Louis Gaste and Les Editions Louis Gaste v. Morris Kaiserman A/K/A Morris Albert, and Fermata International Melodies, Inc.
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Full Opinion
This appeal involves a copyright infringement action against the composer and publisher of the highly successful popular song āFeelings,ā brought by Louis Gaste, the composer of an obscure French song written nearly 17 years earlier. The appeal is from a judgment of the District Court for the Southern District of New York (William C. Conner, Judge), entered after a jury found defendants Morris Kaiserman and Fermata International Melodies, Inc. (āFer-mataā) liable for copyright infringement. The jury awarded damages of $268,000 against Fermata and $233,000 against Kai-serman. The District Court also issued a permanent injunction against further infringement. Judge Conner reduced the damages against Kaiserman to $135,140 after excluding profits attributable to foreign performances. Judge Conner denied defendantsā motions for a judgment notwithstanding the verdict or a new trial.
Defendants appeal from Judge Connerās denial of a new trial or judgment notwithstanding the verdict on several grounds. They argue that: (1) plaintiff did not have a valid copyright as a matter of law; (2) plaintiff failed to prove copying as a matter of law; (3) the District Court incorrectly instructed the jury on the issues of āaccessā and āstriking similarityā; and (4) the District Court erred in not reducing the damages award to account for a portion of the profits from āFeelingsā attributable to defendantsā independent, non-infringing contributions. For the reasons stated below, we reject appellantsā arguments and affirm the judgment.
Background
In 1956, plaintiff-appellee Gaste, a resident and citizen of France, composed the music to a song entitled āPour Toiā as part of the score of a motion picture Le Feu aux Poudres, which was released in France that same year. 1 Gaste registered the sheet music for the song in the United States Copyright Office in 1957. Neither the movie nor the song, which was published and recorded separately in France, had great success. Worldwide revenues of āPour Toiā have amounted to less than $15,000.
From France, the scene shifts to Brazil, nearly two decades later. In 1973, the then unheralded and relatively unknown Brazilian singer and composer Morris Kaiserman, known professionally as Morris Albert, composed and recorded the song āFeelings.ā āFeelingsā became a smash hit internationally, winning āgold recordsā in a number of countries.
Gaste contended at trial that Kaiserman had gained access to Gasteās virtually unknown song through Enrique Lebendiger, the owner of Fermata, which was Kaiser-manās publisher. Gasteās evidence, detailed below in the discussion of access, established that Fermata had had some dealings with Gasteās publishing company, Les Editions Louis Gaste, in the 1950s.
*1064 Discussion
1. Validity of the Copyright
A. Attachment of Notice. Defendants-appellants Kaiserman and Fermata contend that as a matter of law Gaste did not have a valid United States copyright in the song āPour Toi.ā Their principal argument is that the song was first published in 1956 in the movie Le Feu aux Poudres and that the movie lacked the formal copyright notice required by the United States Copyright Act of 1909, the statute then in force. As a result, they argue, this first publication of the song put it in the public domain, and the registration of the song at the United States Copyright Office in 1957, and the copyright renewal in 1984, were therefore invalid.
In order for Kaiserman and Fermata to prevail on this argument, we would have to hold that (1) publication of a work abroad without the attached notice required by the United States placed the work in the public domain under the 1909 Act, even if the publication was in a country that subscribed to the Berne Convention, 2 which does not require attachment of notice to secure copyright protection; (2) publication abroad of a movie with a song on its soundtrack constituted divestive publication of the song under the 1909 Act and the Universal Copyright Convention, even though Article VI of the Convention provided that divestive publication must be in a form that can be read or visually perceived; and (3) the writer of a song who licensed a filmmaker to use the song in a movie could lose the right to copyright the song if, with no showing of fault on the part of the song writer, the film-maker neglected to attach the appropriate notice to the movie.
We note in passing that there is authority contrary to the premises of appellantsā argument on the Berne Convention issue, see Heim v. Universal Pictures Co., 154 F.2d 480, 486-87 (2d Cir.1946) (dictum); 2 M. & D. Nimmer, Nimmer on Copyright § 7.12[D][2][a] (1988); the non-visual publication issue, see 1 M. & D. Nimmer, supra, § 4.05[B][3]; cf. Rosette v. Rainbo Record Manufacturing Corp., 354 F.Supp. 1183 (S.D.N.Y.1973), aff'd, 546 F.2d 461 (2d Cir.1976); and the licensee issue, see Modern Aids, Inc. v. R.H. Macy & Co., 264 F.2d 93 (2d Cir.1959). But we need not, and do not, reach any of these issues because we hold that Gasteās certificate of copyright registration created a presumption of validity that the jury was entitled to conclude was not rebutted.
