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Full Opinion
Appellant has raised thirty-two propositions of law. Each has been thoroughly reviewed and, for the reasons stated below, we find all to be without merit, and uphold appellantâs convictions and death sentence.
I
In his first proposition of law, appellant argues that the trial court should have suppressed a handgun obtained by a warrantless search of his apartment. The handgun, a .25 caliber Raven-Arms automatic, was discovered in appellantâs apartment under the mattress of the bed he shared with Roxanne Goosby. Subsequent ballistic tests verified that this was the weapon used to kill Rowan.
The search was conducted on December 7, 1984 after appellant was arrested and taken into custody on the assault charge filed by Roxanne Goosby, appellantâs girlfriend. Prior to the police leaving with appellant, parole officers questioned appellant about allegations that he possessed a gun, a violation of his parole. The parole officers also requested permission to search appellantâs home at 1460 Water Court. Appellant voluntarily gave his permission and stated that âhe had nothing to hide.â The parole officers as well as one of the arresting officers attested to appellantâs consent.
Goosby testified at the suppression hearing that she gave her written consent to search the subject premises to Munford when he met her at the hospital on December 6, 1984. Goosby related that although the lease was in appellantâs name, she and appellant shared rental payments. In addition, the testimony of the landlady, Mary Alice Mosley, revealed that rental arrangements were made by both appellant and Goosby and they shared the apartment and rent payments as a couple.
While it is true that the parole officers conducted a warrantless search of the apartment located at 1460 Water Court, this does not mandate that we hold that the gun should have been suppressed as the fruit of an illegal search. Wong Sun v. United States (1963), 371 U.S. 471, 83 S.Ct. 407, 9 L.Ed.2d 441. The United States Supreme Court has held that âsearches conducted outside the judicial process, without prior approval by a judge or magistrate, are per se unreasonable under the Fourth Amendment â subject
This court had the opportunity to review a similar issue in State v. Greer (1988), 39 Ohio St.3d 236, 530 N.E.2d 382, certiorari denied (1989), 490 U.S. 1028, 109 S.Ct. 1766, 104 L.Ed.2d 201. At issue in Greer was the admission into evidence of certain items obtained by a warrantless search of appellantâs residence. We found that since the appellantâs girlfriend and co-resident voluntarily permitted the search, the appellantâs constitutional rights were not infringed. Therefore, even if we were to hold that valid consent was not obtained from appellant by the police in the instant case, we would still uphold the legality of the search based upon the permission granted to search the premises by a co-resident of the apartment.
We find that the record clearly demonstrates that the prosecution met its burden of proving consent to search the premises and, therefore, based upon the evidence produced in the suppression hearing, we hold that the trial court was justified in overruling the motion to suppress.
II
In his second proposition of law, appellant argues that the trial court deprived him of a fair trial by refusing to allow him to use the grand jury testimony of a stateâs witness to impeach that witness. This is not an issue concerning the trial courtâs refusal to disclose grand jury proceedings for defendantâs counselâs inspection; the record clearly reflects that defendant was given an opportunity to review a transcript of the grand jury testimony of Roxanne Goosby prior to cross-examination. Rather, defendantâs argument is essentially that the trial court erred in finding that Goosbyâs grand jury
We overrule defendantâs proposition of law. Initially, we note that appellant did not preserve the grand jury testimony for the record. As a reviewing court, we cannot make any finding without having a full and complete review of the alleged inconsistent grand jury testimony. Because we find that the trial judge was in a position to evaluate firsthand the grand jury testimony and the transcript of the police statements, we hold that the record does not reveal an abuse of discretion on the part of the trial court in its denial of appellantâs request to allow use of the grand jury testimony to cross-examine a stateâs witness.
Ill
In his third proposition of law, appellant contends that the trial court committed reversible error by failing to give appellantâs requested special instruction on accomplice credibility to the jury. That proposed instruction read:
âAn alleged accomplice does not become incompetent as a witness merely because of participation with others in a criminal act or acts charged. However, the jury should keep in mind that the testimony of an alleged accomplice, if you decide he or she was an accomplice, should be closely examined, received with caution and weighed with great care because of his or her motivation to falsify.â
We have previously stated that âit is prejudicial error in a criminal case to refuse to administer a requested charge which is pertinent to the case, states the law correctly, and is not covered by the general charge.â State v. Scott (1986), 26 Ohio St.3d 92, 101, 26 OBR 79, 87, 497 N.E.2d 55, 63.
