Karen L. Erickson v. Trinity Theatre, Inc., Individually and D/B/A Trinity Square Ensemble
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The plaintiff Karen Erickson brought this action seeking a. preliminary and permanent injunction' to prevent the defendant Trinity Theatre d/b/a/ Trinity Square Ensemble (âTrinityâ) from performing three plays and using two videotapes to which she owned the copyrights. The magistrate judge recommended enjoining the performance of the plays but not the use of the videotapes. Both parties filed objections. The district court sustained Ms. Ericksonâs objections to the portions of the recommendation addressing the videotapes but denied Trinityâs objections to the portion of the recommendation addressing performance of the plays. Accordingly, the district court enjoined Trinity from using either the plays or the videotapes. Trinity now appeals. We now affirm.
I
BACKGROUND
A. Facts 1
Ms. Erickson was one of the founders of a theatre company in Evanston, Illinois, that ultimately became known as Trinity Theatre. Between 1981 and January 1991, Ms. Erickson served Trinity in various capacities: as playwright, artistic director, actress, play director, business manager, and member of the board of directors. This suit revolves around Ms. Ericksonâs role as playwright.
At issue here are the rights to three plays: Much Ado About Shakespeare (âMuch Adoâ); The Theatre Time Machine (âTime Machineâ); and Prairie Voices: Tales from Illinois (âPrairie Voicesâ). Much Ado is a compilation of scenes and sonnets from William Shakespeare and other writers of his time. Ms. Erickson revised this work from an earlier script entitled Sounds and Sweet Aires. Michael Osborne, a Trinity actor, testified that Ms. Erickson compiled Much Ado in 1988 and that many decisions about what was to be included were made during rehearsals. Osborne identified two portions of the copyrighted script that resulted from his suggestions: a passage to Macbeth and the *1064 introduction to the play. The editing of the text, Osborne continued, was accomplished largely by consensus; however, when a consensus could not be had, Ms. Erickson made the final decisions. Osborne further testified that he understood at the time that the play was being created for Trinity and not for Ms. Erickson. Ms. Erickson does not dispute the process described by Osborne, but characterizes it differently. She perceived the process only as actors making suggestions for her script.
Time Machine is a play of five scenes based on a public domain Native American folk tale. Each scene depicts dramatic styles from different historical periods. Ms. Erickson received a copyright registration for Time Machine on September 12, 1988. She described the development of the play as beginning in 1977 when she was in school. At that time, she wrote the Greek-style drama scene. Later, while teaching high school drama, she wrote the second scene based on commedia dellâarte. She also began work on the melodrama and improvisational scenes of the play at that time. Ms. Erickson started producing the play independently of Trinity in 1984 with two other actors, Paddy Lynn and Will Clinger. Ms. Erickson claimed that she worked to develop the scenes alone; however, the evidence shows that the actors were involved in the development of the melodrama and improvisational scenes. The improvisational process, as described by Ms. Lynn, is a form of theatre in which there is no script. Rather, actors work with an idea and a loose structure to create a play. Ms. Lynn described the development of the improvisational scene in Time Machine as a collaborative effort. However, she conceded that Ms. Erickson took all of the notes from rehearsals and compiled them into the script; furthermore, nothing was included in the script without Ms. Ericksonâs approval. Initially, Ms. Erickson attributed the script to both herself and to Ms. Lynn. Ms. Lynn also received royalties for performances of the play. Ms. Erickson denied that she ever intended to include Ms. Lynn as joint author. She conceded that Ms. Lynn was credited on publicity materials as an author but denied that she approved such credit. The later change in attribution, Ms. Erickson claims, merely corrected the initial error.
In 1990, Ms. Erickson developed Prairie Voices, a play based on tales from Illinois history. She had the idea to develop the play as a Trinity production. Her original intent was to launch a collaborative effort in which each of the actors would contribute a story to the play. However, none of the actors initiated writing a script and the play, as it resulted, was based entirely on tales provided by Ms. Erickson. As with Time Machine, Ms. Erickson worked with the actors in the improvisational format. Although testifying that she alone wrote the play, Ms. Erickson admitted that the actors provided ideas for the dialogue. Another actor, Ruth Ann Weyna, testified that the writing of the play was a creative process involving a number of actors. However, she conceded that Ms. Erickson controlled what eventually was put in the script.
