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Full Opinion
The defendant, Jonathan Blacker, appeals from a March 4, 2005, abuse prevention order issued against him pursuant to G. L. c. 209A at the behest of his ex-wife, Faye Ginsberg.
Facts.
This period of rising tensions between the parties
Blackerâs response to Ginsbergâs evidence consisted of vehemently controverting every one of her allegations, denying in particular that he had ever entered the house unannounced, yelled at her, sworn at her, made any threats to her or her family, or raised his hand to her âeven half an inchâ (indeed, he protested that he had ânever raised [his] hand to a single human being in [his] Ufeâ). He described his conduct during the February 3 incident (about which he admitted he could not recall details) as âjust sort of expressing] . . . frustrationâ over the supposed haircut, in a normal and âfriendly,â though âstem,â tone of voice. The judge expressly noted that, as Blacker testified about his âfrustration,â âhe was doing [in court] exactly what [Ginsberg] said he did with his hands,â as to which conduct the judge observed, â[tjhatâs an assault.â
Discussion. The issue presented is whether the judge could properly conclude that a preponderance of the evidence demonstrated that Blacker had, on February 3, 2005, placed Ginsberg âin fear of imminent serious physical harm,â which constitutes âabuseâ justifying the issuance of a protective order under G. L. c. 209A, §§ 1 and 3. See Iamele v. Asselin, 444 Mass. 734, 735, 739-740 (2005); Uttaro v. Uttaro, 54 Mass. App. Ct. 871, 873-874 (2002).
We note that, for c. 209A purposes, the conduct proscribed as abuse âclosely approximates the common-law description of assault, see Commonwealth v. Gordon, 407 Mass. 340, 349 (1990).â Uttaro v. Uttaro, supra at 873. Under the common law, âit is
We have no difficulty in upholding the judgeâs implicit findings that Blackerâs conduct, by word and act, on February 3, 2005, was not only âmenacing by objective standards,â Commonwealth v. Slaney, 345 Mass. 135, 140 (1962), but created an apprehension of imminent serious physical harm on the part of Ginsberg that was objectively reasonable. Blackerâs intimidating behavior toward his ex-wife, as testified to by Ginsberg and credited by the judge, rationally could be interpreted by the judge as âcreating] a picture of a volatile situation in which the possibility of physical abuse was present.â Commonwealth v. Gordon, 407 Mass, at 350. Moreover, it readily could be inferred from Blackerâs conduct on February 3, 2005, that Ginsberg, even if she had not expressly so testified, reasonably apprehended that force âmight be used against herâ (emphasis added), Commonwealth v. Robicheau, 421 Mass. 176, 181 (1995),
The requisite element, that the plaintiff must reasonably apprehend âimminent serious physical harm,â is satisfied by the threat Blacker communicated through his hands flailing in Ginsbergâs face, so close to her that his angry shouting caused his spittle to spray upon her face. While naked hands (and other body parts) are not, as matter of Massachusetts law, dangerous weapons, it has been acknowledged that they may be used to inflict âdisabling or disfiguring injuries,â serious enough to
Blacker contends that Ginsberg could not have reasonably had an imminent fear of serious physical harm at the February 3, 2005, confrontation because he had never physically struck or harmed her during the course of their relationship (a fact Ginsberg conceded). The absence of physical harm prior to the abusive incident may be a factor to be considered in the totality of the circumstances but does not remove Blackerâs conduct on February 3 from the category of abuse. The facts in Commonwealth v. Gordon, 407 Mass. at 341-343, are instructive on this issue. There, the court held that âabuseâ as defined in G. L. c. 209A, § 1 (in the context of a prosecution for the defendantâs violation of a c. 209A order to refrain from âabusingâ his wife), could be found on the following facts that did not involve any past or contemporaneous physical abuse or violence:
âIn the present case, there was evidence of a verbal outburst between the defendant and [his wife] five days before the incident in question, during which the defendant called his wife a âbitchâ and a âwhore.â [The wife] testified that, at this time, she was âupset,â and that she âdidnât know what [the defendant] was going to do next.â At the next meeting between [the wife] and the defendant, on November 15, 1988, the defendant arrived at the house unannounced, and when [his wife] refused to respond to the defendantâs requests that she open the door, the defendant said that [she] was being âimmature and ridiculous.â Despite [his wifeâs] obvious unwillingness to speak with him, the defendant left his automobile when she appeared and prevented [her] from closing the front door by propping his back against it.
âIn these circumstances, we cannot say that a jury could not conclude beyond a reasonable doubt that [the wife] entertained a reasonable apprehension that her husband might physically abuse her. The fact that the defendant had violated an order to remain away from the house, the evidence of the tension between the parties, the previous verbal abuse by the defendant, and the defendantâs physi*146 cal actions in holding open the door when [his wife] clearly desired to avoid contact could reasonably be combined by the jury to create a picture of a volatile situation in which the possibility of physical abuse was present.â
Id. at 349-350.