Moreover, the criminal defendant is entitled to have the trial court give complete and accurate jury instructions on all the issues raised by the evidence. State v. Williford (1990), 49 Ohio St.3d 247, 251, 551 N.E.2d 1279, 1283. However, it is not incumbent upon the trial court to give the defendantâs requested instructions to the jury verbatim; the court may use its own language to communicate the same legal principles. State v. Nelson (1973), 36 Ohio St.2d 79, 65 O.O.2d 222, 303 N.E.2d 865, paragraph one of the syllabus; State v. Hicks (1989), 43 Ohio St.3d 72, 77, 538 N.E.2d 1030, 1037. See, also, State v. Broom (1988), 40 Ohio St.3d 277, 289, 533 N.E.2d 682, 696, where we upheld the trial judgeâs failure to give the defendantâs proposed instruction because the substance of the instruction, regarding the credibility of witnesses, was included in the trial courtâs general charge to the jury.
In the case sub judice, appellant was indicted along with Brown for the aggravated murder of Rowan. Brown and the prosecution agreed, in a negotiated plea agreement, that Brown would testify against appellant in exchange for a dismissal of the death-penalty specification. In addition to Brownâs testimony, the prosecution presented the testimony of Theotis Dillard who, while on the stand, corroborated Brownâs version of the events that transpired immediately following the fatal shooting. Dillard was never charged with any crime for his participation in disposing of the victimâs body. While both witnesses may have had a strong motive to fabricate, this alone does not render them incompetent to testify. Their credibility was in evidence and it was the juryâs function in determining appellantâs guilt beyond a reasonable doubt to determine how much weight to give to their testimony.
IY
Appellant in his fourth proposition of law does not challenge the trial courtâs jury instruction with regard to accomplice liability, but instead challenges the verdict forms and the juryâs findings pursuant to those forms. Specifically, appellant argues that the jury did not find appellant to be the principal offender in the aggravated murder of Rowan as required by R.C. 2929.04(A)(7) and, therefore, the death sentence should be vacated. Since this issue was neither raised nor briefed in the court of appeals, it has not been properly preserved for our review and any alleged error has been waived under principles of res judicata. State v. Greer, supra, 39 Ohio St.3d at 247, 530 N.E.2d at 396. Although the doctrine of waiver requires that we remove from our consideration those matters not offered for resolution in the courts below, we may invoke the plain error standard of analysis to sua sponte consider the particular errors affecting the accusedâs substantial rights. See Crim.R. 52(B); State v. Long (1978), 53 Ohio St.2d 91, 7 O.O.3d 178, 372 N.E.2d 804; State v. Broom, supra; State v. Moreland (1990), 50 Ohio St.3d 58, 62, 552 N.E.2d 894, 899. We also note that â[njotice of plain error under Crim.R. 52(B) is to be taken with the utmost caution, under exceptional circumstances and only to prevent a manifest miscarriage of justice.â Long, at paragraph three of the syllabus. Although the instant proposition of law was not preserved for appeal, we feel compelled to sua sponte address this issue.
In order that the death penalty for the crime of aggravated murder, a violation of R.C. 2903.01(B), may be imposed, the state must prove beyond a reasonable doubt that the accused purposely caused the death of another and additionally that the accused was the principal offender in the commission, of the aggravated murder, as mandated by R.C. 2929.04(A)(7). See State v. Jenkins (1984), 15 Ohio St.3d 164, 177, 15 OBR 311, 322-323, 473 N.E.2d 264, 280, fn. 17.
