AI Case Brief
Generate an AI-powered case brief with:
Estimated cost: $0.001 - $0.003 per brief
Full Opinion
Co-Appellants, J.D. Bell and Charles Cotton, were convicted in separate jury trials of the crime of aggravated sexual abuse on an Indian Reservation, pursuant to 18 U.S.C. §§ 1151, 1153(a), 2241(a) and 2246(2). Their appeals were consolidated by this Court. On appeal, Bell and Cotton raise one similar issue and several separate issues. We reject all of Bellâs contentions on appeal and therefore affirm his conviction. We also reject most of Cottonâs contentions, however, we hold that Cottonâs Sixth Amendment Confrontation Clause right was violated but this error was harmless and therefore we affirm his conviction and sentence.
BACKGROUND
J.D. Bell and Charles Cotton, members of the Mississippi Band of Choctaw Indians, were charged by Indictment in United States District Court for the Northern District of Mississippi on October 30, 2002, with two counts of aggravated sexual abuse in violation of 18 U.S.C. §§ 1151, 1153(a), 2241(a), and 2246(2). Bell and Cotton were alleged to have sexually abused Lee Jim, Jr., and George Cotton on October 14, 2002, on the Choctaw Indian Reservation in Winston County, Mississippi. Prior to trial, Cotton moved that the court sever the trials and the court granted the motion. Bellâs jury trial took place in December of 2002, and Cottonâs trial was held in March of 2003. Both Bell and
Lee Jim, Jr., a 52-year-old Choctaw Indian, testified that he was mowing the yard of George Cotton on October 14, 2002. George was apparently observing Jimâs mowing. George Cotton is also a Choctaw Indian and is deaf and mute. Charles Cotton, one of the appellants in this consolidated appeal, approached and told Jim and George to go to Jimâs house. Charles Cotton, his wife, and J.D. Bell, the other appellant in this consolidated appeal, went to Jimâs house. They arrived at the house before Jim and George arrived and entered the house, even though Jim had left the house locked. According to Jimâs testimony and Bellâs confession, Bell allegedly brought whiskey with him and after Jim and George arrived, Charles Cotton instructed Jim to drink whiskey. Jim did not want to drink whiskey because, he said, he was too hot from pushing a lawn mower. Charles Cotton forced Jim to play âquarters,â a drinking game where the loser is forced to drink while the winner watches. This drinking game went on for hours and it was late afternoon before the game concluded. Jim testified that he eventually drank half a bottle of whiskey and âgot dizzy.â At Bellâs trial, Jim also testified that Charles Cotton hit Jim on the side of the head and he then fell down. Apparently, at both trials Jim testified that Cotton shaved Jimâs eyebrow, took Jimâs pants off, took Jimâs wallet, then anally raped Jim. Charles Cotton did this by grabbing Jim around the waist so that Jim felt he could not get away. As Jim was being raped, he observed J.D. Bell raping George Cotton. Jim testified that Cotton left semen in him and around him but there was never any physical evidence of semen found on Jim or at the scene. Jim also testified that he observed that George was covered in blood after the assaults but there was no other testimony of this, other than Georgeâs testimony, and there was no physical evidence of blood at the scene.
Jim admitted on cross-examination that he had drank some antiseptic earlier in that day. Likewise, there was testimony establishing that Jim and George were low functioning alcoholics who often drank antiseptic.
George Cotton testified, through the use of his sister, Pauline Cotton, as an interpreter, on direct examination that after mowing his lawn, he and Lee Jim went to Jimâs house. There J.D. Bell, Charles Cotton, and Charles Cottonâs wife joined them. George testified they drank whiskey and also beer and Charles Cotton smoked marijuana. George Cotton testified he saw Charles Cotton hit Lee Jim and have sexual contact with Jim.
George Cotton testified that J.D. Bell had raped him that afternoon. George also testified that he was covered in blood
Both Bell and Charles Cotton attacked Pauline Cottonâs interpretation of George Cottonâs testimony. Charles Cotton offered the testimony of Junior Cotton, a next-door neighbor familiar with George Cottonâs method of communicating. Junior testified that Pauline had not interpreted Georgeâs testimony accurately.
