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Full Opinion
FILED
NOT FOR PUBLICATION
NOV 29 2021
UNITED STATES COURT OF APPEALS MOLLY C. DWYER, CLERK
U.S. COURT OF APPEALS
FOR THE NINTH CIRCUIT
JOHANNSONGS-PUBLISHING, LTD., No. 20-55552
Plaintiff-Appellant, D.C. No.
2:18-cv-10009-AB-SS
v.
ROLF LOVLAND; et al., MEMORANDUM*
Defendants-Appellees.
JOHANNSONGS-PUBLISHING, LTD., No. 20-55759
Plaintiff-Appellee, D.C. No.
2:18-cv-10009-AB-SS
v.
PEERMUSIC LTD.,
Defendant-Appellant,
UMG RECORDINGS, INC.,
Defendant-Appellant,
WARNER RECORDS INC., incorrectly
sued as Warner Music Group,
*
This disposition is not appropriate for publication and is not precedent
except as provided by Ninth Circuit Rule 36-3.
Defendant-Appellant,
POLYGRAM PUBLISHING, INC.,
successor to Universal-Polygram
International Publishing, Inc. and
incorrectly sued as Universal Music
Publishing Group,
Defendant-Appellant,
and
ROLF LOVLAND,
Defendant,
BRENDAN GRAHAM; APPLE INC.,
Defendants,
DOES, 1-20,
Defendant,
SPOTIFY TECHNOLOGY S.A.,
Defendant.
Appeal from the United States District Court
for the Central District of California
Andre Birotte, Jr., District Judge, Presiding
Argued and Submitted November 16, 2021
Pasadena, California
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Before: BYBEE and BENNETT, Circuit Judges, and BATAILLON,** District
Judge.
Johannsongs-Publishing, Ltd. holds the copyright to the musical
composition of the 1977 Icelandic song Söknuður. It alleges that You Raise Me
Up, a song composed by Rolf LĂžvland in 2001 and popularized by Josh Groban in
2003, infringes on its copyright. The district court granted Defendantsâ motion for
summary judgment and denied Defendantsâ motion for attorneyâs fees under 17
U.S.C. § 505. The parties cross-appealed. We affirm.
1. Johannsongs argues that the panel should depart from the Ninth
Circuitâs two-part extrinsic/intrinsic test for substantial similarity and instead apply
the Second Circuitâs âordinary observerâ test. Compare Corbello v. Valli, 974
F.3d 965, 974 (9th Cir. 2020), cert. denied, 141 S. Ct. 2856 (2021), with Andy
Warhol Found. for Visual Arts, Inc. v. Goldsmith, 11 F.4th 26, 53 (2d Cir. 2021).
The panel has no occasion to consider such an argument because the two-part
extrinsic/intrinsic test is circuit precedent and the panel may only depart from such
precedent âif a subsequent Supreme Court opinion âundercut[s] the theory or
reasoning underlying the prior circuit precedent in such a way that the cases are
clearly irreconcilable.ââ In re Nichols, 10 F.4th 956, 961 (9th Cir. 2021) (alteration
**
The Honorable Joseph F. Bataillon, United States District Judge for
the District of Nebraska, sitting by designation.
3
in original) (quoting Miller v. Gammie, 335 F.3d 889, 900 (9th Cir. 2003) (en
banc)). No such opinion exists here.
2. The district court granted summary judgment after refusing to admit
the reports of Johannsongsâ expert, Judith Finell, and admitting the reports of
Defendantsâ expert, Dr. Lawrence Ferrara. The district court concluded that
Ferraraâs analysis was âeffectively, unrebuttedâ and held that Söknuður and You
Raise Me Up are not substantially similar. We hold that the district court did not
abuse its discretion in excluding Finellâs expert reports because they failed to filter
out similarities that are attributable to prior art, as required under the extrinsic test.
See Rice v. Fox Broad. Co., 330 F.3d 1170, 1174â80 (9th Cir. 2003), overruled on
other grounds by Skidmore v. Led Zeppelin, 952 F.3d 1051 (9th Cir. 2020) (en
banc). Furthermore, the district court did not abuse its discretion in admitting
Ferraraâs reports because the courtâs findingsâthat Ferrara applied reliable
principles and methods, he appropriately filtered out prior art, and his conclusions
are well supported by evidenceâare supported by the record. Cf. Swirsky v.
Carey, 376 F.3d 841, 846â47 (9th Cir. 2004).
Considering de novo the evidence before the district court, we hold that the
district court did not err in granting summary judgment. Johannsongs failed to
offer admissible evidence to rebut Ferraraâs analysis, so there is no genuine dispute
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of material fact as to his conclusions that Söknuður and You Raise Me Up are not
substantially similar and most of their similarities are attributable to prior art.
Based on these conclusions, Johannsongs has failed to satisfy the extrinsic test and
Defendants are entitled to judgment as a matter of law. See Newton v. Diamond,
388 F.3d 1189, 1196 (9th Cir. 2004).
3. We also hold that the district courtâs findings that Johannsongsâ claim
was not frivolous nor objectively unreasonable are supported by the record. See
Mattel, Inc. v. Walking Mountain Prods., 353 F.3d 792, 815 (9th Cir. 2003); cf.
Shame On You Prods., Inc. v. Banks, 893 F.3d 661, 666 (9th Cir. 2018).
Accordingly, the district court did not abuse its discretion in denying attorneyâs
fees to Defendants. 17 U.S.C. § 505.
AFFIRMED. Each side to bear its own costs.
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