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Full Opinion
delivered the opinion of the Court.
Appellant was the commander of the 90th Fighter Squadron, which deployed from Elmendorf Air Force Base (AFB), Alaska, to Aviano Air Base (AB), Italy. He stands convicted of disorderly conduct on divers occasions and conduct unbecoming an officer by âwrongfully and willfully developing] an unprofessional relationship of inappropriate familiarityâ with First Lieutenant (lLt) Julie Clemm, a subordinate member of his command.
We granted review of these issues:
I
WHETHER THE AIR FORCE COURT OF CRIMINAL APPEALS ERRED BY UPHOLDING CHARGE II AND THE SPECIFICATION THEREUNDER (ALLEGING AN UNPROFESSIONAL RELATIONSHIP UNDER ARTICLE 133) BECAUSE THE SPECIFICATION WAS UNCONSTITUTIONALLY VAGUE WHEN IT FAILED TO IDENTIFY A RELEVANT CUSTOM OR REGULATION WHICH PROHIBITS RELATIONSHIPS BETWEEN OFFICERS.
II
WHETHER THE AIR FORCE COURT OF CRIMINAL APPEALS ERRED BY UPHOLDING CHARGE II AND THE SPECIFICATION THEREUNDER (ALLEGING AN UNPROFESSIONAL RELATIONSHIP UNDER ARTICLE 133) BECAUSE THE SPECIFICATION FAILED TO IDENTIFY SPECIFIC ACTS WHICH CONSTITUTED AN UNPROFESSIONAL RELATIONSHIP AND AS SUCH FAILED TO STATE AN OFFENSE.
Ill
WHETHER THE EVIDENCE IS LEGALLY INSUFFICIENT TO FIND APPELLANT GUILTY OF CHARGE II, WILLFULLY DEVELOPING AN UN*246 PROFESSIONAL RELATIONSHIP WITH 1LT CLEMM.
Being a court with only legal review authority, Art. 67(c), Uniform Code of Military Justice, 10 USC § 867(c), we review facts in the light most favorable to the prevailing party below. It is not our function to reweigh evidence and determine guilt or innocence anew. In the case of legal sufficiency of the evidence, our standard of review is âwhether, considering the evidence in the light most favorable to the prosecution, a reasonable factfinder could have found all the essential elements beyond a reasonable doubt.â United States v. Turner, 25 MJ 324 (CMA 1987); see Jackson v. Virginia, 443 U.S. 307, 319, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979). Further, â[i]n resolving legal-sufficiency questions, ... [we are] bound to draw every reasonable inference from the evidence of record in favor of the prosecution.â United States v. Blocker, 32 MJ 281, 284 (CMA 1991).
The Evidence
The 90th Fighter Squadron deployed to Italy on October 4, 1995, with eight F-15Eâs and twelve 2-man crews. The mission was âto maintain around the clock presence over [the] top of Bosnia.â There had been âmultiple air strikesâ on Bosnia the week prior to the 90thâs arrival. The 90th was flying combat missions over Bosnia. Generally, they worked 6 days on and 2 days off. As the off-days rarely coincided with calendar weekends, the off-days were known as âvirtual weekends,â comprised of âvirtual Saturdaysâ and âvirtual Sundays.â
Appellant first met lLt Clemm at an Officersâ Club in Korea, in April or May 1995, while the 90th was in Korea on temporary duty. She was interested in a position in his squadron, and he approved her application. lLt Clemm arrived at Elmendorf AFB about the time the squadron was deploying to Italy. She joined the squadron in Italy on November 18, 1995, about a month and a half into the operation.
Captain (Cpt) Laurie Lovrak also met lLt Clemm in Korea in about May 1995. Cpt Lovrak became lLt Clemmâs sponsor, in effect, as she processed into the squadron, and Cpt Lovrak preceded lLt Clemm to Italy.
In Italy, Cpt Lovrak briefed lLt Clemm, among other things, on who was who in the squadron and who to watch out for. As Cpt Lovrak explained in her testimony:
Basically, I was pointing out for her individuals. For example, happily married aircrews on whom she could rely for professional, platonic support. Also pointing out to her members that might have ulteri- or motives in seeking a close friendship with her. I was concerned for her welfare.