The government also presented the testimony of Millie Chickaway, who testified that her aunt came to get her on the afternoon of October 14 to take her to Lee Jimâs house. When they arrived at the house Chickaway heard loud music that was not the type of music Jim listened to. It had just gotten dark and she could not see inside the house. When she went inside and turned the lights on she saw Jim lying face down with his pants and underwear down around his ankles. According to Chickaway, Jim and the floor were covered in flour, buttermilk, and cleaning solution. She also noticed feces around his legs and âbuttock area.â She saw that Jimâs face was swollen and part of his hair was shaved off. She testified that the house smelled like alcohol and feces.
Chickaway also testified that George Cotton was sitting under a counter-top bar making noises and signaling with his hands but she could not understand him. She testified that George appeared to be covered in flour and milk as well. Chickaway went to Clay Wesleyâs nearby home to seek assistance.
Wesley testified that he arrived at the scene, shortly after sunset and probably around 8:00 p.m. He described the scene just as Chickaway had. Wesley added that he noticed Jimâs head and eyebrows were shaven. Wesley noticed feces but testified that Jimâs ârear end was clean.â Wesley tried to communicate with George, because he was familiar with Georgeâs method of communicating, but George was so upset and talking with his hands so fast, Wesley could not understand everything George was trying to communicate. Wesley testified that he had never seen George so upset and agitated. Wesley also testified that Georgeâs pants were undone and his âprivate part[s]â were showing. Wesley said the house had a âwhiskey smellâ and he saw a shot glass on the counter. On cross-examination he identified the smell as bourbon whiskey, noting he was familiar with the smell (this testimony is relevant because there was conflicting testimony as to whether whiskey was consumed in Lee Jimâs house that afternoon). Wesley called the police to the scene.
Choctaw police officer Chris John testified that when he arrived on the scene Lee Jim was unconscious, face down on the ground with his pants about his ankles. Jim had a bleeding cut above his ear. Officer John observed feces near where Jim was lying and stated that it appeared someone had poured âmilk and flour all over him.â When Officer John rolled Jim over he observed that someone had shaved Jimâs eyebrows and some of his hair off. He noticed Jimâs face was swollen and it appeared that someone had beaten Jim.
Officer John also observed George and noticed that Georgeâs eyebrows had been shaven and he had cuts on his head as well. It appeared someone had also poured milk and flour on George.
Officer John observed three shot glasses and found Jimâs wallet but saw no money. John described an âawful stenchâ from the feces and alcohol. There were no whiskey bottles found at the scene. There was, however, an empty antiseptic bottle found.
Jim was examined by Dr. Peters on the evening of the alleged assault. Medical records in the case established that either Jim did not complain of sexual assault or Dr. Peters and the nurses were unable to understand Jim as complaining of sexual assault. Jim testified that there was no interpreter or family member present for his medical examination and that he tried to communicate to the medical workers what had happened.
George Cotton was examined on October 18 by Dr. Callahan, but no evidence of sexual assault was found. Ultimately, there was no medical evidence of sexual assault presented at either trial, but neither victim was examined for sexual assault until several days after the alleged sexual assaults and the testimony presented by the government indicted it was not unusual for no evidence of anal rape to be found that many days after the alleged incident.
In the trial of J.D. Bell, F.B.I. Special Agent Sypniewski testified about an interview of Bell that Sypniewski and Choctaw Police Officer Butler conducted on October 25, 2002. Apparently, Bell at first denied any involvement in the sexual assaults but ultimately confessed to raping George Cotton. During the interview the officers told Bell they did not believe him when he stated he was not involved in the crime and they told Bell that lying to them could cause Bell to serve jail time. The officers also lied to Bell, telling him that they had physical evidence linking him to the assault of George Cotton when they did not.
