Ethan Walton v. Marva Livingston Hammons, Director, Michigan Family Independence Agency
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Full Opinion
OPINION
DefendanL-Appellant Marva Livingston Hammons, in her capacity as director of the Michigan Family Independence Agency (âMFIAâ), contests the district courtâs grant of summary judgment to Plaintiff-Appellee Ethan Walton. Specifically, the district court concluded that Hammons exceeded her authority under the Food Stamp Act (âFSAâ) by denying food stamps to the entire Walton family because Ethan Waltonâs mother was found to be non-cooperative in establishing the legal paternity of one of her children. Because the district courtâs holding comports with the text and legislative intent of the statutory provisions in question, we AFFIRM.
I.
A.
Since 1950, the federal government and the states have engaged in a cooperative effort to make monetary payments to financially needy families. In 1996, Con *591 gress and President Clinton embarked on the latest phase of this effort by passing and signing into law the Personal Responsibility and Work Opportunity Reconciliation Act of 1996 (âPRWORAâ). PRWORA terminated Aid to Families with Dependent Children (âAFDCâ), the federal program which had long provided cash assistance to poor families, and replaced it with Temporary Aid to Needy Families (âTANFâ). Under TANF, each state receives a predetermined block of funding to distribute as the state sees fit. See Kansas v. United States, 24 F.Supp.2d 1192, 1194 (D.Kan.1998). PRWORA also amended certain sections of the FSA, which has been in place since 1964 to âsafeguard the health and well-being of the Nationâs population by raising levels of nutrition among low-income households.â 7 U.S.C. § 2011 (1988). 1 While offering reforms which would allow states to âharmonizeâ food stamp with other assistance programs, Congress rejected the proposed utilization of a block grant scheme in administering the federal food stamp program. Instead, Congress opted to retain general federal government control to ensure that a â âsafety netâ at the federal levelâ remained in place. H.R. Rep. 104-881 (104th Cong., 2d Sess. January 2, 1996). In the case sub judice, the parties dispute two provisions introduced by PRWORA that together permit states to impose sanctions with respect to TANF and food stamp benefits when a custodial parent fails to cooperate in establishing the paternity of her child or children.
Relying on the newly enacted TANF, the MFIA-the state agency responsible for administering the FSA program in Michigan-restructured the operation of Michiganâs welfare system in 1997. As part of that restructuring, the MFIA implemented an administrative rule, Mich. Admin. Code r. 400.3125 (1997) (reprinted in 8 Mich. Reg. (Sept.1997) at 23-24), requiring the termination of a householdâs Family Independence Program (âFIPâ) cash assistance benefits when a member. of the household has faked (without âgood causeâ) for at least four consecutive months to cooperate in establishing the paternity of a child. Claiming that it has statutory authority to do so, Michigan also applies that cash assistance disqualification âruleâ to its administration of food stamps through the FSA, thereby terminating household food stamp assistance for the same acts of non-cooperation. Both FIP benefits and food stamps resume if the household member begins cooperating.
B.
The plaintiffs in this class action lawsuit are children in danger of losing their food stamp support under the MFIA policy described above. The plaintiffs contend that the 1996 federal welfare reforms do not endow the State with the power to terminate food stamp benefits to an entire household for an individual memberâs noncooperation in establishing paternity or obtaining child support.
Plaintiff Ethan Walton (the lead plaintiff) is three years old. His mother, Antoinette Walton, also has a daughter-TeâAsha Walton, age five-by another father. Ethanâs father has acknowledged paternity and pays child support pursuant to a court order obtained with the cooperation of Antoinette. Unfortunately, the identity of TeâAshaâs father is not as clear. Shortly after TeâAshaâs birth in May 1992, Antoinette informed the state that TeâAshaâs father was a âMr. Jackson.â However, in March 1993, she told the state that TeâAshaâs father was Randle Mooring. In June 1996, a state court dismissed a paternity action against Mooring because a blood test had excluded him as a possible *592 father of TeâAsha. Based on its determination that Antoinette did not cooperate in establishing TeâAshaâs paternity, the MFIA terminated her then-AFDC grant in August 1996. The test of Mooring having proven negative, Antoinette again asserted in August and October 1996 that âMr. Jacksonâ was TeâAshaâs father. Although Antoinette notified the MFIA that she had little information about the purported father, she stated that she had seen him in a store and given him a picture of the child, and also knew that he lived on the same block as she did during her pregnancy. Neither the State nor Antoinette has successfully located him or further identified him.
