant was driving from his home in Aledo to his job as a sales manager at a Carrollton car dealership. Saturday is his busiest day. He remembered getting up and stopping at a gas station near his home, but that is all that he remembered of that day. He did not remember the two accidents,
Appellantâs wife testified that she did remember putting out appellantâs Ambien and Ultram pills the night before. She felt responsible because the Ambien and Ul-tram look so much alike and she did not separate the Ambien (to be taken later that night) far enough from the Ultram on the microwave. She saw that the Ambien pill was still on the microwave the next morning, but she didnât think to take it away.
At the charge conference, appellant asked for three different jury instructions, one of which was on involuntary intoxication.
The defense argued that sometimes the law just doesnât make sense: âSometimes when the legislature makes all of this law and the courts interpret the laws, sometimes common sense is thrown out the window.... Do you think for a second that he took that [Ambien] intentionally?â
The jury sent out a note asking, âWhat does the term âintroductionâ mean?â The trial judge told the jury that the term did not have any special meaning, and, shortly thereafter, the jury returned a guilty verdict.
On appeal, appellant argued that the trial judge erred in failing to give the jury his requested instruction # 2 on a voluntary act or his requested instruction #3 on âinvoluntary intoxication by prescription medicine.â As the court of appeals repeatedly noted, appellant did not complain about the trial courtâs failure to give the jury his requested instruction # 1, on the affirmative defense of involuntary intoxication.
II.
A. The Affirmative Defense of Involuntary Intoxication
Voluntary intoxication is virtually never a defense to crime. The law has proved unwilling to permit a condition that people, at least historically, consider a crime, a sin, or at best a personal weakness, to serve as an excuse for criminal conduct.
Involuntary intoxication has always been the one recognized exception to this general rule. The early common-law doctrine of âinvoluntary intoxicationâ
Texas courts recognize that involuntary intoxication is an affirmative defense when:
⢠âthe accused has accused has exercised no independent judgment or volition in taking the intoxicant; and exercised no independent judgment or volition in taking the intoxicant; and
⢠as a result of his intoxication he did not know that his conduct was wrong[.]â16
This Court long ago defined the test for involuntariness as the âabsence of an exercise of independent judgment and volition on the part of the accused in taking the
The first mode, intoxication caused by the fault of another, was the earliest common-law âinvoluntary intoxicationâ defense.
Under the third prong, âpathological intoxicationâ may occur when a defendant unknowingly suffers from a physiological or psychological condition that renders him abnormally susceptible to a legal intoxicant. For example, a person who takes a first sip of whiskey and has a severe allergic reaction to the alcohol that includes amnesia or other mental derangement would qualify.
Fourth and finally, courts have found the defense of involuntary intoxication applicable when, at the time of the offense, a defendant was voluntarily taking prescription medicine without any awareness that it might have an intoxicating effect.
The treatises and cases uniformly hold that proof of involuntary intoxication is not, by itself, sufficient to raise the affirmative defense. The defendant must also offer evidence that the intoxication has so affected the capacity of his mind and so deranged his rational thinking at the moment that he is unable âto know what he is doing and that it is wrong.â
B. The âInvoluntary Intoxicationâ Defense Applies to DWI.
The involuntary intoxication defense may be applicable in a driving while intoxicated prosecution. For example, in Commonwealth v. Wallace,
We do not imply that a jury could not in some instances find that a defendant had information sufficient to place on him a duty of inquiring of his doctor as to the possible effects of a prescription drug. In such circumstances, a conviction [for DWI] would be proper if it is found that the defendant was negligent in not asking, and hence not knowing, of such possible effects on his driving.37
In other words, the Massachusetts court restricted the defense of unwitting involuntary intoxication to those defendants who acted reasonably â non-negligentlyâconcerning the intoxicating nature of the substance they ingested.
Other courts have also held that involuntary intoxication is a defense to DWI.
was still sufficiently in possession of his faculties to know what he was doing, and to understand the character of his acts, and with such knowledge and understanding should voluntarily go into a public place or drive a motor vehicle on a public highway, the involuntariness of the intoxication would not excuse him because the prohibited act itself was done voluntarily.40
We have never discussed the applicability of the affirmative defense of involuntary intoxication to DWI prosecutions, although numerous Texas courts of appeals decisions have held that this defense does not apply to DWI cases.
