Billy D. McCarroll v. Robert A. McDonald
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Full Opinion
The appellant, veteran Billy D. McCar-roll, appeals through counsel a June 4, 2014, decision of the Board of Veteransâ Appeals (Board) that, in part, denied entitlement to an initial compensable disability rating for hypertension.
For the reasons that follow, the Court will affirm that part of the Boardâs June 2014 decision now on appeal. In addition, the Board dismissed the appellantâs claims for entitlement to service connection for a neck disorder, bilateral hearing loss, tinnitus, and sinusitis, as well as his claims for entitlement to increased initial disability ratings for left shoulder strain, right carpal tunnel syndrome, and choroidal nevus of the right eye. R. at 9. As the appellant presents no argument as to those determinations, the Court will deem those matters abandoned and will accordingly dismiss the
I. BACKGROUND
The appellant served in the U.S. Army from December 1983 to September 1992 and from January 1994 to August 2009. R. at 724-25. A September 14, 2008, service treatment record (STR) reflects blood pressure readings of 132/95 and 128/95. R. at 946. A March 2, 2009, STR noted a history of borderline hypertension. R. at 928. The examiner recorded blood pressure readings of 112/79,144/92, and 142/88, and recommended a five-day blood pressure check. R. at 928. Records dated between March 3, 2009, and March 5, 2009, note blood pressure readings of 128/88, 138/80, 156/100, 148/96, 120/92, and 126/90. R. at 761, 919. On March 5, 2009, the appellant filed a claim for entitlement to service connection for hypertension. R. at 786-96.
On April 1, 2009, a private cardiologist prescribed the appellant Lisinopril,
In an October 2009 rating decision, the Salt Lake City, Utah, VA regional office (RO) granted service connection for hypertension and assigned a noncompensable rating. R. at 674-79, 683-705. The appellant filed a Notice of Disagreement in October 2009, R. at 673, and perfected his appeal in October 2010, R. a 613-15.
A private medical record from May 2010 reflects a blood pressure reading of 148/95. R. at 533. In November 2010, the appellant underwent another VA examination. R. at 584-89. The examiner noted that the appellantâs blood pressure âdemonstrates good control with normal readingsâ and that the appellantâs Lisinopril dosage had increased to 20 mg. R. at 585. The appellantâs blood pressure was recorded as 133/86 on March 31, 2011, R. at 458, and as 127/84 on July 9, 2012, R. at 343. At a November 2012 Board hearing, the appellant testified that his diastolic blood pressure readings were over 100 âtwo or three timesâ before he began taking blood pressure medication. R. at 245-46. He also testified that he believed his blood pressure would be higher if he were not taking his medication. R. at 244-45.
In June 2014, the Board denied entitlement to an initial compensable rating for hypertension under 38 C.F.R. § 4.104, diagnostic code (DC) 7101 (hypertensive vascular disease). R. at 1-14. The Board found that â[the appellantâs] hypertension has not manifested with diastolic pressure predominantly 100 or more, with or without medication; or, systolic pressure predominantly 160 or more throughout the initial rating period.â R. at 4. The Board acknowledged the appellantâs argument that he would meet the criteria for a 10% disability rating if he were not using medication. R. at 8. The Board determined, however, that this assertion was âinaccurate,â as âprior to being placed on medi
II. THE PARTIESâ ARGUMENTS
The appellant argues that the Board erred when it denied entitlement to a com-pensable rating for hypertension on a schedular basis and when it determined that he was not entitled to referral for consideration of whether an extraschedular rating was warranted. Appellantâs Brief (Br.) at 4-19. With respect to his schedular evaluation, the appellant raises three contentions. First, he asserts that the Board âfailed to properly address the effects of [his] need for continuous medications for control of his hypertensionâ and misinterpreted the rating criteria for hypertension under DC 7101. Id. at 5, 4-16. Specifically, he argues that the Board violated the Courtâs holding in Jones v. Shinseki, 26 Vet.App. 56, 63 (2012), by failing to discount the ameliorative effects of his blood pressure medication. Id. at 10-11. The appellant contends that, without medication, his blood pressure would either meet the criteria for a higher disability rating or, at a minimum, more nearly approximate the criteria for a higher evaluation. Id. at 8-11 (citing 38 C.F.R. §§ 4.3 (2016), 4.7 (2016)). He further asserts that the issue of what his blood pressure would be without medication is a question requiring medical expertise and that the Board therefore violated Colvin v. Derwinski, 1 Vet.App. 171, 172 (1991), when it determined that he would not meet the criteria for a compen-sable rating were he not taking medication without citing any supporting medical evidence. Id. at 5-7, 9.
