Bodum USA, Incorporated v. A Top New Casting Incorporated
U.S. Court of Appeals6/12/2019
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In the
United States Court of Appeals
For the Seventh Circuit
____________________
No. 18â3020
BODUM USA, INCORPORATED,
PlaintiffâAppellee,
v.
A TOP NEW CASTING INCORPORATED,
DefendantâAppellant.
____________________
Appeal from the United States District Court for the
Northern District of Illinois, Eastern Division.
No. 16âcvâ02916 â Matthew F. Kennelly, Judge.
____________________
ARGUED MAY 30, 2019 â DECIDED JUNE 12, 2019
____________________
Before FLAUM, MANION, and BARRETT, Circuit Judges.
FLAUM, Circuit Judge. Bodum USA, Inc. (âBodumâ) proâ
duces and sells what design magazines and art museums
have recognized as an iconically designed houseware prodâ
uctâthe Chambord French press coffeemaker. Bodum sued
A Top New Casting, Inc. (âA Topâ) for selling a French press
that Bodum claimed infringes on its unregistered trade dress
in the Chambord. After a fiveâday trial, a jury returned a verâ
2 No. 18â3020
dict in favor of Bodum, finding that A Top had willfully inâ
fringed on Bodumâs trade dress in the Chambord and awardâ
ing Bodum $2 million in damages. The district court denied
A Topâs postâtrial motion for judgment as a matter of law, in
which A Top argued that Bodum failed to prove the Chamâ
bord design was nonfunctional. A Top also moved for a new
trial because the court excluded evidence of various utility paâ
tents covering French press coffeemakers; the district court
denied this motion as well. We affirm.
I. Background
Plaintiffâappellee Bodum has been selling French press
coffeemakers since the 1970s. A French press is a nonelectric
coffeemaker consisting of a cylindrical carafe and a plunger
attached to a filter screen. The user adds boiling water to cofâ
fee grounds in the carafe and, after the grounds have steeped,
presses the filter down slowly through the carafe to separate
the used grounds from the brewed coffee.
Bodum began distributing the Chambord, its flagship
French press, in 1983. The Chambordâs design originated in
France in the 1930s and is based on the towers of the Chamâ
bord Chateau, a castle in Franceâs Loire Valley. Its features inâ
clude a metal cage with a band around the top of the carafe,
metal pillars ending in four curved feet, a Câshaped handle,
and a domed lid topped with a spherical knob. Bodumâs
Chambord French press is pictured below:
No. 18â3020 3
Bodum acquired exclusive rights to distribute the Chamâ
bord in 1991 and has spent millions of dollars promoting it in
print and television advertisements and at trade shows
worldwide. Bodum sells the Chambord in department stores,
at Starbucks coffee shops, and online, including through Amâ
azon. The Chambord design has been recognized as classic by
such institutions as Phaidon Design Classics and the Museum
of Modern Art. Bodum actively polices whatever it believes
to be infringement of this design; it has sent dozens of ceaseâ
andâdesist letters over the past twentyâfive years and has filed
lawsuits against alleged infringers when they did not stop
selling their products in response to Bodumâs requests.
In 2014, defendantâappellant A Top began selling a comâ
peting French press coffeemaker called the SterlingPro excluâ
sively through Amazon. The SterlingPro is similar in appearâ
ance to the Chambord, with the same metal cage, metal pillars
ending in curved feet, Câshaped handle, and domed lid
4 No. 18â3020
topped with a spherical knob. The two coffeemakers are picâ
tured sideâbyâside below, with the Chambord on the left and
the SterlingPro on the right:
Bodum filed a complaint against A Top in the Northern
District of Illinois on March 7, 2016, bringing claims for trade
dress infringement under the Lanham Act, 15 U.S.C.
§ 1125(a); common law unfair competition; and violation of
the Illinois Uniform Deceptive Trade Practices Act, 815 Ill.
Comp. Stat. § 510/1 et seq. According to Bodumâs complaint,
A Top intentionally adopted the overall appearance of the
Chambord for its SterlingPro product, infringing on its unregâ
istered trade dress in the design. A Top moved for summary
judgment on Bodumâs claims twice, but the district court deâ
nied these motions and the case proceeded to a jury trial on
March 28, 2018.