Pursuant to the MFIAâs administrative rule change, the MFIA in April 1997 notified Antoinette that her failure to cooperate regarding TeâAshaâs paternity would compel the MFIA to terminate her familyâs FIP and food stamp benefits effective November 1, 1997-in other words, the MFIA would terminate both her own allotments and the allotments to Ethan and TeâAsha. Antoinette requested a hearing regarding the MFIAâs decision. On November 10, 1997, a state administrative judge held that she had failed to cooperate with the MFIA in establishing the paternity of TeâAsha.
Ethan Walton filed this action on December 9, 1997, claiming that the defendant was denying him and other minor children food stamp benefits in violation of the FSA. 2 Specifically, the plaintiffs allege that PRWORA does not permit states to terminate FSA benefits due to parentsâ failure to cooperate in establishing paternity or child support payments, and that accordingly, FIAâs termination of their food stamps would directly contravene the FSA. The district court granted Waltonâs motion for class certification on December 11, 1997, ordering a class under Fed. R.Civ.P. 23(b)(2) comprising âall past, present, and future Michigan Food Stamp recipients whose Food Stamps have been or will be terminated because of the [MFIA non-cooperation policy].â J.A. at 190. The parties filed cross-motions for summary judgment on January 21, 1998. On March 20, 1998, the district court granted Waltonâs motion for summary judgment, and denied' the defendantâs motion as moot. On June 2, 1998, the court ordered defendant to revise its food stamp termination policy to comply with its March 20th opinion. This timely appeal followed.
II.
We review de novo a district courtâs grant of summary judgment, using the same Rule 56(c) standard as the district court. Terry Barr Sales Agency, Inc. v. All-Lock Co., Inc., 96 F.3d 174, 178 (6th Cir.1996). Under that standard, summary judgment is appropriate where âthe pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.â Fed. R.Civ.P. 56(c). In deciding a motion for summary judgment, we assess the factual evidence and draw all reasonable inferences in favor of the non-moving party. National Enters., Inc. v. Smith, 114 F.3d 561, 563 (6th Cir.1997). Merely alleging the existence of a factual dispute is insufficient to defeat a summary judgment motion; rather, there must exist in the record a genuine issue of material fact. See Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247-50, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). Additionally, we review issues of statutory interpretation de novo. United States v. Moore, 73 F.3d 666, 668 (6th Cir.1996) (per curiam).
III.
.Looking anew at the text, structure and legislative history of the statutory provi *593 sions to derive Congressâs purpose regarding the relevant language, we affirm the district courtâs summary judgment in favor of plaintiffs.
The outcome of this case hinges on the interplay of two distinct statutory provisions enacted in 1996: (1) § 6(i)(2) of the FSA and (2) Part A of Title IV of TANF. First, we must construe the meaning of § 6(i)(2) of the FSA, 7 U.S.C. § 2015(i)(2), as enacted by § 1819 of PRWORA, P.L. 104-193. Section 6(i)(2) allows for the application of rules and procedures enumerated under Part A of Title IV of TANF to the administration of disqualifications under the food stamp program:
(i) Comparable treatment for disqualification
(1) In general
If a disqualification is imposed on a member of a household for a failure of the member to perform an action required under a Federal, state, or local law relating to a means-tested public assistance program, the State agency may impose the same disqualification on the member of the household under the food stamp program.