Gaste registered his song with the United States Copyright Office in 1957 and renewed the registration in 1984. Under section 410(c) of the current Copyright Act of 1976, 17 U.S.C. § 410(e) (1982), copyright registration made within five years of first publication of a work constitutes prima fa-cie evidence of the validity of the copyright in any judicial proceeding. It is well settled that this puts the burden of proof as to invalidity on the defendant in an infringement action. See Oboler v. Goldin, 714 F.2d 211, 212 (2d Cir.1983); 3 M. & D. Nimmer, supra, § 12.11.
Less settled, however, is whether the 1909 Act created the same presumption of validity. Unlike the 1976 Act, section 209 of the 1909 Act does not say that the certificate of registration shall constitute prima facie evidence of validity of the copyright. It says only that the certificate shall be prima facie evidence āof the facts stated therein.ā Generally, the only āfactsā stated in a certificate of registration are registration, deposit, and date of publication (where copyright is claimed in a published work).
Thus, by its terms, the 1909 Act does not expressly create a presumption of validity. Nonetheless, a number of courts, including this Circuit, have interpreted the 1909 Act as creating a presumption of validity and of compliance with statutory formalities such as initial publication with copyright notice. See, e.g., Novelty Textile Mills, Inc. v. Joan Fabrics Corp., 558 F.2d 1090, 1092 n. 1 (2d Cir.1977); Stuff v. E.C. *1065 Publications, Inc., 342 F.2d 143, 144 (2d Cir.), cert. denied, 382 U.S. 822, 86 S.Ct. 50, 15 L.Ed.2d 68 (1965); Monogram Models, Inc. v. Industro Motive Corp., 448 F.2d 284, 286 (6th Cir.1971); Tennessee Fabricating Co. v. Moultrie Manufacturing Co., 421 F.2d 279, 282 (5th Cir.), cert. denied, 398 U.S. 928, 90 S.Ct. 1819, 26 L.Ed. 2d 91 (1970); Champion Map Corp. v. Twin Printing Co., 350 F.Supp. 1332, 1334-35 (E.D.N.C.1971); Irving J. Dorfman Co. v. Borlan Industries, Inc., 309 F.Supp. 21, 24 (S.D.N.Y.1969).
Despite some authority to the contrary, see Krafft v. Cohen, 117 F.2d 579, 581 (3d Cir.1941); 3 M. & D. Nimmer, supra, § 12.11[B], we follow the majority rule and hold that under section 209 of the 1909 Act, a valid certificate of registration creates a rebuttable presumption of compliance with the requirements for validity, including the statutory requirement of initial publication with notice.
The legislative history of section 410 of the 1976 Act, although obviously not controlling our interpretation of the 1909 Act, is nonetheless illuminating. The House Report on the 1976 Act says that by expressly creating a presumption of validity for registered copyrights, Congress was not creating a new law, but was following a āsoundā principle that had ābeen established in a long line of court decisions.ā H.R.Rep. 1476, 94th Cong., 2d Sess., 156-57 (1976), reprinted in 1976 U.S.Code Cong. & Admin.News 5659, 5773. As the House Report states:
It is true that, unlike a patent claim, a claim to copyright is not examined for basic validity before a certificate is issued. On the other hand, endowing a copyright claimant who has obtained a certificate with a rebuttable presumption of the validity of the copyright does not deprive the defendant in an infringement suit of any rights; it merely orders the burdens of proof. The plaintiff should not ordinarily be forced in the first instance to prove all of the multitude of facts that underline the validity of the copyright unless the defendant, by effectively challenging them, shifts the burden of doing so to the plaintiff.
Id.
Although the statutory formalities of the 1909 Act were generally stricter and less forgiving than the corresponding provisions of the 1976 Act, we believe that the reasoning of the 1976 House Report is applicable nonetheless. Unless a defendant can produce evidence that the plaintiff did not comply with statutory formalities and that the defendant therefore had reason to believe the plaintiffs work was in the public domain, there is no reason to put the burden on the holder of a copyright certificate to prove the validity of that copyright.