The jury returned a verdict in Bodumâs favor, finding that
A Top willfully infringed on Bodumâs Chambord trade dress
and awarding Bodum $2 million in damages. A Top timely
moved for judgment as a matter of law under Federal Rule of
No. 18â3020 5
Civil Procedure 50 and for a new trial under Rule 59. As releâ
vant here, A Top claimed that it was entitled to judgment as a
matter of law because Bodum had failed to prove its Chamâ
bord trade dress elements were nonfunctional. And A Top
said it was at least entitled to a new trial because the district
court erred in excluding evidence under Rule 403 of utility
patents that, it said, disclosed the Chambordâs trade dress feaâ
tures (demonstrating the functionality of those features). The
district court denied both motions on June 6, 2018.
On August 21, 2018, the district court granted Bodumâs
motion for enhanced damages, awarding prejudgment interâ
est and doubling the damages award to $4 million, and it deâ
nied Bodumâs motion for attorneyâs fees. Further, the court
granted Bodumâs request for a permanent injunction to preâ
vent A Top from continuing to sell its infringing SterlingPro
products. The district court entered final judgment on August
23, and A Top timely appealed.
II. Discussion
A Top pursues two arguments on appeal. First, A Top says
that it is entitled to judgment as a matter of law because
Bodum did not meet its burden of demonstrating that the elâ
ements of the claimed Chambord trade dress were nonfuncâ
tional (as required for it to be enforceable under the Lanham
Act). Second, A Top claims that it is entitled to a new trial beâ
cause the district court improperly excluded several utility
patents from evidence under Rule 403.
A. Functionality of the Chambord Trade Dress
We review de novo the denial of a Rule 50 motion for judgâ
ment as a matter of law. Thorne v. Member Select Ins. Co., 882
F.3d 642, 644 (7th Cir. 2018). âBecause a jury has rendered a
6 No. 18â3020
verdict, we view the evidence in the light most favorable to
that verdict.â Matthews v. Wis. Energy Corp., 642 F.3d 565, 567
(7th Cir. 2011). In our review, we do not make credibility deâ
terminations or reweigh the evidence; we need only deterâ
mine that there is more than âa mere scintilla of evidenceâ to
support the verdict. May v. Chrysler Grp., LLC, 716 F.3d 963,
971 (7th Cir. 2013) (quoting Hossack v. Floor Covering Assoc. of
Joliet, Inc., 492 F.3d 853, 859 (7th Cir. 2007)). âIn other words,
our job is to decide whether a highly charitable assessment of
the evidence supports the juryâs verdict or if, instead, the jury
was irrational to reach its conclusion.â Id.
The Lanham Act permits a civil action against any person
who uses âany word, term, name, symbol, or deviceâ âin conâ
nection with any goods or servicesâ in a manner which âis
likely to cause confusionâ as to the source of those goods or
services. 15 U.S.C. § 1125(a)(1)(A). The Actâs protection exâ
tends to a productâs trade dress, which includes a product deâ
sign that is so distinctive it identifies the productâs source. Arâ
lington Specialties, Inc. v. Urban Aid, Inc., 847 F.3d 415, 418 (7th
Cir. 2017); see also TrafFix Devices, Inc. v. Mktg. Displays, Inc.,
532 U.S. 23, 28 (2001) (âThe design or packaging of a product
may acquire a distinctiveness which serves to identify the
product with its manufacturer or source; and a design or
package which acquires this secondary meaning ⌠is a trade
dress[.]â). As with any other trademark, infringement of a
productâs trade dress is actionable under the Act. Arlington
Specialties, 847 F.3d at 418.
