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Full Opinion
Attorney Kevin P. Curry contests an information filed in the county court by the Board of Bar Overseers (board) that unanimously recommends his disbarment for violating S.J.C. Rule 3:07, Canon 1, DR 1-102 (A) (2) and (4)-(6), as appearing in 382 Mass. 769 (1981), and S.J.C. Rule 3:07, Canon 7, DR 7-102 (A) (5) and (7), as appearing in 382 Mass. 785 (1981).
As we describe more fully below, Curry engaged in egregious, multiple, and prolonged violations of the disciplinary rules prohibiting attorneys from acts of deceit and dishonesty in their professional dealings and from acting in a manner prejudicial to the administration of justice. With no motive other than his own financial gain, and with no evidence, Curry persuaded a group of dissatisfied litigants (with whom he had no prior dealings) in a bitterly-contested, high-stakes civil matter that a Superior Court judge had “fixed” their case, so that it was “over before it began.” Curry then developed and participated in an elaborate subterfuge whose purpose was to induce or coerce the judge’s former law clerk into making statements that the law clerk otherwise would not have made about the judge and her delibera
Although unsuccessful, the ruse, which we describe below, caused needless embarrassment to a judge, an attorney, and then-respective families; mocked the foundations of good-faith dealings and respect for the orderly administration of justice on which the legal profession stands; and damaged the public’s perception of our legal system. Curry points to nothing that mitigates his actions or justifies a sanction short of disbarment.
We turn now to the background of this case, whose factual complexity requires a lengthy summary.
1. Background. We draw our recitation of facts from those found by the special hearing officer and adopted by the board, reserving recitation of certain facts for later discussion, as appropriate, and noting discrepancies where they occur. See Matter of Hilson, 448 Mass 603, 604 (2007). We focus on the facts most relevant to the information filed against Curry. For further details of the findings of the special hearing officer, see Matter of Crossen, post 533 (2008) (Crossen).
a. Demoulas litigation. This bar disciplinary proceeding has its origins in the protracted legal warfare between the family of George Demoulas and the family of Telemachus Demoulas over interests in the family supermarket business. See Demoulas v. Demoulas, 432 Mass. 43, 44 (2000) (recounting history of intrafamily litigation); Demoulas v. Demoulas Super Mkts., Inc., 424 Mass. 501, 504-509 (1997) (recounting substance of dispute). See also Demoulas v. Demoulas, 428 Mass. 555 (1998). Here we summarize only the most salient facts, beginning in 1990. By that time, Demoulas Super Markets, Inc. (DSM), and other entities jointly owned by the families of brothers George and Telemachus Demoulas were estimated to be worth approximately $1 billion.
The stock transfer case was tried before a jury. Judge Lopez directed verdicts for Telemachus’s children on certain counts. Subsequently, in May, 1994, the jury returned verdicts in favor of George’s family against Telemachus and his family for breach of duty related to the fraudulent transfer of stock and other interests belonging to the plaintiffs. Judge Lopez reserved the issue of damages.
The shareholder derivative case was tried before Judge Lopez without a jury from December 12, 1994, through May 15, 1995. Her decision was entered on August 3, 1995. Judge Lopez’s law clerk for the trial was then in his second year of clerkship for the Superior Court; he worked on the case from the fall of 1994 until the end of August, 1995, when his clerkship ended.
Both the stock transfer case and the shareholder derivative case took fateful turns in three decisions issued by Judge Lopez in August, 1995. First, as just noted, on August 3, 1995, judgment entered in the shareholder derivative case. Judge Lopez found that the defendants had improperly diverted corporate opportunities of DSM, and ordered the rescission of certain transactions, disgorgement of improperly obtained gains, and payment of attorney’s fees, all in favor of George’s family. The next day, on August, 4, 1995, Judge Lopez, responding to a request by the plaintiffs, vacated the directed verdict for Telemachus’s children that she had issued in the stock transfer case. Her new order directed that the disputed 400 shares of DSM stock be
With our decision affirming Judge Lopez, it was settled that Telemachus’s branch of the family would lose much of their control of the Demoulas businesses and fortune. Not surprisingly, the Telemachus Demoulas defendants were alarmed at this prospect. They were disappointed in the group of attorneys and law firms to whom they had paid millions of dollars in legal fees, and they were convinced that Judge Lopez was biased against them.
We turn now to the events germane to this disciplinary proceeding. At the time of the conduct at issue in this matter, approximately August, 1995, through August, 1997, the Demoulas litigations were still ongoing. The dockets in the Superior Court reflect numerous motions and other proceedings, and there were ongoing proceedings in both the Appeals Court and this court for several years after the events that we shall describe. See, e.g., Demoulas v. Demoulas Super Mkts., Inc., 428 Mass. 543 (1998).
b. The initial meeting with the Demoulas family. In 1995,
In August, 1995, approximately two weeks after Judge Lopez issued the Demoulas decision, Curry and Ernest Reid, a private investigator who had worked with Curry in the past, sent a letter to Telemachus proposing to meet with him concerning “a matter of importance and confidence.”
