Alliance to Protect Nantucket Sound, Inc. v. Energy Facilities Siting Board
AI Case Brief
Generate an AI-powered case brief with:
Estimated cost: $0.001 - $0.003 per brief
Full Opinion
In 2005, the Energy Facilities Siting Board (siting board), acting pursuant to G. L. c. 164, § 69J (§ 69J), approved the petition of Cape Wind Associates, LLC (Cape Wind), to build and operate two 115 kilovolt underground and undersea electric transmission cables or lines (transmission project, or transmission Unes) that would connect Cape Windâs proposed offshore wind-powered energy generating facility (wind farm) to the regional electric power grid. This court affirmed the siting boardâs decision. Alliance to Protect Nantucket Sound, Inc. v. Energy Facilities
In 2007, the Cape Cod Commission (commission) denied Cape Windâs proposed development of regional impact (DRI); approval of the DRI by the commission was one of the required âapprovalsâ for the transmission project. Soon thereafter, Cape Wind applied to the siting board pursuant to G. L. c. 164, § 69K (§ 69K), for a âcertificate of environmental impact and public interestâ (certificate, or § 69K certificate) that would constitute a âcompositeâ of the âindividual permits, approvals or authorizations which would otherwise be necessary for the construction and operationâ of the transmission project. Id. After conducting an adjudicatory proceeding, the siting board granted the requested certificate in May, 2009. Three of the interveners in the certificate proceeding appeal from the siting boardâs decision pursuant to G. L. c. 164, § 69P, and G. L. c. 25, § 5: the Alliance to Protect Nantucket Sound (Alliance), the commission, and the town of Barnstable (Barnstable) (collectively, petitioners). They seek reversal of the decision, and also request that we declare invalid a regulation of the Department of Environmental Protection (DEP). We affirm the decision of the siting board and conclude that the challenged regulation is valid.
Background.
Cape Windâs efforts to secure the necessary Federal and, of greater significance here, State and local regulatory approvals for its wind farm and transmission project have a lengthy history. In November, 2001, Cape Wind began to seek the permits required for the transmission project by fifing an expanded environmental notification form (ENF) with the Executive Office of Energy and Environmental Affairs (EOEEA). The filing set in motion a joint review by the EOEEA under the Massachusetts Environmental Protection Act (MEPA),
*667 âBecause MEPA (like the Cape Cod Commission Act) is the product of state law, not federal law, MEPA review (and by extension Cape Cod Commission review) applies only to those portions of the project that are located within Massachusetts, including its territorial waters (generally within three nautical miles of the low water mark of the shore). The proposed [wind farm] is located outside of Massachusetts and, therefore, is not subject to state regulatory requirements. There is one notable exception . . . federal law (pursuant to the Coastal Zone Management Act) specifically delegates review authority over projects in federal waters to the Coastal Zone Management Office of the adjacent coastal state . . . .â
In its review of Cape Windâs DRI application, the commission first deemed it incomplete for failure to include certain engineering plans and proof of control of the property along the transmission line route. Nevertheless, the commission held three days of public hearings in May, 2007, and after receiving additional information from Cape Wind, found the application complete as of August 3, 2007. The commission closed public hearings on August 8, 2007, triggering, under § 13 (a) of the Cape Cod Act, a sixty-day period for the commission to make a decision, in the absence of which Cape Windâs DRI application would receive constructive approval. The commission held additional public hearings in September, 2007, and sought still more information. At the commissionâs request, on September 11, 2007, Cape Wind agreed to extend the decision deadline to October 21, 2007, and provided responses to the specific information requests. On October 18, 2007, the commission denied the DRI application âwithout prejudiceâ on grounds that Cape Wind had not submitted the full body of information that it had sought and that Cape Wind would not agree to another extension of the decision deadline.
