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Full Opinion
On Transfer Pursuant to Indiana Appellate Rule 56(A)
Asserting violation of three provisions of the Indiana Constitution, the plaintiffs challenge Indianaâs statutory program for providing vouchers to eligible parents for their use in sending their children to private schools. Finding that the challengers have not satisfied the high burden required to invalidate a statute on constitutional grounds, we affirm the trial courtâs judgment upholding the constitutionality of the statutory voucher program.
As a preliminary matter, we emphasize that the issues before this Court do not include the public policy merits of the school voucher program. Whether the Indiana program is wise educational or public policy is not a consideration germane to the narrow issues of Indiana constitutional law that are before us. Our individual policy preferences are not relevant. In the absence of a constitutional violation, the desirability and efficacy of school choice are matters to be resolved through the political process.
This is an appeal from a summary judgment denying relief in an action brought by several Indiana taxpayers (collectively âplaintiffsâ) against the Governor,
1. Burden of Proof and Standard of Review
The plaintiffs contend that the voucher-program statute is unconstitution
a search for the common understanding of both those who framed it and those who ratified it. Furtheiâmore, the intent of the framers of the Constitution is paramount in determining the meaning of a provision. In order to give life to their intended meaning, we examine the language of the text in the context of the history surrounding its drafting and ratification, the purpose and structure of our constitution, and case law interpreting the specific provisions. In construing the constitution, we look to the history of the times, and examine the state of things existing when the constitution or any part thereof was framed and adopted, to ascertain the old law, the mischief, and the remedy. The language of each provision of the Constitution must be treated with particular deference, as though every word had been hammered into place.
Embry v. OâBannon, 798 N.E.2d 157, 160 (Ind.2003) (quoting City Chapel Evangelical Free Inc. v. City of South Bend, 744 N.E.2d 443, 447 (Ind.2001)); accord Nagy v. Evansville-Vanderburgh Sch. Corp., 844 N.E.2d 481, 484 (2006).
âIn reviewing an appeal of a motion for summary judgment ruling, we apply the same standard applicable to the trial court.â Presbytery of Ohio Valley, Inc. v. OPC, Inc., 973 N.E.2d 1099, 1110 (Ind.2012) (citing Wilson v. Isaacs, 929 N.E.2d 200, 202 (Ind.2010)). Review is limited to those facts designated to the trial court, Ind. Trial Rule 56(H), and summary judgment shall be granted where the designated evidence âshows that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.â T.R. 56(C). âAll facts and reasonable inferences drawn from those facts are construed in favor of the non-moving party.â Mangold ex rel. Mangold v. Ind. Depât of Natural Res., 756 N.E.2d 970, 973 (Ind.2001). When faced with competing motions for summary judgment, our analysis is unchanged and âwe consider each motion separately construing the facts most favorably to the non-moving party in each instance.â Presbytery of Ohio Valley, 973 N.E.2d at 1110 (quoting Sees v. Bank One, Ind., N.A., 839 N.E.2d 154, 160 (Ind.2005)) (internal quotation marks omitted). The issues presented by the partiesâ motions are issues of law, not fact, and our review is limited accordingly.
2. The Challenged Legislation
The partiesâ designated evidence reveals the following relevant facts. The school
Participation in the school voucher program is entirely voluntary with respect to eligible students and their families. In order to participate, in addition to the eligibility requirements, students and schools must submit an application to the Indiana Department of Education (âDepartmentâ). See 512 Ind. Admin. Code 4-1-2, -3, available at http://www.in.gov/ legislative/iac/T05120/A00040.PDF; see also Ind.Code § 20-51-4-7 (requiring the Department to adopt rules to implement the voucher program). The fact that a studentâs family might meet the statutory eligibility qualifications does not require them to participate in the voucher program and to select a program-eligible school. The parents of an eligible student are thus free to select any program-eligible school
3. Article 8, Section 1
The plaintiffs contend that Article 8, Section 1, by directing the General Assembly âto provide, by law, for a general and uniform system of Common Schools,â prohibits the legislature from providing for the education of Indiana schoolchildren by any other means. In this respect, the plaintiffs argue that the specific directive for a system of public schools supersedes the other directive of Article 8, Section 1.
