John Doe, Cross-Appellants v. United States of America, Cross-Appellee
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Full Opinion
The plaintiffs in these consolidated cases, two minor children and their parents, allege that during the fall of 1984 the children were sexually molested by unknown parties while in the care of the Scott Air Force Base Day Care Center (âCenterâ). The plaintiff children, although not related, are referred to as âAlexis Doeâ and âJohn Doe.â According to the plaintiffsâ theory, while the Center employees did not necessarily perpetrate the abuse, they were negligent in supervising the children, thereby allowing Alexis and John to be abused by an unknown person or persons. Following a bench trial, the court entered judgment in favor of the children and awarded each child $25,000 in damages. Jurisdiction is premised on the Federal Tort Claims Act (FTCA), 28 U.S.C. § 1346(b).
I.
We begin with an abbreviated overview of the facts. At about 8:15 a.m. on September 24, 1984, Alexisâ mother took Alexis, then three years old, to the Center. She retrieved her daughter shortly after 3:00 p.m., and during the car ride home Alexis told her mother that an unidentified âpurple manâ had poked her âginaâ â Alexisâ word for vagina â with a âscrape.â On October 19, 1984, after reading an article in the Scott Air Force Base newsletter discussing allegations of sexual abuse at the Center, Johnâs mother asked three-year-old John whether anyone at the Center had touched him in a âbad way.â John responded in the affirmative, and said that a man had touched his penis and a woman had touched his âbombosityâ â Johnâs word for buttocks.
*1074 After unsuccessfully seeking administrative relief, the parents of Alexis and John ultimately filed suit in district court on behalf of themselves and their children. The complaints, premised on the FTCA, sought damages of $8 million for medical expenses and emotional injuries to the parents and to their children. The district court consolidated the cases, and initially granted summary judgment to the government on the ground that the claim asserted was one âarising out of assault [or] battery,â 28 U.S.C. §§ 1346(b), 2680(h), and therefore was not cognizable under the FTCA. We reversed, holding that the claims arose out of a breach of an affirmative duty to the victims even if the persons committing the alleged assaults were government employees, and remanded the case for trial. Doe v. United States, 838 F.2d 220, 225 (7th Cir.1988). The district court then dismissed the parentsâ claims for their own emotional injuries, but allowed them to remain as plaintiffs to pursue recovery for their childrenâs medical expenses and emotional injuries.
At the bench trial, the district judge permitted the parents to testify as to the out-of-court statements their children made to them regarding the alleged abuse. It is these statements that form the basis of the governmentâs appeal. The government contends that the childrenâs admittedly hearsay statements did not fall within any exception to the general rule against admission of hearsay, and were therefore erroneously admitted. On cross-appeal, the plaintiffs maintain first, that the court improperly dismissed the parental claims for emotional distress, and second, that the damage awards are inadequate. We affirm.
II.
Under the residual, or catchall, exceptions of the Federal Rules of Evidence, see Fed.R.Evid. 803(24), 804(b)(5), the trial court may admit reliable hearsay that does not fall within one of the traditional, enumerated exceptions. These residual exceptions âaccommodate ad hoc instances in which statements not otherwise falling within a recognized hearsay exception might nevertheless be sufficiently reliable to be admissible at trial.â Idaho v. Wright, 497 U.S. 805, -, 110 S.Ct. 3139, 3147, 111 L.Ed.2d 638 (1990); see Advisory Committee Note to Rule 803(24). Congress intended that the residual exceptions be used sparingly; although trial judges are given considerable discretion in evaluating hearsay offered thereunder, that discretion is âtempered by the requirement that the exception be reserved for exceptional cases.â John E.B. Myers, Child Witness Law and Practice, § 5.37, at 205 (Supp. 1991). Despite these admonitions, the residual exception is used with some frequency in child abuse litigation. See, e.g., United States v. Shaw, 824 F.2d 601, 609 (8th Cir.1987), cert. denied, 484 U.S. 1068, 108 S.Ct. 1033, 98 L.Ed.2d 997 (1988); see also United States v. Dunn, 851 F.2d 1099, 1101 (8th Cir.1988).