Applying this presumption of validity to this case, we find that Kaiserman and Fermata did not, as a matter of law, overcome the presumption of validity accorded Gasteās registered copyright in the sheet music to āPour Toi.ā Their evidence did not establish clearly whether the first publication of āPour Toiā was in the movie Le Feu aux Poudres or as sheet music. But even accepting their contention that the first publication was in the movie, we conclude that their proof still fails. The defendants failed to prove that the film was distributed without proper copyright notice. A videotape of a library copy of the film that did not have a copyright notice attached was introduced in evidence by Gaste for other purposes. But there was no showing by Kaiserman and Fermata that this reflected the condition of the film as it was distributed commercially. Judge Conner was correct to instruct the jury that Gasteās certificate of registration was prima facie evidence that his copyright was valid, and the jury was entitled to find that the defendants did not successfully rebut this presumption.
B. Originality. Kaiserman and Ferma-ta contend that Gasteās copyright could not have been valid because āPour Toiā was not sufficiently original to be accorded copyright protection. Specifically, they point to similarities between āPour Toiā and āArtistry in Rhythm,ā a prior composition by jazz great Stan Kenton.
*1066 It is well established that the originality requirement for obtaining a copyright is an extremely low threshold, unlike the novelty requirement for securing a patent. Originality for copyright purposes amounts to ā ā... little more than a prohibition of actual copying.ā No matter how poor the āauthorāsā addition, it is enough if it be his own.ā Alfred Bell & Co. v. Catalda Fine Arts, Inc., 191 F.2d 99, 103 (2d Cir.1951) (citation omitted). Although slavish copying involving no artistic skill whatsoever does not qualify, see Durham Industries, Inc. v. Tomy Corp., 630 F.2d 905 (2d Cir.1980); L. Batlin & Son, Inc. v. Snyder, 536 F.2d 486 (2d Cir.) (in banc), cert. denied, 429 U.S. 857, 97 S.Ct. 156, 50 L.Ed.2d 135 (1976), a showing of virtually any independent creativity will do.
Here, even an untrained ear can tell from the tapes introduced in evidence that while certain musical phrases in āPour Toiā are similar to Kentonās āArtistry in Rhythm,ā the two are by no means identical. Moreover, Gasteās expert witness testified that the two tunes were not substantially similar. We also note that on the issue of originality, as compared to the issue of compliance with statutory formalities, it is even clearer that copyright registration created a presumption of validity under the 1909 Act. See 3 M. & D. Nimmer, supra, § 12.11[A]. On the evidence presented by both sides, we cannot say as a matter of law that Gasteās āPour Toiā was not original enough to be accorded copyright protection.
II. Copying
Appellants next attack the juryās conclusion that they copied Gasteās work. Because copiers are rarely caught red-handed, copying has traditionally been proven circumstantially by proof of access and substantial similarity. Novelty Textile Mills, Inc. v. Joan Fabrics Corp., 558 F.2d 1090, 1093 (2d Cir.1977). Appellants argue that there was insufficient evidence for the jury to find access directly or to infer it from striking similarity.
A. Access. Kaiserman and Ferma-ta argue that Gasteās proof of access was too remote and speculative to have sustained a reasonable finding of access.
The guiding principle in deciding whether to overturn a jury verdict for insufficiency of evidence is ā āwhether the evidence is such that, without weighing the credibility of the witnesses or otherwise considering the weight of the evidence, there can be but one conclusion as to the verdict that reasonable men could have reached.ā ā Mattivi v. South African Marine Corp., 618 F.2d 163, 167 (2d Cir.1980) (quoting Simblest v. Maynard, 427 F.2d 1, 4 (2d Cir.1970)). In the context of copyright, it is well established that there must be evidence of a reasonable possibility of access. Access must be more than a bare possibility and may not be inferred through speculation or conjecture. See Ferguson v. National Broadcasting Co., 584 F.2d 111, 113 (5th Cir.1978); 3 M. & D. Nimmer, supra, § 13.02[A], at 13-12.
In this case, Gasteās principal theory of access was that Fermataās owner, Le-bendiger, received a copy of āPour Toiā in the 1950s, when Gaste was trying to market the song to subpublishers, and that Kaiserman obtained it from Lebendiger in 1973. Georges Henon, a former employee of Gaste who had been responsible for distributing materials to foreign subpublish-ers, testified that he gave a recording of āPour Toiā to Lebendiger in France in the 1950s and that he sent copies of the sheet music and record to Lebendiger in Brazil.