Cpt Lovrak warned lLt Clemm against hanging around and drinking with the aircrews. As she testified:
I talked about my experiences in the fighter squadrons and tried to point out to her that the aircrews who drink together are perceived as, you know, the good old boys, but weâre females in Ops [Operations], and when we join them, we look like promiscuous lushes and thatâs the way weâre viewed, especially if weâre returning the flirtations. There is a double standard that is unfortunate, but I said donât allow yourself to get in that position, youâre walking a dangerous line.
Cpt Lovrak knew in Korea that lLt Clemm was married. Apparently lLt Clemmâs marriage was failing, although no action had been taken to institute divorce proceedings. In Italy, lLt Clemm held herself out as single.
November 21, 1995 â three days after lLt Clemm arrived in country â was a virtual Saturday, and a Thanksgiving party was organized for the entire squadron. The party was held at a hotel near Caorle, Italy, well to the south of Aviano AB on the Adriatic coast. This was the hotel in which the enlisted members of the squadron were quartered, and in which the officers had been quartered until just previously. At the time of the party, the officers were newly quartered in a hotel in the town of Pordenone, about - an hour to an hour and a half by car from Caorle, and much nearer to the air base.
After dinner, a large number of the enlisted personnel went down to the beach for a
Cpt Lovrak noticed that, at dinner, lLt Clemm had been drinking âexcessively, and at the bar she continued to drink excessively.â This surprised Cpt Lovrak, âbased on our previous â my previous observations and our conversations.â lLt Clemm âbecame very physically flirtatious with aircrews at the bar, particularly Major (Maj) Cloutier.
Cpt Lovrak painted the scene:
She [lLt Clemm] had, at this point, removed her outer sweater and Majorâ there was probably room just barely for two people to stand behind the bar, between the bar and the back mirrors. She â Major Cloutier was in back of her. She stood with sometimes a drink in each hand or a drink in one hand, a cigarette in the other, or a cigarette in each hand, and pushed back against him, pressed against him, turned around and had her hands all over his chest. Major Cloutier was making it apparent, I mean, very blatant attempts to sidestep her and get around her, but she would find her way to that very same position.
Cpt Lovrak declined to join the party at the bonfire. As she testified:
The situation was beginning to deteriorate. It was obvious that people were growing very disgusted with what was going on at the bar, including enlisted personnel that were still standing around. Major Moore and I attempted to get Lieutenant Clemm to come back to the hotel with us and she didnât want to, so I left with Major MoĂłre.
At some point, Maj Cloutier noticed that lLt Clemm was behind the bar with appellant mixing drinks. Maj Cloutier testified that â[t]hey were standing in very close proximity to one another.â Maj Cloutier âstayed there to monitor the situation. It was an uncomfortable situation for me, because there were still several maintenance [enlisted] individuals present, as well as some of my officers.â Maj Cloutier was not alone in this concern.
Eventually, the remaining contingent at the bar began to trickle down to the beach. Maj Hume
When Cpt Lange
Maj Durtschi
Cpt Hughes, being a flight commander, was elected. He approached appellant and pulled him away from lLt Clemm on the pretext of needing to talk to him about an operational matter. Appellant was reluctant to separate and asked Cpt Hughes if it âcould wait.â Cpt Hughes replied, âNo, sir, I need to talk to you about it now.â Cpt Hughes kept appellant away from lLt Clemm for about 20 or 30 minutes. As they were finishing the discussion, Cpt Hughes told appellant, âSir, I think you should kind of keep your distance from Lieutenant Clemm around here, several of the guys have noticed.â Appellant acknowledged, in his testimony, that Cpt Hughes had warned him on that occasion that â[t]hat girl is bad news.â
Eventually, the bonfire broke up and the officers prepared to return to their quarters at Pordenone. There were nine officers remaining, and two small vehicles. Appellant climbed into the rear seat of his car with lLt Clemm.
Back at the Park Hotel in Pordenone, a group of officers gathered in Maj Cloutierâs room on the second floor. The first to arrive was lLt Clemm, whose room was directly across the hall. She wanted to smoke a cigarette with Maj Cloutier. Minutes later, they were joined by Majs Durtschi and Hume and Cpts Morgan and Lange.