For these reasons, I conclude that Texas does permit the affirmative defense of âinvoluntary intoxicationâ in DWI cases. Because appellant offered some evidence of both prongs of the âinvoluntary intoxicationâ defense and his first requested jury instruction raised that issue, even if it was not entirely correct, I think that the trial judge erred in refusing any jury instruction on involuntary intoxication. But, because appellant did not raise any issue concerning that particular jury instruction on appeal, he has forfeited that claim now. I therefore agree with the majorityâs dis
. Torres v. State, 585 S.W.2d 746 (Tex.Crim. App. [Panel Op.] 1979); see Lewis Buttles, Criminal Law â DefensesâInvoluntaiy Intoxication Is a Defense in Texas, 12 St. Maryâs L. J. 232 (1980).
. A doctor testified that a therapeutic level is one at which the drug would be taken as commonly prescribed.
. She explained that Ambien also causes amnesia and sleepwalking. She had heard of people who had driven away from home "not remembering anythingâ after taking Ambien. A doctor testified that she knew of several examples of people taking Ambien and then having severe cases of amnesia. She also remembered a case just like appellant's:
The one case I can remember is that there was a woman who had taken some Ambien and she had driven off the road and into somebody's â the side of somebody's house. She couldnât quite figure out why she had gotten there or how she had gotten there afterwards.
. Appellant testified that the first he knew of the accidents was when he was getting his car out of the impound lot two days later and they told him that his car was damaged.
. That instruction read as follows:
You are instructed that involuntary intoxication is an affirmative defense to prosecution. A person is involuntarily intoxicated when:
1. the accused has exercised no independent judgment or volition in taking the intoxicant; and
2. as a result of his intoxication, he did not know that his conduct was wrong or was incapable of conforming his conduct to the requirements of the law he allegedly violated.
In order to satisfy # 1, you are hereby instructed the accused:
1. was unaware he had ingested an intoxicating substance;
2. ingested an intoxicant by force or duress; or
3. took a prescribed medication according to the prescription.
Therefore, if you believe from the evidence beyond a reasonable doubt that on the occasion in question the defendant, DEFENDANT, did drive while intoxicated, as alleged in the information, but you further believe from the evidence, or you have a reasonable doubt thereof, that the driving was the result of an involuntary intoxication of the defendant, then you will acquit the defendant and say by your verdict "Not Guilty.â
.The trial judge was correct that the instruction, as submitted (see note 5), did assume the truth of numbers 1, 2, and 3. But that error was easy to fix. The sentence should have read;
In order to satisfy # 1, you are hereby instructed that the accused must prove, by a preponderance of the evidence, that he
*911 1. was unaware he had ingested an intoxicating substance;
2. ingested an intoxicant by force or duress; or
3. took a prescribed medication according to the prescription.
. Farmer, No. 02-09-00278-CR, 2012 WL 4937104, at *3 n. 4 & *5 n. 6 (Tex.App.-Fort Worth 2012).
. Id.
. See City of Minneapolis v. Altimus, 306 Minn. 462, 238 N.W.2d 851, 855 (1976) (voluntary intoxication never a defense at common law); Colbath v. State, 4 Tex.App. 76, 78-79 (1878) (voluntary intoxication neither excuses nor justifies criminal conduct; intoxication was defendant's "own act and follyâ and "his own gross vice and misconductâ).
. Carter v. State, 12 Tex. 500, 506 (1854) ("There would be no security for life or property if men could commit crimes with impunity, provided they would first make themselves drunk enough to cease to be reasonable beings.â).
. Rollin M. Perkins & Ronald N. Boyce, Criminal Law 1001 (3rd edition 1982).
. City of Minneapolis v. Altimus, 306 Minn. 462, 238 N.W.2d 851, 855-56 (1976) (quoting 1 Hale, History of the Pleas of the Crown 32 (1778) and concluding that "[t]he defense of involuntary intoxication has long been recog
. See Perkins & Boyce, supra note 11 at 1001; 1 Wayne R. LaFave and Austin W. Scott, Jr., Substantive Criminal Law 558-59 (1986).
. Perkins & Boyce, supra note 11 at 1001; see State v. Brown, 38 Kan. 390, 16 P. 259, 259-60 (1888) (acknowledging "innocentâ intoxication defense to public intoxication and DWI offenses). As the Kansas Supreme Court explained in Brown:
But are idiots, insane persons, children under seven years of age, babes, and persons who have been made drunk by force or fraud, and carried into a public place, to be punished under the statute? And if not, why not? And, if these are not to be punished, then no sufficient reason can be given for punishing those who have become drunk through unavoidable accident, or through an honest mistake.