As we have previously stated, Article 8, Section 1 (âEducation Clauseâ), articulates two distinct duties of the General Assembly with respect to education in Indiana.
After its precatory introduction stressing the importance of knowledge and learning to the preservation of a free government, the text of the Education Clause expresses two duties of the General Assembly. The first is the duty to*1221 encourage moral, intellectual, scientific, and agricultural improvement. The second is the duty to provide for a general and uniform system of open common schools without tuition.
Bonner ex rel Bonner v. Daniels, 907 N.E.2d 516, 520 (Ind.2009) (footnote omitted). We find this evident from the text of the Education Clause, which âis particularly valuable because it âtells us how the voters who approved the Constitution understood it, whatever the expressed intent of the framers in debates or other clues.â â Id. at 519-20 (quoting McIntosh v. Melroe Co., 729 N.E.2d 972, 983 (Ind.2000)). That clause states:
Knowledge and learning, generally diffused throughout a community, being essential to the preservation of a free government; it shall be the duty of the General Assembly to encourage, by all suitable means, moral, intellectual, scientific, and agricultural improvement; and to provide, by law, for a general and uniform system of Common Schools, wherein tuition shall be without charge, and equally open to all.
Ind. Const, art. 8, § 1 (emphasis added). The framers use of the conjunction âandâ plainly suggests that the phrases are separate and distinct. That is, the Education Clause is logically read in this way: âit shall be the duty of the General Assembly to encourage ...; and [it shall be the duty of the General Assembly] to provide....â
This view is reinforced by a comparison of the present language to that used in Indianaâs first Constitution from 1816. The first section of the education provision of -the 1816 Constitution ends with the following directive:
The General Assembly shall from, [sic] time to time, pass such laws as shall be calculated to encourage intellectual, Sci-entifical, and agricultural improvement, by allowing rewards and immunities for the promotion and improvement of arts, sciences, commerce, manufactures, and natural history; and to countenance and encourage the principles of humanity, honesty, industry, and morality.
Ind. Const, of 1816, art. IX, § 1. This language bears a substantial similarity to the first duty articulated in the Education Clause of the 1851 Constitution
As to the history and purpose of Article 8, we are guided by our previous reviews of the topic in Nagy, 844 N.E.2d at 485-89, and Bonner, 907 N.E.2d at 521-22. The history leading up to the 1850-1851 Constitutional Convention and the debates at the Convention itself reveal that the framers sought to establish âa uniform statewide system of public schools that would be supported by taxation.â Nagy, 844 N.E.2d at 489; see also Martha McCarthy and Ran Zhang, The Uncertain Promise of Free Public Schooling, in The History of Indiana Law 213, 215 (David J. Bodenhamer and Hon. Randall T. Shepard eds., 2006) (âThe [1816] constitutional directive that the General Assembly provide for a general system of education âas soon as circumstances will permitâ was so flexible that there was little significant progress toward providing for such a system.â). The General Assembly has carried out this mandate by enacting âa body of law directed at providing a general and uniform system of public schools. It is detailed, comprehensive, and includes among other things provisions for revenue and funding sources, curriculum requirements, and an assortment of special programs and projects.â Nagy, 844 N.E.2d at 491 (citing Indiana Code Titles 20 and 21). Under the school voucher program, this public school system remains in place.
The plaintiffs nevertheless contend that by âenacting a program that could divert to private schools as many as 60% of Indianaâs schoolchildren ... the General Assembly has departed from the mandate of a âgeneral and uniform system of Common Schools.â â Appellantsâ Br. at 31. However, that a significant number of students may be eligible for the voucher pro
In challenging the voucher program under Article 8, Section 1, the plaintiffs rely heavily on the Florida Supreme Courtâs decision in Bush v. Holmes, 919 So.2d 392 (Fla.2006), in which the court found that the Florida Opportunity Scholarship Program, a program similar to Indianaâs school voucher program, violated Article IX, Section 1(a), of the Florida Constitution.