When Cpt Hughes got back to the hotel, he rode up on the elevator with appellant. Cpt Hughes and appellant were the only members of the squadron billeted on the fourth floor of the hotel. After the third floor, Cpt Hughes and appellant were the only people on the elevator. Once they were alone, Cpt Hughes reiterated his earlier warning to appellant. He told him, âSir, you know I wouldnât â Iâd just kind of go into your bed and not hang around Lieutenant Clemm anymore.â Appellant responded, âYeah, but she would look really good with my dick in her mouth.â
About that time, Maj Durtschi was in the hall outside Maj Cloutierâs room on the second floor. He heard lLt Clemmâs phone ring and saw her go into her room to answer it. Maj Durtschi heard lLt Clemm say into the phone, âYes, you can come down, there are other guys here and weâre in [Maj Cloutierâs] room.â Moments after that conversation, appellant appeared with a bottle of wine and two glasses. He nodded to everyone, sat down with lLt Clemm, and poured a glass of wine for the lieutenant and one for himself. Appellant and lLt Clemm stayed in the room for 30-45 minutes and then left, one after the other. The remaining officers commenced discussing, for about an hour, the problem
The virtual weekend of November 21-22 marked a change in the life of the 90th Fighter Squadron. Thereafter, many officers began noticing that appellant and lLt Clemm were spending a great deal of off-duty time together. Maj Hume testified that, after that weekend, â[tjhey spent time together, riding to and from work, and going to the gym, that sort of thing.â Maj Hume saw them drive to work together âmaybe five or six times,â and he saw them leave to go to the gym âtwo or three times.â Maj Hume noted that the previous Intel Officer, a male, did not ride to work with the commander.
Cpt Morgan saw them together on ânumerous occasions, on a pretty much daily basis.â This included â[rjiding in the same car to work quite a bit, apparently going to the gym to workout, going to lunch, dinner, et cetera. Just on a fairly regular basis.â To Cpt Morgan, the quantum of their togetherness seemed âimproper ... or unusual.â Other officers noted similar sightings.
Maj Moore
Maj Cloutier, the second in command, noticed the difference acutely. He had been âjoined at the hipâ with his boss up until the Thanksgiving party. After that, he was âfiltered out of the picture.â Whereas before the party, Maj Cloutier rode back and forth to work with appellant, after the party, Maj Cloutier âgot to drive home with other people.â In the week after the Thanksgiving party, Maj Cloutier was approached by several of his officers âindicating ... that they thought there was a problem occurring between Lieutenant Clemm and [appellant].â Maj Cloutier was trying âto quell the situation,â and saw that his âresponsibility is to first take care of my boss.â He hoped that the Thanksgiving situation was simply a result of too much alcohol, and that it was âjust a minor occurrence at that time.â
The next virtual weekend was November 29-30. As it happened, on the afternoon of the 28th, an EA6 âtook the barrierâ at Aviano and closed down the base. Two of the 90thâs planes returning from sorties with âlive ordnanceâ were diverted to a nearby, non-U.S.-operated base. Appellant assigned Majs Cloutier and Moore to work the weekend and to manage the return of the aircraft. Appellant wanted a maintenance crew to fly to the other base to check the planes before they took off, but weather prevented the helicopters from flying and kept the maintenance crew at Aviano on the 29th. It was not until the 30th that the planes were recovered.
On the morning of the 29th, a virtual Saturday, Maj Durtschi was off duty, walking in the city of Pordenone. Appellant and lLt Clemm, in civilian clothes, were driving alone in a vehicle and they âstopped [Maj Durtschi] on the sidewalk.â According to Maj Durtschi, the three of them âhad a little chat, and they said they were going to the base to do errands.â
At some point that day, Maj Cloutier called appellant on his cell phone to update him on the progress of recovering the two planes. Appellant indicated on the phone that âwe are in Maniago knife shopping.â Maj Clouti
Later that day, in the early evening, Maj Cloutier called appellant back as it was beginning to be clear that they would not be able to get their planes back that day. This time, appellant said that âwe are now up in the mountains in a bar.â
When Maj Cloutier returned to the hotel that night, he knocked loudly on lLt Clemmâs door. She did not respond. He repeated this the next morning when he was heading back to base to try to recover the planes. Again, she did not answer. Maj Cloutier did not see lLt Clemm or appellant around the squadron or the hotel that entire virtual weekend.