Curry’s aim was true. Telemachus was aghast that he had “been had.” He asked Curry what could be done. Curry informed Telemachus and the others that they would need evidence of what Curry described as Judge Lopez’s “prior corrupt acts” and “judicial misconduct” to take to this court and to the media. Curry volunteered himself and Reid to produce the evidence.
In November, 1996, Arthur T. gave Curry a resume that the law clerk, with Judge Lopez’s permission, had sent to various Demoulas defense counsel in the fall of 1995 seeking employment. Reid and Curry deduced from the resume that the law clerk was interested in international commercial civil litigation. Together they decided to contact the law clerk under the guise of offering him lucrative employment in that field. In the words of the special hearing officer, they concocted the law clerk’s “dream job.”
c. Initial meetings with the law clerk. To further their plan, Reid gathered public documents relating to the law clerk, his neighbors, his parents, and their neighbors. In April 1997, Reid
At their first meeting, Reid slightly changed course. He told the law clerk (falsely) that his client was a corporation with offices in Bermuda, New York, and Boston, and that the corporation was looking for in-house counsel. Using the pretext that his client demanded a candidate with excellent writing skills, Reid then asked him if he had worked on any “cases of note” while clerking for the Superior Court. The law clerk promptly replied, “[W]e wrote the Demoulas decision.” When asked to clarify, he said, “I wrote the decision.” He also told Reid that Judge Lopez had read, but not edited, the decision. A general discussion ensued about Judge Lopez, her husband, and her husband’s businesses. Reid left with a promise to be back in touch.
The next day, Reid met Curry in Forest Hills Cemetery, where they often met for confidential talks. Among other things, Reid recounted the law clerk’s remarks about authoring the Demoulas decision, and told Curry that the law clerk had sent him a copy of the decision. Curry then telephoned Arthur T. to report what he had learned from Reid.
On May 4, 1997, Reid called the law clerk to tell him that the “client” was impressed with the writing samples, especially the Demoulas decision. Reid arranged another interview for May 7, 1997. At the second meeting, Reid again emphasized the lucrative and adventurous aspects of the sham in-house position and probed more deeply into the authorship of the Demoulas decision. Among other things, the law clerk claimed that, although he discussed the case with Judge Lopez during the lengthy trial, the legal conclusions were his. When Reid asked if the case were rightly decided, the law clerk replied, “The
d. The first sham interview (Halifax). Reid subsequently reported to Curry that he did not have the “right vibes” from the law clerk at the second meeting and could not get what he “wanted” from him. The two decided on a third meeting with the law clerk, this time in Halifax, Nova Scotia. The special hearing officer did not credit Curry’s testimony that Halifax was chosen because it was a place Reid had always wanted to visit. She concluded that Halifax was chosen because, unlike Massachusetts, Nova Scotia is a jurisdiction in which recording a conversation is legal so long as one party consents to the tape recording.
The preparations for the Halifax interview were substantial. The plan was for Curry to present himself to the law clerk as “Kevin Concave,” an employee of a fictitious British Pacific Surplus Risks, Ltd. (British Pacific), an “international insurance underwriting business.” Richard LaBonte, a private detective recommended by Reid, would also be present at the Halifax interview.
Reid provided LaBonte with extensive documentation con
On June 5, 1997, the law clerk flew to Halifax. At a meeting room in the Citadel Hotel, he met “Kevin Concave” (Curry), who was introduced as the director of operations at British Pacific, and “Richard LaBlanc” (LaBonte), “the person who put out fires” for the company. As the interview progressed from introductory generalities to specifics about the supposed job, the law clerk began to stutter. “Concave” told the law clerk that they knew he stuttered, and reassured him that they were interested primarily in his writing skills. When he asked how they knew he stuttered, Curry produced a recommendation letter mentioning his stutter that had been written by attorney Stephen Mulcahy in support of the law clerk’s application for admission to the Massachusetts bar. The law clerk then volunteered that he did not personally know Mulcahy, but that Mulcahy had written the required recommendation letter as a favor to a mutual acquaintance, another attorney, who was unable to submit a letter.