Lebendiger testified that he never heard or saw copies of āPour Toiā prior to the litigation. Defendants also presented several witnesses, including Kaiserman, in an effort to establish that Kaiserman composed āFeelingsā in September 1973 and that he had had no contact with Lebendi-gerās publishing company before that date. The credibility of both this testimony and these witnessesā prior affidavits was significantly undercut, however, when Gaste introduced a contract between Kaiserman and Editora Augusta Ltda., a publishing company owned in part by Lebendiger; the contract was dated July 1, 1973, and Kai-sermanās signature was notarized on July *1067 11, 1973. The initial contract for āFeelingsā was not signed until May 10, 1974.
Although Gasteās theory of access relies on a somewhat attenuated chain of events extending over a long period of time and distance, we cannot say as a matter of law that the jury could not reasonably conclude that Kaiserman had access to the song through Lebendiger. Access through third parties connected to both a plaintiff and a defendant may be sufficient to prove a defendantās access to a plaintiffs work. See De Acosta v. Brown, 146 F.2d 408, 410 (2d Cir.1944), cert. denied, 325 U.S. 862, 65 S.Ct. 1197, 89 L.Ed.1983 (1945). The lapse of time between the original publication of āPour Toiā and the alleged infringement and the distance between the locations of the two events may make copying less likely but not an unreasonable conclusion. Indeed, a copier may be more likely to plagiarize an obscure song from the distant past and a faraway land than a recent well-known hit.
Kaiserman and Gaste also challenge the District Courtās instructions to the jury on the issue of access. Appellants asked for an instruction that would have told the jury it could not base its findings on mere speculation or conjecture. The District Judge declined to give such an instruction, saying he did not want the jurors to think they could not draw inferences from the evidence. Judge Conner did tell the jurors several times, however, that they could find access only if Kaiserman had a āreasonable opportunityā to see or hear āPour Toi.ā
We find no error in Judge Connerās instruction. Requiring a finding of a āreasonable opportunityā for access adequately states the appropriate standard. It might have been helpful for the District Court to have added that, although the jurors could draw inferences from the evidence presented, they could not find access on the basis of mere conjecture or surmise. But we do not find that the omission of such a caution rendered the charge misleading or permitted the jury to apply an incorrect standard.
B. Striking Similarity. Appellants argue that the District Court incorrectly permitted the jury to find copying on the basis of āstriking similarity.ā As with access, appellants again challenge both the District Courtās instruction and the sufficiency of the evidence.
Judge Conner instructed the jury that if a copyrighted work and an allegedly infringing work are strikingly similar, āthen access does not have to be proven.ā 3 Appellants, relying principally on Selle v. Gibb, 741 F.2d 896, 901 (7th Cir.1984), argue that even where there is striking similarity, there must be at least some other evidence that would establish a āreasonable possibilityā that the plaintiffās work was available to the alleged infringer.
In this Circuit, the test for proof of access in cases of striking similarity is less rigorous. In Arnstein v. Porter, 154 F.2d *1068 464 (2d Cir.1946), Judge Frank said, āIn some cases, the similarities between the plaintiffs and defendantās work are so extensive and striking as, without more, both to justify an inference of copying and to prove improper appropriation.ā Id. at 468-69 (emphasis added); see also Ferguson v. National Broadcasting Co., supra, 584 F.2d at 113 (āIf the two works are so strikingly similar as to preclude the possibility of independent creation, ācopyingā may be proved without a showing of access.ā); 3 M. & D. Nimmer, supra, § 13.02[B], at 13-17 (criticizing the Selle requirement that there be a āreasonable possibilityā of access ā not just a ābare possibilityā ā even in cases of striking similarity).
Appellants contend that undue reliance on striking similarity to show access precludes protection for the author who independently creates a similar work. However, the jury is only permitted to infer access from striking similarity; it need not do so. Though striking similarity alone can raise an inference of copying, that inference must be reasonable in light of all the evidence. A plaintiff has not proved striking similarity sufficient to sustain a finding of copying if the evidence as a whole does not preclude any reasonable possibility of independent creation. See Arnstein v. Porter, supra, 154 F.2d at 468 (āIf evidence of access is absent, the similarities must be so striking as to preclude the possibility that plaintiff and defendant independently arrived at the same result.ā); Ferguson v. National Broadcasting Co., supra, 584 F.2d at 113.