At the end of the interview, Bell gave a written statement confessing that âCharles [Cotton] had anal sex [with] Lee Jim, Jr., and I had anal sex with George Cotton. Lee Jim and George did not want this to happen.â Bell stated he felt remorse for his acts. There was also a longer typewritten statement signed by Bell. In this statement Bell explained the events of October 14. Bell stated that: Charles Cotton hit Lee Jim several times after Jim became upset at Cotton for making fun of him, after Jim was knocked down to the floor, Cotton pulled down Jimâs pants and underwear and told Bell, âWatch this, Iâm gonna fuck this one,â then Cotton had anal sex with Jim against Jimâs will and Jim tried to push Cotton away but Cotton was too strong. Bell stated that he then pulled George Cottonâs pants and underwear down and had anal sex with George Cotton who was too intoxicated to make an effort to resist. Bell also admitted to bringing whiskey to Jimâs house that afternoon. In his statement Bell said he felt dirty after
Agent Sypniewski was subject to cross-examination concerning the interview and his report of the interview was entered into evidence. Bellâs statement and the agentâs testimony verified that Bell wrote and read English and also understood his rights when making the statement.
On October 28, 2002, a U.S. Magistrate Judge issued a warrant for the arrest of Bell and Cotton, who were arrested the next day. On October 30, 2002, a grand jury returned an indictment charging Bell and Cotton with sexually abusing the two male Choctaws. On motion of the government, the U.S. Magistrate Judge detained Cotton.
Bell filed several pretrial motions, including motions to suppress his out-of-court confession and to prevent George Cotton from testifying, arguing that he was incompetent because he could not hear or speak. Prior to trial, Cotton moved for severance based on co-defendant Bellâs confession of raping George Cotton. The district court granted Cottonâs motion.
After selecting juries for the two trials, the district court held a hearing on Bellâs motion to suppress his confession and his motion to disqualify George Cotton from testifying, which Charles Cotton joined. The court observed George and the proposed interpreter, Pauline Cotton, Georgeâs sister. At one point during the hearing, George Cotton misidentified Bell as the person who assaulted Lee Jim and Cotton as the person who assaulted him. However, after observing George and Pauline, the district court found George competent and allowed Pauline to serve as his interpreter. The court also denied the motion to suppress Bellâs statement, finding the statement was voluntary.
As described supra, at both trials the government presented the two victims, who testified that they were raped and that each observed the other being raped. Other witnesses testified to the scene and to the condition of the two victims.
Both Bell and Cotton attempted to create an alibi. The jury heard evidence from Cottonâs wife, mother, and two aunts, attempting to establish that Bell and Cotton were at Cottonâs motherâs house all afternoon except when they went with Cottonâs wife to Cottonâs auntâs house around 4:30 p.m. There was some other alibi evidence, some of which was conflicting but ultimately there was a period of time from 2:00 p.m. until 4:30 p.m. where no alibi was established. The government argued at both trials that the sexual assaults occurred during this open period of time. Bell and Cotton argued that the testimony the government presented at Bellâs trial established that the assaults occurred at 2:00 p.m. and the testimony at Cottonâs trial established that the assaults occurred at 6:00 p.m.
Bell chose not to testify at his trial. Charles Cotton and his wife, Phyllis, testified at Cottonâs trial that Lee Jimâs and George Cottonâs testimony was inaccurate. Charles and Phyllis testified that Bell, Charles, and Phyllis Cotton went to Jimâs house that afternoon but Jim and George were already there drinking antiseptic. Charles and Phyllis further stated that neither they nor Bell ever entered the house.
After Bellâs trial, the court granted judgment of acquittal as to Count II of the Indictment, the charge alleging that Bell sexually abused Lee Jim. The jury convicted J.D. Bell of sexually abusing George Cotton. After his trial, Bell filed a motion for judgment of acquittal or, in the alternative, for a new trial. The district court denied the motion, and on March 6, 2003, the district court sentenced Bell to, inter alia, 72 monthsâ incarceration. Bell filed a notice of appeal on March 11, 2003.
After Bellâs trial but before the trial of Charles Cotton, the government requested that the district court immunize Bell and ordered him to testify in Charles Cottonâs trial. After being immunized, Bell refused to testify and the district court held that Bell was unavailable under the Federal Rules of Evidence. The government then introduced, over Cottonâs objections, a summary of portions of Bellâs statement, via Agent Sypniewskiâs testimony, showing: 1) Bell had been advised of his rights and signed a waiver agreeing to give a statement; 2) Bell had brought whiskey to the home of Lee Jim on October 14, 2002; 3) Bell had raped George Cotton that day; and 4) Bell had signed a written statement to that effect and Bell understood what he was signing. Cottonâs counsel then cross-examined the agent concern the interview process and the voluntariness and trustworthiness of the statement.