The interview then proceeded with Curry spinning tales about the worldwide reach of British Pacific and the “adventures” the law clerk would have around the world in his work for the company. He told the law clerk that he would be paid in excess of $90,000 per year, in part to compensate him and his wife for lengthy stays they would be required to make in different countries. Then followed a series of questions by Curry and
Curry and LaBonte concluded the sham interview by asking a series of questions about the law clerk’s personal life, among them, his wife’s ancestry and the extent of her college and law school debt; the occupations of his parents, brothers, and sisters; and whether he had ever done anything illegal or had any “skeletons in [his] closet.” These questions, the special hearing officer found, were designed to elicit “compromising information” to use against the law clerk.
e. The aftermath of the Halifax sham interview. Back in
The same day he met with Crossen, Arthur T. also met with Curry to suggest that Crossen draft Curry’s affidavit about the interview. Curry took offense at this suggestion and drafted his own affidavit. In his statement, Curry swore that the law clerk had declared four times during the course of the interview that Judge Lopez was “predisposed to find for the Plaintiffs,” and that she had told him who the “bad guys and the good guys were” and who the “winners were going to be before the case began.” Curry also averred that the law clerk claimed to have written the entire Demoulas decision, and that his bar application contained a letter of recommendation from an attorney who did not know him.
LaBonte also drafted an affidavit, with the help of his own counsel. LaBonte’s affidavit indicates that the law clerk claimed “[o]n several occasions . . . that Judge Lopez was predisposed to find for the Plaintiff[s]” and that “before the start of the Trial . . . Judge Lopez told [the law clerk] that he will easily tell who was lying and that the Plaintiffs’] physical evidence will be overwhelming.” LaBonte signed and dated the affidavit and transmitted it by facsimile to Curry the next day.
On June 9, 1997, Curry met in Crossen’s office with Arthur
On or about June 11, 1997, Crossen determined that the best course of action would be to verify the Halifax information using his own investigators. See Crossen, supra at 539-540. He concluded that the best way to do this was to continue the job ruse and secretly tape record the law clerk’s statements in New York. At a subsequent planning meeting for the New York “interview” attended by Crossen, three of his investigators, and Arthur T, Curry spoke about how the second interview should be conducted based on Curry’s experiences with the law clerk.
The group ultimately decided that the law clerk would be told that the New York interview would be with a “decision maker” at British Pacific, a “Peter O’Hara.” O’Hara’s role was to be played by Peter Rush, a private investigator who previously had worked as a United States Secret Service special agent-in-charge in Boston. The planning group, which included Curry, also decided that LaBonte, whom the law clerk knew as “Richard LaBlanc” of British Pacific, should be present at the interview, and that Crossen and Stewart Henry, a private investigator, would go to New York to “monitor” the situation. We discuss the details of the New York interview in Crossen, supra at 542-545. Here it is sufficient to note that Curry was a
On the day of the interview, June 17, 1997, Curry arrived unexpectedly at the New York hotel suite where the interview was to take place to reiterate his opposition to the plan. Crossen disagreed. Curry remained at the hotel suite for approximately fifteen minutes, during which time he made a call from his cellular telephone and was heard to say, “Everything looks okay to me. It’s all set. . . . Anything else you want .... Okay. I’m out of here.”
2. Bar disciplinary proceedings. In January, 2002, the Office of Bar Counsel (bar counsel) filed a three-count petition for discipline against Curry, Crossen, and Donahue in connection with the law clerk matter. Among other things, the petition alleged that Curry “devis[ed] and participat[ed] in a scheme to induce a former law clerk under false pretenses into disclosing confidential communications with a judge regarding the decision-making process in a case,” in violation of Canon 1, DR 1-102 (A) (2), (4)-(6), and Canon 7, DR 7-102 (A) (5) and (7)
Pursuant to S.J.C. Rule 4:01, § 3 (2), as amended, 430 Mass. 1314 (1999), and rule 3.19 (a) of the Rules of the Board of Bar Overseers (2007), the board designated a special hearing officer to take evidence and make findings of fact, conclusions, and recommendations. Over the next eighteen months, the special hearing officer heard twenty-four days of testimony involving twenty-one witnesses, accepted 177 documents in evidence, and made numerous evidentiary rulings. Her report issued on May 11, 2005, concluding that Curry’s actions in connection with the law clerk matter violated all of the disciplinary rules under which he was charged, with one minor exception.