Second, and in the alternative, the appellant argues that, even assuming that the Board was permitted to consider the ameliorative effects of his medication, it erred by failing to discuss whether his disability picture more nearly approximated the criteria for a higher disability rating. Id. at 13 (citing 38 C.F.R. § 4.7). Finally, he asserts that the Board clearly erred when it determined that he did not have a history of diastolic pressure readings of 100 or more and, thus, that he did not satisfy the criteria for a 10% disability rating under DC 7101. Id. at 14-15 (citing R. at 919).
With respect to the issue of referral for extraschedular consideration, the appellant contends that the Board erred by failing to discuss whether referral was warranted. Id. at 16-19. In particular, he argues that âthe rating criteria, as interpreted by the Board, do not address [his] specific disability picture,â as there is âa medical question as to whether, but for his use of medication, he would have compensable blood pressure readings.â Id. at 18. He asks the Court to vacate and remand the Boardâs decision. Id. at 19.
The Secretary responds that the Board did not err in denying entitlement to a compensable disability for hypertension on either a schedular or extraschedular basis. Secretaryâs Br. at 7-28. With respect to the effects of the appellantâs blood pressure medication, the Secretary contends that DC 7101 contemplates âa need for continuous medication to control the hypertensionâ and, thus, that Jones is inapplicable. Id. at 15-17. He argues that the Board did not clearly err when it determined that the appellant did not have diastolic blood pressure readings that were predominantly 100 or higher, systolic blood pressure readings that were predominantly 160 or higher, or a history of diastolic blood pressure predominantly 100 or more. Id. at 20; see 38 C.F.R. § 4.104, DC 7101 (2016). Moreover, the Secretary asserts
III. ANALYSIS
A. Schedular Evaluation
The appellantâs arguments regarding the proper schedular evaluation for his hypertension turn, in large part, on two related issues: first, whether the criteria in DC 7101 contemplate the effects of medication, including whether Jones prohibits the Board from considering those effects when evaluating hypertension; and, second, whether his disability picture, with or without medication, âmore nearly approximatesâ the criteria for a 10% disability rating than his current noncompensable evaluation.
1. DC 7101, Jones, and the Effects of Medication
The Court will first turn to the issue of whether DC 7101 contemplates the effects of medication. As the Court explained in Jones, âthe Board may not deny entitlement to a higher rating on the basis of relief provided by medication when those effects are not specifically contemplated by the rating criteria.â 26 Vet.App. at 63; see Massey v. Brown, 7 Vet.App. 204, 208 (1994) (âThe Boardâs consideration of factors which are wholly outside the rating criteria provided by the regulations is error as a matter of law.â). Thus, if DC 7101 does not specifically contemplate the effects of medication, the Board is required pursuant to Jones to discount the ameliorative effects of medication when evaluating hypertension. Conversely, if DC 7101 does specifically contemplate the effects of medication, then Jones is inapplicable. The Court holds that DC 7101 contemplates the effects of medication and, therefore, that Jones does not apply.