(2) Rules and procedures
If a disqualification is imposed under paragraph (1) for a failure of an individual to perform an action required under part A of Title IV of the Social Security Act (42 U.S.C. [§ ] 601 et seq.), the State agency may use the rules and procedures that apply under part A of Title IV of the Act to impose the same disqualification under the food stamp program.
7 U.S.C. § 2016(0(1), (0(2) (West Supp. 1999) (emphasis added).
We also must scrutinize part A of Title TV of TANF itself, referenced by the provision above, which sets forth penalties for a parentâs non-cooperation in establishing paternity for her minor child or children:
(a) In General
(2) Reduction or elimination of assistance for noncooperation in establishing paternity or obtaining child support
If the agency responsible for administering the State plan ... determines that an individual is not cooperating with the state in establishing paternity or in establishing, modifying or enforcing a support order with respect to a child of the individual, and the individual does not qualify for any good cause or other exception established by the State pursuant to section 654(29) of this title, then the State-
(A) shall deduct from the assistance that would otherwise be provided to the family of the individual under the State program funded under this part an amount equal to not less than 25 percent of the amount of such assistance; and
(B) may deny the family any assistance under the State program.
42 U.S.C. § 608(a) (West Supp.1999) (emphasis added).
Defendant argues that together, these statutes allow Michigan to disqualify the Walton household from receiving all FIP (TANF) benefits, as well as all FSA benefits, due to the finding that Antoinette failed to cooperate in establishing TeâAshaâs paternity. Although the statute is not altogether clear1 on its face, in light of the textual evidence that does exist, as well as legislative history that we find persuasive, we disagree with defendantâs construction of these provisions.
A. Statutory Text and Structure
âThe best evidence of [a statuteâs] purpose is the statutory text adopted by both Houses of Congress and submitted to the President.â West Virginia Univ. Hosps., Inc. v. Casey, 499 U.S. 83, 98, 111 S.Ct. 1138, 113 L.Ed.2d 68 (1991). See also Group Life & Health Ins. Co. v. Royal Drug Co., Inc., 440 U.S. 205, 210, 99 S.Ct. 1067, 59 L.Ed.2d 261 (1979) (â[T]he starting point in any case involving the meaning of a statute [ ] is the language of *594 the statute itself.â); Parker-Hannifin v. Commissioner of Internal Revenue, 139 F.3d 1090, 1095 (6th Cir.1998) (âWe begin with the language of the statute itself, and interpret it according to its plain language absent evidence of a contrary legislative intent.... â). The meaning of a statuteâs words can also be âenlightened by their context and the contemporaneous legislative history,â as well as the âhistorical context of the statute.â Edwards v. Aguillard, 482 U.S. 578, 594-95, 107 S.Ct. 2573, 96 L.Ed.2d 510 (1987). Using these tools of interpretation, we find that the text of the statutory provisions involved weighs heavily in favor of the plaintiffs. Where the provisions are ambiguous on their face, we find that the legislative history conclusively shows that the MFIAâs termination policy contravenes Congressional intent.
Defendantâs textual arguments largely fail to pass muster. First, the crucial provision involved, 7 U.S.C. § 2015(i), nowhere expressly provides for disqualification of an entire familyâs food stamp benefits because of one family memberâs failure to meet a Federal, state or local law. To the contrary, the language of that provision explicitly applies to individual members of a household. The first paragraph of that provision provides that if a disqualification is imposed âon a member of a household for a failure of the member to perform an action required under Federal, state, or local law,â then the State âmay impose the same disqualification on the member of the household under the food stamp program.â 7 U.S.C. § 2015(i)(l) (emphasis added).