The nationâs courts are, unfortunately, awash with child sexual abuse cases; such litigation has been given the dubious label, âtort of the 1990s.â See Dick Dahl, Plymouth County Jury Award May Make Child Sexual-Abuse Litigation a New Tort of the 1990s, 1991 Massachusetts Lawyers Weekly, Apr. 15, 1991. The number of children sexually abused each year in the United States has been estimated at between 60,000 and 100,000, Ann Marie Hagen, Note, Tolling the Statute of Limitations for Adult Survivors of Childhood Sexual Abuse, 76 Iowa L.Rev. 355, 357 (1989) (citing L. Karp, Domestic Torts: Family Violence, Conflict and Sexual Abuse 154 (1989)), and even these disturbing statistics are underinclusive because many cases go unreported. Id. Detecting sexual abuse, and convicting its perpetrators, is problematic because of the lack of witnesses, the difficulty of obtaining corroborative physical evidence, and the typical reluctance or inability of the victim to testify against the defendant. Judy Yun, Note, A Comprehensive Approach to Child Hearsay Statements in Sex Abuse Cases, 83 Colum.L.Rev. 1745, 1745 (1983). In light of these circumstances, the out-of-court statements of the child victim take on exceptional significance; a youngsterâs hearsay statements in sex abuse cases of *1075 ten constitute the only proof that a crime has occurred. Id. 1
The central issue in such cases typically is whether the proffered hearsay possesses indicia of reliability âequivalentâ to the in-dicia of reliability supporting the traditional exceptions â whether, in other words, âthe circumstantial guarantees of trustworthinessâ of the hearsay offered under the residual exception are â âequivalentâ to the guarantees that justify the specific exceptions.â Huff v. White Motor Cory., 609 F.2d 286, 293 (7th Cir.1979); see Lee v. Illinois, 476 U.S. 530, 543, 106 S.Ct. 2056, 2063, 90 L.Ed.2d 514 (1986); Ohio v. Roberts, 448 U.S. 56, 66, 100 S.Ct. 2531, 2539, 65 L.Ed.2d 597 (1980). 2 Idaho v. Wright, supra, recently rejected the view that a mechanized test should be formulated to determine whether a childâs out-of-court statement is reliable, and instead adopted a âtotality of the circumstancesâ approach. Significantly, the Court stated that the trial judge may consider any evidence that sheds light on âwhether the child declarant was particularly likely to be telling the truth when the statement was made.â 497 U.S. at -, 110 S.Ct. at 3150. Wright identified several factors that trial courts may consider in evaluating the reliability of a childâs hearsay statement, including spontaneity, consistent repetition, the mental state of the child at the time the statement was made, use of terminology unexpected of a child of similar age, and lack of motive to fabricate. This list, however, is ânot exclusive, and courts have considerable leeway in their consideration of appropriate factors.â Id. The Court, at least in the confrontation clause context, limited the relevant circumstances to âthose that surround the making of the statement and that render the declarant particularly worthy of belief.â Id. 497 U.S. at -, 110 S.Ct. at 3148. That is to say, âif the declar-antâs truthfulness is so clear from the surrounding circumstances that the test of cross-examination would be of marginal utility, then the hearsay rule does not bar admission of the statement at trial.â Id. 497 U.S. at -, 110 S.Ct. at 3149.
As we previously have recognized, prosecutions based on sexual abuse allegations âplace a strain on traditional notions of procedural justice.â Nelson v. Farrey, 874 F.2d 1222, 1224 (7th Cir.1989), cert. denied, 493 U.S. 1042, 110 S.Ct. 835, 107 L.Ed.2d 831 (1990). This is especially so in a case such as this, where the alleged abuse left no physical traces, and where the children were extremely young when the abuse occurred. See id. It is against this complex backdrop that we turn to the specifics of this case.
III.
A.
The government contends that the hearsay statements of Alexis and John contain *1076 inadequate circumstantial guarantees of trustworthiness to justify admission, and maintains, therefore, that the district court abused its discretion in admitting them. According to the government, without these hearsay statements there is insufficient evidence upon which to base a finding of liability.