The Florida Supreme Court distinguished its education article from the education article found in the Wisconsin Constitution, under which a similar challenge to a similar program had been brought.
Like the Wisconsin Constitution, the Indiana Constitution contains no analogous âadequate provisionâ clause. And while the in pari materia reading of the second and third sentences of Floridaâs education article led the Florida Supreme Court to determine that the second sentence acted as a mandate and the third acted as a restriction, as noted above, we understand the imperatives of Article 8, Section 1, of the Indiana Constitution as imposing two distinct duties on the General Assembly. See Bonner, 907 N.E.2d at 520. Thus, the second duty of Article 8, Section 1, âto provide, by law, for a general and uniform system of Common Schools,â even when applied in pari mate-ria, cannot be read as a restriction on the first duty of the General Assembly to âencourage, by all suitable means, moral, intellectual, scientific, and agricultural improvement.â Because both the language and the method of analysis of Floridaâs constitution differ from those of Indiana, we are not persuaded by any attempt to analogize the two education articles.
The plaintiffs further argue that the voucher program does not âcomply with the additional mandates of [the Education Clause] that the schools be âuniform,â âequally open to all,â and âwithout charge.â â Appellantsâ Br. at 34. However, as discussed above, the Education Clause directs the legislature generally to encourage improvement in education in Indiana, and this imperative is broader than and in addition to the duty to provide for a system of common schools. Each may be accomplished without reference to the other. Considering that the voucher-program statute does not alter the structure or components of the public school system, see generally Ind.Code §§ 20-51-4-1 to -11, it appears to fall under the first imperative (âto encourageâ) and not the second (âto provideâ). The General Assemblyâs âspecific task with performance
We conclude that plaintiffs have not established that the school voucher program conflicts with Article 8, Section 1, of the Indiana Constitution, and summary judgment for the defendants was thus proper as to this issue.
4. Article 1, Section 4
The plaintiffs assert that the school voucher program violates Article 1, Section 4,
We have previously held that the religious liberty protections in the Indiana Constitution âwere not intended merely to mirror the federal First Amendment.â City Chapel, 744 N.E.2d at 446.
When Indianaâs present constitution was adopted in 1851, the framers who drafted it and the voters who ratified it did not copy or paraphrase the 1791 language of the federal First Amendment. Instead, they adopted seven separate and specific provisions, Sections 2 through 8 of Article 1, relating to religion.
Id. at 445-46 (footnote omitted). For the most part, these separate provisions, including Section 4, were adapted from the 1816 Constitution. With respect to Section 4, we are guided by our examination in City Chapel, where we found that âthere is little from the convention debates to amplify our understanding of the language of Section 4.â Id. at 448. And thus the text of Section 4 is âour primary source for discerning the common understanding of the framers and ratifiers.â Id.
The plaintiffsâ argument under Section 4 focuses on the framersâ text declaring that âno person shall be compelled to ... support, any place of worship, or to maintain any ministry, against his consent.â Ind. Const. art. 1, § 4 (emphasis added). The word âsupport,â the plaintiffs contend, âincludes the compelled payment of taxes that are used for religious purposes,â whether the tax is a specific directive (e.g., forced contributions to a religious entity or a direct tax specifically earmarked for religious purposes), or general tax revenues used to âsupportâ religious entities. Appellantsâ Br. at 16; see also id. at 16-17 n. 14 (responding to the trial courtâs ruling).
This argument improperly expands the language of Section 4 and conflates it with that of Section 6. The former explicitly prohibits a person from being âcompelled to attend, erect, or supportâ a place of worship or a ministry against his consent.
We hold that Indianaâs school voucher program does not violate Article 1, Section 4, of the Indiana Constitution, and that summary judgment for the defendants was thus proper as to this issue.