In 1987, Trinity began paying Ms. Erickson royalties for its performances of her plays. On July 5, 1988, Ms. Erickson entered into a two-year licensing agreement with Trinity that designated her as a âplaywrightâ entitling her to royalties for performances of two of her plays, Much Ado and Time Machine. Trinity stipulated that it also paid Erickson royalties for its performances of Prairie Voices, although that play was not expressly covered by the licensing agreement. Trinity continued to pay Ms. Erickson royalties after the expiration of the licensing agreement. Trinity discontinued making royalty payments on November 15, 1990.
Ms. Erickson was also subject to an actorsâ agreement with Trinity. In July 1988, Ms. Erickson signed the agreement which stated: âThe actor expressly agrees that Trinity reserves the rights to any recording, audio, video or both of the Production....â The contract covered the tour which was forecast to run through June 30, 1989.
Ms. Erickson left Trinity Theatre in January 1991. Shortly thereafter, she applied for and was issued copyright registration for Much Ado and Prairie Voices. Concurrently, she received registration for the video productions of Time Machine, taped in Octo *1065 ber 1989, and Prairie Voices, taped in November 1990. She had previously obtained, a copyright certificate for Time Machine on September 12, 1988. On January 21, 1991, Ms. Ericksonâs attorneys wrote Trinity a letter demanding that the theatre discontinue performing the plaintiffs plays. Trinity refused to comply with the request.
On April 3, 1991, Ms. Erickson filed a seventeen-count complaint against Trinity Theatre, members of Trinityâs management, and individual Trinity actors seeking injunc-tive and legal relief in which she alleged copyright infringement, unfair competition, and other related tortious activity. In October 1992, Ms. Erickson filed a motion for a preliminary injunction to prevent the defendant from producing or performing five plays for which- Ms. Erickson claimed exclusive copyright ownership, from displaying videotapes, photographs, and brochures regarding these plays, and from reproducing any materials from a copyrighted work entitled âDrama/Learning Process.â After a partial settlement agreement, the parties stipulated that the district court did not need to resolve the plaintiffs request for injunctive relief as to two of the five plays. As a result, the only plays at issue for purposes of the plaintiffs motion for preliminary injunction were Time Machine, Much Ado, and Prairie Voices, as well as videotapes of Time Machine and Prairie Voices.
B. Prior Proceedings
1.
The magistrate judge reviewed the elements necessary to issue a preliminary injunction but focused her analysis, by agreement of the parties, on the likelihood of success on the merits.
The magistrate judge briefly reviewed the elements of copyright infringement. Because a valid copyright registration had been made within the requisite time, the burden would be on Trinity to show the invalidity of the registration. See Rand McNally & Co. v. Fleet Management Sys. Inc., 591 F.Supp. 726, 737 (N.D.Ill.1983). It could either demonstrate that the material was copied from another source or dispute the authorship of the material itself. In this case, continued the magistrate judge, Trinity challenged the authorship itself. Trinity claimed that several of its members were joint authors of the three plays with Ms. Erickson, that these joint authors gave Trinity the right to produce the plays, and therefore that Trinity and its member joint authors share rights to the plays and videotapes.
The magistrate judge was faced with an issue of first impression in this circuit: establishing the appropriate test for determining whether a work has been prepared as a âjoint workâ within the meaning of § 101 of the Copyright Act of 1976, 17 U.S.C. § 101 (1988). 2 The parties suggested different approaches. Trinity maintained that the standard for determining a joint work is âcollaboration aloneâ; because there was collaboration between Ms. Erickson and its members, its members jointly authored the three plays at issue and share rights to their use and production. Ms. Erickson contended that the appropriate test for a joint work is the âcopyrightable subject matterâ test. Under the test suggested by Ms. Erickson, none of the plays were joint works because only she was an author; the other actors had not contributed independently copyrightable subject matter.
