L.A. Printex Industries, Inc. v. Aeropostale, Inc.
U.S. Court of Appeals4/9/2012
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Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
L.A. PRINTEX INDUSTRIES, INC., a 
California Corporation,
Plaintiff-counter-defendant- No. 10-56187
Appellant, D.C. No.
v.  2:09-cv-02449-JFW-
AEROPOSTALE, INC., a New York FMO
Corporation; MS. BUBBLES, INC., a OPINION
California Corporation,
Defendants-Appellees.

Appeal from the United States District Court
for the Central District of California
John F. Walter, District Judge, Presiding
Argued and Submitted
December 5, 2011âPasadena, California
Filed April 9, 2012
Before: Dorothy W. Nelson, Ronald M. Gould, and
Sandra S. Ikuta, Circuit Judges.
Opinion by Judge Gould
3775
L.A. PRINTEX INDUSTRIES v. AEROPOSTALE 3779
COUNSEL
Scott A. Burroughs (argued), Stephen Doniger, and Regina Y.
Yeh, Doniger / Burroughs APC, Culver City, California, for
the plaintiff-appellant.
Deborah F. Sirias (argued) and Robert M. Collins, Lewis
Brisbois Bisgaard & Smith LLP, Los Angeles, California; Jef-
frey A. Miller, Lewis Brisbois Bisgaard & Smith LLP, San
Diego, California; Kristin L. Holland, Cory A. Baskin, and
Zia F. Moddabber, Katten Muchin Rosenman LLP, Los
Angeles, California; and Jay Shapiro, Katten Muchin Rosen-
man LLP, New York, New York, for the defendants-
appellees.
OPINION
GOULD, Circuit Judge:
L.A. Printex Industries, Inc. (âL.A. Printexâ) appeals the
district courtâs summary judgment order in favor of Aeropos-
tale, Inc. and Ms. Bubbles, Inc. (âDefandantsâ) in L.A. Prin-
texâs copyright infringement action. Because there are
genuine disputes of material fact on access and substantial
similarity, we reverse and remand.
3780 L.A. PRINTEX INDUSTRIES v. AEROPOSTALE
I
L.A. Printex Industries, Inc. (âL.A. Printexâ) is a Los
Angeles-based fabric printing company. Ms. Bubbles is a Los
Angeles-based wholesaler of men and womenâs apparel.
Aeropostale is a mall-based retailer that purchases apparel
from Ms. Bubbles and other vendors.
In 2002, Moon Choi, an L.A. Printex designer, created a
floral design called C30020. Choi created this design by hand,
using a computer. On July 17, 2002, the Copyright Office
issued a certificate of registration for Small Flower Group A,
a group of five textile designs that includes C30020. Small
Flower Group A is registered as a single unpublished collec-
tion pursuant to 37 C.F.R. § 202.3(b)(4)(i)(B).
Between October of 2002 and May of 2006, L.A. Printex
sold more than 50,000 yards of fabric bearing C30020 to its
customers, who are fabric converters. Fabric converters show
apparel manufacturers textile designs, obtain orders for
selected designs, place orders for the designs with printing
mills like L.A. Printex, and send printed fabric to manufactur-
ers that then manufacture apparel for sale to retailers.
In 2008, L.A. Printex discovered shirts bearing the
Aeropostale trademark and a design similar to C30020.
According to Jae Nah, the President of L.A. Printex, the only
difference between C30020 and the design on the Aeropostale
shirts is that the latter was âprinted using cruder, lower-
quality techniques and machinery.â Aeropostale placed orders
with Ms. Bubbles for the shirts in June of 2006, and it offered
for sale and sold the shirts between September and December
of 2006. The tags on the shirts say âMade in China.â Ms.
Bubbles, however, stated that it had no understanding or
information about the party that created the design resembling
C30020.
On April 8, 2009, L.A. Printex sued Defendants for
infringement of its copyright in C30020. After bringing this
L.A. PRINTEX INDUSTRIES v. AEROPOSTALE 3781
infringement action, L.A. Printex became aware that its copy-
right registration for Small Flower Group A contained an
error. Two of the five designs, but not C30020, had been pub-
lished before the July 17, 2002 date of registration. On Febru-
ary 22, 2010, L.A. Printex filed an application for
supplementary registration to add April 1, 2002 as the date of
first publication for Small Flower Group A. L.A. Printex
thereafter contacted the Copyright Office to ask about its reg-
istration of a single unpublished work that contained both
published and unpublished designs. The Copyright Office told
L.A. Printex that the unpublished designs, including C30020,
would retain copyright protection but that the previously pub-
lished designs would not. On May 10, 2010, L.A. Printex
filed a second application for supplementary registration to
remove the two previously published designs from Small
Flower Group A. On June 29, 2010, the Copyright Office
approved L.A. Printexâs application and issued a certificate of
supplementary registration for Small Flower Group A; it
states February 25, 2010 as the effective date of supplemen-
tary registration.