We are not persuaded by appellantâs argument. We observe that the jury found, on a separate verdict form, that the appellant âDID personally perform every act constituting the offense in this case of Aggravated Murder.â Prior to the jurorsâ signing this verdict form, the trial judge defined the term âprincipal offenderâ in the jury instructions as âone who personally performs every act constituting the offense, in this case aggravated murder.â Therefore, upon signing this separate verdict form each juror found that the state had met its burden of proving beyond a reasonable doubt that appellant was the principal offender in the aggravated murder. This renders any claimed ambiguity in the complained-of verdict form resolved. Accordingly, we hold that R.C. 2929.04(A)(7) was fully complied with because each individual jurorâs
Additionally, we must emphasize that the evidence in this case does not reasonably suggest that an individual juror could have found appellant not to have been the principal offender. The evidence adduced by the prosecution does not reasonably compel a jurorâs conclusion that appellantâs participation in this crime was merely that of an aider, an abettor, or a conspirator. Neither does the evidence support any theory other than that presented to the jury by the prosecution. Through the testimony of various witnesses, the prosecution sought to prove that appellant, and not Brown, fired the shot that killed the victim. The possibility that this testimony was self-serving was adequately explored by appellantâs attorney by a thorough cross-examination of the stateâs witnesses. Appellant neither introduced any tangible evidence that he was the accomplice rather than the principal offender, nor did he testify to that effect.
Therefore, we believe that the outcome of the trial would not have been otherwise had the jury made an explicit finding that appellant was the principal offender. Accordingly, we hold that in the instant case it is of no meaningful consequence that the jury verdict form was stated in the disjunctive when (1) upon the signing of a separate verdict form, each juror found that the appellant personally performed every act constituting the offense of aggravated murder, and (2) the evidence in this case does not reasonably suggest that appellant was other than the principal offender.
V
Appellantâs argument in his fifth proposition of law centers upon the failure of the jury to fill out the special verdict form, wherein it was to specifically find whether appellant performed each and every act of the crime, prior to the juryâs release from sequestration in the guilt phase of the trial. Appellant alleges that the break in sequestration violated the Criminal Rules and statutes and resulted in prejudicial error per se. We disagree.
Our review of the record indicates that the following sequence of events occurred. At the close of jury instructions, the jury was given four verdict forms. The second verdict form, which is the subject matter of this proposition of law, was to be completed if the jury found that appellant personally performed every act constituting the offense of aggravated murder. The jury left the courtroom at 1:00 p.m. on June 10, 1986 with the four verdict forms to begin its deliberations and the following day, at approximately 12:12 a.m., returned, announcing it had reached a verdict. The jury returned verdicts of
Thereafter, at 2:30 a.m., the record reflects that the trial judge discovered that the verdict form requesting the jury to determine whether the defendant had personally performed every act constituting the offense of aggravated murder had not been signed by the jurors. Upon discovery of the omission, the jury was advised to return to the courthouse at 9:00 a.m. that same morning. The trial court questioned each juror as to whether he or she had violated the previously given cautionary instruction. None of the jurors indicated that he or she had discussed the verdict with any spouse, friend, or relative, nor had the jurors listened to any news accounts of their verdict. After polling each juror, the jury was instructed, over defense counsel objection, to finish its deliberations. The jury continued its deliberations and unanimously found that the appellant had performed each and every act which constituted the offense of aggravated murder.