On the virtual Sunday of that weekend, Majs Cloutier and Moore were again back at base working on recovering the aircraft. Maj Cloutier again called appellant to apprise him of the situation. First, he called appellantâs hotel room and got no answer. Then he tried appellantâs cell phone and reached him, at about 9 a.m. Appellant said that âit was such a beautiful day, that we decided to drive back up into the mountains again.â
On another occasion, identified only as occurring in âearly December,â Maj Hume had evening duty and called appellant on his cell phone regarding a maintenance matter. After the necessary discussion was concluded, appellant said, âHummer, Iâm up here in the mountains. Iâm over an hour away from base, and Iâm looking at the stars with a beautiful woman and itâs great.â Maj Hume noted that appellant âsounded pretty happy-â
By early December, rumors were rampant among the aircrews, and the morale of many was plummeting. Maj Hume testified that âthe rumor mill was just out of control as far as, you know, âHave you seen them together?â âWhat have they been doing together,â that sort of thing. I mean it was the talk of the town.â Maj Hume added: âMy observations were that people were going to [appellant] trying to tell him to knock off the alleged affair, and that they werenât well received.â Cpt Lange testified: âIt surprised me that he would do something like this that could have such an effect on his career. It really generated a lack of trust in him, which I felt lowered morale in the squadron.â Cpt Morgan testified: âIâll say how I personally felt that the morale went downhill. Thereâs a large trust factor thatâs associated with a commander and those that follow on. And I felt that trust had been violated____â Cpt Hughes testified that morale âwas at an all time low. Iâd neverâ actually, I havenât been in that many squadrons, but Iâd never seen a squadron, you know, that disbursed [sic], especially when you have a mission like we had over there to do.â Maj
In addition to being concerned about what appellant was doing to his career, the officers knew that the aircrews were talking to their wives back at Elmendorf, and that the matter could not long be contained.
I arranged for a fire truck to meet him. We were going to douse him down when he got out of the airplane. On his arrival, I had everybody stand at â the entire maintenance organization, plus the officers, standing at attention. I had the â it was dark out, so we had the big lights set up with the fire truck right there. As the aircraft pulled in, his aircraft pulled in, everybody went to attention and gave him a salute as he came in.
Champagne followed the dousing.
Walking back to the squadron area, Maj Hume asked appellant, âSir, are you doing Lieutenant Clemm?â Appellant replied, âNo, Hummer, Iâm not doing her.â But Maj Hume testified that âhe looked away from me and looked down with â the best way that I can describe it is a shit-eating grin.â
The promotion celebration picked up again later at an establishment near the officersâ hotel. On the way back to the hotel after the party, the first of the car-walking incidents occurred. See n. 1, supra.
Back at the hotel, the officers continued to try to protect their commander. As Cpt Hughes explained it:
[I]t was Captain Grahn that was â we just didnât really assign anybody, he just said âIâm going to take [appellant] back to his room.â And Major Cloutier said, âIâll make sure Lieutenant Clemm gets back to her room,â because the impression was throughout the squadron that there was something going on between the two of them. We were going to make sure that they got back to their rooms that night.
Up in appellantâs room at about 2:30-3:00 a.m., Cpt Grahn brought up the subject of appellantâs relationship with lLt Clemm. Appellant asked Cpt Grahn if he thought he was sleeping with her. Cpt Grahn replied:
I said it really didnât matter what I thought. I replied that my impression was that he was sleeping with her, and the impression was â really what I was trying to get across to him, was the important thing, that these days weâve had a few commanders that â I said we had a few commanders that had been court-martialed or whatever, for inappropriate behavior, inappropriate contacts, and I wanted to make sure he knew that I thought this situation was inappropriate. I just wanted to let him know, so heâd know that.
Asked what appellantâs response was to his concerns about the relationship, Cpt Grahn testified:
He never really told me that it was appropriate or inappropriate, or that he was sleeping with her or he wasnât sleeping with her. It was more of a, you know, kind of treating me like a mother hen, kind of attitude.