The magistrate judgeâs report and recommendation concluded that the district court should enter a preliminary injunction in favor of Ms. Erickson concerning the plays. The magistrate judge stated that â[a] determination as to joint authorship involves an examination of the putative authorsâ intent at the *1066 time the work is produced.â Report and Recommendation at 17. The magistrate judge followed primarily the Second Circuitâs test in Childress v. Taylor, 945 F.2d 500, 505-06 (2d Cir.1991), which identified two elements of joint ownership: (1) the contribution of each joint author must be copyrightable and (2) the parties must have intended to be joint authors. With regard to the second element, the Childress court stated that the putative joint authors must entertain in their minds âthe concept of joint authorship.â Id. at 508. Using this analysis, the magistrate judge determined that Ms. Erickson was likely to prevail on her claims regarding the three plays. With regard to Prairie Voices, the evidence was clear that Ms. Erickson controlled the script and that the contributions of the actors were not copyrightable. Even if it was not necessary to show that a contribution was independently copyrightable in order to establish joint ownership, the actorsâ inability to specify any particular contribution was strong evidence that they were not authors of the play. Furthermore, Ms. Erickson never intended to share authorship with any of the actors.
The magistrate judge found similarly with respect to Much Ado. However, the magistrate judge termed the decision with respect to Time Machine âmore problematic.â She continued:
The intent portion of plaintiffs proof requires resolution of the credibility of Erickson as contrasted with Paddy Lynn in their respective testimony.... I conclude that Paddy Lynn is more credible than Karen Erickson on this issue. In light of Ericksonâs pivotal role and her apparent control over a very small organization, I find it unlikely that she would have permitted the publicity material ... to be published crediting Lynn as author if she did not acknowledge her as author.
Report and Recommendation at 25. The magistrate judge then stated that the decision probably turns on whether or not the contribution must be copyrightable. The magistrate judge concluded, however, that even in this respect, Ms. Erickson had met the threshold of a âbetter than negligibleâ chance of succeeding on the merits. Roland Mach. Co. v. Dresser Indus., Inc., 749 F.2d 380, 387 (7th Cir.1984). The magistrate judge therefore balanced the harms and the public interest, and she determined that the strong public policy interest in protecting copyrights favored issuance of a preliminary injunction here. See Apple Computer, Inc. v. Franklin Computer Corp., 714 F.2d 1240, 1255 (3d Cir.1983) (â[I]t is virtually axiomatic that the public interest can only be served by upholding copyright protections....â), cert. dismissed, 464 U.S. 1038, 104 S.Ct. 690, 79 L.Ed.2d 158 (1984).
The magistrate judge also addressed the claims as to the videotapes. Here, she stated, Ms. Erickson had not shown that she was likely to succeed on the merits of her claim of copyright infringement. Specifically, the magistrate judge decided that Ms. Erickson had released her rights to the use of those in the actorsâ agreement.
2.
Both parties filed objections to the magistrate judgeâs recommendation. Trinity objected to the criteria for preliminary injunctions used by the magistrate judge. It also objected to the criteria for joint authorship applied by the magistrate judge when analyzing the partiesâ competing arguments as to Trinityâs entitlement to joint author status. Ms. Erickson objected to the characterization of her claim concerning Time Machine as âmore problematic.â She also objected to the magistrate judgeâs recommendation regarding the videotape claims.
The district court found that Trinity had waived its argument concerning the standard for preliminary injunctions because the parties had agreed that the likelihood of success issue would determine the outcome of the hearing. However, continued the court, assuming that there was no waiver, the magistrate judge had not limited her analysis to this element. Instead, she had recognized that the âbetter than negligibleâ standard was an initial threshold Ms. Erickson must meet. After this hurdle was met, the magistrate judge proceeded with the remaining preliminary injunction analysis. Consequently, the district court concluded, there was no error.
*1067 The district court then turned to the question of joint ownership. The court examined the two competing tests: (1) the Childress standard, which requires both copyrightability and intent to be joint authors, and (2) the âcollaboration test.â âThe major difference between the approach[es] is that the latter does not require each of the putative joint authorsâ contributions to be independently copyrightable.â Opinion at 10. Noting that the Seventh Circuit had yet to choose between the approaches, the district court did not choose between the two alternatives. It noted instead that under either standard, the plaintiff was likely to prevail on the merits. Specifically, even if the âcollaboration aloneâ test were the correct standard, there would need to be a âde minimis collaboration.â Because the actorsâ contributions were less than de minimis, Trinity could not prevail. The district court went on to overrule Ms. Ericksonâs objections concerning the characterization of her claims regarding Time Machine.