Facing this textual clarity in paragraph (l), 3 defendant argues that § 2015(f)(2) provides states with the ability to deny food stamps to the entire household. This argument comes in four stages. First, defendant contends that paragraph (2) supplements paragraph (1) substantively, adding another source from which to determine who can be disqualified and under what circumstances; in defendantâs words, it offers an additional state option that âapplies only to joint recipients of food stamps and means-tested public assistance benefits provided under Title IV-A.â Defendantâs Br. at 12 (emphasis added and deleted). Second, defendant contends that paragraph (2) allows household sanctions to be imposed against this separate class of disqualifications (ie., âjoint recipientâ disqualifications) even when they are not appropriate for the broader class of disqualifications described under paragraph (1). The evidence defendant proffers here is that paragraph (2) does not use the words of limitation ( âmember of the householdâ) couched in paragraph (1). Defendantâs Br. at 13. Third, defendant argues that Part A of Title IV of TANF, referenced in paragraph (2), allows for the disqualification of household benefits when individuals fail to cooperate in paternity matters, so the âsame disqualificationâ should apply to food stamps through § 2015(i)(2). Finally, defendant argues that states are permitted to apply their own all-household sanctions because paragraph (2) does not âlimit[ ] ârules and proceduresâ to federal or Congressional rules.â Defendantâs Br. at 16.
Although the plain meaning of the statutory provisions alone does not settle all of defendantâs arguments, it severely undermines them on most fronts. First, defendantâs initial contention confuses the role of paragraph (2) within the broader provision. The text and structure of § 2015© indicate that paragraph (2) is meant to guide the selection of the ârules and proceduresâ a state agency can adopt in effecting the disqualifications defined and permitted by paragraph (1). We find there is neither an express nor an implied suggestion that paragraph (2) provides a separate substantive fount for determining who may *595 be permissibly disqualified above and beyond paragraph (1). Congress left express clues of this limited procedural role of paragraph (2). First, paragraph (1) bears the heading âIn generalâ while paragraph (2) is labeled âRules and procedures.â Furthermore, Congress expressly limited paragraph (2) to those occasions when âa disqualification is imposed under paragraph (1) .... â § 2015(i)(2). It follows from both the headings and the express limitation of paragraph (2) that Congress intended paragraph (1) to establish the substantive rule of who may be disqualified under § 2015(i) and under what circumstances, while the latter determines how they are to be disqualified (ie., using the ârules and procedures that apply under Part A of Title IV of the Actâ). Thus, paragraph (2), like paragraph (1), appears to apply only to individual family member disqualifications.
Second, defendant founders when she argues that paragraph (2) permits household sanctions despite the restrictions in paragraph (1) because it does not possess the âwords of limitationâ of the prior paragraph. First, as stated infra, such limiting words were unnecessary, as paragraph (2) is expressly limited to disqualifications properly imposed under paragraph (1)-and such disqualifications are limited to individual disqualifications. More fundamentally, when we heed, the Supreme Courtâs wisdom that â[t]he plain meaning that we seek to discern is the plain meaning of the whole statute, not of isolated sentences,â Beecham v. United States, 511 U.S. 368, 372, 114 S.Ct. 1669, 128 L.Ed.2d 383 (1994), defendantâs argument wholly eol-lapses. Examined within the broader statutory scheme, the precise use of the word âmemberâ in § 2015(i)(l), the reference to that paragraph in § 2015(i)(2), the use of the word âindividualâ in § 2015(f)(2), and the simultaneous absence of any mention of a âhouseholdâ disqualification in either paragraph, are particularly illuminating. Throughout § 2015, Congress spoke precisely as to when it intended a provision to apply to individuals who are members of households, to households, or to both. Most notably, in 7 U.S.C. § 2015(2), Congress provided that no individual parent who was non-cooperative in establishing paternity or obtaining child support could be eligible for child support allotments; importantly, the provision does not affect any other members of that parentâs household. 4 Other examples abound of Congressional explicitness in delineating which recipients (individuals or households) are to be impacted by various provisions. See, e.g., 7 U.S.C. § 2015(a) (discussing requirements on both âhouseholds and individuals who are members of eligible householdsâ); id. at § 2015(c) (disqualifying households for refusing to cooperate in providing necessary information to a state agency); id. at § 2015(j) & (k) (deeming individuals ineligible when they provide fraudulent statements or are fleeing from prosecution); id. at § 2017(d) (allowing food stamp benefits to be reduced for households). Congress was equally clear when it intended the transgressions of a member of a household to render ineligible the entire household. See 7 U.S.C. 2015(d)(1)(B) (providing, under a separate *596 subsection labeled âHousehold ineligibility,â that a household becomes ineligible when the head of the household fails to meet certain work requirements). Moreover, when disqualifying entire households for one memberâs actions, the statute is not just explicit, but also provides specific safeguards. For example, in erecting a household sanction for a memberâs failure to meet work requirements, the law limits the householdâs ineligibility to a period no greater than the shorter of 180 days or the length of the individualâs ineligibility. Id. Further, Congress erected a strict 25 percent ceiling on the amount by which a state can reduce the allotment of food stamps to a household due to the failure of a member of a household to perform an action required by law. See 7 U.S.C. § 2017(d)(1)(B).
