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The Illinois eavesdropping statute makes it a felony to audio record âall or any part of any conversationâ unless all parties to the conversation give their consent. 720 III. Comp. Stat. 5/14 â 2(a)(1). The statute covers any oral communication regardless of whether the communication was intended to be private. Id. 5/14 â 1(d). The offense is normally a class 4 felony but is elevated to a class 1 felony â with a possible prison term of four to fifteen years' â if one of the recorded individuals is performing duties as a law-enforcement officer. Id. 5/14-4(b). Illinois does not prohibit taking silent video of police officers performing their duties in public; turning on a microphone, however, triggers class 1 felony punishment.
The question here is whether the First Amendment prevents Illinois prosecutors from enforcing the eavesdropping statute against people who openly record police officers performing their official duties in public. More specifically, the American Civil Liberties Union of Illinois (âACLUâ) challenges the statute as applied to the organizationâs Chicago-area âpolice accountability program,â which includes a plan to openly make audiovisual recordings of police officers performing their duties in public places and speaking at a volume audible to bystanders. Concerned that its videographers would be prosecuted under the eavesdropping statute, the ACLU has not yet implemented the program. Instead, it filed this preenforcement action against Anita Alvarez, the Cook County Stateâs Attorney, asking for declaratory and injunctive relief barring her from enforcing the statute on these facts. The ACLU moved for a preliminary injunction.
Faced with so obvious a test case, the district court proceeded with some skepticism. The judge dismissed the complaint for lack of standing, holding that the ACLU had not sufficiently alleged a threat of prosecution. The ACLU tried again, submitting a new complaint addressing the courtâs concerns. This time, the judge held that the ACLU had cured the original defect but had ânot alleged a cognizable First Amendment injuryâ because the First Amendment does not protect a âright to audio record.â The judge denied leave to amend. The ACLU appealed.
We reverse and remand with instructions to allow the amended complaint and enter a preliminary injunction blocking enforcement of the eavesdropping statute as applied to audio recording of the kind alleged here. The Illinois eavesdropping statute restricts a medium of expression commonly used for the preservation and communication of information and ideas, thus triggering First Amendment scrutiny. Illinois has criminalized the nonconsensual recording of most any oral communication, including recordings of public officials doing the publicâs business in public and regardless of whether the recording is open or surreptitious. Defending the broad sweep of this statute, the Stateâs Attorney relies on the governmentâs interest in protecting conversational privacy, but that interest is not implicated when police officers are performing their duties in public places and engaging in public communications audible to persons who witness the events. Even under the more lenient intermediate standard of scrutiny applicable to content-neutral burdens on speech, this application of the statute very likely flunks. The Illinois eavesdropping statute restricts far more speech than necessary to protect legitimate privacy interests; as
I. Background
A. The Illinois Eavesdropping Law
In 1961 the Illinois General Assembly enacted a law making it a crime to use âan eavesdropping device to hear or record all or part of any oral conversation without the consent of any party thereto.â 1961 Ill. Laws 1983. The statute defines âeavesdropping deviceâ as âany device capable of being used to hear or record oral conversation.â Id. (codified at 720 III. Comp. Stat. 5/14 â 1(a)); see also Celia Guzaldo Gamrath, A Lawyerâs Guide to Eavesdropping in Illinois, 87 ILL. B.J. 362, 363 (1999) (discussing the history of the Illinois eavesdropping law). The legislature later amended the law to require the consent of âall of the partiesâ to the conversation. Ill. Pub. Act 79-1159 (1976) (codified at 720 III. Comp. Stat. 5/14â 2(a)(1)).
In People v. Beardsley, 115 Ill.2d 47, 104 Ill.Dec. 789, 503 N.E.2d 346, 349-50 (1986), the Illinois Supreme Court adopted a narrow interpretation of the eavesdropping statute, declaring that audio recordings were prohibited only if the circumstances âentitle [the conversing parties] to believe that the conversation is private and cannot be heard by others who are acting in a lawful manner.â In other words, recording a conversation was punishable under the eavesdropping statute only if the conversing parties had an âexpectation of privacy,â though the court remarked that the expectations of privacy protected under the statute were not necessarily âcoextensive with those imposed on governmental action by the fourth amendment.â Id., 104 Ill.Dec. 789, 503 N.E.2d at 351.
Eight years later the state supreme court reaffirmed its Beardsley decision in People v. Herrington, 163 Ill.2d 507, 206 Ill.Dec. 705, 645 N.E.2d 957 (1994). The court held that âthere can be no expectation of privacy by the declarant where the individual recording the conversation is a party to that conversation.â Id., 206 Ill. Dec. 705, 645 N.E.2d at 958. Chief Justice Bilandic dissented, arguing that normal privacy expectations include an assumption that most conversations are not being recorded. Id., 206 Ill.Dec. 705, 645 N.E.2d at 959-60 (Bilandic, C.J., dissenting). He also distinguished Beardsley because the parties to the conversation in that case âknew that the defendant had the tape recorderâ and therefore âgave their implied consent to the recording of their conversation.â Id., 206 Ill.Dec. 705, 645 N.E.2d at 960. The defendant in Herring-ton, by contrast, recorded a conversation surreptitiously.