The facts in the instant case â Blackerâs flying into a rage at an objectively trivial incident (his mistaken perception about his sonâs haircut), his pulling at his hair while pacing back and forth, his thrusting of his waving hands into Ginsbergâs face while screaming at her so uncontrollably as to project his saliva into her face, his pursuing her upstairs and downstairs as she tried to avoid his presence, as well as his obscene verbal abuse, all done in the presence of his young son and against the background of his wishing that Ginsberg and her family âshould be shotâ for having âruined his Ufeâ â are far more egregiously threatening and violent than those found sufficient to constitute abuse in Gordon.
The Probate and Family Court judge â undoubtedly experienced with and sensitive to the unfortunate fact that most litigants involved in family disputes and dissolutions are in turmoil, often angry, in their most unreasonable frames of mind, and at their emotional breaking points â had the unrivaled
Ginsberg has requested an award of her appellate attorneyâs fees. We do not, however, view Slackerâs appellate arguments as so egregious, misleading, or foredoomed to defeat as to justify the request. See Symmons v. OâKeeffe, 419 Mass. 288, 303-304 (1995). Contrast Avery v. Steele, 414 Mass. 450, 451-453, 455-457 (1993), and cases cited. She is, of course, entitled to her costs in successfully defending against the appeal. See Mass.R.A.P. 26, as amended, 378 Mass. 925 (1979).
So ordered.
Tte parties were married in 1985 and divorced in 2003. They had two children, a daughter who was a college freshman at the time of the hearing, and a thirteen year old son who was disabled and lived with his mother in the marital home, although the parties shared legal custody. The March 4, 2005, order would have expired, without further judicial action, on March 3, 2006, and the record is silent as to its present status. Blackerâs appeal is not moot even if the order did expire. See Frizado v. Frizado, 420 Mass. 592, 593-594 (1995); Szymkowski v. Szymkowski, 57 Mass. App. Ct. 284, 285 n.3 (2003).
The defendant purports also to be challenging the February 14, 2005, ex parte abuse prevention order that was continued for one year by the March 4 order (both orders having been entered on essentially the same evidentiary basis). Assuming that such a separate challenge may be maintained, cf. Larkin v. Ayer Div. of the Dist. Ct. Dept., 425 Mass. 1020, 1020 (1997); Corrado v. Hedrick, 65 Mass. App. Ct. 477, 483 (2006), we need not address the issue because the defendant did not file a notice of appeal with respect to the ex parte order.
Since the judge made no oral or written findings, we recite the evidence in some detail. See Keene v. Gangi, 60 Mass. App. Ct. 667, 667 n.1 (2004). The judgeâs questions during the hearing and her ultimate decision make it clear that she credited Ginsbergâs version of the evidence and rejected Blackerâs conflicting testimony, which essentially consisted of denying all of Ginsbergâs charges and describing her affidavit in support of the ex parte order as entirely false (a position which the judge questioned at the hearing). We accord the credibility determinations of the judge who âheard the testimony of the parties . . . [and] observed their demeanor,â Pike v. Maguire, 47 Mass. App. Ct. 929, 929 (1999), the utmost deference. See Matsushita Elec. Corp. of America v. Sonus Corp., 362 Mass. 246, 254 (1972); New England Canteen Serv., Inc. v. Ashley, 372 Mass. 671, 675 (1977).
Ginsberg testified that she allowed Blacker a key to the house so that he could have access in the event of an emergency involving their disabled son or her daughter returning from college when Ginsberg might be unavailable. After the February 3, 2005, incident, she changed the locks.
On cross-examination, Ginsberg admitted that during the month prior to the February 3 incident there had been a few instances of nonhostile interactions between the parties. Those occasions, however, involved either their joint efforts to assist their children (Blockerâs driving their daughter and Ginsberg to and from the airport, assisting with their daughterâs college application process, staying at the house with the son when Ginsberg was away) or to maintain the marital home (Blockerâs being requested to come to fix a malfunctioning alarm system). Those instances appeared to represent, at best, a truce in their ongoing conflict for their limited mutual self-interest, rather than any warming of relations. Blacker complains in his brief that the judge refused to allow his counsel to cross-examine Ginsberg regarding her allowing him to drive her and the children to visit her relatives on Christmas Eve but does not present a coherent argument that the judgeâs action was an abuse of discretion or otherwise erroneous. He also asserts that the trial judge âshowed animusâ toward his counsel and âmay have been biased,â but also makes no acceptable appellate argument on the point. Blackerâs brief further mentions the fact that Ginsberg conceded that she was aware that Blacker had recently filed a complaint for modification of his alimony and support obligations, apparently to suggest that Ginsberg was using the protective order process to gain leverage in the modification proceeding, but no evidence supporting that proposition (which would go only to the issue of credibility at the hearing) appears in the record, and no reasoned argument directed to the matter appears in Blackerâs brief. All of these abortive âargumentsâ fail to comply with Mass.R.A.P. 16(a)(4), as amended, 367 Mass. 921 (1975).
The sonâs aide testified to witnessing both the February 3 incident over the haircut and prior yelling between the parties. Blacker advances no argument regarding the significance of Ginsbergâs delay in seeking the order (a delay that can be regarded as understandable in light of the fact that she relied on Blackerâs assistance with their disabled son, maintaining the house and, to a lesser extent, helping their daughter). Contrast Keene v. Gangi, 60 Mass. App. Ct. 667, 669-670 (2004).