At trial, the government argued that the parents should not be permitted to testify as to their childrenâs out-of-court statements because Alexis and John were not competent at the time they made the statements, and that even if they were, the statements were hearsay not falling within any exception to the rule against hearsay admission. Tr. 7-8. Without explicitly ruling on the competency issue, the district court acknowledged that the parentsâ testimony regarding the childrenâs accounts was hearsay, but admitted it because given âthe circumstances under which [the parents] received the information from the children, the way that they have told the story, I think there is credibility.â Tr. 1054. In written findings, the district court reaffirmed its determination of credibility, and further noted that requiring the children to testify at trial would be psychologically harmful. App. at 4-5, 8-12. On appeal, the government contends that only one indicia of reliability â absence of motive to fabricate â is present here, and that this factor, standing alone, is insufficient to justify admission of the childrenâs hearsay statements.
At the outset, we recognize the obvious difficulty in attempting to employ a consistent application of the residual exception. By its very nature, the exception is subject to varying standards regarding a statementâs trustworthiness and the necessity for its use. See Ray Yasser, Strangulating Hearsay: The Residual Exceptions to the Hearsay Rule, 11 Tex.Tech.L.Rev. 587, 597, 603-04 (1980). Consequently, some commentators have criticized courts for expanding existing hearsay exceptions beyond recognition, see, e.g., Yun, supra, while others have suggested that the trial courtsâ discretion under the residual exception be restricted to prevent standards of trustworthiness from falling too low. See, e.g., Glen Lenhoff, Note, The Federal Courts and the Catchall Hearsay Exceptions, 25 Wayne L.Rev. 1361, 1377 (1979).
Whatever the merits of these criticisms, however, our function is not to establish new standards, or to second-guess the determinations of the trial judge. We review claims of reversible error in a trial courtâs decision to admit or exclude evidence only for abuse of discretion, and in so doing, give the trial judge great deference. Littlefield v. McGuffey, 954 F.2d 1337, 1342 (7th Cir.1992); Geitz v. Lindsey, 893 F.2d 148, 150 (7th Cir.1990); United States v. Iron Shell, 633 F.2d 77, 86 (8th Cir.1980), cert. denied, 450 U.S. 1001, 101 S.Ct. 1709, 68 L.Ed.2d 203 (1981). Moreover, the trial court is entitled to a âconsiderable measure of discretionâ in deciding whether to admit hearsay evidence under Rule 803(24) in particular. Moffett v. McCauley, 724 F.2d 581, 583 (7th Cir.1984); see also United States v. Vretta, 790 F.2d 651 (7th Cir.), cert. denied, 479 U.S. 851, 107 S.Ct. 179, 93 L.Ed.2d 115 (1986); United States v. Howard, 744 F.2d 838, 845 (7th Cir.1985). As the Eighth Circuit observed in another case involving allegations of child sexual abuse, âRule 803(24) provides a trial court with some flexibility when it must make a determination as to the admissibility of hearsay evidence, and there is no specific rule governing admissibility.â United States v. Cree, 778 F.2d 474, 478 (8th Cir.1985). The relevant benchmark is not how we would have ruled had we been standing in the trial judgeâs shoes, but rather, âwhether any reasonable person could agree with the district court.â Littlefield, 954 F.2d at 1342 (quoting Geitz, 893 F.2d at 150-51 (citations omitted; emphasis in original)); Nachtsheim v. Beech Aircraft Corp., 847 F.2d 1261, 1266 (7th Cir.1988). In reviewing the district courtâs evidentiary rulings, âwe are mindful of the common-sense admonition that â[w]hen the choice is between evidence which is less than best and no evidence at all, only clear folly would dictate an across-the-board policy of doing without.â â Morgan v. Foretich, 846 F.2d 941, 943 (4th Cir.1988) (quot *1077 ing Fed.R.Evid. art. VIII advisory committeeâs note)).
B.
At trial, Alexisâ mother testified that she had picked up her daughter at the Center shortly after 3:00 p.m. on September 25, 1984. During the car ride home, Mrs. Doe asked Alexis about her friends and if she wanted to visit the Center again. According to Mrs. Doe, Alexis replied that she had made friends, but asked her mother not to take her back to the Center any more. She further told her mother âthat the teacher was very nice to her and that she put water [on] what she called her gina.â Mrs. Doe stated:
A: I felt pretty shocked and so I asked her what happened to her gina, why did she need it to feel better, and she said that the purple man had poked it with a ... scrape and that it hurt and so that the white teacher made it feel better by putting water on it.