To assume, as defendant does, that Congress detoured from this consistent and explicit precision and care in only § 2015(i)-and did so through the back door route of the ârules and proceduresâ paragraph of that provision-defies the remainder of § 2015 and basic principles of statutory interpretation. See Russello v. United States, 464 U.S. 16, 23, 104 S.Ct. 296, 78 L.Ed.2d 17 (1983) (â â[WJhere Congress includes particular language in one section of a statute but omits it in another section of the same Act, it is generally presumed that Congress acts intentionally and purposely in the disparate inclusion or exclusion.â â) (citation omitted; brackets in original). In other words, defendant-by arguing that the lack of an express limitation to individual sanctions opens the door to household sanctions-has improperly turned the required analysis on its head. Indeed, given the explicit nature of the portions of the statute that levy all-household sanctions, paragraph (2)âs failure to mention the all-household sanction indicates that such a sanction was not intended. 5
Third, defendant errs when she asserts that paragraph (2) provides a carte blanche to state agencies to apply their own administrative rules in administering food stamp disqualifications simply because â[njothing [in the paragraph] limits ârules and proceduresâ to federal or Congressional rules.â Defendantâs Br. at 16 (emphasis deleted). Once again, the logic of Russelloâ that we should presume that Congress intended to exclude certain language when it included the same language elsewhere in a statute, see 464 U.S. at 23, 104 S.Ct. 296 â defeats defendantâs argument here. The statute indicates expressly when it incorporates by reference state laws and rules; § 2015(i)(1), for instance, calls upon the failure of individuals to comport with âFederal, State, or local law relating to a means-tested public assistance program.â 7 U.S.C. § 2015(i)(1). See also 7 U.S.C. § 2017(d)(l)(providing that the benefits of a household can be reduced âunder a Federal, State or local law relating to a means-tested public assistance programâ). Because it does not reference state or local law in paragraph (2), but instead calls specifically on the ârules and procedures that apply under part A of Title TV of the Act,â Congress intended only to reference 42 U.S.C. § 608(a), not state law. This paragraph can not be construed as an invitation for states or localities to apply their own rules.
*597 Despite this bevy of structural and textual evidence weighing against defendantâs reading, an ambiguity remains on the statuteâs face. Defendant correctly points out that Part A of Title IV of TANF, referenced by paragraph (2), indeed allows the outright elimination of household benefits for the failure of a member to cooperate in establishing paternity. See 42 U.S.C. § 608(a)(2)(A) & (B) (requiring states, in the event that an individual does not cooperate in establishing paternity, to deduct at least 25 percent from assistance to the family, and allowing states to âdeny the family any assistance under the State programâ). The provision thus contradicts the clear textual evidence against household disqualifications discussed infra. It also contradicts 7 U.S.C. § 2015Âź, the specific FSA provision addressing non-cooperation in establishing paternity. In § 2015Âź, Congress provided that no individual parent who was non-cooperative in establishing paternity or obtaining child support could be eligible for child support allotments, leaving the rest of the householdâs FSA benefits intact.