In Commonwealth v. Delgado, 367 Mass. at 437 n.3, the court noted the similarity of the offense of criminal assault in Massachusetts law to the civil tort of assault, as set forth in the Restatement (Second) of Torts § 31 (1965), which provides that words may create liability for assault when uttered âtogether with other acts or circumstances . . . [that] put the other in reasonable apprehension of an imminent harmful or offensive contact with his person.â The distinction between civil and criminal assault is that in the latter case the Commonwealth need not prove that the victim was actually in fear or apprehension of harm. See Commonwealth v. Slaney, 345 Mass. 135, 138-139 (1962).
Compare Restatement (Second) of Torts § 29 (1965), where it is said that, although liability for assault requires that the defendant âput the [victim] in apprehension of an imminent contact,â ibid., it is not required that the defendant be able instantly to carry out the physical violence threatened by his words and conduct: â âImminentâ does not mean immediate, in the sense of instantaneous contact, as where the [victim] sees the actorâs fist about to strike his nose. It means rather that there will be no significant delay. It is not necessary that one shall be within striking distance of the other .... It is enough that one is so close to striking distance that he can reach the other almost at once . . . .â Id. § 29 comment b.
Although our research has not disclosed such cases in Massachusetts, courts in other jurisdictions have held that shouting angrily at a person and raising a hand (or shaking a fist) in that personâs face constitutes an actionable assault insofar as it reflected a credible threat to strike the other person. See, e.g., Plonty v. Murphy, 82 Minn. 268, 269 (1901) (the defendant-landlord, angry over some refiise left in his yard by the plaintiff-tenantâs five year old son, âunceremoniously entered the [plaintiffâs] kitchen, where she was at work . . . [and] remained in the house about ten minutes, talking in an excited and angry manner, shook his fist at plaintiff when within striking distance, raised his hand as if he would strike her, and she testified that she was afraid he would strike. His tone of voice was loud .... It is quite evident that the defendant unjustifiably intruded himself upon plaintiff by entering the kitchen in which she was at work, and, according to her testimony, became violent in language and threatening in manner. . . . [T]he jury was justified in finding that defendantâs behavior was . . . reasonably calculated to create apprehension of present violence, and a fear that he might go further, and commit a battery upon plaintiffâs person . . .â); Howell v. Winters, 58 Wash. 436, 437 (1910) (court approved instruction that âif you believe her testimony that he shook his fist in front of her face angrily and unlawfully, when he was in such proximity to her, as that he could, or might have struck her, also near enough to produce a feeling on her part that she might be struck â that would be an assaultâ). Compare Stephens v. Myers, 172 Eng. Rep. 735, 735 (1830) (holding that one who approached another in a threatening and hostile manner, with angry words and a clenched fist, even if ânot near enough for any blow,â commits âan assault at lawâ).
Cf. Commonwealth v. Robicheau, 421 Mass. 176 (1995), also a case turning on whether the defendant had abused the victim as defined in G. L. c. 209A, § 1, which would constitute the common-law crime of assault. The facts there were as follows:
âThere were no allegations that the defendant physically harmed the victim, caused her to engage involuntarily in sexual relations, or attempted to do either. Therefore, any violation of the order to refrain from abuse must have been based on an allegation that the defendant placed the victim in fear of imminent serious physical harm. . . . [T]he jury could have found that the defendant had parked his automobile in front of the victimâs home, from which he had been enjoined by court order to remain away. Further, the jury could have found that, when he had previously come to the victimâs residence, she had requested that he leave and informed him that his presence was in violation of the [c.] 209A order. The credible evidence was that on this occasion, when the victim made the same request, the defendant got out of his automobile, stood in the middle of the street in front of her residence, yelled obscene language, and made an obscene gesture. He also made an ambiguous statement that he would do exactly as he pleased. He then drove away with a loud, aggressive display. Soon thereafter, the defendant stated over the telephone that he would kill her. ... In addition, the victim specifically testified that the defendantâs conduct scared and upset her. She also testified that she feared he would carry through his stated intention to kill her. ... In these circumstances, a jury were more than justified in finding beyond a reasonable doubt that the victimâs fear was reasonable.â
Id. at 181-182. The existence of prior c. 209A orders against the defendant in
Blacker, in conclusory fashion, asserts that the judgeâs analysis suffered from a âfatal flawâ in that she used the phrase âfear of imminent serious harmâ without the word âphysical.â Once again, his presentation fails to meet appellate standards, see note 5, supra; and we have no doubt that the judge â presented with Ginsbergâs affidavit twice alleging that Blacker had âplaced me in fear of imminent serious physical harmâ and her testimony that âthis man has a violent streakâ and that she feared âthe violence is imminent,â as well as Slackerâs reiterated protestations that he had never used physical force against Ginsberg (or anyone) in his life and the judgeâs awareness of the law of assault â could not have failed to be aware of the proper statutory standard regarding physical harm.