3. Standard of review. We review this appeal from the board’s recommendation for disbarment through a familiar lens. We deem the special hearing officer “the sole judge of the credibility of the testimony presented at the hearing” on bar counsel’s petition for discipline. S.J.C. Rule 4:01, § 8 (4), as appearing in 426 Mass. 1309 (1997). See Matter of Concemi, 422 Mass. 326, 328 (1996). Her credibility determinations will be upheld unless we are satisfied “with certainty” that a credibility finding was “wholly inconsistent with another implicit finding” (citation omitted). Matter of Barrett, 447 Mass. 453, 460 (2006). We accord great weight to the findings of fact, conclusions of law, and recommendations of the board on its review of the special hearing officer’s report, upholding subsidiary facts found by the board that are supported by substantial evidence when the record is viewed in its entirety. See Matter of Driscoll, 447 Mass. 678, 683 (2006). See also Matter of Segal, 430 Mass. 359, 364 (1999) (“While we review the entire record and consider whatever detracts from the weight of the board’s conclusion, as long as there is substantial evidence, we do not disturb the board’s finding, even if we would have come to a different conclusion if considering the matter de nova”). Although we give great weight to the recommendations of the board, they are not binding on this court. Matter of Hilson, 448 Mass. 603, 611 (2007). Matter of Fordham, 423 Mass. 481, 487 (1996), cert. denied, 519 U.S. 1149 (1997). We may reach our own conclusions. Matter of Anderson, 416 Mass. 521, 525 (1993). Ultimately, we must decide every case on its own merits, such that every offending attorney receives the disposition most appropriate in the circumstances. Matter of the Discipline of an Attorney, 392 Mass. 827, 837 (1984).
4. Challenged findings of fact. Curry accepts all of the special hearing officer’s findings of fact but one. In a footnote to his brief, he argues that there was clear error in her finding that he went to New York to try to stop the interview with the law
We now turn to Curry’s challenges to the board’s legal conclusions.
5. Violations of the code of professional responsibility. Curry claims that, contrary to the board’s conclusions, his conduct in setting up the first interview in Halifax to “secure admissions” about “improper conduct” by Judge Lopez in the stockholder derivative case was “proper and ethical.” The disciplinary rules, he says, do not prohibit “pretextual” interviews as a means of getting at the truth. Alternatively, Curry argues that, even if his conduct violated the rules, he acted reasonably and in good'faith in an area where the mies were unclear. He further contends that the testimony of his expert, which the special hearing officer excluded, would have supported his defense of good faith. Finally, Curry asserts that, “where highly responsible attorneys differ about whether [Curry’s] conduct was unethical, it is grossly unfair and unjust to disbar [him] in the case which announces a new rule.” We reject each of these arguments for the reasons explained below.
The purpose of the disciplinary roles and accompanying proceedings is to protect the public and maintain its confidence in the integrity of the bar and the fairness and impartiality of our
a. Dishonesty and false statements. The admonitions of the disciplinary rules against “conduct involving dishonesty, fraud, deceit, or misrepresentation,” DR 1-102 (A) (4), and “[kjnowingly mak[ing] a false statement of law or fact,” DR 7-102 (A) (5), both of which are central to this case, are not aspirational. They are not obscure. They harbor no implicit exception. Nor are they limited to statements made in court or to interactions between the lawyer and the client. Disciplinary Rule 1-102 (A) (4) applies, for example, to lawyers’ dealings with third parties. See, e.g., Matter of Hurley, 418 Mass. 649, 656-657 (1994) (conviction for conspiracy to defraud Internal Revenue Service); Matter of Hayeck, 13 Mass. Att’y Discipline Rep. 252 (1997) (impersonation of police officer); Matter of Glaser, 13 Mass Att’y Discipline Rep. 231 (1997) (conviction for conspiracy to commit larceny).
Curry’s conduct in this matter raised “dishonesty, fraud,
Curry argues, however, that his treatment of the law clerk was of a piece with instances in which lawyers employ undercover investigators to uncover discrimination in housing or employment or other violations of civil and criminal laws. It was not. The United States Supreme Court approved the use of
Curry’s scheme is different from such investigations not only in degree but in kind — as both the special hearing officer and
Curry also makes an analogy between his conduct and that of government prosecutors. This analogy is even less apt than the analogy to testers and other private investigators. As we discuss in Crossen, supra at 566-568, prosecutors are subject to a variety of powerful procedural and constitutional constraints on misleading and deceptive conduct to which private attorneys are not subject. See generally F.C. Zacharias & B.A. Green, The Uniqueness of Federal Prosecutors, 88 Geo. L.J. 207, 228-229 (Jan.
b. Harm to the administration of justice. Curry’s conduct was self-evidently “prejudicial to the administration of justice,” in violation of DR 1-102 (A) (5), for at least two reasons. First, the purpose of Curry’s project, and the basis on which he sought to insinuate himself into the Demoulas legal team, was to discredit and thereby disqualify Judge Lopez in an ongoing matter, even though he had no credible evidence of any kind to suspect Judge Lopez of a scintilla of bias against the defendants, or of any other judicial misconduct.
Second, Curry’s efforts to pierce the confidential communications of a former law clerk and a judge in a pending matter to benefit one of the litigants also constitute “conduct prejudicial to the administration of justice.” Curry insists that his contact with the law clerk was proper because “[tjhere is no privilege in Massachusetts protecting communications between a judge and her law clerk.”