L.A. Printex and Defendants filed cross-motions for sum-
mary judgment. The district court granted Defendantsâ motion
for summary judgment and denied L.A. Printexâs motion,
holding that there was no genuine issue of material fact as to
(1) Defendantsâ access to C30020 or (2) substantial similarity
between the allegedly infringing design on the Aeropostale
shirts and C30020. The district court did not address Defen-
dantsâ alternative argument that L.A. Printexâs copyright reg-
istration was invalid because of the two previously published
designs that were initially included in Small Flower Group A.
Defendants then moved for attorneysâ fees, and the district
court granted their motion. L.A. Printex timely appealed to
this court.
II
We have jurisdiction under 28 U.S.C. § 1291. We review
the district courtâs grant of summary judgment de novo. Elli-
3782 L.A. PRINTEX INDUSTRIES v. AEROPOSTALE
son v. Robertson, 357 F.3d 1072, 1075 (9th Cir. 2004). Sum-
mary judgment is appropriate if, viewing the evidence in the
light most favorable to the nonmoving party, âthere is no gen-
uine dispute as to any material fact and the movant is entitled
to judgment as a matter of law.â Fed. R. Civ. P. 56(a); Ellison,
357 F.3d at 1075. A genuine dispute is âone that could rea-
sonably be resolved in favor of either party.â See Ellison, 357
F.3d at 1075.
III
[1] To establish copyright infringement, a plaintiff must
prove two elements: â(1) ownership of a valid copyright, and
(2) copying of constituent elements of the work that are origi-
nal.â Feist Publâns, Inc. v. Rural Tel. Serv. Co., 499 U.S. 340,
361 (1991).
The district court granted summary judgment for Defen-
dants because it concluded that there was no genuine issue of
material fact as to the second element, Defendantsâ copying
of original elements of C30020.
[2] âBecause direct evidence of copying is not available in
most cases,â a plaintiff can establish copying by showing (1)
that the defendant had access to the plaintiffâs work and (2)
that the two works are substantially similar. Smith v. Jackson,
84 F.3d 1213, 1218 (9th Cir. 1996). L.A. Printex offered no
direct evidence that Defendants copied C30020. To survive
summary judgment, it had to show a genuine issue of material
fact as to both access and substantial similarity. L.A. Printex
contends that the district court erred in holding that there was
no genuine issue as to either access or substantial similarity.
We agree.
A
[3] âProof of access requires âan opportunity to view or to
copy plaintiffâs work.â â Three Boys Music Corp. v. Bolton,
L.A. PRINTEX INDUSTRIES v. AEROPOSTALE 3783
212 F.3d 477, 482 (9th Cir. 2000) (quoting Sid & Marty
Krofft Television Prods., Inc. v. McDonaldâs Corp., 562 F.2d
1157, 1172 (9th Cir. 1977)). âTo prove access, a plaintiff
must show a reasonable possibility, not merely a bare possi-
bility, that an alleged infringer had the chance to view the pro-
tected work.â Art Attacks Ink, LLC v. MGA Entmât Inc., 581
F.3d 1138, 1143 (9th Cir. 2009). Absent direct evidence of
access, a plaintiff can prove access using circumstantial evi-
dence of either (1) a âchain of eventsâ linking the plaintiffâs
work and the defendantâs access, or (2) âwidespread dissemi-
nationâ of the plaintiffâs work. Three Boys Music, 212 F.3d
at 482.
L.A. Printex seeks to prove access by showing that C30020
was widely disseminated. The district court held that there
was no genuine issue of material fact as to Defendantsâ access
because, it found, âthe only evidence of widespread dissemi-
nationâ was Jae Nahâs declaration stating that L.A. Printex
first sold C30020 in October of 2002 and that L.A. Printex
âproduced and sold thousands of yards of fabric bearing
[Design Number C30020] to numerous customers from
2002-2008.â The district court concluded that âsuch vague
and conclusory statements certainly create no more than a
âbare possibilityâ that Defendants may have had access to
Plaintiffâs Design Number C30020â and that a âbare possibili-
tyâ is insufficient to create a genuine issue on access.