âThe starting point in interpreting a statute [or regulation] is its language.â Good Samaritan Hosp. v. Shalala, 508 U.S. 402, 409, 113 S.Ct. 2151, 124 L.Ed.2d 368 (1993); see Smith v. Brown, 35 F.3d 1516, 1523 (Fed. Cir. 1994) (âThe canons of construction of course apply equally to any legal text and not merely to statutes.â). âWhere a statuteâs language is plain, and its meaning clear, no room exists for construction.â Gardner v. Derwinski, 1 Vet.App. 584, 587-88 (1991), aff'd sub nom. Brown v. Gardner, 513 U.S. 115, 115 S.Ct. 552, 130 L.Ed.2d 462 (1994). Statutes and regulations âmust be considered as a whole and in the context of the surrounding statutory [and regulatory] scheme.â Gazelle v. McDonald, 27 Vet.App. 461, 464 (2016) (citing King v. St. Vincentâs Hosp., 502 U.S. 215, 221, 112 S.Ct. 570, 116 L.Ed.2d 578 (1991)).
Pursuant to DC 7101, a 60% disability rating is warranted for hypertension with â[d]iastolic pressure predominantly 130 or more.â 38 C.F.R. § 4.104, DC 7101. A 40% evaluation is warranted for â[d]iastolic pressure predominantly 120 or more,â and a 20% disability rating is warranted for â[d]iastolic pressure predominantly 110 or more, or systolic pressure predominantly 200 or more.â Id. A 10% evaluation is warranted in three circumstances: first, diastolic pressure predominantly 100 or more; second, systolic pressure predomi
The criteria for compensable evaluations under DC 7101 thus contemplate two factual alternatives. First, a veteran whose blood pressure is currently controlled by medicationâi.e., whose blood pressure does not otherwise meet the criteria for a compensable evaluationâbut who has a history of diastolic pressure predominantly 100 or more is entitled to receive the minimum compensable evaluation of 10%. Id. Second, a veteran whose blood pressure is currently elevated to varying degrees is entitled to evaluations ranging from 10% to 60%. Id. Read together, see Gazelle, 27 Vet.App. at 464, these two scenarios clearly contemplate the effects of medication: either a veteranâs blood pressure is controlled by medication, warranting a 10% evaluation if there is a history of elevated systolic pressure, or it is not, in which case the actual blood pressure level determines the disability rating.
The Courtâs analysis in Jones supports this reading of DC 7101. In that case, the Court held that 38 C.F.R. § 4.114, DC 7319, which sets forth the rating criteria for irritable bowel syndrome, did not contemplate the effects of medication. 26 Vet. App. at 63. The Court explained that â[t]he Secretary has demonstrated ... that he is aware of how to include the effect of medication as a factor to be considered when rating a particular disabilityâ and cited 38 C.F.R. § 4.71a, DC 5025 (âFibromyalgiaâ), as an example of a DC that does contemplate the effects of medication. Id. at 62. DC 5025, like DC 7101, only explicitly references medication in its criteria for a 10% evaluation. 38 C.F.R. § 4.71a, DC 5025 (2016).
Although the appellant contends that the regulation, its implementing comments in the Federal Register, and VAâs M21-1 Adjudication Procedures Manual (M21-1) âshow[ ] that the Secretary intends to compensate veterans whose condition is âbrought under controlâ by medications such that the condition no longer reaches blood pressure readings the rating criteria recognize as compensable,â Appellantâs Br. at 12, his arguments are not persuasive. First, as discussed above, the plain language of the rating criteria listed under DC 7101 demonstrates that this diagnostic code, read as a whole, contemplates the effects of medication in assigning a disability rating for hypertension. See Gazelle, 27 Vet.App. at 464; Gardner, 1 Vet.App. at 587-88.