Finally, the district court addressed the issue of the videotapes. The district court sustained Ms. Ericksonâs objections to the magistrate judgeâs finding that she was not likely to succeed on these claims. Specifically, the district court found that the actorsâ agreement, upon which the magistrate judge relied heavily, had expired before the videotapes in issue had been taped. Consequently, they were not covered by the agreement.
Trinity alleges two errors of law in the district courtâs analysis. First, Trinity maintains that the district court erred in failing to recognize collaboration as an alternate basis for establishing joint authorship. 3 Second, it argues that the district court applied the wrong legal standard in determining whether Ms. Erickson was likely to succeed on the merits. We address each of these arguments in turn.
II
ANALYSIS
A. Standard of Review
âThis Court gives substantial deference to a district courtâs decision to grant a preliminary injunction insofar as that decision involves the discretionary acts of weighing evidence or balancing equitable factors.â United States v. Baxter Healthcare Corp., 901 F.2d 1401, 1407 (7th Cir.1990). However, âthe more purely legal conclusions made by a district court in granting a preliminary injunction are subject to de novo review.â Id.
Generally four factors are relevant in determining whether to grant or deny a preliminary injunction. A district court typically considers whether the moving party has demonstrated (1) some likelihood of prevailing on the merits, and (2) an inadequate remedy at law and irreparable harm if preliminary relief is denied. Abbott Lab. v. Mead Johnson & Co., 971 F.2d 6, 11 (7th Cir.1992); Lawson Prods., Inc. v. Avnet, Inc., 782 F.2d 1429, 1433 (7th Cir.1986); Roland Mach. Co. v. Dresser Indus., Inc., 749 F.2d 380, 386-87 (7th Cir.1984). If the mov-ant clears these two thresholds, the court must consider (3) the irreparable harm the nonmovant will suffer if preliminary relief is granted, balanced against the irreparable harm to the movant if relief is denied; and (4) the public interest, meaning the effect that granting or denying the injunction will have on nonparties. Abbott Lab., 971 F.2d at 12; Lawson Prods., 782 F.2d at 1433; Roland Mach., 749 F.2d at 387-88.
The central issue in this appeal is whether Ms. Erickson is likely to succeed on the merits of her case. Whether Ms. Erickson will succeed depends greatly on whether Trinity can establish that the works at issue were joint works within the meaning of the Copyright Act of 1976. Statutory interpretation is a question of law and therefore we review the district courtâs determination of this issue de novo. See, e.g., United States v. Shriver, 989 F.2d 898, 901 (7th Cir.1992) (â[T]he court of appeals must review the district courtâs interpretation of the applicable statute de novo.â).
B. Joint Work
We now turn to the issue of whether any of the material in question is a âjoint *1068 work.â In a joint work, the joint authors hold undivided interests in a work, despite any differences in each authorâs contribution. 17 U.S.C. § 201. Each author as co-owner has the right to use or to license the use of the work, subject to an accounting to the other co-owners for any profits. Childress v. Taylor, 945 F.2d 500, 505 (2d Cir.1991); Weinstein v. University of Illinois, 811 F.2d 1091, 1095 (7th Cir.1987); 1 Nimmer on Copyright, § 6.02, at 6-7 to 6-8. Thus, even a person whose contribution is relatively minor, if accorded joint authorship status, enjoys a significant benefit. See Community for Creative Non-Violence v. Reid, 846 F.2d 1485, 1498 (D.C.Cir.1988), aff'd on other grounds, 490 U.S. 730, 109 S.Ct. 2166, 104 L.Ed.2d 811 (1989); Nimmer, § 6.08, at 6-24.
In determining whether any of the works at issue in this case may be classified as a âjoint work,â our starting point must be the language of the statute. Section 101 of the Copyright Act defines a âjoint workâ as
a work prepared by two or more authors with the intention that their contributions be merged into inseparable or interdependent parts of a unitary whole.
17 U.S.C. § 101.
1.