However, Nahâs declaration statements were not the only
evidence of widespread dissemination. The record also con-
tained a printout, attached as an exhibit to Nahâs declaration,
entitled âSales by Item Detailâ for the period from January 1,
2002 through August 12, 2009. The printout is a list of
invoices for C30020 and shows, for each invoice, the date,
invoice number, brief description, customer name, quantity,
and dollar amount. Only fabric sold before Defendantsâ
alleged infringement is relevant. The sales records show that
L.A. Printex sold more than 50,000 yards of C30020 through
3784 L.A. PRINTEX INDUSTRIES v. AEROPOSTALE
May of 2006, before Aeropostaleâs June orders for the alleg-
edly infringing shirts.1
[4] We must decide whether L.A. Printexâs sale of more
than 50,000 yards of fabric bearing C30020 creates a genuine
dispute of material fact as to whether C30020 was widely dis-
seminated. We conclude that it does.
The evidence required to show widespread dissemination
will vary from case to case. In Three Boys Music Corp. v.
Bolton, the plaintiffs argued that their songâone that did not
âeven make the top 100 for a single weekâ and was not
released on an album or CD before the defendants created
their allegedly infringing songâhad been widely dissemi-
nated during the defendantsâ teenage years. 212 F.3d at 483.
They offered the testimony of three disc jockeys regarding the
songâs airtime on radio and television. Id. We upheld the
juryâs finding of access â[d]espite the weaknesses of the
[plaintiffsâ] theory of reasonable accessâ but indicated that we
âmight not [have] reach[ed] the same conclusion as the jury
regarding access.â Id. at 484-85. In Rice v. Fox Broadcasting
Co., we stated that because the plaintiffâs video âonly sold
approximately 17,000 copies between 1986 and 1999,â it
could not be considered âwidely disseminated.â 330 F.3d
1170, 1178 (9th Cir. 2003). In Art Attacks Ink, LLC v. MGA
Entertainment, Inc., we held that the plaintiff had not widely
disseminated its T-shirt designs, even though the designs were
displayed (1) at fair booths and kiosks, (2) on persons wearing
the T-shirts, and (3) on the internet. 581 F.3d at 1144. Noting,
among other things, that the plaintiff sold only 2,000 T-shirts
1
Defendants object to the sales printoutâs admissibility as a business
record and argue that L.A. Printexâs differing characterizations of the
quantity of yards sold make the document untrustworthy. The district
court stated that it had either overruled or not ruled on the partiesâ objec-
tions to evidence. Viewing the sales printout in the light most favorable
to L.A. Printex, we may consider it as part of the district court record. The
numbers speak for themselves, and if credited, show sales of more than
50,000 yards.
L.A. PRINTEX INDUSTRIES v. AEROPOSTALE 3785
bearing the designs per year, we held, âA reasonable jury
could not have concluded that there was more than a âbare
possibilityâ that [the defendant] had access to [the plaintiff]âs
. . . designs,â and affirmed the district courtâs grant of sum-
mary judgment for the defendant. Id. at 1144-45.
[5] The circumstances here differ from those of our prior
cases, and so those cases, though instructive, are not disposi-
tive. In Rice, the dissemination occurred worldwide, over a
thirteen-year period. 330 F.3d at 1173. In Art Attacks Ink, the
respective parties sold different goods, T-shirts and dolls. 581
F.3d at 1142. In contrast, L.A. Printex and Ms. Bubbles oper-
ate in the same industry in the same Los Angeles area. L.A.
Printex, a fabric printing company, sold more than 50,000
yards of fabric bearing C30020 to fabric converters. It is a
reasonable inference that many or most of these purchasers
were in the Los Angeles area. Apparel vendors like Ms. Bub-
bles purchase fabric from fabric printing companies and fabric
converters. In addition, the dissemination of C30020 occurred
over a four-year period immediately preceding Defendantsâ
alleged infringement. A reasonable jury could find that
C30020 was widely disseminated in the Los Angeles-area
fabric industry, and hence that there was a âreasonable possi-
bilityâ that Defendants had an opportunity to view and copy
L.A. Printexâs design. See Art Attacks Ink, 581 F.3d at 1143;
Three Boys Music, 212 F.3d at 482; see also Peel & Co. v.
Rug Mkt., 238 F.3d 391, 397 (5th Cir. 2001) (holding that
plaintiff rug wholesaler had raised genuine issue as to whether
its designer rug âwas widely disseminated among those
involved in the United States rug tradeâ). We hold that L.A.