At about that point, appellantâs phone rang; it was lLt Clemm. Appellant told her, âNo, Cubes [Cpt Grahn] is here giving me massive shit,â and he ended the conversation quickly. After they hung up, Cpt Grahn pointed out to appellant that that was an example of what he was talking about, âa Lieutenant calling an 0-6 in his room at three oâclock in the morning.â Appellant brushed him off.
Meanwhile, that night, a group of officers had gathered in Cpt Walgrenâs room. Maj Cloutier was summoned, and the conversation ranged from training issues and topics of the day to appellantâs relationship with lLt Clemm. The decision was made to bring appellant into the conversation. The officers felt that they needed to take care of their boss, that things had gone far enough and they needed to confront him directly. When appellant arrived, they confronted him with their perceptions. Appellant reacted angrily and defensively. The officers were shocked at his response, and he ultimately walked out
The next day, December 5, brought two events of consequence. First, Maj Durtschi rotated back to Elmendorf. There he was confronted by Lieutenant Colonel (LtCol) Donisi, who asked him âwho had hooked up with Lieutenant Clemm.â Maj Durtschi âdidnât answer right away,â but ultimately he revealed that it was appellant.
Second, concluding that confronting appellant had been fruitless, Maj Cloutier decided to try to confront the other party, lLt Clemm. He testified that, in a 5-minute conversation, he warned her about the perceptions that had arisen. lLt Clemm promptly told appellant that Maj Cloutier had accused her of having an affair with appellant. Appellant was not happy that Maj Cloutier had confronted lLt Clemm.
By December 6, relations between appellant and Maj Cloutier were exceedingly icy. That evening after dinner, the two of them had it out. Appellant announced that he was not pleased with âany of the individuals that confronted me about this situation,â and that he was going âto make a few changes in this squadron.â Maj Cloutier reviewed the bidding; he explained âwhy the perceptions are developing, what his actions were that generated such things, and that we were trying nothing more than to protect him.â Apparently, the conversation was lengthy and vehement, on both sides.
Ultimately, Maj Cloutier felt he had begun to get through to appellant, and the two of them âsettled back down from what was a very tense situation, to more of a comfortable situation.â The conversation became âjust a frank discussion.â Eventually, appellant handed Maj Cloutier a poker chip with the squadronâs emblem (the âPair-O-Diceâ) on it. Appellant said to Maj Cloutier, âHere, cash this in in five years, and Iâll tell you all about the relationship between the two of us [1Lt Clemm and himself].â
Relations between Maj Cloutier and appellant did not improve, however. Maj Cloutier and others had additional confrontations -with appellant about the continuing relationship, and there was an additional car-walking incident. Generally, appellant would not even talk to Maj Cloutier, his second in command.
Maj Cloutier was âvery dejectedâ that he âcould not get throughâ to appellant. The situation was âeating [Maj Cloutier] up,â because he felt that â[he was] the one that [was] responsible for taking care of the situation, and [he was] not able to resolve the situation.â Early in the morning of December 15, after the second car-walking incident had occurred, Maj Cloutier called LtCol Donisi at Elmendorf. He told LtCol Donisi that he could no longer work for appellant, and he asked LtCol Donisi to help him find a new job.
After concluding the phone call, at about 5:30-6:00 a.m., Maj Cloutier, in uniform, stepped out of his room into the hall of the hotel to go to work. He noticed that 1Lt Clemmâs door across the hall was ajar and that her room key was lying on the floor. Knocking and looking into the room, he saw that the bed appeared not to have been slept in. Backing out of the room, he saw lLt Clemm coming down the hall toward him. As he testified: âShe is in civilian attire, in her socks, with jeans and a T-shirt, and her hair is still a mess, like she has just gotten up.â
Caught red-handed sneaking back to her room, lLt Clemm confessed to Maj Cloutier that she was having an affair with appellant.
It was not until the next evening, December 16, that Maj Cloutier had a chance to talk to lLt Clemm. As Maj Cloutier testified:
I inquired, I said, âWell, how did it go?â I said, âDid you have an opportunity to speak with [appellant] today?â She said, âYes.â I said, âWell, how did it go?â She said, âWell, not too well.â She said, âI went up there last night to talk to him about it, and I ended up sleeping with him again.â
Maj Cloutier said, âJulie, youâve got to be kidding me.â 1Lt Clemm responded, âWell, when I was leaving this morning, I told him that this should ... we probably need to knock this off.â However, she related that appellant replied to her that he was ânot willing to make the commitment not to have the relationship anymore.â lLt Clemm also indicated that she was changing hotel rooms.