Neither the Act nor its legislative history defines âinseparableâ or âinterdependent.â The legislative history states that examples of inseparable parts are the joint contributions of two authors to a single novel or the contributions of two painters to a single work; an example of interdependent parts are the lyrics and music for a song. 4 Apart from these examples, the reports do little to clarify the criteria for determining joint authorship. Indeed, they increase the ambiguity. The committee reports state:
[A] work is âjointâ if the authors collaborated with each other, or if each of the authors prepared his or her contribution with the knowledge and intention that it would be merged with the contributions of other authors as âinseparable or interdependent parts of a unitary whole.â The touchstone here is the intention, at the time the writing is done, that the parts be absorbed or combined into an integrated unit....
House Report at 120; Senate Report at 103, U.S.Code Cong. & Admin.News 1976, pp. 5736 (emphasis added). The statute clearly requires a focus on the intention to collaborate. However, the disjunctive first sentence in the legislative reports, set out directly above, seemingly contradicts that statutory language by focusing on collaboration and not mentioning intent to create a joint work.
This ambiguity presents analytical problems in cases such as this one, in which the parties have collaborated in some sense but dispute whether there was a mutual intent to create a joint work. In resolving this ambiguity, we believe that it is important to note, at the outset, that the statute itself requires that there be an intent to create a joint work. Therefore, reliance on collaboration alone, as Trinity suggests, would be incompatible with the clear statutory mandate. On this point, we find ourselves in agreement with the analysis of Judge Newman writing for the Second Circuit in Childress. He pointed out that a disjunctive standard based solely on the legislative history would not square with the plain meaning of the statute:
This passage appears to state two alternative criteria â one focusing on the act of collaboration and the other on the partiesâ intent. However, it is hard to imagine activity that would constitute meaningful âcollaborationâ unaccompanied by the requisite intent on the part of both participants that their contributions be merged into a unitary whole, and the case law has read the statutory language literally so that the intent requirement applies to all works of joint authorship.
Childress, 945 F.2d at 505-06. Like the Second Circuit in Childress, we believe that the statutory language clearly requires that each author intend that their respective con *1069 tributions be merged into a unitary whole. Focusing solely upon the fact of contemporaneous input by several parties does not satisfy the statutory requirement that the parties intend to merge their contributions into a unified work. In addition, the âcollaboration aloneâ standard would frustrate the goal of the Act â[t]o promote the Progress of Science and the useful Arts.â U.S. Const. art. I, § 8, cl. 8. Seldom would an author subject his work to pre-registration peer review if this were the applicable test. Those seeking copyrights would not seek further refinement that colleagues may offer if they risked losing their sole authorship. Thus, we cannot accept Trinityâs proposed âcollaboration aloneâ test as compatible with the language and purpose of the Act.
2.
Even if two or more persons collaborate with the intent to create a unitary work, the product will be considered a âjoint workâ only if the collaborators can be considered âauthors.â Courts have applied two tests to evaluate the contributions of authors claiming joint authorship status:. Professor Nimmerâs de minimis test and Professor Goldsteinâs copyrightable subject matter (âcopyrightabilityâ) test. The de minimis and copyrightability tests differ in one fundamental respect. The de minimis test requires that only the combined product of joint efforts must be copyrightable.. By contrast, Professor Goldsteinâs copyrightability test requires that each authorâs contribution be copyrightable. We evaluate each of these tests in turn.
In undertaking this task, we focus on how well the test promotes the primary objective of the Act. This objective is not to reward an author for her labors, but â[t]o promote the Progress of Science and useful Arts.â U.S. Const. art. I, § 8, cl. 8; see also Feist Publications, Inc. v. Rural Tel. Serv. Co., Inc., 499 U.S. 340, 350, 111 S.Ct. 1282, 1290, 113 L.Ed.2d 358 (1991). This objective is accomplished by âassur[ing] authors the right to their original expression,â but also by âeneourag[ing] others to build freely upon the ideas and information conveyed by a work.â Feist Publications, 499 U.S. at 349-50, 111 S.Ct. at 1290 (citing Harper & Row, Publishers, Inc. v. Nation Enters., 471 U.S. 539, 556-57, 105 S.Ct. 2218, 2228-29, 85 L.Ed.2d 588 (1984)). It is in light of this goal that § 102(b) exempts ideas from protection under the Copyright Act. 5
In addition to promoting the Actâs primary objective, we must consider how well the test will further goals, of administrative and judicial efficiency. 6 In this inquiry, we must adopt a standard that is sufficiently clear to enable parties to predict whether their contributions to a work will receive copyright protection. A standard satisfying these aims will allow contributors to avoid post-contribution disputes concerning authorship, and to protect themselves by contract if it appears that they would not enjoy protections of the Act itself.