At trial, Bodum was required to prove a number of eleâ
ments for the jury to find trade dress infringementâthat it
owns a valid trade dress in the Chambord design, that the
trade dress is not functional, and that A Topâs SterlingPro was
No. 18â3020 7
likely to cause consumer confusion as to its source. See id. On
appeal, A Top does not dispute that the SterlingPro copies the
Chambord. Instead, A Top only challenges Bodumâs proof on
the functionality of its claimed trade dress.1
Trademark protection for trade dress, unlike patent and
copyright protection, has no time limit; the Act therefore does
not protect features that are necessary for the use of a product,
so as to prevent one competitor from maintaining a âperpetâ
ual and exclusive right to a useful product feature.â Id. (citing
Qualitex Co. v. Jacobson Prods. Co., 514 U.S. 159, 165 (1995)). The
Supreme Court has explained that ââa product feature is funcâ
tional,â and cannot serve as a trademark, âif it is essential to
the use or purpose of the article or if it affects the cost or qualâ
ity of the article.ââ Qualitex, 514 U.S. at 165 (quoting Inwood
Labs., Inc. v. Ives Labs., Inc., 456 U.S. 844, 850 n.10 (1982)). Even
if a claimed trade dress does not satisfy this first test, âit can
still be functional if it is a âcompetitive necessity,â that is, if its
exclusive use âwould put competitors at a significant nonârepâ
utationârelated disadvantage.ââ Arlington Specialties, 847 F.3d
at 419 (quoting TrafFix Devices, 532 U.S. at 32â33)); see also Speâ
cialized Seating, Inc. v. Greenwich Indus., LP, 616 F.3d 722, 727
(7th Cir. 2010) (a design is functional where a product âlooks
the way it does in order to be a better [product], not in order
to be a better way of identifying who made itâ). Where, as
here, the claimed trade dress is unregistered, it is the burden
1 In fact, at oral argument, A Top confirmed that it was not arguing
that the SterlingPro did not copy the Chambord, but it instead argued that
it âhad a right to copy, right down to the last bolt,â because Bodum did
not have a valid trade dress in the Chambord.
8 No. 18â3020
of the party asserting protection to prove that the trade dress
is not functional. 15 U.S.C. § 1125(a)(3).
In deciding whether a trade dress element is functional,
we consider several factors:
(1) the existence of a utility patent, expired or
unexpired, that involves or describes the funcâ
tionality of an itemâs design element; (2) the utilâ
itarian properties of the itemâs unpatented deâ
sign elements; (3) advertising of the item that
touts the utilitarian advantages of the itemâs deâ
sign elements; (4) the dearth of, or difficulty in
creating, alternative designs for the itemâs purâ
pose; (5) the effect of the design feature on an
itemâs quality or cost.
Ga.âPac. Consumer Prods. LP v. KimberlyâClark Corp., 647 F.3d
723, 727â28 (7th Cir. 2011) (citation omitted). No one factor is
dispositive. See id. at 728â31 (considering each factor sepaâ
rately to determine whether it weighs in favor of or against
functionality); Valu Engâg, Inc. v. Rexnord Corp., 278 F.3d 1268,
1274â75 (Fed. Cir. 2002).
Bodum claims trade dress protection in the overall apâ
pearance of the Chambord and identifies the following speâ
cific elements as contributing to that distinctive look: the
metal band surrounding the carafe that forms support feet
and the handle attachment, the domed lid, the rounded knob
atop the plunger, and the Câshaped handle. See Comput. Care
v. Serv. Sys. Enters., Inc., 982 F.2d 1063, 1071 (7th Cir. 1992)
(where plaintiff seeks to protect overall appearance of its
trade dress, focus of analysis is on that total appearance rather
than individual design elements in isolation). Bodum does
No. 18â3020 9
not claim a trade dress in the cylindrical carafe or the plunger,
as it acknowledges those elements are functional for a French
press coffeemaker.
A Top argues Bodum failed to establish that the claimed
Chambord features are not essential to its use and that these
features do not affect the coffeemakerâs cost or quality. Howâ
ever, in its argument, A Top consistently elides the distinction
between a productâs âfunctionâ in the everyday meaning of
the term and âfunctionalâ as a term of art used in trade dress
law. Bodum does not claim that any French press coffeemaker
with a handle, a domed top, or metal around the carafe inâ
fringes on its trade dress. Rather, it is the overall appearance
of A Topâs SterlingPro, which has the same shaped handle, the
same domed lid, the same shaped feet, the same rounded knob,
and the same shaped metal frame as the Chambord, that
Bodum objects to. Thus, to establish it has a valid trade dress,
Bodum did not have to prove that something like a handle
does not serve any function. It merely needed to prove that
preventing competitors from copying the Chambordâs particâ
ular design would not significantly disadvantage them from
producing a competitive and costâefficient French press cofâ
feemaker. See Arlington Specialties, 847 F.3d at 419.
When properly framed in this manner, Bodum presented
sufficient evidence for a reasonable jury to conclude that the
Chambordâs overall look was nonfunctional. First, regarding
the utilitarian properties of the Chambordâs design elements,
see Ga.âPac. Consumer Prods., 647 F.3d at 728, Bodumâs funcâ
tionality expert Robert Anders testified about their nonutiliâ
tarian nature. He testified that the only functional parts of the
Chambordâthe parts that are necessary to make French press
coffeeâare the plunger and cylindrical shape of the carafe. In
10 No. 18â3020
contrast, Mr. Anders did not believe the particular Câshape of
the Chambordâs handle worked better than an alternatively
shaped handle and, in fact, testified that he thought the Câ
shape was ânot as ergonomically designed as it could be.â Mr.