Q: What was said next?
A: I asked her what, I guess I just tried to figure out what all that meant, and asked her if they had touched her, and she said that yes, you know, yes they had, that they had poked her vagina and that the man said that he was sorry he hurt her, and [I] asked her what else happened and she said that the man had pulled his pants up and down, pulled them down and then pulled them up and then pulled them down, and then the mommy teacher ... opened up her blouse and she said that she showed her titties to the man, and the man peed on both of them, and she had asked me to not take her there any more and she said I called you and called you, mommy, and you wouldnât come.
Tr. 42-43. Upon reaching their home, Mrs. Doe examined Alexis but discovered no visible physical signs of abuse. She then called her husband, a pediatrician at the Base, and told him the story. He told her to come to the Base hospital, which she did, where Alexis was examined by Dr. Donald Dicheson, the Baseâs chief pediatrician. Like Mrs. Doe, he discovered no signs of physical abuse. Tr. 45-46.
The Does subsequently reported the incident to the police. At the station, Alexis and her parents met with a Sergeant Lofties, and Alexis again stated that a purple man had poked her vagina with a scrape. When asked where the scrape was, Alexis said âit fell off in the car,â which, according to Mrs. Doe, was âa new thing she had not told me.â Tr. 52. Mrs. Doe testified that she and Lofties then took Alexis to a snack shop and then back to the Center; Lofties went inside, and, during his absence, Alexis made further statements regarding the alleged incident.
I think she was still eating her sandwich or I was trying to get to her [sic] eat the sandwich, and she had said that earlier the purple man had put his penis in her mouth and peed in her mouth and made her throw up her sandwich.
Tr. 55. When bathing Alexis on the evening of the incident, Mrs. Doe, a registered nurse, noticed that âshe had a little pin prick or needle prick mark in her toeâ which appeared to be âan injection site, where you put the needle and there is just a little dot of blood on it.â Tr. 55. In response to her motherâs query about the marks, Alexis âsaid she was screaming and crying and making too much noise when these people had her, and so they gave her a shot and they said that if she was crying any more, they were going to give her another shot.â Tr. 55.
The next day, Mrs. Doe took Alexis to the local rape crisis center, where Alexis was interviewed in a play room while Mrs. Doe watched through a one-way mirror. Mrs. Doe stated that her daughter removed the clothing from the dolls and pushed the naked dolls together on their genital areas. Tr. at 65. According to Mrs. Doe, Alexis had never witnessed adults having any kind of sexual relations.
Mrs. Doe then testified that at some point over the next few days, Alexis mentioned that a boy named Joey had been present, and revealed additional details.
*1078 I remember her saying that these people gave her a bath after they had squashed her in between them and she couldnât breathe and the man rubbed his penis on her stomach and that they gave her a bath afterwards, they took her clothes off and folded them and gave her a bath, and the purple man told her that if she said anything, he would bite her....
Tr. 66-67. According to Mrs. Doe, Alexis then told her âthat the purple man touched the ladyâs titties, and they did ballet. The mommy teacher did ballet on the purple man, and that the lady said that when she got to be a woman or grown up that she could do ballet on the man, too.â Tr. 67. At some point, Alexis also told her mother that while âthe purple man and the teacher were in the other room doing bad things,â Alexis âwas in the kitchen, and the dog was making her food.â Tr. 105; see also Tr. 67. Alexis told her mother-on another occasion that the dog drove her in a police car to a safe place. Tr. 105.
C.
Johnâs mother testified that upon reading about allegations of child abuse at the Center in the base newsletter in October 1984, she asked John whether anybody had ever touched him or done something bad to him at the nursery (the familyâs term for the Center):
[A]nd he said yes, they did, and I guess I was in shock that he said yes, so I just remember that I tried to stay calm, and I asked him, I guess I remember, I said, what happened John, and he went onâ actually, I said who touched you, and he said a man, and he said a lady. I asked him where they had touched him and John at the time pointed to his penis and to his bottom, and I asked him if the man had a name, and he said yes, I said what was the manâs name. He said the manâs name was John. I asked him if the lady had a name, and he said no, he just referred to her as a lady.
