AI Case Brief
Generate an AI-powered case brief with:
Estimated cost: $0.001 - $0.003 per brief
Full Opinion
delivered the opinion of the Court.
The Berne Convention for the Protection of Literary and Artistic Works (Berne Convention, Convention, or Berne), which took effect in 1886, is the principal accord governing
The URAA accords no protection to a foreign work after its full copyright term has expired, causing it to fall into the public domain, whether under the laws of the country of origin or of this country. Works encompassed by §514 are granted the protection they would have enjoyed had the United States maintained copyright relations with the authorâs country or removed formalities incompatible with Berne. Foreign authors, however, gain no credit for the protection they lacked in years prior to §514âs enactment. They therefore enjoy fewer total years of exclusivity than do their U. S. counterparts. As a consequence of the barriers to U. S. copyright protection prior to the enactment of § 514, foreign works ârestoredâ to protection by the measure had entered the public domain in this country. To cushion the impact of their placement in protected status, Congress included in § 514 ameliorating accommodations for parties who had exploited affected works before the URAA was enacted.
Petitioners include orchestra conductors, musicians, publishers, and others who formerly enjoyed free access to
In accord with the judgment of the Tenth Circuit, we conclude that § 514 does not transgress constitutional limitations on Congressâ authority. Neither the Copyright and Patent Clause nor the First Amendment, we hold, makes the public domain, in any and all cases, a territory that works may never exit.
I
A
Members of the Berne Union agree to treat authors from other member countries as well as they treat their own. Berne Convention, Sept. 9, 1886, as revised at Stockholm on July 14, 1967, Arts. 1, 5(1), 828 U. N. T. S. 221, 225, 231-233. Nationals of a member country, as well as any author who publishes in one of Berneâs 164 member states, thus enjoy copyright protection in nations across the globe. Arts. 2(6), 3. Each country, moreover, must afford at least the minimum level of protection specified by Berne. The copyright term must span the authorâs lifetime, plus at least 50 additional years, whether or not the author has complied with a member stateâs legal formalities. Arts. 5(2), 7(1). And, as relevant here, a work must be protected abroad unless its copyright term has expired in either the country where protection is claimed or the country of origin. Art. 18(l)-(2).
The United States became party to Berneâs multilateral, formality-free copyright regime in 1989. Initially, Congress adopted a âminimalist approachâ to compliance with the Convention. H. R. Rep. No. 100-609, p. 7 (1988) (hereinafter BCIA House Report). The Berne Convention Implementation Act of 1988 (BCIA), 102 Stat. 2853, made âonly those changes to American copyright law that [were] clearly re
Berne, however, did not provide a potent enforcement mechanism. The Convention contemplates dispute resolution before the International Court of Justice. Art. 33(1). But it specifies no sanctions for noncompliance and allows parties, at any time, to declare themselves ânot . . . boundâ by the Conventionâs dispute resolution provision. Art. 33(2)-(3), 828 U. N. T. S., at 277. Unsurprisingly, no enforcement actions were launched before 1994. D. Gervais, The TRIPS Agreement 213, and n. 134 (3d ed. 2008). Although âseveral Berne Union Members disagreed with [our] interpretation of Article 18,â the USTR told Congress, the Berne Convention did ânot provide a meaningful dispute resolution process.â URAA Joint Hearing 137 (statement of Shapiro). This shortcoming left Congress âfree to adopt a minimalist approach and evade Article 18.â Karp, Pinal Report, Berne Article 18 Study on Retroactive United States Copyright Protection for Berne and other Works, 20 Colum.-VLA J. L. & Arts 157, 172 (1996).
The landscape changed in 1994. The Uruguay round of multilateral trade negotiations produced the World Trade Organization (WTO) and the Agreement on Trade-Related
Congressâ response to the Uruguay agreements put to rest any questions concerning U. S. compliance with Article 18. Section 514 of the URAA, 108 Stat. 4976 (codified at 17 U. S. C. § 104A, 109(a)),
The URAAâs disturbance of the public domain hardly escaped Congressâ attention. Section 514 imposed no liability for any use of foreign works occurring before restoration. In addition, anyone remained free to copy and use restored
B
In 2001, petitioners filed this lawsuit challenging §514. They maintain that Congress, when it passed the URAA, exceeded its authority under the Copyright Clause and transgressed First Amendment limitations.