After Cottonâs trial, the Court acquitted Cotton as to Count I of his Indictment, the charge for the sexual assault of George Cotton. The jury convicted Charles Cotton of raping Lee Jim, Jr. Cotton filed motions for judgment of acquittal and new trial. The district court denied the motions. On March 6, 2003, the district court sentenced Cotton to, inter alia, 196 monthsâ incarceration. Cotton received an enhanced sentence for causing serious bodily injury and victimizing a vulnerable person. Cotton filed a notice of appeal on March 11, 2003.
This Court consolidated the eases for appeal on July 23, 2003.
On appeal, Bell argues that the district court erred in allowing into evidence his confession because it was not voluntarily given. â He also argues that the court erred in instructing the jury concerning the confession. Cotton argues that the district court erred in allowing admission of redacted portions of Bellâs confession because it was hearsay with no applicable exception and the admission violated Cottonâs Confrontation Clause rights. He argues that the district court erred in instructing the jury concerning the confession. Cotton also argues that the court erred in enhancing his sentence for causing serious bodily injury and victimizing a vulnerable victim. Both Bell and Cotton argue that the district court erred in allowing Pauline Cotton, George Cottonâs sister, to serve as interpreter for George at both trials because she was biased and unqualified. Both Bell and Cotton also make a catch-all argument that the cumulative effect of the district courtâs errors denied each a fundamentally fair trial.
DISCUSSION
I. Whether the district court erred in allowing the government to admit J.D. Bellâs confession into evidence at Bellâs trial and in its instruction to the jury concerning the voluntariness of the confession.
A district courtâs determination that a confession is voluntary is a question
âA confession is voluntary if, under the totality of the circumstances, the statement is the product of the accusedâs free and rational choice.â United States v. Broussard, 80 F.3d 1025, 1033 (5th Cir.1996) In order for a defendant to establish that his confession was involuntary, he must demonstrate that it resulted from coercive police conduct and that there was a link between the coercive conduct of the police and his confession. Colorado v. Connelly, 479 U.S. 157, 163-65, 107 S.Ct. 515, 93 L.Ed.2d 473 (1986). This Circuit has held that trickery or deceit is only prohibited to the extent that it deprives the defendant of knowledge essential to his ability to understand the nature of his rights and the consequences of abandoning them. Soffar v. Cockrell, 300 F.3d 588, 596 (5th Cir.2002)(en banc); see also Self v. Collins, 973 F.2d 1198, 1205 (5th Cir.1992) (finding that mere trickery alone will not necessarily invalidate a confession).
The district court held an evidentiary hearing at which Choctaw Police Officer Butler, F.B.I. Special Agent Sypniewski, and J.D. Bell testified concerning Bellâs October 25, 2002, confession in which Bell admitted to raping George Cotton. The testimony established that Bell, a 21-year-old Choctaw Indian with limited education, was taken into custody at approximately 2:30 p.m. on October 25, but formal interrogation did not start until after 5:00 p.m. Bellâs confession was made shortly before 6:30 p.m. During the one and a half hours of questioning, Bell first denied that anyone was raped at Lee Jimâs house that afternoon, then stated he was there but said that he had left the house to vomit because of heavy drinking when Charles Cotton raped both victims. Then Bell changed his story again and stated he had witnessed Charles Cotton raping both of the victims. During the interrogation, each time Bell denied raping anyone, the officers stated they did not believe him. The officers also told Bell that lying to a federal agent was a crime that could result in five years in jail. The officers also lied to Bell and told him that they had physical evidence proving that he had raped George Cotton when they did not .have such evidence. Despite the officersâ statements regarding the possible imprisonment for lying to a federal officer and the âfakeâ physical evidence, Bell still did not confess. The officers both testified that Bell only confessed because of, as Bell stated, âhis feeling of guilt and remorseâ for injuring George Cotton and participating in a homosexual act. At the hearing, the district court found that the techniques used by the officers did not overcome Bellâs will and that Bell voluntarily made the confession. Therefore, the court allowed the government to introduce the confession into evidence at Bellâs trial.