Crim.R. 24(G)(2)(c) addresses the courtâs control of juries in capital cases:
âAfter submission of a capital case to the jury, the jury shall remain under the supervision of an officer of the court until a verdict is rendered or the jury is discharged by the court.â
In the case sub judice, it is the appellantâs contention that this âbreakâ in the sequestration is a violation of Crim.R. 24(G)(2)(c). The issue of whether the jury in a capital murder case must be sequestered from the time the case is submitted at the guilt phase through and including the penalty phase has been definitively resolved. As this court held in State v. Jenkins (1984), 15 Ohio St.3d 164, 15 OBR 311, 473 N.E.2d 264, at paragraph twelve of the syllabus, certiorari denied (1985), 472 U.S. 1032, 105 S.Ct. 3514, 87 L.Ed.2d 643:
âOhioâs statutory framework for imposition of capital punishment neither mandates nor precludes sequestration of the jury following its guilty verdict but prior to the penalty phase.â
In accordance with our prior decision in Jenkins, we hereby hold that given the unique nature of the capital case and the bifurcated character of guilt and penalty phases of the trial, a break in the sequestration after the guilt phase does not constitute a discharge of the jury. Additionally, the trial court has the discretion to order the jury to return to the jury room and resume
âIn any case upon the appearance of any uncertainty or contingency in a juryâs verdict, it is the duty of the trial judge to resolve that doubt, for â[tjhere is no verdict as long as there is any uncertainty or contingency to the finality of the juryâs determination.â â United States v. Morris (C.A.10, 1979), 612 F.2d 483, 489, quoting Cook v. United States (C.A. 5, 1967), 379 F.2d 966, 970; see, also, United States v. Mears (C.A. 8, 1980), 614 F.2d 1175, 1179, certiorari denied (1980), 446 U.S. 945, 100 S.Ct. 2174, 64 L.Ed.2d 801 (âA jury may remedy an announced verdict which is incorrectly signed due to inadvertent error.â); accord Slocum v. United States (C.A. 8, 1963), 325 F.2d 465.
It is within the contemplation of the Criminal Rules that the juryâs deliberations may be interrupted without affecting the integrity of the deliberation process or the validity of the verdict.
Therefore, we hold that the Criminal Rules were not violated by the trial judgeâs ordering the jury to continue deliberations upon the judgeâs notice of the juryâs failure to fill out the verdict form, wherein the jury was specifically to find whether appellant performed each and every act constituting the offense of aggravated murder. The break did not violate the Criminal Rules and was thus not prejudicial per se.
We must next give attention to appellantâs argument that prejudice attached or occurred between the time of the release of the jury, around 1:15 a.m. on June 11, and their return to the courthouse approximately eight hours later. Upon their return, each juror was individually polled as to whether he
VI
In his sixth proposition of law, appellant argues that the trial court committed plain error by submitting to the jury an instruction and verdict form concerning a firearm specification to the aggravated murder count which was not charged in the indictment. Our review of the record reveals that appellant was charged by indictment with one count of aggravated murder with a death penalty specification and a firearm specification, and one count of aggravated robbery with a firearm specification. The jury instructions and verdict forms correctly reflected an additional firearm specification to the aggravated murder count. Accordingly, this proposition of law is without merit.
VII
Appellantâs seventh proposition of law is premised solely on the fact that the trial court submitted to the jury a written copy of the instructions to be taken to the jury room during deliberations.
R.C. 2945.10(G) allows the trial court to provide the jury with written instructions. In pertinent part, the statute reads:
âThe court, after the argument is concluded and before proceeding with other business, shall forthwith charge the jury. Such charge shall be reduced to writing by the court if either party requests it before the argument to the jury is commenced.â
After examining the record, we find that appellant correctly notes that neither party requested written instructions prior to closing arguments. The prosecution requested the written jury instructions after the parties gave their arguments and before the jury retired for deliberations. Even though the trial court failed to follow the statuteâs exact procedure, we find no prejudicial error. R.C. 2945.10(G) also provides that the trial court may âdeviate from the order of proceedings listed in the section.â Therefore, we hold that the submission of written instructions pursuant to a partyâs request after closing argument is not reversible error. Appellantâs seventh proposition of law is overruled.
Appellantâs eighth proposition of law alleges a denial of effective assistance of counsel due to defense counselâs failure to raise an insanity defense and to object to the firearm specification not charged in the indictment. After reviewing appellantâs argument, we cannot agree. Appellant has failed to meet his burden of establishing ineffective assistance of counsel under the standards enunciated by the United States Supreme Court in Strickland v. Washington (1984), 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674. Accordingly, we reject appellantâs eighth proposition of law.
IX
In his ninth proposition of law, appellant contends that his conviction and sentence should be reversed because he was deprived of a fair trial due to prosecutorial misconduct. Specifically, appellant suggests that the prosecutorâs response during voir dire to a question posed by a prospective juror regarding Chevette Brownâs involvement in the case amounted to reversible error. We disagree because we find that the prosecutorâs response was merely a remark about what the evidence at trial would show. As such, it was not improper.