The Court of Appeals for the Tenth Circuit affirmed in part. Golan v. Gonzales, 501 F. 3d 1179 (2007). The public domain, it agreed, was not a âthreshold that Congressâ was powerless to âtraverse in both directions.â Id., at 1187 (internal quotations marks omitted). But §514, as the Court of Appeals read our decision in Eldred v. Ashcroft, 537 U. S. 186 (2003), required further First Amendment inspection, 501 F. 3d, at 1187. The measure ââaltered the traditional contours of copyright protection,â â the court saidâ specifically, the âbedrock principleâ that once works enter the public domain, they do not leave. Ibid, (quoting Eldred, 537 U. S., at 221). The case was remanded with an instruction to the District Court to address the First Amendment claim in light of the Tenth Circuitâs opinion.
On remand, the District Courtâs starting premise was un-eontested: Section 514 does not regulate speech on the basis of its content; therefore the law would be upheld if ânarrowly tailored to serve a significant government interest.â 611 F. Supp. 2d 1165, 1170-1171 (Colo. 2009) (quoting Ward v. Rock Against Racism, 491 U. S. 781, 791 (1989)). Summary judgment was due petitioners, the court concluded, because § 514âs constriction of the public domain was not justified by any of the asserted federal interests: compliance with Berne,
The Tenth Circuit reversed. Deferring to Congressâ predictive judgments in matters relating to foreign affairs, the appellate court held that §514 survived First Amendment scrutiny. Specifically, the court determined that the law was narrowly tailored to fit the important government aim of protecting U. S. copyright holdersâ interests abroad. 609 F. 3d 1076 (2010);
We granted certiorari to consider petitionersâ challenge to § 514 under both the Copyright Clause and the First Amendment, 562 U. S. 1270 (2011), and now affirm.
II
We first address petitionersâ argument that Congress lacked authority, under the Copyright Clause, to enact § 514. The Constitution states that âCongress shall have Power .. . [t]o promote the Progress of Science ... by securing for limited Times to Authors . . . the exclusive Right to their . . . Writings.â Art. I, §8, cl. 8. Petitioners find in this grant of authority an impenetrable barrier to the extension of copyright protection to authors whose writings, for whatever reason, are in the public domain. We see no such barrier in the text of the Copyright Clause, historical practice, or our precedents.
A
The text of the Copyright Clause does not exclude application of copyright protection to works in the public domain. Symposium, Congressional Power and Limitations Inherent in the Copyright Clause, 30 Colum. J. L. & Arts 259, 266 (2007). Petitionersâ contrary argument relies primarily on the Constitutionâs confinement of a copyrightâs lifespan to a âlimited Tim[e].â âRemoving works from the public domain,â they contend, âviolates the âlimited [t]imesâ restriction
Our decision in Eldred is largely dispositive of petitionersâ limited-time argument. There we addressed the question whether Congress violated the Copyright Clause when it extended, by 20 years, the terms of existing copyrights. 537 U. S., at 192-193 (upholding Copyright Term Extension Act (CTEA)). Ruling that Congress acted within constitutional bounds, we declined to infer from the text of the Copyright Clause âthe command that a time prescription, once set, becomes foreverâfixedâorâinalterable.ââ Id., at 199. âThe word âlimited,â â we observed, âdoes not convey a meaning so constricted.â Ibid. Rather, the term is best understood to mean âconfine[d] within certain bounds,â ârestrained],â or âcircumscribed.â Ibid, (internal quotation marks omitted). The construction petitioners tender closely resembles the definition rejected in Eldred and is similarly infirm.
The terms afforded works restored by §514 are no less âlimitedâ than those the CTEA lengthened. In light of El-dred, petitioners do not here contend that the term Congress has granted U. S. authors â their lifetimes, plus 70 yearsâ is unlimited. See 17 U. S. C. § 302(a). Nor do petitioners explain why terms of the same duration, as applied to foreign works, are not equally âcircumscribedâ and âconfined.â See Eldred, 537 U. S., at 199. Indeed, as earlier noted, see supra, at 307, 315, the copyrights of restored foreign works typically last for fewer years than those of their domestic counterparts.