Second, the sections of the Federal Register cited by the appellant
Third, although the appellant cites the predecessor to the M21-1 as requiring VA adjudicators to â âstart with ... the readings taken as part of a ... diagnostic workup period leading to the prescription of medicationâ â as evidence that DC 7101 does not contemplate the effects of medication, Appellantâs Br. at 12 (quoting VA Adjudication Procedures Manual Rewrite (M211MR) pt. III, subpt. iv, ch. 4, § E.20.e) (emphasis removed), it is not clear whether that provision relates to DC 7101 as a whole or merely to whether a veteran whose blood pressure is controlled by medication satisfies the criteria for a 10% evaluation. The current M21-1, however, includes the cited language as part of its instructions on how to evaluate whether a veteranâs âpast diastolic pressure (before medication was prescribed) was predominantly 100 or greaterâ when âcurrent predominant blood pressure readings are non-compensable.â M21-1, pt. III, subpt. iv, ch. 4, § E.1.e. In any event, the appellant fails to explain how his citation to the M21-1âs predecessor, which focuses upon the relevant period for determining whether a claimant has a history of blood pressure readings, supports his broader argument that the Secretary intended to compensate all veterans whose blood pressure readings are controlled by medication. See Locklear v. Nicholson, 20 Vet.App. 410, 416 (2006) (holding that the Court will not entertain underdeveloped arguments).
In sum, as the plain language of DC 7101 contemplates the effects of medication, and because the Secretaryâs comments in the Federal Register at the time of its 1997 amendment support this reading, the Court holds that DC 7101 contemplates the effects of medication and, thus, that Jones is not applicable. Accordingly, the Court rejects the appellantâs arguments that the Board erred when it failed to consider whether he would be entitled to a compensable rating if he were not taking medication. See Appellantâs Br. at 8-11. As the appellantâs contentions that a medical opinion was required to properly discount the effects of his medication and that the Board violated Colvin when it relied on its own medical judgment are premised on his erroneous reading of DC 7101, id. at 5-7, 9, the Court rejects those arguments, as well.
2. The Appellantâs Remaining Arguments
Having determined that Jones does not apply and that the Board did not err by considering the ameliorative effects of the appellantâs medication, the Court will address the appellantâs remaining arguments that the Board erred when it found that he did not more nearly approximate the criteria for a 10% evaluation and did
Turning first to the appellantâs contention that he does, in fact, have a history of diastolic pressure predominantly 100 or more, id. at 15, the Court holds that the Board did not clearly err when it determined that he did not, R. at 8; see Hood v. Shinseki, 23 Vet.App. 295, 299 (2009) (âThe Court reviews factual findings under the âclearly erroneousâ standard such that it will not disturb a Board finding unless, based on the record as a whole, the Court is convinced that the finding is incorrect.â). In support of his argument, the appellant cites medical records documenting six blood pressure readings prior to when he began taking medication. Appellantâs Br. at 15 (citing R. at 919). Those readings, all dated March 2, 2009, are 144/92, 142/86, 128/88, 138/80, 156/100, and 148/96. R. at 919. Although there is one reading demonstrating diastolic pressure of 100, that single reading does not demonstrate clear error in the Boardâs finding that the appellant did not have a history of diastolic pressure predominantly 100 or more, as required by the rating criteria. See 38 C.F.R. § 4.104, DC 7101. Rather, to accept the appellantâs argument would be to omit the key word âpredominantlyâ from the rating criteria, which the Court cannot do. See 38 U.S.C. § 7252(b) (âThe Court may not review the schedule of ratings for disabilities ... or any action of the Secretary in adopting or revising that schedule.â); Moskal v. United States, 498 U.S. 103, 109, 111 S.Ct. 461, 112 L.Ed.2d 449 (1990) (reiterating âthe established principle that a court should âgive effect, if possible, to every clause and word of a statuteâ â (quoting United States v. Menasche, 348 U.S. 528, 538-39, 75 S.Ct. 513, 99 L.Ed. 615 (1955))); see Wingard v. McDonald, 779 F.3d 1354, 1356-57 (Fed. Cir. 2015) (discussing the Courtâs inability to review the schedule of ratings for disabilities).