Anders further testified that the domeâshaped lid was an âarâ
bitrary designâ because the lid âcould be of any shapeâ in orâ
der to work, and the metal frame is âabsolutely notâ necessary
for the Chambord to make French press coffee.
A Topâs expert, Peter Bressler, agreed. He âdidnât see parâ
ticularly great advantage in the design of the handle, but [he]
saw an advantage in having a handle.â Whether it is more adâ
vantageous for a French press to have a handle, however, is
not the pertinent inquiry; the question is whether there is an
advantage to having this designed handle, to which Mr. Bressler
agreed there is not. The same is true of the feet: Mr. Bressler
testified he âdidnât see a particular advantage in the design of
the feet, but [ ] saw the fact that it had feet, which, to [him],
was a utilitarian advantage.â Again, this does not speak to
any advantages of the design of the feet. Overall, Mr. Bressler
testified that â[t]he utilitarian advantages ⌠are not that
clear.â This evidence weighs in favor of nonfunctionality beâ
cause it supports that the claimed Chambord features are
âmerely ornamentalâ and are not necessary to make the
Chambord work better as a French press coffeemaker. Arlingâ
ton Specialties, 847 F.3d at 420 (citation omitted).2
2A Top points to two changes Bodum made to the Chambord in reâ
sponse to safety issues the United States Consumer Product Safety Comâ
mission raisedâreducing the size of the knob and redesigning the lid to
fit deeper into the carafeâas evidence the knob and lid are functional.
However, Bodum could have reduced the size of the knob and made it a
flat disk or redesigned the deepâfitting lid to be flat instead of domed
No. 18â3020 11
Next, A Top argues that Bodum admitted the Chambord
design was functional in its advertising and thus failed to
meet its burden of proving nonfunctionality. See Ga.âPac. Conâ
sumer Prods., 647 F.3d at 730 (advertising that touts the deâ
signâs âutilitarian advantagesâ can weigh in favor of functionâ
ality). Indeed, Joergen Bodum, CEO of Bodumâs parent comâ
pany, testified regarding Chambord advertisements describâ
ing the product as âfunctionalâ and about an interview he
gave in which he described Bodumâs products as âfunctionâ
driven.â However, he also explained that these references to
functionality were not invoking the termâs legal definition but
were merely intended to convey that Bodumâs products work.
In fact, Bodumâs advertising for the Chambord never claimed
any of its design features worked better than other optionsâ
for example, it never claimed the handle is an ergonomic
shape nor that its four curved feet provide stability. Rather,
the advertising focused on the classic look of the Chambord
design. Thus, a reasonable jury could weigh this evidence
against a finding of functionality in the legal trade dress
sense.
Additionally, Bodum introduced a plethora of evidence
regarding the availability of alternative designs, which supâ
ported the Chambordâs lack of functionality. Id. It introduced
as trial exhibits competing manufacturersâ French presses feaâ
turing different design elements, including those made of difâ
ferent materials, with differently shaped handles, lids,
plunger knobs, and frames, those that do not have transparâ
ent carafes or do not have feet, and those with differently
while still remedying these safety concerns. There is no evidence that the
appearance of the features as redesigned are necessary for a competitive
product, from a use (or cost) perspective.
12 No. 18â3020
shaped external structures surrounding the cylindrical carafe.
See Appellee Br. at 4 (pictures of alternatively designed
French presses introduced as trial exhibits). More imâ
portantly, Bodum introduced evidence that both it and A Top
sell French presses with alternative designs and made of difâ
ferent materials. Thus, there was ample evidence before the
jury in Bodumâs favor on this factor.
Finally, we must consider the cost or quality advantage
test of functionality. See TrafFix Devices, 532 U.S. at 32; see also
Ga.âPac. Consumer Prods., 647 F.3d at 731. Again, Bodum preâ
sented sufficient evidence from which a jury could conclude
that the Chambordâs design conferred no cost or quality adâ
vantage that made it functional. Bodumâs expert, Mr. Anders,
testified the Chambord design was âcomplexâ and that there
are âsimpler ways of doing this.â He explained the more comâ
plex the structure, the more expensive the product is to manâ
ufacture, so he disagreed with A Topâs expert that the Chamâ
bord was the least expensive method to manufacture a French
press. Mr. Anders also explained that plastic is generally
cheaper to use than metal in manufacturing, so plasticâframed
French presses would be cheaper to manufacture than the
metalâframed Chambord.