The difference, petitioners say, is that the limited time had already passed for works in the public domain. What was that limited term for foreign works once excluded from U. S. copyright protection? Exactly âzero,â petitioners respond. Brief for Petitioners 22 (works in question âreceived a specific term of protection ... sometimes expressly set to zeroâ; âat the end of that period,â they âentered the public do
Carried to its logical conclusion, petitioners persist, the Governmentâs position would allow Congress to institute a second âlimitedâ term after the first expires, a third after that, and so on. Thus, as long as Congress legislated in installments, perpetual copyright terms would be achievable. As in Eldred, the hypothetical legislative misbehavior petitioners posit is far afield from the case before us. See 537 U. S., at 198-200, 209-210. In aligning the United States with other nations bound by the Berne Convention, and thereby according equitable treatment to once disfavored foreign authors, Congress can hardly be charged with a design to move stealthily toward a regime of perpetual copyrights.
B
Historical practice corroborates our reading of the Copyright Clause to permit full U. S. compliance with Berne. Undoubtedly, federal copyright legislation generally has not affected works in the public domain. Section 514â disturbance of that domain, petitioners argue, distinguishes their suit from Eldredâs. In adopting the CTEA, petitioners note, Congress acted in accord with âan unbroken congressional practiceâ of granting preexpiration term extensions, 537 U. S., at 200. No comparable practice, they maintain, supports §514.
On occasion, however, Congress has seen fit to protect works once freely available. Notably, the Copyright Act of 1790 granted protection to many works previously in the public domain. Act of May 31, 1790 (1790 Act), § 1, 1
Analogous patent statutes, however, were upheld in litigation.
This Court again upheld Congressâ restoration of an invention to protected status in McClurg v. Kingsland, 1 How. 202 (1843). There we enforced an 1839 amendment that recognized a patent on an invention despite its prior use by the inventorâs employer. Absent such dispensation, the employerâs use would have rendered the invention unpatentable,
Congress has also passed generally applicable legislation granting patents and copyrights to inventions and works that had lost protection. An 1832 statute authorized a new patent for any inventor whose failure, âby inadvertence, accident, or mistake,â to comply with statutory formalities rendered the original patent âinvalid or inoperative.â Act of July 3, §3, 4 Stat. 559. An 1893 measure similarly allowed authors who had not timely deposited their work to receive âall the rights and privilegesâ the Copyright Act affords, if they made the required deposit by March 1, 1893. Act of Mar. 3, ch. 215, 27 Stat. 743.
Pointing to dictum in Graham v. John Deere Co. of Kansas City, 383 U. S. 1 (1966), petitioners would have us look past this history. In Graham, we stated that âCongress may not authorize the issuance of patents whose effects are
Installing a federal copyright system and ameliorating the interruptions of global war, it is true, presented Congress with extraordinary situations. Yet the TRIPS accord, leading the United States to comply in full measure with Berne, was also a signal event. See supra, at 312-313; cf. Eldred, 537 U. S., at 259, 264-265 (Breyer, J., dissenting) (acknowledging importance of international uniformity advanced by U. S. efforts to conform to the Berne Convention). Given the authority we hold Congress has, we will not second-guess the political choice Congress made between leaving the public domain untouched and embracing Berne unstintingly. Cf. id., at 212-213.
C
Petitionersâ ultimate argument as to the Copyright and Patent Clause concerns its initial words. Congress is empowered to âpromote the Progress of Science and useful Artsâ by enacting systems of copyright and patent protection. U. S. Const., Art. I, §8, el. 8. Perhaps counterintu-itively for the contemporary reader, Congressâ copyright authority is tied to the progress of science; its patent authority, to the progress of the useful arts. See Graham, 383 U. S., at 5, and n. 1; Evans, 8 F. Cas., at 873 (Marshall, J.).
The âProgress of Science,â petitioners acknowledge, refers broadly to âthe creation and spread of knowledge and learning.â Brief for Petitioners 21; accord post, at 344-345. They nevertheless argue that federal legislation cannot serve the Clauseâs aim unless the legislation âspur[s] the creation of . . . new works.â Brief for Petitioners 24; accord post, at 345, 351, 360. Because § 514 deals solely with works
The creation of at least one new work, however, is not the sole way Congress may promote knowledge and learning. In Eldred, we rejected an argument nearly identical to the one petitioners rehearse. The Eldred petitioners urged that the âCTEAâs extension of existing copyrights categorically fails to âpromote the Progress of Science,â... because it does not stimulate the creation of new works.â 537 U. S., at 211-212. In response to this argument, we held that the Copyright Clause does not demand that each copyright provision, examined discretely, operate to induce new works. Rather, we explained, the Clause âempowers Congress to determine the intellectual property regimes that, overall, in that bodyâs judgment, will serve the ends of the Clause.â Id., at 222. And those permissible ends, we held, extended beyond the creation of new works. See id., at 205-206 (rejecting the notion that â âthe only way to promote the progress of science [is] to provide incentives to create new worksââ (quoting Perlmutter, Participation in the International Copyright System as a Means To Promote the Progress of Science and Useful Arts, 36 Loyola (LA) L. Rev. 323, 332 (2002))).