The remaining three claims of prosecutorial misconduct contained in appellantâs ninth proposition were not raised in the court of appeals. Nevertheless, after examining these items, we do not find plain error under Crim.R. 52(B) as these comments did not influence the outcome of appellantâs trial. Accordingly, we reject appellantâs ninth proposition of law in its entirety.
X
In his tenth proposition of law, appellant argues that the trial court erred in failing to instruct the jury in the mitigation phase of the trial that the stateâs pretrial negotiated plea offer constituted a mitigating factor to be weighed
We hold that the trial court is under no obligation to so instruct the jury in the penalty phase of a capital case. Accordingly, this proposition is not well taken.
XI
In his eleventh proposition of law, appellant states that his conviction and sentence should be reversed because records of his incarceration in the Ohio Youth Commission, which he intended to offer as mitigating factors, had been destroyed by the state. Appellant offers no persuasive law in support of this proposition of law. Noticeably absent from appellantâs argument is any specific way the information would affect the outcome of the penalty phase of the trial. Appellant simply speculates that the records could possibly have been helpful in mitigation. Thus, this proposition of law must fail.
XII
Appellantâs twelfth proposition of law challenges appellantâs death sentence as constitutionally disproportionate to the life imprisonment sentence received by his accomplice, Brown. Since appellant failed to raise this at the appellate court, we deem the issue to have been waived. Notwithstanding the resulting waiver, however, we find no merit to appellantâs argument. Crim.R. 52(B).
As appellant aptly points out in his brief, proportionality review is not constitutionally required. Pulley v. Harris (1984), 465 U.S. 37, 104 S.Ct. 871, 79 L.Ed.2d 29. Comparative proportionality review is created by the Ohio statutes. This court has held that the proportionality review mandated by R.C. 2929.05(A) is satisfied by âa review of those cases already decided by the reviewing court in which the death penalty has been imposed.â State v. Steffen (1987), 31 Ohio St.3d 111, 31 OBR 273, 509 N.E.2d 383, at paragraph one of the syllabus. Accordingly, we hold in the case sub judice that Brownâs non-capital sentence will not result in a reversal of appellantâs death penalty. Under these facts, appellantâs argument of disparity of sentences is without merit.
XIII
Appellantâs propositions of law eighteen through thirty-two are raised for purposes of preserving alleged error for appeal and possible state and federal
XIV
Having considered appellantâs propositions of law, we must independently weigh the aggravating circumstance against the factors presented in mitigation as is required under R.C. 2929.05(A).
The sole statutory aggravating circumstance was that appellant murdered Herbert Rowan while committing an aggravated robbery. R.C. 2929.04(A)(7). The jury concluded that appellant killed Rowan, inflicting a gunshot wound to the head, during the commission of the offense of aggravated robbery and that appellant âdid personally perform every act constituting the offense in this case of Aggravated Murder.â Further, the evidence indicated that appellant took Rowanâs jewelry and wallet. The state also adduced evidence that, upon firing the fatal shot, appellant forced Brown to shoot the victim a second time in order to ensure that Brown would not tell anyone about the murder; and that appellant drove the victimâs car from the crime scene and subsequently went to great lengths to dispose of the body in order to conceal the homicide. From such evidence, the jury could have readily concluded that the prosecution had proven beyond a reasonable doubt that appellant had committed the offense charged.
Against this aggravating circumstance we weigh all mitigating factors drawn from the nature and circumstances of the offense; the history, background, and character of appellant; and any other factors listed in R.C. 2929.04(B)(1) through (7) which exist in this case. We find from the record that the only mitigating factor that applies in this case is R.C. 2929.04(B)(3), which states:
âWhether, at the time of committing the offense, the offender, because of a mental disease or defect, lacked substantial capacity to appreciate the crimi
In regard to the R.C. 2929.04(B)(3) mitigating factor, two psychiatrists testified. It was their opinion that appellant was mentally ill at the time of the offense. Dr. Edward Dutton testified at the mitigation hearing that due to appellantâs mental illness he âdid not recognize at least certain aspects of the criminality of his act.â Dr. Mijo Zakman also gave testimony on appellantâs behalf, emphasizing that appellantâs bipolar disorder and his borderline intellectual functioning caused appellantâs substantially decreased capacity to appreciate the criminality of his conduct.