Thus, we find Judge Connerās instruction, taken as a whole, a correct statement of the law. Judge Conner said the issue was whether the plaintiffās proof āpreclude[d] any reasonable possibility of independent creationā of the allegedly infringing work, and he instructed the jury to make its determination āon the basis of all of the evidence.ā
We also conclude that there was sufficient evidence to permit the jury to infer access based on striking similarity. Gasteās proof of striking similarity consisted of both aural renditions of the songs and expert testimony. Gasteās expert testified not merely to common musical phrases in the songs but said that āthere is not one measure of āFeelingsā which ... cannot be traced back to something which occurs in āPour Toi.ā ā He also pointed to a unique musical āfingerprintā ā an āevaded resolutionā 4 ā that occurred in the same place in the two songs. The witness said that while modulation from a minor key to its relative major was very common, he had never seen this particular method of modulation in any other compositions. 5
Appellantsā expert criticized the analytical methods of Gasteās expert and disagreed with his conclusions. But these criticisms go to the weight of the evidence, which, along with the credibility of the witnesses, was for the jury to determine.
In assessing this evidence, we are mindful of the limited number of notes and chords available to composers and the resulting fact that common themes frequently reappear in various compositions, especially in popular music. See Arnstein v. Edward B. Marks Music Corp., 82 F.2d 275, 277 (2d Cir.1936). Thus, striking similarity between pieces of popular music must extend beyond themes that could have been derived from a common source *1069 or themes that are so trite as to be likely to reappear in many compositions. See Selle v. Gibb, supra, 741 F.2d at 905.
In their defense, Kaiserman and Fermata presented examples of prior art ā by composers ranging from Bach and Schumann to Stan Kenton ā to demonstrate that some of the similarities between āFeelingsā and āPour Toiā also appear in other works. But Gasteās expert analyzed these other works and testified that they were not substantially similar. In his opinion, similarity of themes in these works could not explain the extensive similarities between āFeelingsā and āPour Toi.ā He testified that he did not believe it would be possible to compose āFeelingsā without copying from āPour Toi.ā The dispute was properly left to the jury.
III. Damages
Finally, Fermata objects to the damages award of $268,000. 6 Fermata argues that the award, which is based on its revenues from āFeelingsā in the United States, should be reduced to account for the amount of the songās success attributable to the lyrics, independent of the infringing music. Fermata also argues that it is entitled to a reduction for the costs incurred in producing and distributing āFeelings.ā
We note preliminarily that the jury apparently made some apportionment of profits to account for the contribution of the lyrics and for the expenses incurred by Fermata. The parties agreed that Ferma-taās gross revenues from āFeelingsā for the relevant time period were, in round numbers, $337,000. Although the record is not entirely clear on Kaisermanās revenue, the relevant figure appears to be $265,000. 7 The jury found damages in the amount of $268,000 against Fermata and $233,000 against Kaiserman. Thus, the jury awarded Gaste approximately 80 percent of Fer-mataās gross revenues from āFeelings,ā and 88 percent of Kaisermanās revenues.
The District Court instructed the jury that if it made an apportionment for the lyrics, that apportionment would apply equally to Fermata and to Kaiserman. The jury was also told that only Fermata was entitled to reductions to cover the costs it incurred. Therefore, although we cannot be certain of the juryās reasoning absent a special verdict, it seems likely that the jury made a 12 percent reduction for both defendants to account for the lyrics and then made a further reduction of 8 percent for Fermata to account for its costs. With that in mind, we take Fermataās argument to be that the jury did not apportion enough and did not recognize enough of Fermataās costs.
A. Lyrics. A successful copyright plaintiff is entitled to recover only those profits that are āattributable to the infringement.ā 17 U.S.C. § 504(b) (1982). āIn establishing the infringerās profits, the copyright owner is required to present proof only of the infringerās gross revenue, and the infringer is required to prove his or her deductible expenses and the elements of profit attributable to factors other than the copyrighted work.ā Id. An infringing defendant is entitled to an apportionment of profits to account for his independent contributions only when āthe evidence is sufficient to provide a fair basis of division so as to give the copyright proprietor all the profits that can be deemed to have resulted from the use of what belonged to him.ā Sheldon v. Metro-Goldwyn Pic *1070 tures Corp., 309 U.S. 890, 402, 60 S.Ct. 681, 685, 84 L.Ed. 825 (1940). Confronted with imprecision in the computation of expenses, a court should err on the side of guaranteeing the plaintiff a full recovery, but want of precision is not a ground for denying apportionment altogether. Sygma Photo News, Inc. v. High Society Magazine, Inc., 778 F.2d 89, 95 (2d Cir.1985).