Printex raised a genuine dispute of material fact on access.
B
To determine whether two works are substantially similar,
we apply a two-part test. Smith, 84 F.3d at 1218. The âextrin-
sic testâ is an âobjective comparison of specific expressive
elementsâ; it focuses on the âarticulable similaritiesâ between
3786 L.A. PRINTEX INDUSTRIES v. AEROPOSTALE
the two works. Cavalier v. Random House, Inc., 297 F.3d
815, 822 (9th Cir. 2002) (quoting Krofft, 562 F.2d at 1164).
The âintrinsic testâ is a subjective comparison that focuses on
â âwhether the ordinary, reasonable audienceâ would find the
works substantially similar in the âtotal concept and feel of the
works.â â Id. (quoting Kouf v. Walt Disney Pictures & Televi-
sion, 16 F.3d 1042, 1045 (9th Cir. 1994)).
Summary judgment is ânot highly favoredâ on questions of
substantial similarity in copyright cases. Shaw v. Lindheim,
919 F.2d 1353, 1355 (9th Cir. 1990) (quoting Narell v. Free-
man, 872 F.2d 907, 909 (9th Cir. 1989)). Summary judgment
is appropriate âif the court can conclude, after viewing the
evidence and drawing inferences in a manner most favorable
to the non-moving party, that no reasonable juror could find
substantial similarity of ideas and expression.â Id. (quoting
Narell, 872 F.2d at 909-10). âWhere reasonable minds could
differ on the issue of substantial similarity, however, sum-
mary judgment is improper.â Id.
The district court compared the copy of C30020 that L.A.
Printex deposited with the Copyright Office to Defendantsâ
allegedly infringing shirts and concluded that âno reasonable
juror could find that the two works are substantially similar.â
The district court reasoned that the âobservable similaritiesâ
between the designs were âof a surface nature only,â in that
âboth designs represent small-scale overall floral patterns of
approximately the same size.â The district court then stressed
âseveral critical differencesâ between the designs: (1) the
flowers, stems, and leaves on C30020 are âfar more detailedâ
than those on the allegedly infringing shirts, âwhich have
softer edges and are more impressionistic in appearanceâ; (2)
on C30020, âmultiple shades of one color are used to give the
flowers their definition and sharper edges, while multiple
shades of green are used to give the leaves and stems their
definition and clean lines,â but on the allegedly infringing
shirts, by contrast, âthe flowers are of one uniform color, with
the leaves and stem a single shade of greenâ; (3) C30020
L.A. PRINTEX INDUSTRIES v. AEROPOSTALE 3787
âcontains an overall background pattern of almost lace-like
flowers that is completely lackingâ on the allegedly infringing
shirts; and (4) the groupings of flowers, stems, and leaves
within a vertical row are âspaced much farther apartâ on
C30020 than on the allegedly infringing shirts.
Notwithstanding these observations by the district court,
our comparison of C30020 and Defendantsâ allegedly infring-
ing design leads us to conclude that a reasonable juror could
find that the two designs are substantially similar.
First, we apply the extrinsic test. Because copyright law
protects expression of ideas, not ideas themselves, we distin-
guish protectible from unprotectible elements and ask only
whether the protectible elements in two works are substan-
tially similar. See Cavalier, 297 F.3d at 822. In comparing
fabric designs, we examine the similarities in their âobjective
details in appearance,â including, but not limited to, âthe sub-
ject matter, shapes, colors, materials, and arrangement of the
representations.â See id. at 826 (comparing âart worksâ).
[6] Original selection, coordination, and arrangement of
unprotectible elements may be protectible expression. See
Feist Publâns, 499 U.S. at 362; Cavalier, 297 F.3d at 826-27;
Metcalf v. Bochco, 294 F.3d 1069, 1074 (9th Cir. 2002)
(âEach note in a scale, for example, is not protectable, but a
pattern of notes in a tune may earn copyright protection.â).