Joergen Bodum further supported Mr. Andersâs opinion
in his testimony regarding the many different French presses
Bodum produces. For example, Bodumâs âBistroâ French
press does not have a metal frame, a domed lid, or a Câshaped
handle. Mr. Bodum testified that the Bistro is less expensive
to produce (âmaybe less than half of what it costs to make a
Chambordâ) and less timeâconsuming to produce because it
requires less material than the Chambord. Although the Bisâ
tro was a successful first product for the company, Mr.
No. 18â3020 13
Bodum testified he decided to produce the Chambord, a more
complex and expensive product, in addition to the Bistro beâ
cause he was interested in its iconic French design. Mr.
Bodum also discussed the manufacturing costs to produce
Bodumâs various French press coffeemakers. He explained
that the Chambord is neither the cheapest nor the most expenâ
sive French press Bodum sells.3 Thus, Mr. Bodumâs testimony
supported that the Chambordâs overall design conferred no
particular cost advantage that made it functional.4
3 A Top repeatedly states in its brief that Mr. Bodum testified the
Chambord provides a cost advantage. The trial testimony A Top cites for
the proposition, however, does not support this assertion. Though Mr.
Bodum did answer affirmatively that the Chambord design âgives a cost
advantage in manufacturing over other types of French presses,â it is
abundantly clear from the surrounding answers that Mr. Bodum
misspoke in answering this question. Immediately before this answer, Mr.
Bodum explained that the Chambord is âone of the most expensiveâ cofâ
feemakers to manufacture, and immediately after, Mr. Bodum confirmed
that the Chambordâs design does not âresult from the fact that it was so
inexpensive to manufacture.â A Topâs efforts to take Mr. Bodumâs misâ
statement as an admission are therefore unavailing.
4 A Top relies on Apple Inc. v. Samsung Electronics Co., 786 F.3d 983
(Fed. Cir. 2015), revâd and remanded on other grounds, 137 S. Ct. 429 (2016),
to argue that Bodumâs evidence regarding the relative costs of the materials
used to make the Chambord is irrelevant and, therefore, that Bodum inâ
troduced nothing to show the Chambord is nonfunctional under the cost
advantage test. Apple, a Federal Circuit case applying Ninth Circuit law,
is not controlling here, but in any event, it is distinguishable. In Apple, the
plaintiff argued that its unregistered trade dress in its product did not reâ
sult from a comparatively simple manufacturing process. Id. at 994. The
Federal Circuit, however, noted that the difficulties plaintiff encountered
in its manufacturing process resulted from its choice to use certain mateâ
rials to improve the durability (i.e., the function) of its product. Id. Thus,
this evidence did not address any cost advantages or disadvantages of
plaintiffâs design. Id. Here, however, Bodum introduced evidence that
14 No. 18â3020
Indeed, Jian Liang, A Topâs CEO, testified that A Top proâ
duces another French press with a plastic frame that is less
expensive than the metal SterlingPro. This testimony further
demonstrates that the Chambordâs design does not provide a
cost advantage. Contrary to A Topâs argument, Bodum proâ
vided evidence sufficient for the jury to conclude that the
Chambordâs appearance is costlier to manufacture than to deâ
sign around, which supports that the Chambord trade dress
is not functional. See Thomas & Betts Corp. v. Panduit Corp., 138
F.3d 277, 297â98 (7th Cir. 1998).
Overall, looking at the evidence in the light most favorable
to the verdict, Bodum presented sufficient evidence for the
jury to have found Bodumâs claimed trade dress was nonâ
functional. We cannot say the jury was irrational to reach this
conclusion, so we affirm the denial of A Topâs motion for
judgment as a matter of law.
B. Exclusion of Utility Patents Evidence
A Top also appeals a related issueâthe district courtâs deâ
cision to exclude evidence of various utility patents, which
A Top contends demonstrate the functionality of the claimed
Chambord trade dress features. A district court may exclude
relevant evidence where its probative value is substantially
outweighed by, for example, a risk of unfair prejudice or conâ
fusing the issues. Fed. R. Evid. 403. We review evidentiary
rulings for abuse of discretion and will reverse âonly if no reaâ
sonable person would agree with the district courtâs view.â
French presses can still function when made out of other materials, like
plastic, and that the metal and glass used for the Chambord design do not
confer any particular cost or quality advantage for the product.