The next morning, December 17, Maj Cloutier discovered that 1Lt Clemm had moved up to the fourth floor, next door to appellantâs room. 1Lt Clemm had not coordinated the move with the squadron-billeting officer; rather, she made her own arrangements through the hotel staff. lLt Clemm would have been well aware that Cpt Reesman, one of the pilots, was also the billeting officer and that he made the room assignment for the squadron, because she assisted Cpt Reesman in that capacity when the officers moved into the hotel.
Also on December 17, Cpt Hughes made another effort with his friend, appellant. As Cpt Hughes explained the situation:
Things were obviously not going well in the squadron. Here we were. The United Nations troops were just coming into Bosnia. The feeling at the time was that things could flare up over the air responsibility at any time. And there was a definite lack of focus on the part of most â Iâd say all the aircrew, in dealing with the threat that was perceived out there. That was directly related to what was going on or perceived to be going on, between the Commander and the Intelligence Officer [lLt Clemm].
Cpt Hughes continued:
Eventually we [Cpt Hughes and appellant] went to the gym and we ended up back in his room. It was eight thirty or nine. Went up to have a couple of beers and talk about it. I approached the subject with him, by saying that I was worried about his career, which I definitely was. I was worried about him as, you know, his subordinate, and also as a friend, and I was worried about the squadron and what was going to happen to us, if this continued. So, thatâs how I approached the subject with him. We talked â talked about various things for two to three hours. Two thirds of it was about what was going on in the squadron. He never said that he had been sleeping with Lieutenant Clemm. He never said that he hadnât been sleeping with her. He asked me what he thought I should do [sic] â he asked me what I would do if I were him, to try to correct the situation. And I told him that I think â I told him I think Major Cloutierâs heart is in the right place, that he has the best interest of the squadron in mind, that those two should get together, talk about this as Commander and DO, figure out how to deal with the situation, and then deal with it. Probably it would involve either [appellant] or Lieutenant Clemm going back to Alaska. And once thatâ*254 theyâre apart, then everything would probably defuse and weâd go about our business.
Asked how appellant responded to the suggestion that one of them go back to Alaska, Cpt Hughes testified: âNot very well. He didnât like it, didnât like that option at all.â Instead, appellant blamed the entire situation on Maj Cloutierâs manipulations and deceit.
For Maj Cloutier, lLt Clemmâs move to the fourth floor was the straw that broke the camelâs back. With appellant and lLt Clemm ânow rooming side-by-side with one another,â Maj Cloutier felt âthat itâs going to break loose,â that he himself âwill receive retribution for not doing [his] job of reporting it.â Maj Cloutier called a meeting of the officers âclosest associated with what was going on, because during this entire time, we had tried to keep it very, very quiet.â Maj Cloutier told the officers that he was âcompletely out of ideas on how to handle this situation, and that [he] was considering going forward with the allegations.â
At the conclusion of the meeting, Maj Cloutier decided to go forward with the allegations. He contacted the appropriate higher authorities, and on December 18, presented the information in his possession. Appellant was relieved of his command on December 19, 1995, pending an investigation into allegations of engaging in âan unprofessional relationship.â But the saga does not end here.
Maj Moore was detailed to assist appellant in moving out of the hotel immediately, and to escort him on the plane to Elmendorf. Maj Moore described the conversation on the airplane:
He offered bits and pieces of information. Some of it was that she [lLt Clemm] had some affairs or something in the past. The conversations were broken because he was, you know, under a lot of thought. He said that sheâd had an affair with Klute[22 ] at one point, it was â Major Cloutier, excuse me.