For this reason, the Second Circuit has rejected the argument
that, âin comparing [fabric] designs for copyright infringe-
ment,â a court must âdissect them into their separate compo-
nents, and compare only those elements which are in
themselves copyrightable.â Knitwaves, Inc. v. Lollytogs Ltd.,
71 F.3d 996, 1003 (2d Cir. 1995) (â[I]f we took this argument
to its logical conclusion, we might have to decide that there
can be no originality in a painting because all colors of paint
have been used somewhere in the past.â (internal quotation
marks omitted)). In Knitwaves, Inc. v. Lollytogs Ltd., the court
concluded that the defendantâs âLeaf and Squirrel sweatersâ
3788 L.A. PRINTEX INDUSTRIES v. AEROPOSTALE
were substantially similar to the plaintiffâs sweaters, citing,
among other things, the defendantâs selection of âthe same
two fall symbols,â leaves and squirrels, and its arrangement
of the symbols âas felt appliques stitched to the sweatersâ sur-
face,â âon strikingly similar backgrounds,â and âin virtually
the same color scheme.â Id. at 1004. Similarly, in Hamil
America, Inc. v. GFI, the Second Circuit held that the defen-
dantâs and plaintiffâs floral patterns were substantially similar
because âGFI ha[d] duplicated Hamil Americaâs selection of
clustered flowers and leaves, its coordination of these ele-
ments in particular spatial combinations, and its arrangement
of these design elements on a tossed pattern that appears in
repeat.â 193 F.3d 92, 103 (2d Cir. 1999). More specifically:
Both patterns depict small clusters of flowers and
leaves. The shapes of the flower petals and the
leaves are virtually identical, and feature similar
defining line work and highlights in the flowers and
leaves. Both patterns depict leaves that do not appear
to be attached to any of the flowers. Both patterns
are âtossed,â which means that they have no top or
bottom and are non-directional, and appear in repeat.
Id. at 102.
[7] Though the Second Circuitâs âordinary observerâ and
âmore discerning ordinary observerâ tests differ somewhat
from our two-part extrinsic/intrinsic test for substantial similar-
ity,2 its reasoning, at least in the context of fabric designs, is
persuasive, and it guides our comparison of the designs in this
case.
[8] C30020 is a repeating pattern of bouquets of flowers
and three-leaf branches.3 The idea of a floral pattern depicting
2
See Knitwaves, 71 F.3d at 1002-03; Folio Impressions, Inc. v. Byer
California, 937 F.2d 759, 766 (2d Cir. 1991).
3
We compare Defendantsâ design to the deposit copy of C30020.
Because we conclude that a rational jury could find that the two designs
L.A. PRINTEX INDUSTRIES v. AEROPOSTALE 3789
bouquets and branches is not protectible, and C30020 has ele-
ments that are not protectible, for example the combination of
open flowers and closed buds in a single bouquet or the green
color of stems and leaves. See Satava v. Lowry, 323 F.3d 805,
811 (9th Cir. 2003).4 However, L.A. Printexâs original selec-
are substantially similar, it is not necessary for us to analyze the similari-
ties between Defendantsâ design and fabric swatches of C30020. But on
remand, the district courtâand the juryâmay consider fabric swatches of
C30020 in applying our two-part test for substantial similarity, so long as
the district court determines that the digital prints that L.A. Printex depos-
ited with the Copyright Office constitute âone complete copyâ of C30020,
and that the fabric swatches are also âcopiesâ of C30020. See 17 U.S.C.
§ 101 (defining copies as âmaterial objects, other than phonorecords, in
which a work is fixed by any method now known or later developed, and
from which the work can be perceived, reproduced, or otherwise commu-
nicated, either directly or with the aid of a machine or deviceâ); id.
§ 113(a) (â[T]he exclusive right to reproduce a copyrighted pictorial,
graphic, or sculptural work in copies under section 106 includes the right
to reproduce the work in or on any kind of article, whether useful or other-
wise.â); id. § 408(b)(1) (requiring deposit of âone complete copyâ for reg-
istration); Three Boys Music, 212 F.3d at 486 (stating that âour definition
of a âcomplete copyâ is broad and deferentialâ).
4
In Satava, we held that âideas, first expressed by nature, are the com-
mon heritage of humankind, and no artist may use copyright law to pre-
vent others from depicting them.â 323 F.3d at 812. Here too, we stress that
we will not give copyright protection to ideas recurring in nature, such as
flowers with brightly colored petals, stems, and buds, because brightly
colored flowers exist in nature. Unlike Satavaâs jellyfish sculptures, how-
ever, C30020 is âstylized and not lifelike,â and depicts not flowers as they
appear in nature but an artistic combination of floral elements that is suffi-
ciently original to merit copyright protection. See Hamil Am., 193 F.3d at
101. What we held in Satava about âthe common heritage of humankindâ
is reinforced by the Supreme Courtâs recent decision in Mayo Collabora-
tive Services v. Prometheus Laboratories, Inc., holding that laws of nature
are not patentable but that an application of a law of nature may merit
patent protection if it âcontain[s] other elements or a combination of ele-
ments . . . sufficient to ensure that the patent in practice amounts to signifi-
cantly more than a patent upon the natural law itself.â ___ S. Ct. ___, No.