No. 18â3020 15
United States v. Proano, 912 F.3d 431, 438 (7th Cir. 2019). Furâ
thermore, we accord Rule 403 determinations ââspecial deferâ
ence,â because only âin an extreme case are appellate judges
competent to secondâguess the judgment of the person on the
spot, the trial judge.ââ Id. at 440 (quoting United States v. Jackâ
son, 898 F.3d 760, 764 (7th Cir. 2018)).
As noted above, courts consider âthe existence of a utility
patent, expired or unexpired, that involves or describes the
functionality of an itemâs design elementâ in considering
whether a claimed trade dress is functional. Ga.âPac. Conâ
sumer Prods., 647 F.3d at 727â28.5 As the Supreme Court has
explained, a utility patent is âstrong evidence that the features
therein claimed are functional.â TrafFix Devices, 532 U.S. at 29.
In other words, âif the âcentral advanceâ claimed in the utility
patent matches the âessential featureâ of the trademark, there
is strong evidence that the design is functional.â Ga.âPac. Conâ
sumer Prods., 647 F.3d at 728 (quoting TrafFix Devices, 532 U.S.
at 30).
Evidence of utility patents came up during Mr. Andersâs
examination. On direct examination, Bodum asked Mr. Anâ
ders a total of seven questions about utility patents and
showed him one patent that A Topâs expert had cited in his
report. Mr. Anders testified that, though a utility patent
claiming a feature is evidence that this feature is functional in
the trade dress sense, he did not find any utility patents covâ
ering the Chambord trade dress features. He believed the paâ
5 A utility patent covers âany new and useful process, machine, manâ
ufacture, or composition of matter, or any new and useful improvement
thereof.â 35 U.S.C. § 101.
16 No. 18â3020
tent A Topâs expert cited only disclosed the plunger rod enâ
gaging with the cylindrical walls of the carafe, which Mr. Anâ
ders explained is a feature in all French presses and has no
bearing on the Chambord trade dress.
On cross examination, A Top asked Mr. Anders many adâ
ditional questions about patents and showed him approxiâ
mately ten utility patents. A Top questioned Mr. Anders
about whether the patents disclosed the same elements
Bodum claims as part of the Chambord trade dressâa domed
lid, a handle, and a circular knob atop the plunger. However,
counsel only provided Mr. Anders with the pictures from the
patents, not the portion of the patents explaining the claims.
Mr. Anders testified that he believed utility patents describe
the claims in words, not in the illustrations, so he would not
agree the patents disclosed any elements of the Chambord
trade dress based solely on a review of the pictures.
Bodumâs counsel objected to the admission of the patents
as evidence. The court provisionally admitted the patents for
Bodumâs redirect examination of Mr. Anders and then heard
arguments on the objection at the next break in the trial.
Bodum argued the patents A Top sought to have admitted
were irrelevant because they were not patents for any Bodum
or A Top product and were not patents of identical designs.
Bodum also argued the proposed exhibits were incomplete as
they were only a portion of the patents. The district court reâ
quested briefing on the issue of whether utility patents for
similar but not identical products are relevant to the question
of functionality and requested complete copies of each patent.
After reviewing the partiesâ arguments and the entire paâ
tents, the district court excluded them from evidence. The
court explained it did not matter that the patents were for
No. 18â3020 17
other partiesâ products but it did matter whether the features
Bodum claimed as part of its trade dress were disclosed in the
patents. The court asked A Top to point to language in any of
the patents it sought to admit that claimed as part of the paâ
tent âany of the features that [Bodum] says are part of its trade
dress.â A Top could not, however, find any such language.
Though it continued to insist the patents described knobs and
domed lids, it could not point to any language in the patents
to support this contention. The patent A Top claimed âmost
illuminatingâ described: âThe system of Claim 1 or the cover
means comprising removable cover for the drinking vessel
adapted to fit over the top of the vessel, having an opening
through which the push rod extends the sliding movement
relative to the cover.â6 But A Top was unable to point to a
single patent that claimed a domed lid, a Câshaped handle, feet
on the bottom of the carafe, or a metallic castleâshaped cageâ
the design elements Bodum claims as its trade dress.