Similarly, although the appellant contends that the Board erred by failing to consider whether he more nearly approximated the criteria for a 10% evaluation, Appellantâs Br. at 13-16, the Court is not persuaded. See Hilkert v. West, 12 Vet.App. 145, 151 (1999) (en banc) (âAn appellant bears the burden of persuasion on appeals to this Court.â), aff'd per curiam, 232 F.3d 908 (Fed. Cir. 2000) (table). To qualify for a 10% evaluation under DC 7101, a veteran must satisfy one of three alternatives: first, current diastolic pressure predominantly 100 or more; second, current systolic pressure predominantly 160 or more; or third, a history of diastolic pressure predominantly 100 or more with blood pressure controlled by continuous medication. 38 C.F.R. § 4.104, DC 7101. âWhere there is a question as to which of two evaluations shall be applied, the higher evaluation will be assigned if the disability picture more nearly approximates the criteria required for that rating. Otherwise, the lower rating will be assigned.â 38 C.F.R. § 4.7.
In its decision, the Board did not specifically discuss whether the appellant satisfied either the first or second alternative for a 10% evaluation, but it determined that he had âdiastolic pressure predominantly less than 100, and systolic pressure predominantly less than 150.â R. at 8. With respect to the third alternative, the Board acknowledged that the appellant âclearly requires continuous medicationâ but found that âthe preponderance of the evidence shows he does not have a history of diastolic pressure predominantly 100 or more,â and thus that he âmore nearly approximated the assigned noncompensable rating.â
Ultimately, the Court is not persuaded that the Board clearly erred when it determined that the appellant was not entitled to a compensable evaluation for hypertension under DC 7101. See Johnston v. Brown, 10 Vet.App. 80, 84 (1997) (the Boardâs assignment of a disability rating is a question of fact, which the Court reviews under the âclearly erroneousâ standard). Further, as the Boardâs decision regarding the proper schedular evaluation is understandable and facilitates judicial review, the Court holds that the Board provided an adequate statement of reasons or bases to support that determination. See 38 U.S.C. § 7104(d)(1); Allday v. Brown, 7 Vet.App. 517, 527 (1995).
B. Extraschedular Referral
As a final matter, the Court rejects the appellantâs contention that the Board erred by failing to address whether referral for extraschedular consideration was warranted. Appellantâs Br. at 16-19. â[T[he issue of whether referral for extras-chedular consideration is warranted must be argued by the claimant or reasonably raised by the record.â Yancy v. McDonald, 27 Vet.App. 484, 495 (2016); see Robinson v. Peake, 21 Vet.App. 545, 552 (2008) (the Board is required to consider all issues raised by a claimant or reasonably raised by the evidence of record), aff'd sub nom. Robinson v. Shinseki, 557 F.3d 1355 (Fed. Cir. 2009). The Board is required to discuss referral â[w]here there is evidence in the record that shows exceptional or unusual circumstances,â Colayong v. West, 12 Vet.App. 524, 536 (1999), or where âthe evidence of record suggests that a schedu-lar rating may be inadequate,â Thun v. Peake, 22 Vet.App. 111, 115 (2008), aff'd sub nom. Thun v. Shinseki, 572 F.3d 1366 (Fed. Cir. 2009). âWhere, however, [38 C.F.R.] â§ 3.321(b)(1) [is] neither specifically sought by [the claimant] nor reasonably raised by the facts found by the Board,â the Board is not required to discuss whether referral is warranted.â Fan
The appellant does not contend that he specifically raised this issue below. Accordingly, for the Board to have erred by failing to discuss referral for extraschedu-lar consideration, that issue must have been reasonably raised by the record. It was not. Although the appellant asserts that âthe rating criteria, as interpreted by the Board, do not address [his] specific disability picture,â as there is âa medical question as to whether, but for his use of medication, he would have compensable blood pressure readings,â Appellantâs Br. at 18, the Court is not persuaded. Rather, as DC 7101 explicitly contemplates the effects of medication, the use of medication cannot constitute an unusual disability picture, and the question of what the appellantâs current disability would be absent his medication is not relevant. See 62 Fed. Reg. at 65,215 (â[T]he evaluation for hypertension is based not on the amount of medication required to control it, but on the level of control that can be achieved.â).