There was no dispute at the trial that Kaiserman wrote the lyrics to āFeelings,ā and that those lyrics were noninfringing. Fermata and Kaiserman argued to the jury that as much as 80 percent of the income from the song should be attributed to the lyrics.
The evidence on the value of the lyrics was decidedly mixed. Kaisermanās expert, Lou Levy, a retired music publisher, testified that while there was no set rule, the normal practice in the record industry when the lyrics and music to a song are written by different artists is to split the royalties 50/50. He said a well-known lyricist or composer could draw a larger share and that a ābadā lyricist might get as little as 15 percent. Levy testified that he ālovedā the song āFeelingsā and that he believed the title and lyrics were āfar betterā than the music itself. Nonetheless, he was unable to recall the words to the song on the stand and yet was able to sing the opening tune. He also said that the music and the words were inseparable and refused to estimate any percentage division.
Defendants also argued at trial that the lyrics must have had some effect because āPour Toiā had virtually no commercial success, while āFeelingsā was a smash hit. On the other hand, there was also evidence that āDis Lui,ā a French version of āFeelingsā with completely different words, also had considerable success. This could indicate either that the French words were also popular or that it was the music that gave the song its appeal.
We note that in ABKCO Music, Inc. v. Harrisongs Music, Ltd,., 508 F.Supp. 798 (S.D.N.Y.1981), modified, 722 F.2d 988 (2d Cir.1983), the District Court determined that three-fourths of the income of the infringing song āMy Sweet Lordā was due to the music plagiarized from an earlier hit song, āHeās So Fine.ā The Court deducted 25 percent for the defendantās contribution of the lyrics to āMy Sweet Lordā and for the marketability added to the song by the fact that the defendant was former Beatle George Harrison.
Judge Conner, contrasting this case to ABKCO and declining to alter the juryās damage award, noted that Kaiserman, a virtual unknown before āFeelings,ā did not independently add the selling power of a Harrison. On the other hand, Fermata points out that the music to āPour Toiā did not have the independently confirmed selling power of the music to āHeās So Fine,ā which had been a No. 1 song in its own right.
We find no grounds to reject the juryās decision to apportion no more than 12 percent for the lyrics. As Judge Owen noted in ABKCO, āthis is not an area susceptible to precise measurement.ā 508 F.Supp. at 801. The jury had an opportunity to judge for itself the independent appeal of the lyrics and the music. The evidence of the varied success of the three songs with the same music ā āFeelings,ā āPour Toi,ā and āDis Luiā ā could reasonably have been interpreted as favoring either side. Given this mix of evidence, we cannot say that the juryās decision to rank the lyrics of āFeelingsā at the low end of the scale was so unreasonable as to require reversal.
B. Fermataās Costs. As noted above, the jury appears to have subtracted approximately 8 percent from Fermataās revenues to account for Fermataās costs related to āFeelings,ā in addition to the 12 percent deduction for the lyrics. Fermata argues that the juryās verdict was contrary to the evidence. The company claims to have proved various costs that should have reduced the award to zero.
Again, we decline to overturn the juryās verdict. The burden is on the infringer to prove his costs. We note that Fermataās evidence of its costs was sorely lacking in documentation. Such documentary evidence is uniquely within the province of a defendant to produce. When a defendant *1071 infringerās own failure to keep records results in uncertainty, all doubt must be resolved in favor of the plaintiff. Shapiro, Bernstein & Co. v. Remington Records, Inc., 265 F.2d 263, 272-73 (2d Cir.1959). The jury here did not act unreasonably in rejecting estimates of costs that were not fully documented.
We also reject Fermataās contention that nearly 90 percent of its costs must be attributed to āFeelingsā because āFeelingsā brought in nearly 90 percent of the companyās revenues. In a very similar case, we held that ā ā[ojverheadā which does not assist in the production of the infringement should not be credited to the infringer; that which does, should be; it is a question of fact in all cases.ā Wilkie v. Santly Bros., Inc., 139 F.2d 264, 265 (2d Cir.1943), cert. denied, 322 U.S. 740, 64 S.Ct. 1058, 88 L.Ed. 1574 (1944) (citation omitted). In Wilkie, a music publisher found liable for infringement also sought to attribute nearly all of his costs to the infringing song because it was by far his biggest seller. The Court found no reason not to allocate the costs equally across all 47 songs the publisher published, because it was shown that the better selling songs were not more responsible for the overhead costs than the others.