Asked whether appellant had said anything regarding the squadron, Maj Moore continued:
Well, he did make a comment that kind of â I wouldnât say it alarmed me, but he said he didnât know how deep he and Donna would have to go to right this or toâ how deep he would have [to] dig into the squadron affairs. Something about this may be âme and Julie against the whole Air Force by the time itâs all over.â He told me the results would be earth-shattering.[23 ]
Cpt Lovrak had departed Italy on December 2 and returned to Elmendorf. She was called back to Italy to escort 1Lt Clemm back to Elmendorf. After they arrived back in Alaska, lLt Clemm called Cpt Lovrak âabout ten to 12 times. She initiated the phone calls.â According to Cpt Lovrak, lLt Clemm
often called late at night, but the one occasion she called me very late, and very distraught____ She was crying____ She talked about the, you know, the sort ofâ some of the legal issues that were pending, without being very specific. Talked about her arguments with her parents, and was very quiet for a moment. Then she blurted â she blurted out, âYou warned me about Major Cloutier, but you didnât warn me about [appellant].â
Regarding the reference to appellant, Cpt Lovrak testified, âIt was â boy, it was one of those statements that is so pregnant with meaning.â Cpt Lovrak did not follow up and pursue the statement, however, because she had been advised by the Legal Office âto
Regarding the reference to Maj Cloutier, Cpt Lovrak clarified that she had not, in fact, warned lLt Clemm about him. She told lLt Clemm that âMajor Cloutier loves to party and loves women, but I never cautioned her, you know, that he would come on to her. I would never have expected him to come on to Lieutenant Clemm, and she never gave me any indication that he had.â
Issue I
Was the Specification Vague?
Appellant contends that the specification of Charge II, alleging conduct unbecoming an officer, was vague in that it âfailed to identify a relevant custom or regulation which prohibits relationships between officers.â
In its entirety, Article 133, UCMJ, 10 USC § 933, provides:
Any commissioned officer, cadet, or midshipman who is convicted of conduct unbecoming an officer and a gentleman shall be punished as a court-martial may direct.
Thus, by its terms, Article 133 contains no requirement of proof of violation of a service regulation or custom. Reference to para. 59, Part IV, Manual for Courts-Martial, United States (1995 ed.)(conduct unbecoming an officer), in effect at the time of the underlying conduct at bar, produces a similar conclusion.
Indeed, in the instant case, the specification of Charge II did not allege that appellant had violated a service regulation or custom. It alleged:
In that LIEUTENANT COLONEL SHELLEY S. ROGERS, United States Ahâ Force, 90th Fighter Squadron, at or near Pordenone, Italy, did, between on or about 20 November 1995 and on or about 18 December 1995, wrongfully and willfully develop an unprofessional relationship of inappropriate familiarity with First Lieutenant Julie Clemm, a subordinate under his command, which conduct under the circumstances was unbecoming an officer and a gentleman.
Tailoring his instructions on the elements to the allegations, the military judge instructed the members as follows:
In the Specification of Charge II, the accused is charged with the offense of conduct unbecoming an officer and a gentleman. In order to find the accused guilty of this offense, you must be convinced by legal and competent evidence, beyond a reasonable doubt, that:
One, between on or about 20 November 1995 and 18 December 1995, at or near Pordenone, Italy, the accused wrongfully and willfully developed an unprofessional relationship of inappropriate familiarity with First Lieutenant Julie Clemm.
Second, First Lieutenant Julie Clemm was a subordinate under the command of the accused.
And third, under the circumstances, the accused[âs] conduct [was] unbecoming an officer and a gentleman.
Further, the military judge defined certain key terms and phrases as follows:
âConduct unbecoming an officer and a gentlemanâ means behavior in an official capacity, which in dishonoring or disgracing the individual as a commissioned officer, seriously distracts or detracts from his character as a gentleman, or behavior in an unofficial or private capacity, which in dishonoring or disgracing the individual personally, seriously detracts from his standing as a commissioned officer. âUnbecoming conductâ means behavior more serious than slight, and of a material and pronounced character. It means con*256 duct morally unfitting and unworthy, rather than merely inappropriate or unsuitable, misbehavior which is more than opposed to good taste or propriety.
âUnprofessional relationshipsâ are those personal relationships between officers, which result in inappropriate familiarity or create the appearance of favoritism, preferential treatment, or impropriety. Unprofessional relationships create the appearance that personal friendships and preferences are more important than individual performance and contribution to the mission. The term âunprofessional relationshipsâ refers not to any one specific occurrence, but to the totality of the circumstances. Not all contact or association between and [sic] a superior officer and a subordinate officer is an offense. Whether the contact or association in question is an offense, depends upon the surrounding circumstances.