Although the district court attempted to resolve this contradiction through other textual arguments, we cannot agree with its conclusions. First, it labeled § 608(a)(2)(B) a non-mandatory âoption,â as opposed to a ârule,â because it provides that states âmayâ deny the household any' assistance after non-cooperation. Hence, the court concluded that the reference in § 2015(2) to ârules and proceduresâ does not refer to the âoptionâ in § 608(a)(2)(B). See J.A. at 52-53. We do not find this distinction convincing. Permissive rules are commonplace in the law, yet are still properly labeled ârules.â Moreover, § 608(a)(2) certainly could fall under the broader term âprocedure,â also referenced in § 2015(i)(2).
We also find unpersuasive the lower courtâs second textual route around the ambiguity â that the distinction between assistance âreductionsâ and âdisqualificationsâ renders § 608(a)(2) inapplicable. Indeed, the FSA at numerous points treats the two sanctions distinctly. See, e.g., 7 U.S.C. § 2015(i)(3) (using âdisqualificationâ as a synonym for ineligible, and allowing disqualified individuals to re-apply as ânew applicant^]â); 7 U.S.C. § 2017(d)(1)(b) (limiting the âreductionâ of an allotment of food stamps to no more than 25 percent). Having made this distinction, the district court concluded that § 608(a)(2)(A) & (B) imposed âreductionsâ in allotments, 6 not outright disqualifications, and therefore could not be incorporated under 7 U.S.C. § 2015(i)(2). 7 Despite the tempting logic of this position, we cannot hold that it conclusively emerges from the âplain meaningâ of the text itself. For instance, it is not clear even under the district courtâs own standards that § 608(a)(2) can be so cleanly labeled a âreductionâ provision. The heading of that paragraph includes the phrase âelimination of assistance,â and also provides that the state may deny a family assistance altogether. 42 U.S.C. § 608(a)(2)(B). Such a penalty could reasonably be construed as a denial of eligibility, or disqualification, as much as the other provisions under § 608(a) that mandate âno assistanceâ under other conditions (and which the district court comfortably labeled disqualification provisions).
B. Legislative History
*598 Given this latent ambiguity, 8 we must turn to a consideration of legislative history and intent to divine Congressional purposes. See Difford v. Secretary of Health & Human Servs., 910 F.2d 1316, 1318 (6th Cir.1990) (âWhere statutory language is ambiguous, the courts should review the legislative history in conjunction with the statutory provision at issue.â) (citing Blum v. Stenson, 465 U.S. 886, 896, 104 S.Ct. 1541, 79 L.Ed.2d 891 (1984)). Examining the textual ambiguity in light of this broader context and legislative history, we hold that Congress did not mean for states to eliminate household food stamp allotments in the fashion undertaken by defendant.
PRWORAâs reform of the FSA comprised a delicate balancing act. Among the goals listed by the House Committee on Agriculture designing the reforms was âthe retention of the Food Stamp Program as a âsafety netâ at the federal level.â H.R. Rep. 104-881 (104th Cong., 2d Sess. January 2, 1996) (emphasis added). At the same time, the committee stated that the reforms were intended to expand statesâ role in administering the FSA âby broadening their authority to harmonize the [program] with other welfare programs.â Id. Clearly, Congress sought to balance this added state discretion to âharmonizeâ with the preservation of a federal âsafety netâ for food assistance, girded by federally imposed rules and guidelines. Neither goal absolutely trumps the other and, indeed, much of the complexity of the provisions in question arises from this difficult balancing effort. For instance, unlike the PRWORAâs wholesale replacement of the federally-controlled AFDC with a block-grant regime, PRWORA did not alter the basic national standards of eligibility for FSA assistance that have long been in place, and gave no control over such standards to states. See 7 U.S.C. § 2014. Congress also left intact the complex array of federally-imposed administrative requirements to which states must adhere. See 7 U.S.C. § 2020. 9