Tr. 356-57. According to Mrs. Doe, John became âvery angry and very uncomfortable,â and asked her âwhy did you take me there?â Tr. 357. Mrs. Doe stated that she decided ânot to push Johnâ about the matter until her husband, who was out of town, returned, although in the interim she occasionally raised the issue. In response to questions about the ladyâs identity, John would say he did not remember, and when asked about the manâs name, John âwould become very angry and [say] I told you Mom, the manâs name is John.â Tr. 358. Mrs. Doe testified that John would then tell her that he did not want to discuss the matter any further.
Mr. Doe testified that he waited several days after returning from his trip to see whether John would initiate a discussion of the incident. When he failed to do so, Mr. Doe asked his son whether anything ever happened to him at the nursery. According to Mr. Doe, âwithout any interruption [John] began a detailed description of what had happened to him.â Tr. 538. Mr. Doe said that John âcould not tell me where it had happened exactly, what room or anything like that, but he said that a man had touched him on his weenie, his term for penis,â and further, âthat a woman had touched him on his bombosity, which was his term for his bottom or his buttocks.â Tr. 538. Mr. Doe asked if the man had a name, and his son responded, âyes, John,â and when asked if the woman had a name, John replied no. When asked what they were wearing, John told his father that the man wasnât wearing any clothes, and that âthe lady had red legs.â Tr. 538. Mr. Doe stated that John offered this information in response to very general questions about the Center, and that he âdidnât initiate the conversation in the context of âsomething bad happened to you, didnât it, John.â â Tr. 539.
The Does testified that John later supplemented his story, stating that the âbad peopleâ at the nursery had a snake, which âthey put [on] my hand and it bit me.â Tr. 557-58 (Mr. Doe). John also drew oval shapes on a pieee of paper, and told his father that there were bags used in a game whereby âthe man would jump in and out of the bag and then the kids would jump in and out of he [sic] bagâ Tr. 603. According to Mrs. Doe, after the incident John began *1079 to draw pictures âof things with straight linesâ and cages, and to talk about
being burned. And at one time, at one point he had said the people told me that this is what would happen if I talked, and he drew a picture of a figure and then he scribbled it out with an orange marker and he said this is the fire and this is what would happen to me if I ever told anybody.
Tr. 511-12. Mrs. Doe testified that John drew pictures of two people, and later referred to another little boy, âTonya,â stating âthat they did this to Tonya, Tonya was a nice little boy, but they did this to Tonya too.â Tr. 512.
D.
The government asserts, correctly, that hearsay not within an enumerated exception is presumptively unreliable, and the burden of overcoming that presumption falls on the party seeking to introduce the evidence. According to the government, because the childrenâs comments satisfy only one indicium of reliability, the absence of a motive to fabricate, the plaintiffs failed to satisfy this burden.
In regard to Alexis, the government first argues that her story lacked consistency, because it accumulated new details that grew increasingly âbizarreâ â such as the dog who made her food and drove a police ear. It is true that reliability generally is enhanced when a child consistently repeats an out-of-court statement more than once, see Cree, 778 F.2d at 477 n. 5. But cf. State v. Robinson, 153 Ariz. 191, 735 P.2d 801, 811 (1987) (âConsistency does not always guarantee trustworthiness; it could be evidence that the statements were rehearsed.â). Conversely, if the details of the abuse vary each time the event is described, reliability is less certain. See State v. Taylor, 103 N.M. 189, 704 P.2d 443, 452 (App.1985); State v. Smith, 384 N.W.2d 546, 549 (Minn.Ct.App.1986). But it is to overall consistency that we look, not constancy with regard to each and every detail. âWhat is most important is consistency regarding the core details of the experience. Consistency about peripheral details is less important.â Myer, supra, § 5.37A, at 210. In United States v. Dorian, 803 F.2d 1439, 1444 (8th Cir.1986), for example, inconsistency did not render a five-year-old sexual abuse victimâs hearsay statements unreliable since âit frequently takes a long time for children to share what is really going on and they may then do so in stages, telling a little more each time.â
Here, although various peripheral details concerning the alleged abuse expanded over time, the basic framework of Alexisâ story remained the same. Indeed, as the government acknowledges, Alexis never waivered in her account of a âmommy teacherâ putting water on her âgina.â On cross-examination, Dr. Dicheson testified that Alexisâ statements to her parents were consistent, and that although three-year-old children typically âhave a lot of fantasy and fantasy usually changes moment to moment or the story changes moment to moment,â Alexisâ parents were concerned because âeach time the story was repeated, it seemed to be essentially the same type of message that was being presented.â Tr. 198-99. That very consistency led Diche-son to conclude that abuse may have taken place. Tr. 199.