During Bellâs trial, the government called Agent Sypniewski who testified regarding all aspects of the confession and was subjected to cross-examination regarding the circumstances surrounding the confession, including the officerâs truthful and false statements to Bell and the volun-tariness of the confession. At the conclu
On appeal, Bell argues that the two interrogation techniques: informing Bell that if he lied he could go to jail and lying to Bell about the existence of physical evidence that connected him to the sexual assault, even if permissible by themselves, when combined created an impossible situation for Bell to withstand, thereby forcing Bell to make the confession, even if he was innocent of the crime confessed.
Bell cites no authority for his argument that the officersâ conduct was coercive or that it caused him to make an involuntary confession. Bell merely makes the circular argument that no matter what he said in response to the officersâ questions he would be sent to jail, ie., whether he admitted to raping George Cotton or whether he lied to federal officers. This argument, of course, assumes that denying he committed the rape was actually a lie which in turn indicates it was not the officersâ techniques that forced Bell into an impossible position but rather the fact that Bell, according to his own argument, was not actually innocent. Likewise, Bell was not forced to either lie or confess, he could have remained silent.
The officersâ misrepresentation about the existence of physical evidence is the only potentially coercive conduct at issue in this case. The district court at the hearing found that the conduct did not overcome Bellâs will and that Bellâs confession was voluntary. Even if the officersâ conduct was coercive, it appears Bell has not established that there was a link between the officersâ lying about having physical evidence and Bellâs confession. Therefore, the district court did not err in allowing the government to present the confession evidence.
Likewise, at trial, Bellâs attorney conducted a rigorous cross-examination concerning the confession and argued to the jury that the confession was involuntary. The court instructed the jury as to the voluntariness question. The jury in making its ultimate decision must have concluded that the confession was voluntary or that Bell was guilty without considering the confession. Therefore, either there was no error concerning the admission of the confession and the instruction to the jury because the jury found the confession to be voluntary, or whatever error occurred was harmless. Accordingly, the district courtâs decision to allow the government to admit the confession into evidence and the courtâs instruction at Bellâs trial are affirmed.
We review the decision to appoint an interpreter for abuse of discretion. United States v. Ball, 988 F.2d 7, 9 (5th Cir.1993). The district court âmust take into consideration the unique circumstances of each case including the interpreterâs interest and involvement in the case.â Id. at 10. The nature of the witnessâs handicap may make âit necessary for the trial court to appoint someone familiar with the witnessâ thus âprevent[ing] the court from obtaining a wholly disinterested person.â Id. (internal quotes and citation omitted). The ultimate issue is whether the use of the interpreter âmade the trial fundamentally unfair.â Valladares v. United States, 871 F.2d 1564, 1566 (11th Cir.1989).
George Cotton is deaf and mute. He is able to effectively communicate through a form of sign language, a system of grunts and gestures, that is understood by family and friends familiar with him. The district court held a competency hearing before Bellâs trial to determine whether George would be able to testify and who should serve as interpreter when George testified. At the hearing, Bell and Charles Cotton objected to the use of Pauline Cotton, Georgeâs sister, as interpreter. The government proposed another interpreter, Clay Wesley (who also served as a fact witness because he observed the crime scene the night of the alleged sexual assaults) which Appellants also objected to. Charles Cotton offered Junior Cotton as a potential interpreter. Junior knew George because he was Georgeâs neighbor and he lived with Charles Cottonâs aunt, who served as an alibi witness for Charles Cotton. The government objected to the use of Junior because of his relation to Charles and the fact that he lived with Charlesâs aunt. The district court decided to allow Pauline Cotton to serve as the interpreter at both Bellâs and Charles Cottonâs trial. Because Pauline speaks only Choctaw, her interpretation of Georgeâs testimony was translated into English by a government interpreter.