10-1150, 2012 WL 912952, at *4-5 (Mar. 20, 2012). We commend the
general proposition that our laws of intellectual property do not give
strong protection to one who merely copies or recites what nature has pro-
vided.
3790 L.A. PRINTEX INDUSTRIES v. AEROPOSTALE
tion, coordination, and arrangement of such elements is pro-
tectible. See Feist Publâns, 499 U.S. at 362; Metcalf, 294 F.3d
at 1074. Because there is âa wide range of expressionâ for
selecting, coordinating, and arranging floral elements in styl-
ized fabric designs, âcopyright protection is âbroadâ and a
work will infringe if itâs âsubstantially similarâ to the copy-
righted work.â Mattel, Inc. v. MGA Entmât, Inc., 616 F.3d
904, 913-14 (9th Cir. 2010). That is, âthere are gazillions of
waysâ to combine petals, buds, stems, leaves, and colors in
floral designs on fabric, in contrast to the limited number of
ways to, for example, âpaint a red bouncy ball on black can-
vasâ or make a lifelike glass-in-glass jellyfish sculpture. See
id.; Satava, 323 F.3d at 812.
[9] Our comparison of Defendantsâ allegedly infringing
design and C30020 reveals objective similarities in protectible
elements. Both patterns feature two types of small bouquets
of flowers, one featuring the largest flower in profile view, the
other featuring the largest flower in an open-face view, and
both emerging from three buds. Both patterns also depict
small, three-leaf branches interspersed between the two types
of bouquets. The shape and number of the flower petals and
leaves are similar in the two designs. See Hamil Am., 193
F.3d at 102. The two types of bouquets are arranged at similar
angles in both designs, and the bouquets and branches are
coordinated in similar spatial combinations on a grid of simi-
lar scale and layout. See id. at 103.
[10] Moreover, the color arrangement of C30020 in
white/berry is markedly similar to the color arrangement of
Defendantsâ design. Though mere variations of color are not
copyrightable, and L.A. Printexâs copyright in C30020 is for
the design rather than a specific color arrangement, the simi-
larities in color arrangements are probative of copying. See 37
C.F.R. § 202.1(a); Soptra Fabrics Corp. v. Stafford Knitting
Mills, Inc., 490 F.2d 1092, 1094 (2d Cir. 1974) (âThe appear-
ance in one of defendantâs fabrics of colors identical to plain-
tiffâs is additional evidence of actual copying, as well as
L.A. PRINTEX INDUSTRIES v. AEROPOSTALE 3791
another factor leading to the conclusion that the aesthetic
appeal of the fabrics is the same.â (internal quotation marks,
citation, and alteration omitted)); 1 Melville B. Nimmer &
David Nimmer, Nimmer on Copyright § 2.14 (Matthew
Bender rev. ed. 2011) (â[S]imilarity of color arrangements
may create an inference of copying of other protectible sub-
ject matter.â).
The differences noted by the district court do not compel
the conclusion that no reasonable juror could find that Defen-
dantsâ design is substantially similar to C30020. Rather, in
light of the similarities described above, the differences sup-
port the opposite conclusion, that there is a genuine dispute of
material fact on substantial similarity. See 4 Nimmer on
Copyright § 13.03[B][1][a] (âIt is entirely immaterial that, in
many respects, plaintiffâs and defendantâs works are dissimi-
lar, if in other respects, similarity as to a substantial element
of plaintiffâs work can be shown.â).
It is true that the flowers, stems, and leaves in Defendantsâ
design are less detailed than those in C30020, and that Defen-
dantsâ design does not use multiple shades of color to give the
flowers and leaves definition as does C30020. But a rational
jury could find that these differences result from the fabric-
printing process generally and are âinconsequential,â see F.W.
Woolworth Co. v. Contemporary Arts, Inc., 193 F.2d 162, 165
(1st Cir. 1951), or could credit Jae Nahâs assertion that these
differences result in part from âprint[ing] using cruder, lower-
quality techniques and machinery,â cf. Peel & Co., 238 F.3d
at 397-98 (finding genuine issue of material fact on substan-
tial similarity where plaintiff claimed that differences between
two rugs were ârelatively smallâ and âconsistent with short-
cuts taken to make a cheap copyâ). Moreover, because we
conclude that stylized fabric designs like C30020 are properly
entitled to âbroadâ copyright protection, it is not necessary
that Defendantsâ design be âvirtually identicalâ to infringe.