Cape Wind did not appeal from the DRI decision, but in November, 2007, filed an initial petition with the siting board
In December, 2007, Cape Wind filed a formal certificate application, which the siting board consolidated with Cape Windâs initial petition. See G. L. c. 164, § 69L; 980 Code Mass. Regs. §§ 6.02, 6.03. The siting board granted intervener status to the five government entities with permits at issue â Barnstable, Yarmouth, DEP, the Executive Office of Transportation and Public Works, and the commission; and to three nonprofit
Each of the petitioners filed an appeal from the siting boardâs decision in the county court pursuant to G. L. c. 164, § 69P, and G. L. c. 25, § 5. A single justice consolidated the petitionersâ appeals, consolidated with them Barnstableâs and the commissionâs appeal in an action Barnstable and the commission had brought against the siting board in the Superior Court,
A. Jurisdictional authority claims. 1. Authority to override a DRI decision by the commission. The petitioners assert that the siting board had no jurisdiction under § 69K to grant the equivalent of an approval of Cape Windâs DRI, and thereby to override the commissionâs denial. We consider each of their arguments, and conclude that none has merit.
a. Cape Cod Act. Section 17 (b) of the Cape Cod Act states that â[a]ny party aggrieved by a commission decision on a [DRI] may appeal the commissionâs decision to the Barnstable county superior court or the land courtâ; § 17 (d), in turn, provides that â[t]he foregoing remedy shall be exclusive.â The petitioners take the position that the Cape Cod Act, enacted in 1989, controls as more specific and more recent legislation than the siting boardâs enabling statute, G. L. c. 164, §§ 69G-69Q (siting board statute), originally enacted in 1973. Accordingly, in their view, § 17 (d) of the Cape Cod Act provides Cape Windâs exclusive avenue to challenge the commissionâs DRI denial.
Applying these principles here, we find no disabling inconsistency between the siting board statute and the Cape Cod Act. Rather, as the facts of these cases illustrate, the two statutes can be read together, giving meaning and purpose to both.
As this review indicates, the two statutes can operate harmoniously together. The fact that § 69K authorizes the siting board to issue a certificate for a particular project that supersedes a commission decision under the Cape Cod Act does not thereby make the statutes inconsistent.
b. The commission as local agency or body. The first paragraph
2. Authority to include the equivalent of a c. 91 tidelands license in a § 69K certificate. The Alliance, joined by Barn-stable, claims that § 69K does not authorize the siting board to include in a certificate granted under that section any type of license relating to the Commonwealthâs tidelands.
The public trust doctrine expresses the governmentâs longstanding and firmly established obligation to protect the publicâs interest in the tidelands and, in particular, to protect the publicâs right to use the tidelands âfor, traditionally, fishing, fowling, and navigation.â Moot v. Department of Envtl. Protection, 448 Mass. 340, 342 (2007) (Moot I). See Trio Algarvio, Inc. v. Commissioner of the Depât of Envtl. Protection, 440 Mass. 94,
The Legislature has delegated to DEP the authority to license âstructuresâ in the Commonwealthâs tidelands, provided that they âserve a proper public purpose and that said purpose shall provide a greater public benefit than public detriment to the rights of the public in said lands.â G. L. c. 91, § 14. See id. at § 18. In doing so, DEP is to âprotect the interests of the Commonwealthâ in the tidelands. Id. at § 2. Section 69K, in turn, grants authority to the siting board to issue a certificate in accordance with §§ 69K-690, which
âshall be in the form of a composite of all individual permits, approvals or authorizations which would otherwise be necessary for the construction and operation of the facility[26 ] and that portion of the certificate which relates to subject matters within the jurisdiction of a state or local agency shall be enforced by said agency under the applicable laws of the commonwealth as if it had been directly granted by the said agencyâ (emphasis added).
Other sections of the siting board statute support our reading of § 69K, most significantly, G. L. c. 164, § 690 (§ 690). That section specifies the issues on which the siting board must make findings in its decision whether or not to grant a § 69K certificate, and provides that the siting board must take into account whether the facility seeking the certificate will conform to the various laws, ordinances, and regulations that would otherwise govern it in the absence of a § 69K certificate. G. L. c. 164, § 690 (3). See note 36, infra, where § 690 is quoted in full. One set of such laws is c. 91, §§ 2, 14 and 18, with their requirement that DEP protect the publicâs interest in tidelands in issuing any license or permit pursuant to c. 91. Because § 69K delegates to the siting board both the power and the obligation to stand in the shoes of DEP, if DEP had not made the findings that the siting board adopted here,
In sum, we find in § 69K a sufficiently articulated legislative delegation of authority to the siting board to act in the place of DEP, and to administer the public trust rights within DEPâs jurisdiction in the limited context of deciding whether to approve the equivalent of a c. 91 tidelands license.