In Parker v. Levy, 417 U.S. 733, 752, 757-58, 94 S.Ct. 2547, 41 L.Ed.2d 439 (1974), Article 133 survived a claim that it was â Void for vaguenessâ under the Due Process Clause of the Fifth Amendment and over-broad in violation of the First Amendment.â The Supreme Court noted that our Court and other military courts had ânarrowed the very broad reach of the literal language of the articles [Arts. 133 and 134], and at the same time ha[d] supplied considerable specificity by way of examples of the conduct which they cover.â Id. at 754, 94 S.Ct. 2547. The Court cited approvingly our invocation of Colonel Winthropâs venerable observation on conduct unbecoming an officer:
To constitute therefore the conduct here denounced, the act which forms the basis of the charge must have a double significance and effect. Though it need not amount to a crime, it must offend so seriously against law, justice, morality or decorum as to expose to disgrace, socially or as a man, the offender, and at the same time must be of such a nature or committed under such circumstances as to bring dishonor or disrepute upon the military profession which he represents.
William Winthrop, Military Law and Precedents 711-12 (2d ed.1920 Reprint); see 417 U.S. at 753-54, 94 S.Ct. 2547.
The Supreme Court acknowledged, however, that â[i]t would be idle to pretend that there are not areas within the general confines of the articlesâ language which have been left vague despite these narrowing constructions.â Id. at 754, 94 S.Ct. 2547. Where âareas of uncertainty as to the coverage of the articles ... remained],â the Court added that âfurther content may be supplied ... by less fomalized custom and usage.â Id. (emphasis added). Nothing in the opinion intimated that proof of a custom or usage was a requirement.
On the other hand, the Supreme Court noted âthere is a substantial range of conduct to which both articles clearly apply without vagueness or imprecision.â Id. And the Court made it clear that an officer charged with an Article 133 offense must have fan-notice that his or her conduct was punishable. 417 U.S. at 755-57, 94 S.Ct. 2547. Although there have been occasional hints by some judges of our Court that proof of a service custom or regulation may be a requirement of Article 133 prosecutions generally, e.g., United States v. Kroop, 38 MJ 470, 473 (CMA 1993), that view, as then-Chief Judge Sullivan noted, âhas not commanded a majority of this Court,â with the possible exception of officer-enlisted âfraternizationâ cases charged under Article 133, instead of Article 134. United States v. Boyett, 42 MJ 150, 159 (1995)(Sullivan, C.J., concurring in the result).
In the instant case, there is no question that appellant was on notice of what sorts of relationships were impermissible. Albeit it was an apparently nonpunitive regulation, an Air Force Instruction in effect at the time of the charged conduct proscribed, and gave examples of, unprofessional relationships. It stated:
Relationships in the Same Chain of Command, the Same Unit, or a Closely Related Unit. Personal relationships between members of different grades or positions within an organization or chain of command can easily become unprofessional.*257 Dating and indebtedness commonly get out of hand because they appear to create favoritism or partiality. Consequently, senior members should not date or become personally obligated or indebted to junior members. This is also because seniors have, or are perceived to have, authority to influence the junior memberâs career.[25 ]
Paragraph A1.3.1., AFI 36-2909 (20 Feb. 1995)(emphasis added).
Further, as commander, appellant had occasion to both discuss and apply the standards relating to personal relationships. Cpt Lovrak testified that she and appellant had had âseveralâ professional discussions on the subject, even before the deployment to Italy, particularly concerning a relationship that involved a senior noncommissioned officer. Appellant acknowledged in his testimony having âmany discussions of professionalismâ with Cpt Lovrak, âeach one may have been related to another act or incident.â Appellant also had to deal with at least one relationship matter in Italy, involving enlisted members within 1Lt Clemmâs intelligence section.
In sum, the granted issue asks whether the specification was unconstitutionally vague in failing to allege violation of a regulation or custom of the service which forbade a relationship such as his and 1Lt Clemmâs. The Constitution, however, does not require that a regulation or custom of the service be established.
Obviously, there will be many gradations of relationships and associations between servicemembers that will not put the parties fairly on notice that the