Id. at 260. The court noted that the legislature could hold babes, "idiots,â the insane, and the involuntarily intoxicated criminally liable, "[b]ut we should never suppose that the legislature intended to punish the innocent, unless particular words are used that will bear no other construction.â Id. The court then quoted Bishopâs treatise on the criminal law to the same effect:
âTo punish a man who has acted from a pure mind, in accordance with the best lights he possessed, because, misled while he was cautious, he honestly supposed the facts to be the reverse of what they were, would restrain neither him nor any other man from doing a wrong in the future; it could inflict on him a grievous injustice, would shock the moral sense of the community, would harden men's hearts, and promote vice instead of virtue.â
Id. at 261 (quoting 1 Bishop, Criminal Law § 301).
. See id.
. Mendenhall v. State, 15 S.W.3d 560, 565 (Tex.App.-Waco 2000), affâd. 77 S.W.3d 815 (Tex.Crim.App.2002) (citing Torres v. State, 585 S.W.2d 746, 749 (Tex.Crim.App. [Panel Op.] 1979) which had cited City of Minneapolis v. Altimus, 306 Minn. 462, 238 N.W.2d 851, 856-57 (1976)); see also Aliff v. State, 955 S.W.2d 891, 893 (Tex.App.-El Paso 1997, no pel.); Juhasz v. State, 827 S.W.2d 397, 406 (Tex.App.-Corpus Christi 1992, pet. refâd). The court of appeals in Mendenhall stated that the second part of the test was that the defendant âdid not know that his conduct was wrong or was incapable of conforming his conduct to the requirements of the law he allegedly violated.â 77 S.W.3d at 817. On discretionary review, we held that when the insanity statute, section 8.01 of the Penal Code, was amended in 1983, it eliminated the "incapable of conforming his conductâ aspect of the insanity law. Thus, to establish an insanity defense or the related defense of "involuntary intoxication," a defendant must prove that he âdid not know that his conduct was wrong.â Id. See generally Lewis Buttles, Criminal Law â DefensesâInvoluntaty Intoxication is a Defense in Texas, 12 St. Maryâs L. J. 232 (1980).
. Hanks v. State, 542 S.W.2d 413, 416 (Tex.Crim.App.1976). In Hanks, this Court held that the defendant could not establish involuntary intoxication when he suspected that his companion had put a drug in his drink, questioned her about putting something in it, but drank it anyway. Id.
. Altimus, 238 N.W.2d at 856.
. See Pearsonâs Case, 168 Eng. Rep. 1108, 1108 (1835) (intoxication was involuntary if âby stratagem, or the fraud of anotherâ).
. See e.g., Burrows v. State, 38 Ariz. 99, 297 P. 1029, 1035 (1931) (approving trial judgeâs instruction that stated that involuntary intoxication would be a complete defense if defendant was compelled to drink against his will and "his reason was destroyedâ so "that he did not understand and appreciate the consequences of his act"); People v. Penman, 271 Ill. 82, 110 N.E. 894, 900 (1915) (reversible error to refuse jury instruction on "involuntary intoxicationâ when defendant testified that he took tablets that a man told him were breath perfumers when he gave them to the defendant but that were, in fact, cocaine tablets); People v. Scott, 146 Cal.App.3d 823, 825-31, 194 Cal.Rptr. 633 (Cal.Ct.App.1983) (defendant was improperly convicted of attempted unlawful taking of a vehicle when evidence showed that someone had "spikedâ punch with hallucinogenic substance at a family reunion and his bizarre delusions and actions were caused by involuntary intoxication); Commonwealth v, McAlister, 365 Mass. 454, 313 N.E.2d 113, 119 (1974) (trial judge did not err in giving instruction of involuntary intoxication when defense evidence suggested defendantâs coffee was spiked with drug that produced a reaction consistent with LSD); compare United States v. Bindley, 157 F.3d 1235, 1241-42 (10th Cir.1998) (defendant not entitled to "involuntary intoxicationâ instruction when he knowingly smoked marijuana cigarette that he claimed must have been laced with another, more powerful, drug because he voluntarily smoked marijuana and should have known that marijuana cigarettes often come with other substances added).
. Torres v. State, 585 S.W.2d 746, 749 (Tex.Crim.App. [Panel Op.] 1979); see also Buttles, supra note 1, at 236 ("Taking an intoxicant due to the fraud or deception of another person has invariably been considered involuntaryâ).
. Torres, 585 S.W.2d at 748.
. Id.