In reaching this conclusion, we also reject the alternative argument advanced by the Alliance that focuses on the following language in the final clause of § 69Kâs first paragraph:
âThe [siting] board shall consider [a] petition providing: . . . the facility cannot be constructed due to any disapprovals, conditions or denials by a state or local agency or body, except with respect to any lands or interests therein, excluding public ways, owned or managed by any state agency or local governmentâ (emphasis added).
According to the Alliance, the quoted âexceptâ clause means that the siting board has no power whatsoever to take action with respect to a license or permit that an agency has disapproved, conditioned or denied if that license or permit pertains to âpublicâ lands â that is, lands owned or managed by any State or local agency â including tidelands managed by DEP under c. 91. The siting board considered but disagreed with the Allianceâs argument, concluding:
âRead in context, the [âexceptâ clause] in [the first paragraph of § ] 69K means that a petitioner may not rely upon a state agency or local government refusal with respect to public lands as a basis to file an initial petition. However, this language does not govern the scope of the Certificate, which is addressed in the [fifth] paragraph of [§ ] 69K, and which states that a Certificate takes the place of âallâ state or local permitsâ (emphasis in original).
We accord substantial discretion to an agency to interpret the statute it is charged with enforcing, especially where, as here, see § 69H (1), the Legislature has authorized the agency to promulgate regulations. City Council of Agawam, 437 Mass. at 828. See Middleborough v. Housing Appeals Comm., 449 Mass.
3. Jurisdiction to consider âin-State impactsâ of the wind farm. In its decision, the siting board adopted the presiding officerâs determination that it lacked jurisdiction to consider the âin-State impactsâ of the wind farm itself due to the location of the wind farm in Federal waters, and therefore that the scope of the certificate proceeding would be limited to the transmission lines only and evidence concerning the wind farmsâs impacts would be excluded. See note 14, supra. The petitioners assert that no such jurisdictional limitation exists, and the siting board was obliged to assess the in-State impacts of the entire wind farm project in making its § 69K certificate decision.
There is no dispute that the wind farm, located entirely in
First, the siting board statute generally, and §§ 69J, 69K, and 690 in particular, state with unmistakable clarity that the siting boardâs regulatory point of focus at all times is to be on the proposed âfacility.â The petitioners do not, and could not, dispute that Cape Windâs two new 115 kilovolt electric transmission lines constitute the only âfacilityâ subject to the siting boardâs review in this case. Accordingly, insofar as § 690 (2) directs the siting board to make findings relating to âconsiderations of environmental protection, public health and public safety,â those findings are solely to concern âthe compatibility of the facilityâ with such considerations (emphasis added).
The second reason the petitionersâ bid for review of the wind farmâs impacts fails is the one the siting board cites: the wind farm itself will be within Federal jurisdiction, and Federal jurisdiction in this area is paramount. See United States v. Maine, 420 U.S. 515, 522, 524 (1975) (âcontrol and disposition [of all lands underlying sea] in the first instance are the business of the Federal Government rather than the Statesâ; âparamount rights to the offshore seabed inhere in the Federal Government as an incident of national sovereigntyâ); Ten Taxpayer Citizens Group v. Cape Wind Assocs., LLC, 373 F.3d 183, 196-197 (1st Cir. 2004), cert, denied, 543 U.S. 1121 (2005) (Ten Taxpayer Citizens) (by enacting Outer Continental Shelf Lands Act of 1953 [OCSLA], 43 U.S.C. §§ 1331 et seq., âCongress retained for the federal government the exclusive power to authorize or prohibit specific uses of the seabed beyond three miles from shoreâ); Alliance to Protect Nantucket Sound, Inc. v. Department of the Army, 398 F.3d 105, 107-108 (1st Cir. 2005).