Most importantly for this case, a crucial aspect of the âsafety netâ that Congress retained is the concern for the well-being of dependent minor children under the FSA. Numerous FSA provisions carve out safeguards for these childrenâs interestsâ safeguards states can not trammel. In determining eligibility for assistance, for instance, the FSA provides added benefits to support families with children. See 7 U.S.C. § 2014(e)(3)(A) (allowing deductions in calculated income for dependent children); id. at § 2014(e)(4)(A) (allowing deductions for child support payments). Likewise, in rendering disqualifications, FSA pursues policies intended to benefit dependent children. Of course, the very rationale for which Antoinette is being penalized in this case-failing to protect adequately the interests of TeâAsha by identifying her father in order to secure child support-stems from a concern for the wel *599 fare of the children who depend on her. Just as under TANF, Congress disqualifies from FSA assistance any custodial parent who is non-cooperative in establishing paternity or obtaining child support for the child. 7 U.S.C. § 2015(0(1). Unlike under TANF, however, family allotments are not affected by this provision. Further, any determination that an exception to disqualification for non-cooperation should be granted for âgood causeâ is to take into account the âbest interests of the child.â 7 U.S.C. § 2015(0(2). Similarly, the FSA protects children by rendering ineligible non-custodial parents who fail to cooperate in establishing the paternity of a child, or who fail to provide child support, see 7 U.S.C. § 2015(m)(l), as well as individuals who are delinquent in paying court-ordered child support. See 7 U.S.C. § 2015(n). Finally, the statute provides an exception to its work and work program requirements for FSA support when an individual is âa parent or other member of a household with responsibility for the care of a dependent child.... â 7 U.S.C. § 2015(d)(2)(B); see also 7 U.S.C. § 2015(o)(3)(C).
Finally, Congressâs concern for innocent minor children can be seen in the care Congress took in discerning between individual sanctions and household sanctions, which deprive innocent, dependent children of FSA benefits. As described supra, the FSA carefully distinguishes provisions which affect individual members from those affecting whole households, and erects safeguards when it does intend for the transgressions of a member of a household to render ineligible the entire household. See, e.g., 7 U.S.C. § 2015(d)(1)(B); 7 U.S.C. § 2017(d)(1)(B). This care is warranted given the general principle, expressed by the Supreme Court in different contexts, that âvisiting [ ] condemnation on the head of an infantâ is generally ineffectual and unjust, because while âparents have the ability to conform their conduct to societal norms, [ ] their [ ] children can affect neither their parentsâ conduct nor their own status.â Trimble v. Gordon, 430 U.S. 762, 769-70, 97 S.Ct. 1459, 52 L.Ed.2d 31 (1977) (quoting Weber v. Aetna Cas. & Sur. Co., 406 U.S. 164, 175, 92 S.Ct. 1400, 31 L.Ed.2d 768 (1972)); see also Plyler v. Doe, 457 U.S. 202, 220, 102 S.Ct. 2382, 72 L.Ed.2d.786 (1982) (â[L]egislation directing the onus of a parentâs misconduct against his children does not comport with fundamental conceptions of justice.â).
The legislative history demonstrates that Congress adhered to these broader concerns when it considered and enacted the language of § 2015(i)(2) in particular. First, the history shows clear Congressional intent to raise a federal bar below which no state can venture in disqualifying food stamp benefits; second, it shows a continuing concern for childrenâs welfare under FSA and the PRWORA reforms to the FSA. The path of the language that ultimately became § 2015(i) is clearly marked. First, on August 4, 1995, the following provision-applying only to household mem bers-was introduced in the Senate:
(A) IN GENERAL â Section 6 of the Food Stamp Act of 1977 (7 U.S.C.2015) is amendedâ
(1) by redesignating subsection (i) (as added by section 106) as subsection (o); and
(2) by inserting after subsection (h) the following:
â(i) COMPARABLE TREATMENT FOR DISQUALIFICATION â â
â(1) IN GENERAL. â If a disqualification is imposed on a member of a household for a failure of the member to perform an action required under a federal, state, or local law relating to a welfare or public assistance program, the state agency may impose the same disqualification on the member of the household under the food stamp program.â
â(2) APPLICATION AFTER DISQUALIFICATION PERIOD â A member of a household disqualified under paragraph (1) May, after the disqualification period has expired, ap *600 ply for benefits under this act and shall be treated as a new applicant, except that a prior disqualification under subsection (D) shall be considered in determining eligibility.â
Cong. Rec. S12449 (1995). (emphasis added). On September 8, 1995, Senator Fair-cloth submitted a proposal to amend the language in S.1120 to apply expressly to entire households:
(i) COMPARABLE TREATMENT UNDER SEPARATE PROGRAMS.â
(1) IN GENERAL.-If a disqualification, penalty or sanction is imposed on a household or part of a household for a failure of an individual to perform an action required under a Federal, State, or local law relating to a welfare or public assistance program, the State agency may impose the same disqualification, penalty, or sanction on the household or part of the household under the food stamp program using the rules and procedures that apply to the welfare or public assistance program.