. See Solomon v. State, 227 P.3d 461, 467 (Alaska Ct.App.2010) (recognizing a defense of "unwittingâ involuntary intoxication, available only to defendants who make a reasonable, non-negligent mistake concerning the intoxicating nature of the beverage or substance ingested); see generally Perkins &
. See id..; Altimus, 238 N.W.2d at 856 ("innocent mistakeâ); see generally, Model Penal Code § 2.08(5)(b) (voluntary or "self-induced intoxicationâ means "intoxication caused by substances that the actor knowingly introduces into his body, the tendency of which to cause intoxication he knows or ought to know, unless he introduces them pursuant to medical advice or under such circumstances as would afford a defense to a charge of crime[.]â). Thus, "involuntaryâ intoxication may occur when the actor knowingly introduces a substance into his body "the tendency of which he does not know nor reasonably should know.â
. See Tones, 585 S.W.2d at 748. Although there was evidence in Tones that the co-defendant had "spikedâ the female defendant's drink, this Court did not rely on the "force, fraud, or coercionâ prong of involuntary intoxication. Instead we relied solely on the fact that the defendant had no knowledge of the intoxicating nature of the substance that she voluntarily drank and thus she exercised no independent judgment in taking the intoxicant. Id. See also Mendenhall, 15 S.W.3d at 565 (to satisfy first element of involuntary intoxication defense, defendant must prove he was unaware of ingesting intoxicant, ingested intoxicant by force or duress, or took a prescribed medication according to prescription).
. See Model Penal Code § 2.08(4), (5)(c) (defining pathological intoxication as "intoxication grossly excessive in degree, given the amount of the intoxicant, to which the actor does not know he is susceptible.â).
. See, e.g. Kane v. United States, 399 F.2d 730, 736-37 (9th Cir.1968) (pathological intoxication not recognized); Martinez v. People, 124 Colo. 170, 235 P.2d 810, 815 (1951) (allowing defense only if pled as insanity); Thomas v. State, 105 Ga.App. 754, 125 S.E.2d 679, 682 (1962) (decreased tolerance to alcohol does not decrease responsibility for criminal acts); but see Altimus, 238 N.W.2d at 858 (unusual and unexpected reaction to drugs can be a defense).
. See People v. Hari, 218 Ill.2d 275, 300 Ill.Dec. 91, 843 N.E.2d 349, 359-360 (2006) ("We find that the drugged condition alleged here â an unexpected adverse side effect of a prescription drug that was unwarned by the prescribing doctor, the [Physician's Desk Reference] or the package insert â is 'involuntarily producedâ within the plain meaning of the involuntary intoxication affirmative defense statute.â); Commonwealth v. Darch, 54 Mass. App.Ct. 713, 767 N.E.2d 1096, 1099-1100 (2002) (testimony that defendant may have been misprescribed medicine that led to her psychic and suicidal condition raised the issue of involuntary intoxication); People v. Caulley, 197 Mich.App. 177, 494 N.W.2d 853, 858 (1992); see also 1 LaFave & Scott, supra note 13, § 4.10(f), at 560 ("Yet another instance of involuntary intoxication is when the substance was taken pursuant to medical advice.â). Some courts apply this defense even
. Mendenhall v. State, 15 S.W.3d 560, 565 (Tex.App.-Waco 2000), affâd, 77 S.W.3d 815 (Tex.Crim.App.2002).
. Perkins & Boyce, supra note 11 at 1005 (citing State v. Alie, 82 W.Va. 601, 96 S.E. 1011, 1014 (1918) ("Since involuntary intoxication acts to excuse the criminality of the act, it must rise to the level of insanity, which in this jurisdiction is determined by the MâNaghten test.â); People v. Cruz, 83 Cal. App.3d 308, 330, 147 Cal.Rptr. 740 (1978) ("Unconsciousness due to involuntary intoxication is recognized as a complete defense to a criminal charge.â)); see Mendenhall, 77 S.W.3d at 818 (under the insanity statute, section 8.01, "[i]t is now an affirmative defense to prosecution that, at the time of the alleged offense, the defendant, as a result of a severe mental defect caused by involuntary intoxication, did not know that his conduct was wrong.").
. 14 Mass.App.Ct. 358, 439 N.E.2d 848 (1982).
. Id. at 849.
. Id.
. Id. at 851.
.Id. at 852-53.
. Id. at 853 n. 15.
. See Solomon v. State, 227 P.3d 461, 467 (Alaska Ct.App.2010) (recognizing defense to DWI of unwitting intoxication but making it available "only to defendants who make a reasonable, non-negligent mistake concerning the intoxicating nature of the beverage or substance that they ingested.â); Commonwealth v. Smith, 831 A.2d 636, 639-41 (Pa.Super.App.2003) (recognizing "involuntary intoxicationâ defense to DWI but rejecting its application in case in which defendant took prescribed medication and then voluntarily drank a "moderateâ amount of alcohol without regard to the effects of the combination of alcohol and medication); People v. Chaffey, Additional Information