If the siting board were to assert authority to consider the impacts of the wind farm itself, as the petitioners argue that it should, presumably that authority would encompass the power to deny or condition Cape Windâs requested certificate on account of such impacts. But a denial of the certificate on that ground, or even conditioning, would be tantamount to a denial of the wind farm project itself, because, as the siting board found in its § 69J decision approving construction of the transmission project in 2005, the transmission lines are necessary for the wind farmâs operation. See Alliance I, 448 Mass, at 49-50, 55-56. The siting board does not have authority to do indirectly what it cannot do directly. See Ten Taxpayer Citizens, supra. Cf. New England Legal Found, v. Massachusetts Port Auth., 883 F.2d 157, 174 (1st Cir. 1989) (holding defendant authorityâs landing fee regulations invalid under Federal law; fee regulations âappear to be an attempt to modify conduct [e.g., control air traffic] rather than to recover operational cost, and are thus an incursion into an area of regulation preempted by [Federal law], [The authority] cannot do indirectly what it is forbidden to do directlyâ). Contrast Leisure Time Cruise Corp. v. Barnstable, 62 F. Supp. 2d 202, 208-209 (D. Mass. 1999) (where local and regional authorities sought to regulate aspects of actual docking of plaintiffâs boat in Hyannis Harbor, this regulation was âancillary to Leisure Timeâs operation of its gambling cruiseâ in Federal waters, and not preempted under applicable Federal law). Contrast also North Landers Corp. v. Planning Bd. of Falmouth, 382 Mass. 432, 436-438 (1981) (language of subdivision control statute, G. L. c. 41, § 81M, was clear in authorizing planning board to evaluate adequacy of public way outside proposed subdivision in ruling on subdivision plan); Dupont v. Dracut, 41 Mass. App. Ct. 293, 295 (1996) (under established principles of zoning law, defendant town of Dracut
We emphasize that the siting board properly could, and did, consider the in-State impacts of the entire length of Cape Windâs transmission lines even though the lines will lie in part in Federal waters because those impacts relate directly to the âfacilityâ over which the siting board has jurisdiction. See Leisure Time Cruise Corp. v. Barnstable, supra. In doing so, the siting board met its public trust obligations arising from the fact that the facility under review is located in Commonwealth tidelands. Here, the siting board, through the presiding officer, allowed the testimony of the petitionersâ witnesses so far as it pertained to the transmission project; the testimony deemed inadmissible related solely to the claimed impacts of the wind farmâs turbines. See note 16, supra. The siting boardâs presiding officer did not abuse her discretion or commit other error of law by ruling that evidence related to general in-State impacts of the wind turbines, unconnected to the transmission project, was inadmissible.
The wind farm, including its in-State impacts, has undergone extensive scrutiny by Federal and State agencies. In addition to the National Environmental Policy Act review by the Minerals Management Service, see note 6, supra, the Coastal Zone Management Office (CZM) has certified to Federal permitting authorities that Cape Windâs entire project, including the wind farm, will be consistent with CZM policies.
4. Cape Windâs organizational status. Section 69K provides that â[a]ny electric . . . company which proposes to construct or operate facilities in the commonwealth may petition the siting board for a certificate.â The term âelectric companyâ is defined in G. L. c. 164, § 1, as âa corporation organized under the laws of the commonwealth for the purpose of making . . . selling, transmitting, distributing, transmitting and selling, or distributing and selling, electricity within the commonwealth.â The commission argues that because a limited liability company is not a corporation, see G. L. c. 156C, § 2 (5); CFM Buckley7 North, LLC v. Assessors of Greenfield, 453 Mass. 404, 407 (2009), Cape Wind does not qualify as an electric company as defined by § 1, and, thus, the siting board had no jurisdiction to entertain its certificate petition under § 69K. While questions of subject matter jurisdiction may be raised at any time, Commonwealth v. DeJesus, 440 Mass. 147, 151 (2003); Litton Business Sys., Inc. v. Commissioner of Revenue, 383 Mass. 619, 622 (1981), the commission has waived the issue by failing to raise it before the siting board. âThe question at the heart of subject matter jurisdiction is, âHas the Legislature empowered the [agency] to hear cases of a certain genre?â â Doe, Sex Offender Registry Bd. No. 3974 v. Sex Offender Registry Bd., ante 53, 56-57 (2010) (Doe No. 3974), quoting Wachovia Bank, Natâl Assân v. Schmidt, 546 U.S. 303, 316 (2006). See Middleborough, 449 Mass, at 520, quoting Blackâs Law Dictionary 870 (8th ed. 2004) (âSubject matter jurisdiction is âjurisdiction over the nature of the case and the type of relief soughtâ â). The Legislature has designated the siting board as the administrative authority empowered to hear and grant petitions for certificates or composite