Even were we writing on a clean slate, petitionersâ argument would be unavailing. Nothing in the text of the Copy
Considered against this backdrop, §514 falls comfortably within Congressâ authority under the Copyright Clause. Congress rationally could have concluded that adherence to Berne âpromotes the diffusion of knowledge,â Brief for Petitioners 4. A well-functioning international copyright system would likely encourage the dissemination of existing and future works. See URAA Joint Hearing 189 (statement of Professor Perlmutter). Full compliance with Berne, Congress had reason to believe, would expand the foreign markets available to U. S. authors and invigorate protection against piracy of U. S. works abroad, S. Rep. No. 103-412, pp. 224, 225 (1994); URAA Joint Hearing 291 (statement of Berman, RIA A); id., at 244, 247 (statement of Smith, IIPA),
The provision of incentives for the creation of new works is surely an essential means to advance the spread of knowledge and learning. We hold, however, that it is not the sole means Congress may use â[t]o promote the Progress of Science.â See Perlmutter, supra, at 332 (United States would âlose all flexibilityâ were the provision of incentives to create the exclusive way to promote the progress of science).
III
A
We next explain why the First Amendment does not inhibit the restoration authorized by § 514. To do so, we first recapitulate the relevant part of our pathmarking decision in Eldred. The petitioners in Eldred, like those here, argued that Congress had violated not only the âlimited Timesâ prescription of the Copyright Clause. In addition, and independently, the Eldred petitioners charged, Congress had offended the First Amendmentâs freedom of expression guarantee. The CTEAâs 20-year enlargement of a copyrightâs duration, we held in Eldred, offended neither provision.
Concerning the First Amendment, we recognized that some restriction on expression is the inherent and intended
We then described the âtraditional contoursâ of copyright protection, i. e., the âidea/expression dichotomyâ and the âfair useâ defense.
The idea/expression dichotomy is codified at 17 U. S. C. § 102(b): âIn no case does copyright protec[t] . . . any idea, procedure, process, system, method of operation, concept, principle, or discovery . . . described, explained, illustrated, or embodied in [the copyrighted] work.â âDue to this [idea/ expression] distinction, every idea, theory, and fact in a copyrighted work becomes instantly available for public exploitation at the moment of publicationâ; the authorâs expression alone gains copyright protection. Eldred, 537 U. S., at 219; see Harper & Row, 471 U. S., at 556 (âidea/expression di
The second âtraditional contour,â the fair use defense, is codified at 17 U. S. C. § 107: â[T]he fair use of a copyrighted work, including such use by reproduction in copies ... , for purposes such as criticism, comment, news reporting, teaching (including multiple copies for classroom use), scholarship, or research, is not an infringement of copyright.â This limitation on exclusivity âallows the public to use not only facts and ideas contained in a copyrighted work, but also [the authorâs] expression itself in certain circumstances.â Eldred, 537 U. S., at 219; see id., at 220 (âfair use defense affords considerable latitude for scholarship and comment, . . . even for parodyâ (internal quotation marks omitted)).
Given the âspeech-protective purposes and safeguardsâ embraced by copyright law, see id., at 219, we concluded in Eldred that there was no call for the heightened review petitioners sought in that case.
B
Petitioners attempt to distinguish their challenge from the one turned away in Eldred. First Amendment interests of a higher order are at stake here, petitioners say, because they â unlike their counterparts in Eldred â enjoyed âvested rightsâ in works that had already entered the public domain. The limited rights they retain under copyright lawâs âbuilt-in safeguardsâ are, in their view, no substitute for the unlimited use they enjoyed before §514âs enactment. Nor, petitioners urge, does § 514â âunprecedentedâ foray into the public domain possess the historical pedigree that supported the term extension at issue in Eldred. Brief for Petitioners 42-43.
However spun, these contentions depend on an argument we considered and rejected above, namely, that the Constitution renders the public domain largely untouchable by Congress. Petitioners here attempt to achieve under the banner of the First Amendment what they could not win under the Copyright Clause: On their view of the Copyright Clause, the public domain is inviolable; as they read the First Amendment, the public domain is police