Nor are we troubled that Alexis divulged the specifics regarding the abuse in a piecemeal fashion. Contrary to the plaintiffsâ contention, we do not find this, in itself, a circumstantial guarantee of trustworthiness â indeed, under this view the hearsay proponent would be in a no-lose situation: if the story is consistent, it is an indicium of reliability; if it is inconsistent in that the disclosures are offered in stages, it still serves as an indicium of reliability. We believe nonetheless that the core consistency of Alexisâ story, which held firm with each new revelation, serves as an indicator of trustworthiness.
The government further maintains that because many of Alexisâ statements were prompted by adult questions, they lacked the requisite spontaneity. See Wright, 497 U.S. at -, 110 S.Ct. at 3150 (spontaneity an indicator of trustworthiness). The government argues that Alexisâ *1080 only spontaneous statement was the comment that her teacher was very nice and had put water on her âgina,â and that all of her subsequent statements were elicited by the inquiries of her mother and investigators. The government is correct that the more spontaneous the statement, the less likely it is to be a product of fabrication, memory loss, or distortion. See Morgan, 846 F.2d at 946. Yet, a lack of spontaneity is not necessarily fatal to the admission of hearsay, especially in the child abuse context. See State v. Sorenson, 143 Wis.2d 226, 421 N.W.2d 77, 86 (1988) (use of residual exception in child sexual assault cases even less tied to immediacy of statements because other indicia of reliability support its trustworthiness). Similarly, the fact that a statement is elicited through questioning does not necessarily defeat reliability. As Wright recognized, procedural requirements â such as an absence of leading questions â may âin many instances be inappropriate or unnecessary to a determination whether a given statement is sufficiently trustworthy ...â Id. 497 U.S. at -, 110 S.Ct. at 3148; see also Nelson, 874 F.2d at 1229. Moreover, as the government acknowledges, Alexisâ core statements were offered at the childâs own initiative, shortly after the alleged incident occurred, with no parental prompting.
As to Alexisâ mental state, see Wright, 497 U.S. at -, 110 S.Ct. at 3150, the government maintains that her âmatter-of-fact toneâ in relating her account of the abuse fails to furnish a circumstantial guarantee of trustworthiness. Commentators have observed, however, that the childhood perspective on sexual experiences âdoes not produce the shock or excitement that the law presumes to exist after such an event. Quite often, the incident is related as part of the dayâs activities without any indication from the child that it was traumatic or unusual.â Yun, supra, at 1757; see Brown v. United States, 152 F.2d 138 (D.C.Cir.1945) (three-year-old child calmly reported assault in school that day during normal dinnertime conversation). Moreover, although Alexis reported the incident in a matter-of-fact tone, she became angry and upset when telling her mother that she had failed to come in response to her pleas for help.
Finally, the government claims that Alexis failed to provide âgraphic descriptionsâ of the alleged sexual activity, and that her hearsay statements do not relate details of the sort that could only be acquired through direct sexual contact. Cf. Nelson, 874 F.2d at 1229 (âMerely playing with anatomically correct dolls would not have given [the victim] the idea that one might be sprayed in the face with âwhite mudâ from an erect penis.â). At root, the governmentâs dispute is that the descriptions provided by Alexis were insufficiently âgraphicâ to establish that she had been exposed to some sort of sexual contact.