Both Appellants make several arguments as to why the district court erred. First, both argue that the Fifth Circuit decision in Prince v. Beto, which held that the district court erred in appointing the husband of a deaf and mute victim as the interpreter and reversed the defendantâs conviction, is controlling in this case. 426 F.2d 875, 876-77 (5th Cir.1970). In Prince, however, a panel of this Court held that the husband should have been prevented from serving as interpreter because the defendant had proven that the husband attempted to extort money from the defendant in exchange for the husband attempting to stop the criminal prosecution against the defendant. Id. at 876. Yet even the Prince court recognized that in some circumstances it may not be possible to obtain âa wholly disinterested personâ as interpreter and âordinarily a husband could qualify as an interpreter.â Id. at 876-77. The present case is more similar to United States v. Ball, where the court did allow a family member, the wife, to interpret for a deaf witness. 988 F.2d 7, 9. In Ball, much like in the present case, both sides were allowed to question the wife with respect to her ability to interpret. Id. Ultimately, the Ball court found that the longstanding relationship between the wife and the witness made the wife qualified to serve as interpreter. Id. In the present case, Pauline Cotton had no personal knowledge of the events at issue, and the circumstances of Georgeâs method of communication made it impossible to find an interpreter who was not a family member or close friend of George. There
Second, both Bell and Charles Cotton claim the use of Pauline Cotton as an interpreter violated the Court Interpreters Act, 28 U.S.C. § 1827. Bell argues that only qualified interpreters can be used. The Act, however, specifically allows for an exception when no qualified interpreter is available. 28 U.S.C. § 1827(b)(2). Charles Cotton claims that Pauline Cottonâs non-continuous translation of Georgeâs answers was constitutionally unfair and also violated the Act. â[W]ord for word translationâ is the âgeneral standard,â however, âminor deviations from this standard will not necessarily contravene a defendantâs constitutional rightsâ and in âcertain circumstances even âsummary translationsâ â would be permissible. United States v. Joshi, 896 F.2d 1303, 1309 & n. 6 (11th Cir.1990) (citation omitted). The issue is ultimately whether the use of the interpreter âmade the trial fundamentally unfair.â Valladares, 871 F.2d at 1566. And because interpreters present numerous trial difficulties, âthe trial judge, who is in direct contact withâ the witnesses, Appellants, and the interpreters âmust be given wide discretion.â Id. Here, because of the unique method used by George to communicate and the lack of other options, the district court allowed George to testify via Paulineâs interpretation and permitted Appellants to attack the testimony and interpretation. Therefore, there was no violation of the Court Interpreters Act.
Third, Bell also claims his confrontation rights were violated. Bell, however, was able to cross-examine George Cotton and therefore his rights were not violated. Bell also claims George Cotton was not competent, under the Rules of Evidence, to testify.
The district court did not abuse its discretion in allowing Pauline Cotton to serve as interpreter but rather allowed the juries to make whatever determinations they believed fair. George Cotton was subject to cross-examination in both Bellâs and Charles Cottonâs trial. Also, Charles Cotton presented testimony from Junior Cotton, the person Charles proposed should serve as interpreter, as to the alleged erroneous interpretation conducted by Pauline. The juries heard evidence and arguments that Pauline Cotton loved her brother and wanted his attackers to be punished. The court instructed both juries that they were to judge George Cottonâs testimony and the interpretation thereof and give whatever weight they deemed appropriate to the evidence. Accordingly, the decision of the district court to allow Pauline Cotton to serve as interpreter at both trials was not an abuse of discretion and is affirmed.
Whether the admission of objected-to evidence under Rule 804(b)(3), Federal Rules of Evidence, was proper is a mixed question of law and fact; the factual determinations are reviewed for clear error and the legal issues are reviewed de novo. See United States v. Bagley, 537 F.2d 162, 166 (5th Cir.1976). Alleged violations of the Confrontation Clause are reviewed de novo, but are subject to a harmless error analysis. United States v. McCormick, 54 F.3d 214, 219 (5th Cir.1995).
Co-Appellant, J.D. Bell, was convicted of raping George Cotton prior to Charles Cottonâs trial. For Charles Cottonâs trial, the government sought and obtained an order immunizing Bellâs testimony. Bell refused to testify and was held in contempt for refusing to testify. The government then introduced a summation of only part of Bellâs statement, via Agent Sypniewskiâs testimony. Specifically, Agent Sypniewski testified that: 1) Bell had been advised of his rights and signed a waiver agreeing to give a statement (the written waiver was also introduced into evidence as an exhibit); 2) Bell had brought whiskey to the home of Lee Jim on October 14, 2002; 3) Bell had raped George Cotton that day; and 4) Bell had signed a written statement to that effect and Bell understood what he was signing. The testimony introduced did not mention Charles Cotton nor was any of Bellâs written statement actually introduced as an exhibit. Cottonâs counsel then cross-examined Agent Sypniewski regarding the interview of Bell, the lack of a videotape record of the interview, the statement made, and Bellâs claim that the statement was coerced.