The plaintiffs also assert that the school voucher program violates Article 1, Section 6, of the Indiana Constitution, which provides: âNo money shall be drawn from the treasury, for the benefit of any religious or theological institution.â Ind. Const, art. 1, § 6. In assessing whether the program violates this clause, two issues are potentially implicated: (A) whether the program involves government expenditures for benefits of the type prohibited by Section 6, and (B) whether the eligible schools at which the parents can use the vouchers are âreligious or theological institution[s]â as envisioned by Section 6. For the reasons set forth below, we hold that the school voucher program independently satisfies each of these two concerns, and thus for each reason does not run afoul of Section 6.
A. Permissibility of Expenditures for Benefits
We first find it inconceivable that the framers and ratifiers intended to expansively prohibit any and all government expenditures from which a religious or theological institution derives a benefitâ for example, fire and police protection, municipal water and sewage service, sidewalks and streets, and the like. Certainly religious or theological institutions may derive relatively substantial benefits from such municipal services. But the primary beneficiary is the public, both the public affiliated with the religious or theological institution, and the general public. Any benefit to religious or theological institutions in the above examples, though potentially substantial, is ancillary and indirect. We hold today that the proper test for examining whether a government expenditure violates Article 1, Section 6, is not whether a religious or theological institution substantially benefits from the expenditure, but whether the expenditure directly benefits such an institution. To hold otherwise would put at constitutional risk every government expenditure incidentally, albeit substantially, benefiting any religious or theological institution. Such interpretation would be inconsistent with our obligation to presume that legislative enactments are constitutional and, if possible, to construe statutes in a manner that renders them constitutional. Section 6 prohibits government expenditures that directly benefit any religious or theological institution. Ancillary indirect benefits to such institutions do not render improper those government expenditures that are otherwise permissible.
As to this âbenefitsâ issue, the plaintiffs contend that the program is unconstitutional under the reasoning of Embry v. OâBannon, 798 N.E.2d at 160-67 (plurality), in which we reviewed a Section 6 challenge to the use of public funds for programs in parochial schools. In Embry, four Indiana taxpayers brought suit challenging the Indiana dual-enrollment program. Id. at 158. The dual-enrollment program permitted ânonpublic school students enrolled in at least one specific class in the public school corporation to be counted in the [public school] corporationâs ADM [ (Average Daily Membership) ].â Id. at 159. This provided the participating public school corporations with additional funding (proportional to the increase in ADM) and provided âvarious secular instructional services to private school students, on the premises of the private school, ... [including] fitness and health, art, foreign language, study skills, verbal skills, music, and computer technology (including internet services).â Id. at 158-59. The plaintiffs in Embry contended that the dual-enrollment program âresults in money being drawn from the state treasury to benefit parochial schoolsâ in contravention of Article 1, Section 6, of the Indiana Con
The holding in Embry was unanimous in concluding that the dual-enrollment program did not violate Section 6. Id. at 167 (three justices concurred in result).
We now recognize, however, that our language and holding in Embry was less than plain, and the division of our votes and separate opinions somewhat inconclusive. We thus take this opportunity to revisit and resolve the issue. Our use of the phrase âsubstantial benefitsâ in Embry was not intended, as the plaintiffs here appear to have understood it, to denote a measurable line after which any benefit to a religious or theological institution becomes unconstitutional. See id. at 167 (plurality) (â[T]he dual-enrollment programs permitted in Indiana do not confer substantial benefits upon any religious or theological institution.... â). Such is neither conducive to judicial application nor a workable guide for the legislature. Rather than a quantifiable sum, âsubstantial benefitâ was used in the context of determining the primary or direct beneficiary under the program at issue.
The plaintiffs assert that âthe absence of any requirement that participating schools segregate the public funds they receive... necessarily will directly fund the religious activities that take place in these schools,â and that the voucher program âsubstantiallyâ benefits these schools financially and by âpromoting] these schoolsâ religious