a. Professor Nimmerâs de minimis standard
Professor Nimmer, the late scholar on copyright, took the position that all that should be required to achieve joint author *1070 status is more than a de minimis contribution by each author. âDe minimisâ requires that âmore than a word or line must be added by one who claims to be a joint author.â Nimmer § 6.07, at 6-21. Professor Nimmer distinguishes his de minimis standard from the standard for copyrightability. Id. As an example, Professor Nimmer asserts that if two authors collaborate, with one contributing only uncopyrightable plot ideas and another incorporating those ideas into a completed literary expression, the two authors should be regarded as joint authors of the resulting work. Id. .
This position has not found support in the courts. 7 The lack of support in all likelihood stems from one of several weaknesses in Professor Nimmerâs approach. First, Professor Nimmerâs test is not consistent with one of the Actâs premises: ideas and concepts standing alone should not receive protection. Because the creative process necessarily involves the development of existing concepts into new forms, any restriction on the free exchange of ideas stifles creativity to some extent. Restrictions on an authorâs use of existing ideas in a work, such as the threat that accepting suggestions from another party might jeopardize the authorâs sole, entitlement to a copyright, would hinder creativity. Second, contribution of an idea is an exceedingly ambiguous concept.. Professor Nimmer provides little guidance to courts or parties regarding when a contribution rises to the level of joint authorship except to state that the contribution must be âmore than a word or a line.â Nimmer, § 6.07, at 6-20.
Professor Nimmerâs approach is of little pragmatic use in resolving actual cases. Rarely will minor contributors have the presumption to claim authorship status. In such easy cases, the partiesâ intent as to authorship status likely will be apparent without resort to any formal test evaluating the partiesâ respective contributions to discern intent. In the more complex situations, such as the ease before us, in which the improvisational process undoubtedly yielded valuable insights to the primary author, the test gives no guidance on how we are to assess the respective contributions of the parties to distinguish the author from the critic or advisor. For these reasons, we, as the majority of the other courts, cannot accept Professor Nim-merâs test as an adequate judicial tool to ascertain joint authorship.
b. Professor Goldsteinâs copyrightability test
The copyrightable subject matter test was formulated by Professor Paul Goldstein and has been adopted, in some form, by a majority of courts that have considered the issue. 8 According to Professor Goldstein, â[a] collaborative contribution will not produce a joint work, and a contributor will not obtain a co-ownership interest, unless the contribution represents original expression that could stand on its own as the subject matter of copyright.â Paul Goldstein, Copyright: Principles, Law, and Practice § 4.2.1.2, at 379 (1989). Furthermore, the parties must have intended to be joint authors at the time the work was created. Id. Professor Gold-stein and the courts adopting his test justify this position by noting that § 101âs and § 302(b)âs use of the word âauthorsâ 9 suggests that each collaboratorâs contribution *1071 must be a copyrightable âwork of authorshipâ within the meaning of § 102(a).
We agree that the language of the Act supports the adoption of a copyrightability requirement. Section 101 of the Act defines a âjoint workâ as a âwork prepared by two or more authorsâ (emphasis added). To qualify as an author, one must supply more than mere direction or ideas. An author is âthe party who actually creates the work, that is, the person who translates an idea into a fixed, tangible expression entitled to copyright protection.â Community for Creative Non-Violence v. Reid, 490 U.S. 730, 737, 109 S.Ct. 2166, 2171, 104 L.Ed.2d 811 (1989). As to the requirement of fixation, § 101 states:
A work is âfixedâ in a tangible medium of expression when its embodiment in a copy or phonorecord, by or under the authority of the author, is sufficiently permanĂ©nt or stable to permit it to be perceived, reproduced, or otherwise communicated for a period of more than transitory duration.