Here, Fermata published some 200 songs in addition to āFeelings.ā It was Ferma-taās burden to prove that its overhead was nonetheless attributable mainly to āFeelings.ā The jury, which assessed the credibility of the testimony about Fermataās expenses, was entitled to reject Fermataās evidence. In Sygma Photo News, supra, 778 F.2d at 95, we held that even when defendants had not been able to establish their costs with precision, they should be able to deduct the minimum amount they in all likelihood spent. The juryās decision to allow Fermata only an 8 percent reduction for its costs is not inconsistent with that rule.
Conclusion
In sum, we hold that the presumptive validity of appellee Gasteās copyright in āPour Toiā was not rebutted, that the jury was not unreasonable in finding that appellants infringed Gasteās copyright, that the purported errors on the part of the trial judge do not warrant a new trial, and that the amended damages award should stand. Appellantsā other contentions have been considered and rejected.
The judgment of the District Court is affirmed.
. Gaste did not compose the lyrics to "Pour Toi.ā His infringement suit involves only the music to the song.
. The only proof at trial as to distribution of the movie indicated that the movie was shown in France and Brazil. Both nations are signatories of the Berne Convention. The United States was not a signatory of the Berne Convention at the times relevant to this litigation.
. The District Courtās full instruction on striking similarity was as follows:
Now, there is one circumstance in which access does not have to be proven. If the two works, that is the copyrighted work and the allegedly infringing work, are what we call strikingly similar, then access does not have to be proven.
By striking similarity what we mean is that the two songs are so much alike that the only reasonable explanation for such a great degree of similarity is that the later song was copied from the first. In other words, if they are so nearly alike that it is virtually inconceivable that the second was independently composed without knowledge of the first, then you may find that there was infringement without finding actual access.
In other words, you are in effect presuming access from the fact of striking similarity.
So what you will have to decide is whether or not the songs are so much alike that it is virtually inconceivable that Feelings was independently composed without any derivation from Pour Toi.
That issue as to whether the two works are strikingly similar in the sense that I have defined, in other words, so as to preclude any reasonable possibility of independent creation, is an issue which is to be determined by you on the basis of all of the evidence, including the expert testimony.
Judge Conner also instructed the jury that independent creation of a copyrighted song was not infringement because there is no copying and that there is no infringement if the similarities between two songs are the result of the use of common musical sources or techniques.
. As explained by Gasteās expert, in most compositions, a dominant seventh chord "resolves" or leads into the major or minor chord four tones up. Thus, a B seventh chord would resolve to E minor or major. But in "Pour Toi" and āFeelings," this normal resolution is "evaded." The dominant seventh chord leads to a different key. In "Pour Toi,ā a B seventh chord resolves to C, in the key of G major. In āFeelings," an E dominant seventh chord, which would normally resolve to an A chord, resolves to C, again in the key of G major.
. It is axiomatic that copyright protects only an authorās expression, not his ideas. Drawing the line between ideas and expression, however, is not always easy, particularly in musical works. The āevaded resolutionā described by Gasteās expert is arguably more a musical idea than expression. But the evaded resolution was identically placed in the two songs, and this sequencing of the technique could properly be considered expression.
. Kaiserman also raised the issue of the damages award against him in his reply brief and purported to adopt Fermataās original brief by reference. But if a party fails to raise an issue on appeal in its initial brief, the issue is waived, unless it would result in substantial injustice. See NLRB v. Star Color Plate Service, 843 F.2d 1507, 1510 n. 3 (2d Cir.), cert. denied, ā U.S. -, 109 S.Ct. 81, 102 L.Ed.2d 58 (1988); NLRB v. Local Union No. 46, Metallic Lathers, 727 F.2d 234, 238 (2d Cir.1984). Adoption of an issue in a reply brief is not sufficient to present the issue under Fed.R.App.P. 28(a)(2). Amoco Overseas Oil Co. v. Compagnie Nationale Algerienne de Navigation, 605 F.2d 648, 653 n. 3 (2d Cir.1979). Kaiserman therefore has waived the damages issue. Because we reject Fermataās argument on this issue, however, Kaisermanās failure to properly join the argument is of no consequence.
. The figures for Kaiserman presented to the jury included royalties from foreign performances, which the District Court later excluded from the damages award.