Cong. Rec. S12940 (1995). Rather than opting for this amendment, Congress ultimately adopted the language that emerged in a September 14 amendment which altered the âFaireloth Amendment.â Specifically, the modified amendment left the original language of § 2015(i)(1) intact, and inserted the âRules and Proceduresâ language that emerged as law in § 2015(f)(2). Cong. Rec. S13573. Notably, the modified amendment removed all references to âhouseholdsâ which had appeared in the original Faireloth Amendment. See id. Only the reference to individual âmembersâ remained.
The rejection of the proposed âFaireloth Amendmentâ in favor of the language ultimately adopted is telling. 10 That amendment most certainly would have permitted an entire householdâs food stamp allotment to be disqualified, presumably even for a single household memberâs transgressions, if the relevant TANF rules and procedures so mandated. In light of the care taken by Congress in indicating when entire households versus individual members were implicated by a given provision, see infra § III.A, the rejection of the original Fair-cloth language for language singling out only âmembersâ indicates a clear choice by the enacting legislators to eschew the household language, and thus, the household sanction. Cf. Democratic Senatorial Campaign Committee, 454 U.S. at 35, 102 S.Ct. 38 (concluding that a substantial âinference can be found in the rejection by the 96th Congress of an amendment that would have expresslyâ provided for the rule sought). Once again, this shift in language is consistent with the rest of § 2015 in that it carefully treated the occasions where households are penalized for a memberâs failure to follow certain rules. See infra § III.A.
Defendant stumbles upon faulty argumentation in attempting to explain away this crucial evidence of legislative intent. Brushing aside the importance of the decisive removal of the term âhouseholdâ from the original Faireloth Amendment, defendant casts the progression through the three provisions as a short journey toward compromise: starting with âcomparable individual disqualifications,â moving to âcomparable household disqualifications,â and finally resulting in a dichotomous treatment where joint TANF/food stamp recipients face comparable household disqualifications, while all other recipients face only individual disqualifications. See Defendantâs Br. at 31-32. This comprises mere bootstrapping of defendantâs textual argument-indeed, it is not legislative history at *601 all. To put it simply, defendant is stubbornly relying upon her interpretation of the textâs plain meaning (namely, that the class of âjoint recipientsâ is alone subject to household disqualification for non-cooperation) to argue that the legislative history shows that Congress, simply by adopting that language, intended to impose household sanctions on joint recipients. The circularity of this approach is plain to see, and renders it unpersuasive.
Contrary to defendantâs claims, we believe that the decisive legislative history and evidence of broader legislative intent, coupled with the plethora of textual evidence cited in § III.A, infra, resolve the ambiguity of the provisions in favor of plaintiffsâ interpretation.
C. Agency Deference
Plaintiffs and defendant have argued that interpretations of the relevant provisions by the United States Department of Agriculture (âUSDAâ) and by the implementing state agency merit our deference under
Chevron
principles.
See Chevron U.S.A., Inc. v. Natural Resources Defense Council, Inc.,
467 U.S. 837, Additional Information