17 U.S.C. § 101.
The copyrightable subject matter test does not suffer from the same infirmities as Professor Nimmerâs de minimis test. The copy-rightability test advances creativity in science and art by allowing for the unhindered exchange of ideas, and protects authorship rights in a consistent and predictable manner. It excludes contributions such as ideas which are not protected under the Copyright Act. 17 U.S.C. § 102(b) (âIn no case does copyright protection for an original work of authorship extend to any idea ... embodied in such work.â); see also Feist Publications v. Rural Tel. Serv. Co., 499 U.S. 340, 344-45, 111 S.Ct. 1282, 1287, 113 L.Ed.2d 358 (1991) (stating that the âmost fundamental axiom of copyright law is that â[n]o author may copyright his ideas or the facts he narratesââ); Harper & Row, Publishers, Inc. v. Nation Enters., 471 U.S. 539, 556, 105 S.Ct. 2218, 2228, 85 L.Ed.2d 588 (1985) (discussing idea/expression dichotomy). This test also enables parties to predict whether their contributions to a work will entitle them to copyright protection as a joint author. Compared to the uncertain exercise of divining whether a contribution is more than de min-imis, reliance on the copyrightability of an authorâs proposed contribution yields relatively certain answers. See 17 U.S.C. § 101; Feist Publications, 499 U.S. at 344-50, 111 S.Ct. at 1287-90. The copyrightability standard allows contributors to avoid post-contribution disputes concerning authorship, and to protect themselves by contract if it appears that they would not enjoy the benefits accorded to authors of joint works under the Act.
We agree with the Childress courtâs observation that the copyrightability. test âstrikes an appropriate balance in the domains of both copyright and contract law.â 945 F.2d at 507. Section 201(b) of the Act allows any person to contract with another to create a work and endow the employer with authorship status under the Act. 17 U.S.C. § 201(b). A contributor of uncopyrightable ideas may also protect her rights to compensation under the Act by contract. Section 201(d) of the Act provides in part that any of the exclusive ownership rights comprised in a copyright may be transferred from the person who satisfied the requirements for obtaining the copyright to one who contracts for such rights. 17 U.S.C. § 201(d). Thus, anyone who contributes to the creation of a work, either as patron, employer, or contributor of ideas, has the opportunity to share in the profits produced by the work through an appropriate contractual arrangement.
C. Application
We now address Trinityâs claims of joint authorship under the copyrightability test. As stated above, Trinity must clear two hurdles in order to establish that the plays at issue are joint works. First, it must show the parties intended to be joint authors at the time the work was created. Second, Trinity must show that its contributions to the works were independently copyrightable.
It is clear that, with regard to at least two works, Much Add and Prairie Voices, Trinity cannot clear the first hurdle. Much Ado is based on a work that Ms. Erickson had largely completed before Trinity actors improvised based on Ms. Ericksonâs creation. The fact that one actor, Michael *1072 Osborne, suggested that Ms. Erickson include a passage from Macbeth and an introduction to the play does not make him a joint author. He conceded that whether his contributions were included and where they went into the compilation were entirely Ms. Ericksonâs decisions. Furthermore, neither Ms. Erickson nor Trinity considered any of the actors to be co-authors with her in Much Ado, as is evidenced by the licensing agreement. Similarly with Prairie Voices, Ms. Erickson provided the stories on which the play was based, and she decided which of the actorsâ suggestions were incorporated into the script. The actors did not consider themselves to be joint authors with Ms. Erickson, and there is no evidence that Ms. Erickson considered the actors as co-authors of the script. Because Trinity cannot establish the requisite intent for Much Ado or Prairie Voices, the actors cannot be considered joint authors for the purposes of copyright protection. 10
Time Machine,
as both the magistrate judge and the district court noted, is more problematic. Paddy Lynn testified that at least two scenes from
Time Machine
were developed through a collaborative process. Ms. Lynn considered the created dialogue to be hers as well as Ms. Ericksonâs. Furthermore, there is evidence that Ms. Erickson, too, intended at the time to create a joint work because she initially attributed the script to both Ms. Lynn and herself. Consequently, Trinity has produced some evidence that there was the requisite intent for joint authorship with regard to
Time Machine.
In
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