See Mattel, 616 F.3d at 914.
3792 L.A. PRINTEX INDUSTRIES v. AEROPOSTALE
[11] In granting summary judgment for Defendants, the
district court also reasoned that Defendantsâ design lacks the
background pattern in C30020 and that the groupings of flow-
ers, stems, and leaves are spaced farther apart in C30020 than
in Defendantsâ design. But a copyright defendant need not
copy a plaintiffâs work in its entirety to infringe that work. It
is enough that the defendant appropriated a substantial portion
of the plaintiffâs work. See Newton v. Diamond, 388 F.3d
1189, 1195 (9th Cir. 2004); Cavalier, 297 F.3d at 825; cf.
Sheldon v. Metro-Goldwyn Pictures Corp., 81 F.2d 49, 56 (2d
Cir. 1936) (Hand, J.) (â[I]t is enough that substantial parts
were lifted; no plagiarist can excuse the wrong by showing
how much of his work he did not pirate.â). A rational jury
could find that despite some differences between Defendantsâ
design and C30020, the similarities in the selection, coordina-
tion, and arrangement of bouquets and three-leaf branches are
sufficiently substantial to support an inference of copying.
Accordingly, we hold that objective similarities in the expres-
sive elements of Defendantsâ design and C30020 present a
genuine dispute of material fact under the extrinsic test.
[12] At the intrinsic stage, âwe ask, most often of juries,
whether an ordinary reasonable observer would consider the
copyrighted and challenged works substantially similar.â Mat-
tel, 616 F.3d at 914. But on a summary judgment motion, a
courtâs attempt to apply this subjective and fact-oriented stan-
dard, bypassing decision by the trier of fact, is not correct.
See, e.g., Shaw, 919 F.2d at 1359 (holding that in copyright
action involving literary works, satisfaction of extrinsic test is
sufficient to survive summary judgment on issue of substan-
tial similarity).5 As our precedent has evolved, the extrinsic
test considers the objective expressive similarities in two
works and leaves the subjective evaluation of such similarities
to the intrinsic test. Apple Computer, Inc. v. Microsoft Corp.,
5
In Cavalier, we left open the question whether the âShaw ruleâ applies
to art work. 297 F.3d at 826. Our decision today suggests that at least on
the facts here presented, it does.
L.A. PRINTEX INDUSTRIES v. AEROPOSTALE 3793
35 F.3d 1435, 1142 (9th Cir. 1994). A subjective evaluation
of the expressive similarities in two fabric designs, here
intended for public consumption as clothing apparel, is best
suited for the trier of fact. Thus, in light of our conclusion that
the competing designs present a triable issue of fact under the
extrinsic test, on the facts here involving stylized floral fabric
designs, the issue of substantial similarity must go to the jury.
IV
Defendants contend that even if the district court erred in
concluding that there was no genuine dispute of material fact
on access or substantial similarity, summary judgement was
proper on the alternative ground that L.A. Printexâs copyright
registration in C30020 is invalid. We may affirm a grant of
summary judgment âon any grounds supported by the
record.â Lamps Plus, Inc. v. Seattle Lighting Fixture Co., 345
F.3d 1140, 1143 (9th Cir. 2003). But the record does not show
that L.A. Printexâs copyright registration is invalid. Defen-
dants are not entitled to summary judgment on this alternative
ground.
Copyright registration is a precondition to filing a copyright
infringement action. 17 U.S.C. § 411(a); Reed Elsevier, Inc.
v. Muchnick, 130 S. Ct. 1237, 1241 (2010). âA certificate of
registration satisfies the [registration requirement], regardless
of whether the certificate contains any inaccurate informa-
tion,â unless (1) âthe inaccurate information was included on
the application for copyright registration with knowledge that
it was inaccurate,â and (2) âthe inaccuracy of the information,
if known, would have caused the Register of Copyrights to
refuse registration.â 17 U.S.C. § 411(b)(1). Thus we have held
that âinadvertent mistakes on registration certificates do not
invalidate a copyright and thus do not bar infringement
actions, unless the alleged infringer has relied to its detriment
on the mistake, or the claimant intended to defraud the Copy-
right Office by making the misstatement.â Urantia Found. v.