On appeal, Charles Cotton claims the admission of the agentâs testimony concerning the statement is hearsay subject to no exception and violates the Confrontation Clause. Cotton also claims the district court, sua sponte, was required to give a limiting instruction to the jury when the statement was introduced into evidence and that the court did not properly instruct the jury concerning the statement before the jury deliberated.
The hearsay and Confrontation Clause determinations are separate issues, yet courts analyzing these issues have applied the same âparticularized guarantees of trustworthinessâ test for each. Idaho v. Wright, 497 U.S. 805, 814-15, 110 S.Ct. 3139, 111 L.Ed.2d 638 (1990) (noting that the âhearsay rules and the Confrontation Clause are generally designed to protect similar valuesâ but cautioning against equating the two as equals).
Rule 804(b)(3) of the Federal Rules of Evidence provides in pertinent part:
(b) Hearsay exceptions. The following are not excluded by the hearsay rule if the declarant is unavailable as a witness: .... (3) Statement against interest. A statement which was at the time of its making so far contrary to the declarantâs pecuniary or proprietary interest, or so far tended to subject the declarant to civil or criminal liability, or to render invalid a claim by the declar-ant against another, that a reasonable person in the declarantâs position would not have made the statement unless believing it to be true. A statement tending to expose the declarant to criminal liability and offered to exculpate the accused is not admissible unless corroborating circumstances clearly indicate the trustworthiness of the statement.
The Sixth Amendment guarantees that â[i]n all criminal prosecutions, the accused shall enjoy the right ... to be confronted with the witnesses against him.â U.S. Const, amend. VI. The Confrontation Clause, however, does not require the exclusion of any statement made by a declarant who is not present. Ohio v. Roberts, 448 U.S. 56, 66, 100 S.Ct. 2531, 65 L.Ed.2d 597 (1980). Rather, a statement can be admitted by showing the declarant is unavailable and that the statement âbears adequate âindicia of reliability.â â Id.
In the present case, the first two requirements of Rule 804(b)(3) and the first requirement of the Confrontation Clause are satisfied. The district court declared Bell unavailable after he had been granted immunity yet refused to testify. Also the district court found that in his statement used at Cottonâs trial, Bell admits to a crime so far out of the ordinary, homosexual rape, that no reasonable person would have made the statement unless it was true.
There are two methods for satisfying the third requirement of Rule 804(b)(3), which is also similar to the second requirement of the Confrontation Clause, i.e., the trustworthiness of the statement. United States v. Flores, 985 F.2d 770, 775 (5th Cir.1993). If the hearsay statements are admitted under a âfirmly rooted exceptionâ to the hearsay rule, trustworthiness is presumed. Lilly v. Virginia, 527 U.S. 116, 124-25, 119 S.Ct. 1887, 144 L.Ed.2d 117 (1999); see also Roberts, 448 U.S. at 66, 100 S.Ct. 2531. If not, the statements must bear adequate âindicia of reliability,â such that âadversarial testing would be expected to add little, if anything, to the statementsâ reliability.â Lilly, 527 U.S. at 124-25, 119 S.Ct. 1887; see also Roberts, 448 U.S. at 66, 100 S.Ct. 2531.
The Supreme Court has stated that although some statements that fall within the declaration-against-penal-interest concept may be inherently reliable, the concept itself âdefines too large a class for meaningful Confrontation Clause analysis.â Lee v. Illinois, 476 U.S. 530, 544 n. 5, 106 S.Ct. 2056, 90 L.Ed.2d 514 (1986). Therefore, each category of statements that falls within the exception must be analyzed to determine whether statements in that category are inherently reliable. More recently in Lilly v. Virginia, the Supreme Court issued a plurality opinion which followed Leeâs framework of dividing statements into categories. 527 U.S. at 127, 119 S.Ct. 1887. The plura