We disagree. Alexisâ age, her knowledge, and her childlike description of the abuse give her statements the ring and quality of truth. See United States v. Nick, 604 F.2d 1199, 1204 (9th Cir.1979). She stated that âthe manâ had âtouched the ladiesâ titties and the mommy teacher had done âballetâ on the purple manâ and that âa purple man had put his penis in her mouth and peed in her mouth and made her throw up her sandwich.â These graphic descriptions in childlike terminology are precisely the type that serve as an indicator of veracity; the use of the word âballetâ rather than the phrase âsexual intercourse,â for example, indicates that Alexis actually witnessed the event and was not merely coached by someone using adult terms for sexual behavior. 3
Given the âtotality of the circumstances,â see Wright, 497 U.S. at -, 110 *1081 S.Ct. at 3148, we find no abuse of discretion in the admission of the hearsay statements at issue. Alexisâ graphic descriptions and consistency strongly suggest that her statements were trustworthy. As the Supreme Court has admonished, the test for admissibility is not a mechanized one. Although, for example, Alexisâ mental state does not provide an indicium of reliability, the absence (or weakness) of trustworthiness in regard to one element does not necessitate exclusion of the proffered evidence. Alexisâ hearsay statements were properly admitted.
Turning to Johnâs statements, we first find that, contrary to the governmentâs contentions, the core of his story remained consistent over time as well. John repeatedly maintained, for example, that the male assailant was named John, that he did not know the femaleâs name, and that the abusers had touched his penis and his buttocks. See also Tr. 358 (âHis story was very, very consistent with what he had originally told me ... and I asked him again what the manâs name was, he would become very angry and said I told you Mom, the manâs name is John, and just pretty much was the same story the whole weekend.â) (Mrs. Doe). Although his later accounts made references to such things as cages, threats of fire, snake bites, and a playmate, these are peripheral matters that did not alter the nucleus of his story.
We have a more difficult time in assessing the spontaneity of Johnâs statements. Admittedly, they lack spontaneity in the traditional sense; yet, this does not automatically render them unreliable. First, as we previously observed, spontaneity in the child abuse context is not necessarily determinative of reliability. See Sorenson, 421 N.W.2d at 86 (contemporaneity and spontaneity of statements generally are not as crucial in admitting hearsay statements of young sexual assault victims under the residual exception); see also Iron Shell, 633 F.2d at 85-86. Furthermore, spontaneous answers to nonleading questions may be deemed reliable in appropriate circumstances. Iron Shell, 633 F.2d at 86; Robinson, 735 P.2d at 811 (five-year-oldâs statements spontaneous where âshe explained what had occurred with little prompting.â); State v. McKinney, 50 Wash.App. 56, 747 P.2d 1113, 1117 n. 4 (1987) (âStatements made in response to questions are spontaneous where the child volunteers the information in response to questions that are neither leading nor suggestive.â); see also Sorenson, 421 N.W.2d at 86; State v. Lindner, 142 Wis.2d 783, 419 N.W.2d 352 (1987). Here, Johnâs parents stated that their son volunteered the specific information when asked general, nonleading questions about the Center. Furthermore, John volunteered additional information to his mother following a November 17 tour of the Center. Moreover, even the use of leading questions, as noted in Wright, does not necessarily render a childâs out-of-court statements untrustworthy. 497 U.S. at -, 110 S.Ct. at 3148; cf. Iron Shell, 633 F.2d at 92 (authorizing use of leading questions during direct examination of child witness).
It is also significant that in child sexual abuse cases, a delay often occurs between the assault and a statement by the child disclosing it, Yun, supra, at 1757; Jean L. Kelly, Comment, Legislative Responses to Child Sexual Abuse Cases: The Hearsay Exception and the Videotape Deposition, 34 Cath. U.L.Rev. 1021, 1024 (1985), often because the child fears reprisal or punishment. See, e.g., People v. Davison, 12 Mich.App. 429, 163 N.W.2d 10 (1968) (nine-year-old girl delayed making statement for two weeks after assault because of her fear of defendant). In light of this, numerous courts have upheld the admissibility of out-of-court statements made some time after the alleged abuse and in response to questioning by a trusted adult. See, e.g., Bertrang v. State, 50 Wis.2d 702, 184 N.W.2d 867, 870 (1971) (fact that childâs assertions âare not made within a few minutes or even hours of the alleged assault is not controlling, nor is the fact that they are not volunteered but made in response to questions.â); State v. Superior Court of County of Pima, 149 Ariz. 397, 719 P.2d 283, 290 (App.1986). Here, given the details of Johnâs accounts â including refer- *1082 enees to the âbad manâsâ threats to harm John through snake bites and the use of fire â the lack of spontaneity does not defeat a finding of reliability, and lends credence to the childâs veracity. See Fitzgerald v. United States,