Maaherra, 114 F.3d 955, 963 (9th Cir. 1997); see also, e.g.,
3794 L.A. PRINTEX INDUSTRIES v. AEROPOSTALE
Jules Jordan Video, Inc. v. 144942 Canada, Inc., 617 F.3d
1146, 1156 (9th Cir. 2010); Lamps Plus, 345 F.3d at 1145; 2
Nimmer on Copyright § 7.20[B][1] (â[A] misstatement or
clerical error in the registration application, if unaccompanied
by fraud, should neither invalidate the copyright nor render
the registration certificate incapable of supporting an infringe-
ment action.â).
A copyright owner may file an application for supplemen-
tary registration âto correct an error in a copyright registration
or to amplify the information given in a registration.â 17
U.S.C. § 408(d); 37 C.F.R. § 201.5. âThe information con-
tained in a supplementary registration augments but does not
supersede that contained in the earlier registration,â 17 U.S.C.
§ 408(d), and the earlier registration is not âexpunged or can-
celled,â 37 C.F.R. § 201.5(d)(2).
The Copyright Act permits the registration of multiple
works as a single work. 17 U.S.C. § 408(c)(1). For purposes
of registration as a single work, copyright regulations distin-
guish between published works and unpublished works. See
37 C.F.R. § 202.3(b)(4)(i). A published collection of works
must be âsold, distributed or offered for sale concurrently.â
United Fabrics Intâl, Inc. v. C&J Wear, Inc., 630 F.3d 1255,
1259 (9th Cir. 2011). For unpublished works, âthere is no
such requirement.â Id. A group of unpublished works may be
registered as a single work if it consists of âall copyrightable
elements that are otherwise recognizable as self-contained
works, and are combined in a single unpublished âcollec-
tion.â â 37 C.F.R. § 202.3(b)(4)(i)(B).6
6
A combination of such elements is considered a âcollectionâ if:
(1) The elements are assembled in an orderly form;
(2) The combined elements bear a single title identifying the
collection as a whole;
(3) The copyright claimant in all of the elements, and in the
collection as a whole, is the same; and
L.A. PRINTEX INDUSTRIES v. AEROPOSTALE 3795
Defendants argue that L.A. Printexâs copyright registration
is invalid because Small Flower Group A was registered as an
unpublished collection but included two designs that were
published before the work was registered. L.A. Printex argues
that its erroneous inclusion of the two previously published
designs in Small Flower Group A does not invalidate its regis-
tration because it did not intend to defraud the Copyright
Office and because the Copyright Office allowed L.A. Printex
to correct the error in its earlier registration through a supple-
mentary registration. We agree with L.A. Printex.
[13] The July 2002 certificate of registration for Small
Flower Group A contained an errorâthe inclusion of two pre-
viously published designs in a work registered as an unpub-
lished collection. But that error in itself does not invalidate
the registration or render the certificate of registration incapa-
ble of supporting an infringement action. 17 U.S.C. § 411(b);
Lamps Plus, 345 F.3d at 1145; 2 Nimmer on Copyright
§ 7.20[B][1]. There is no evidence that L.A. Printex knew that
the two designs had been published at the time it submitted
its application for copyright registration, or that it intended to
defraud the Copyright Office. See 17 U.S.C. § 411(b)(1)(A);
Lamps Plus, 345 F.3d at 1145. Upon learning of its registra-
tion error, L.A. Printex corrected it. It filed an application for
supplementary registration, communicated with the Copyright
Office about the error through email and phone correspon-
dence, and filed a second application for supplementary regis-
tration. Moreover, the Copyright Office issued a certificate of
supplementary registration. Its decision to do so after it was
(4) All of the elements are by the same author, or, if they are
by different authors, at least one of the authors has contrib-
uted copyrightable authorship to each element.
Registration of an unpublished âcollectionâ extends to each copy-
rightable element in the collection and to the authorship, if any,
involved in selecting and assembling the collection.
37 C.F.R. § 202.3(b)(4)(i).
3796 L.A. PRINTEX INDUSTRIES v. AEROPOSTALE
told of the two designsâ prior publication shows that the error
was not one that âif known, would have caused the Register
of Copyrights to refuse registration.â 17 U.S.C.
§ 411(b)(1)(B). L.A. Printexâs registration error does not bar
its action against Defendants for infringement of its copyright
in C30020.
V
We REVERSE the district courtâs grant of summary judg-
ment, VACATE the award of attorneysâ fees, and REMAND
for further proceedings consistent with this opinion.