The district court reviewed the jury instruction on
whether a patent discloses the âpractical advantagesâ of the
design and explained that TrafFix Devices requires that the paâ
tent somewhere (not necessarily in the claims portion of the
patent) claim the trade dress features in some âsignificant
way.â Here, none of the patents did so. Though some of the
French presses in the patent pictures had a handle, feet, or
something on top of the plunger, the court did not think that
âbears on the question of whether itâs functional as ⌠trade
dress law defines that term.â The court elaborated:
6 During argument on the objection, A Top described this as the Banks
patent, 5,618,570, which does not appear to be in the record and is not
mentioned in either partyâs appellate briefs.
18 No. 18â3020
[T]here is a massive potential for jury confusion
here if these things are used in the way, frankly,
that they were used during the crossâexaminaâ
tion of the [ ] expert. You put a picture up there,
thatâs got a handle, itâs got a knob, itâs got a
plunger, itâs cylindrical like yours, thatâs not
what the inquiry is. The inquiry isnât whether
somebody has drawn this picture before. The
inquiry is whether ⌠the features are claimed in
a patent in a way that shows that they have
some sort of a function.
The court then concluded: âI donât think itâs relevant. If itâs
relevant, it has teeny teeny probative value, massive potential
for jury confusion. Itâs excluded under Rule 403.â The court
did not permit A Top to use the patent evidence with its exâ
pert and gave the jury a curative instruction: âDuring the
crossâexamination of witness Robert Anders, he was shown
certain pages from certain patents. I have excluded those paâ
tents from the evidence in this case. You are not to consider
them for any purpose.â
The district court did not abuse its discretion in excluding
this evidence. The patents A Top sought to introduce do not
claim any of the features that comprise the claimed Chamâ
bord trade dress. See TrafFix Devices, 532 U.S. at 29 (utility paâ
tents are evidence âthat the features therein claimed are funcâ
tionalâ (emphasis added)). That the patents disclose a plunger
and cylindrical carafe are irrelevant because Bodum does not
claim those elements as part of its trade dress. And the picâ
tures in the patents showing French presses with handles,
domed lids, or knobs are irrelevant to the legal question of
functionality because the patents do not claim any of those
No. 18â3020 19
features as part of the patented invention. Permitting the jury
to view and consider the patents would cause confusion as to
the appropriate inquiry for functionality.
A Top also claims that whether a patent discloses a feaâ
tureâs utility is a question of fact for the jury and, as such, the
district court erred in excluding the patents from the juryâs
consideration. In Thomas & Betts, we explained that a âutility
patent must be examined in detail to determine whether or
not the disclosed configuration is really primarily functional
or just incidentally appears in the disclosure of a patent.â 138
F.3d at 300 (quoting J. Thomas McCarthy, 1 McCarthy on
Trademarks and Unfair Competition § 6:10 (4th ed. 1996)).
There, the district court determined at summary judgment
that because the claimed feature was part of a patent and did
not appear incidentally, it was primarily a functional feature.
Id. On appeal, we determined that this conclusion ânecessiâ
tated a weighing of the evidence,â so a jury should have had
the opportunity to decide how much weight to give the patent
considering all the other evidence presented on the functionâ
ality issue. Id. The district courtâs decision here is consistent
with Thomas & Betts. The court excluded the evidence under
Rule 403, an evidentiary rule that tasks the judge with balancâ
ing the exclusion of relevant evidence with the risk of harm
from admission. The district court did not decide the funcâ
tionality question; it determined that the patent evidence,
while relevant to the question of functionality, posed too sigâ
nificant a risk of jury confusion (an issue not raised by the paâ
tent evidence in Thomas & Betts).
This is not one of those extreme cases in which we secondâ
guess the trial judgeâs weighing of the probative value of the
evidence with the potential for jury confusion on a Rule 403
20 No. 18â3020
issue. We affirm the courtâs denial of A Topâs motion for a
new trial.7
III. Conclusion
For the foregoing reasons, we AFFIRM the judgment of the
district court.
7In its opening brief, A Top cites to the standard of review for a moâ
tion for a new trial based on improper jury instructions. However, A Top
does not develop an argument based on any problem with the courtâs inâ
structions, and so we do not address this issue. See Ienco v. Angarone, 429
F.3d 680, 685 (7th Cir. 2005).