As referral for extraschedular consideration was neither argued by the appellant nor reasonably raised by the record, the Court holds that the Board did not err in failing to discuss that issue. See Yancy, 27 Vet.App. at 494. Accordingly, the Court will affirm that part of the Boardâs decision denying entitlement to a compensable disability evaluation for hypertension,
IV. CONCLUSION
As DC 7101 explicitly contemplates the ameliorative effects of medication, the Board did not err when it considered the effects of the appellantâs medication when evaluating his hypertension. Moreover, the Board did not clearly err when it determined that the appellant did not have a history of diastolic pressure predominantly 100 or more or when it determined that his hypertension did not more nearly approximate the criteria for a 10% evaluation. Finally, as referral for extraschedular consideration was not raised by the appellant below or reasonably raised by the record, the Board did not err by failing to discuss that issue.
Therefore, upon consideration of the foregoing analysis, the record on appeal, and the partiesâ briefs, that part of the Boardâs June 4, 2014, decision denying entitlement to an initial compensable disability rating for hypertension is AFFIRMED. The appeal is DISMISSED as to the issues of entitlement to service connection for a neck disorder, bilateral hearing loss, tinnitus, and sinusitis, and entitlement to increased initial disability ratings for left shoulder strain, right carpal tunnel syndrome, and choroidal nevus of the right eye.
KASOLD, Judge, filed an opinion concurring in part in which SCHOELEN, Judge, joined. HAGEL, Senior Judge, filed a dissenting opinion in which GREENBERG, Judge, joined.
. The Court lacks jurisdiction over the appellant's claim for entitlement to service connection for liver disease, which the Board remanded, and it will not be addressed further. See 38 U.S.C. §§ 7252(a), 7266(a); Howard v. Gober, 220 F.3d 1341, 1344 (Fed. Cir. 2000).
.Matthew J. Ilacqua, of Providence, Rhode Island, argued for the appellant. Nicolas R. Esterman, of Washington, D.C., argued for the Secretary.
. Lisinopril is a medication prescribed for hypertension. Dorlandâs Illustrated Medical Dictionary 1065 (32d ed. 2012).
. To support his argument that the Board misinterpreted the criteria for a 10% disability rating under DC 7101 by failing to discount the ameliorative effects of his medication, the appellant quotes the Secretaryâs comment in the Federal Register that "[w]hether a ten-percent evaluation is warranted when continuous medication is required is based on a case-by-case assessment of each condition and the usual effects of treatment.â Appellantâs Br. at 12 (quoting 62 Fed. Reg. 65,207, 65,215 (Dec, 11, 1997)). The appellant thus creates the impression that the Secretaryâs consideration of the need for continuous medication under DC 7101 may vary from case to case depending upon the circumstances of a particular claimantâs condition. However, when read in context, it is clear that the Secretary is instead explaining why he chose to include a minimum rating based on continuous medication only for certain DCs, including DC 7101. See 62 Fed. Reg. at 65,215.
To the extent that the appellant also cites the Federal Register to support his contention that DC 7101 does not simultaneously require
. The M21-1 specifically prohibits adjudicators from assigning a 10% evaluation if a
Do not assign a 10[%] evaluation based upon a showing of one of the two conjunctive criteria above by invoking the benefit of the doubt rule .... When either criterion is simply not shown (for example, the claimant is using prescribed anti-hypertensive medication but diastolic pressure has never been predominantly 100 or greater) the evidence is not in relative equipoise on whether a 10-percent evaluation is appropriate and the disability picture does not more nearly approximate the 10-percent criteria.
M21-1, pt. Ill, subpt. iv, ch. 4, § E.l.e. The M21-1 acknowledges, however, that § 4.7 "may be applicable to whether the evidence supports each criterion.â Id.