Other factors introduced by appellant for mitigation purposes were that appellant was raised in an environment of poverty and parental neglect, his mother spent a year in prison for abandoning her children, his father was a chronic alcoholic, and appellant routinely abused alcohol and drugs. Appellant also has a history of being in trouble since the time he was a juvenile. Obviously, such evidence is relevant under R.C. 2929.04(B)(7) and is also part of the history, background and character of the offender.
Having conducted the statutory balancing, we conclude that the aggravating circumstance outweighs the factors presented in mitigation beyond a reasonable doubt.
XY
Our final task is to determine whether the sentence of death is appropriate in this case. In carrying out this analysis, we find the sentence of death to be appropriate in this case, as it is neither excessive nor disproportionate to the penalty imposed in similar cases. See State v. Johnson (1989), 46 Ohio St.3d 96, 545 N.E.2d 636; State v. Clark (1988), 38 Ohio St.3d 252, 527 N.E.2d 844; State v. Barnes (1986), 25 Ohio St.3d 203, 25 OBR 266, 495 N.E.2d 922, certiorari denied (1987), 480 U.S. 926, 107 S.Ct. 1388, 94 L.Ed.2d 701.
Accordingly, the judgment of the court of appeals is affirmed.
Judgment affirmed.
. Although the court failed to give the appellantâs requested instruction, it did give the following general charge:
âCredibility. You are the sole judges of the facts, the credibility of the witnesses, and the weight of the evidence. To weigh the evidence, you must consider the credibility of the witnesses. To do this, you will apply the tests of truthfulness which you apply in your daily lives.
âThese tests include the appearance of each witness upon the stand, the witnessâs manner of testifying, the reasonableness of the testimony, the opportunity the witness had to see, to hear, and to know the things concerning which the witness testified, the witnessâs accuracy of memory, the witnessâs motivation, that is, what did a particular witness have to gain or lose by testifying as he or she did, the witnessâs frankness or lack of it, intelligence, interest and bias, if any, together with all the facts and circumstances surrounding the testimony.
âApplying these tests, you will assign to the testimony of each witness such weight as you deem proper.
âYou are not required to believe the testimony of any witness simply because he or she was under oath. You may believe or disbelieve all or any part of the testimony of any witness. It is your province to determine what testimony is worthy of belief and what testimony is not worthy of belief.â
. We note that the current version of R.C. 2923.03(D), as amended, effective September 17, 1986, is prospective and may not be applied to the jury charges given by the trial judge in the instant case. Cf. State v. OâDell (1989), 45 Ohio St.3d 140, 543 N.E.2d 1220 (analysis to be applied for prospective application of statute).
. Under Ohio law an accomplice to a crime is subject to that punishment which the principal could receive. R.C. 2923.03(F). Accordingly, an accomplice can be charged and convicted of aggravated murder under the felony-murder theory, pursuant to R.C. 2903.01(B). However,
âThe offense was committed while the offender was committing, attempting to commit, or fleeing immediately after committing or attempting to commit kidnapping, rape, aggravated arson, aggravated robbery, or aggravated burglary, and either the offender was the principal offender in the commission of the aggravated murder or, if not the principal offender, committed the aggravated murder with prior calculation and design.â (Emphasis added.)
See Zant v. Stephens (1983), 462 U.S. 862, 876-877, 103 S.Ct. 2733, 2742, 77 L.Ed.2d 235, 249-250: â ** * * [To] protect * * * against the wanton and freakish imposition of the death penalty * * *, an aggravating circumstance must genuinely narrow the class of persons eligible for the death penalty and must reasonably justify the imposition of a more severe sentence on the defendant compared to others found guilty of murder.â
Therefore, by narrowing the class of offenders by the specification that they be the âprincipal offenders,â R.C. 2929.04(A)(7) excludes accomplices from operation of the statute and therefore survives constitutional scrutiny.
. The verdict form reads as follows:
â