In 1994 the Illinois legislature amended the eavesdropping statute so that it applies to âany oral communication between 2 or more persons regardless of whether one or more of the parties intended their communication to be of a private nature under circumstances justifying that expectation.â Ill. Pub. Act 88-677 (1994) (codified at 720 III. Comp. Stat. 5/14 â 1(d)). This amendment effectively overrode the Beardsley and Herrington decisions. As later interpreted by the Illinois Supreme Court, under the amended statute a partyâs consent may be âinferred from the surrounding circumstances indicating that the party knowingly agreed to the surveillance.â People v. Ceja, 204 Ill.2d 332, 273 Ill.Dec. 796, 789 N.E.2d 1228, 1241 (2003). However, express disapproval defeats any inference of consent. Plock v. Bd. of Educ. of Freeport Sch. Disk No. 145, 396 Ill.App.3d 960, 336 Ill.Dec. 497, 920 N.E.2d 1087, 1095 (2009).
The eavesdropping statute exempts recordings made by law-enforcement offi
B. The ACLUâs First Amendment Challenge
The ACLU filed this suit against Alvarez in her official capacity seeking declaratory and injunctive relief under 42 U.S.C. § 1983 barring her from enforcing the eavesdropping statute against audio recording that the organization plans to carry out in connection with its âpolice accountability program.â More specifically, the ACLU intends to implement a âprogram of promoting police accountability by openly audio recording police officers without their consent when: (1) the officers are performing their public duties; (2) the officers are in public places; (3) the officers are speaking at a volume audible to the unassisted human ear; and (4) the manner of recording is otherwise lawful.â The program will include, among other things, audiovisual recording of policing at âexpressive activityâ events â protests and demonstrations â in public fora in and around the Chicago area. The organization also plans to make audiovisual recordings of policing at âexpressive activitiesâ carried out by its members. The ACLU intends to publish these recordings online and through other forms of electronic media.
The ACLU alleged that its planned audiovisual recording is protected under the First Amendmentâs speech, press, and petition clauses, but because of a credible fear of prosecution, it has not followed through on its program. The complaint asked for a declaratory judgment holding the eavesdropping statute unconstitutional as applied to the ACLUâs planned recording and for a corresponding injunction barring the Cook County Stateâs Attorney from enforcing the statute against the ACLU or its agents who carry out the recording. The ACLU also moved for a preliminary injunction.
The Stateâs Attorney moved to dismiss under Rules 12(b)(1) and 12(b)(6) of the Federal Rules of Civil Procedure, arguing that the ACLU lacks standing and failed to state a claim of a First Amendment violation. The district court granted the motion on jurisdictional grounds, holding that the complaint did not adequately allege a credible fear of prosecution and that the ACLU therefore lacked standing to sue. The dismissal was without prejudice, however, so the ACLU moved to amend the judgment under Rule 59(e) to allow an amended complaint under Rules 15(a)(2) and 21. The proposed amended complaint addressed the standing defect the court had identified, adding two individual plaintiffs â Colleen Connell, the ACLUâs Executive Director, and Allison Carter, the ACLUâs Senior Field Manager â and more detail about the threat of prosecution. The ACLU renewed its motion for a preliminary injunction.
II. Discussion
A. Rule 59(e), Rule 15(a), and Preliminary-Injunction Standards
This case comes to us from an order denying a Rule 59(e) motion to alter or amend a judgment to allow the filing of an amended complaint under Rule 15(a)(2). We review this ruling for an abuse of discretion. Sigsworth v. City of Aurora, Ill., 487 F.3d 506, 511 (7th Cir.2007). But â[i]f the district court reached its conclusion because of its interpretation of relevant law, ... then we review that question of law de novo because a district courtâs application of an erroneous view of the law is by definition an abuse of discretion.â Sosebee v. Astrue, 494 F.3d 583, 586 (7th Cir.2007).
The district courtâs decision turned on mistaken understandings about the relevant First Amendment doctrine. As we will explain, the ACLU and its employees have standing; they face a credible threat of prosecution under the eavesdropping statute, and their amended complaint plainly alleges a First Amendment injury. Denying leave to amend also had the effect of denying the ACLUâs request for preliminary injunctive relief. The ACLU asks that we address that matter here.
âTo win a preliminary injunction, a party must show that it has (1) no adequate remedy at law and will suffer irreparable harm if a preliminary injunction is denied and (2) some likelihood of success on the merits.â Ezell v. City of Chicago, 651 F.3d 684, 694 (7th Cir.2011). If the moving party makes this threshold showing, the court âweighs the factors against one another, assessing whether the balance of harms favors the moving party or whether the harm to the nonmoving party or the public is sufficiently weighty that the injunction should be denied.â Id.
Ordinarily we would remand to allow the district court to weigh the preliminary-injunction factors in the first instance. However, in First Amendment cases, âthe likelihood of success on the merits will often be the determinative factor.â Joelner v. Village of Washington Park, Ill., 378 F.3d 613, 620 (7th Cir.2004). This is because the âloss of First Amendment freedoms, for even minimal periods of time, unquestionably constitutes irreparable injury,â Elrod v. Bums, 427 U.S. 347, 373, 96 S.Ct. 2673, 49 L.Ed.2d 547 (1976) (plurality opinion), and the âquantification of injury is difficult and damages are therefore not an adequate remedy,â Flower Cab Co. v. Petitte, 685 F.2d 192, 195 (7th Cir.1982). Moreover, if the moving party establishes a likelihood of success on the merits, the balance of harms
The parties have fully briefed the likelihood of success on the merits, which raises only a legal question. In this situation, it makes sense for us to address whether preliminary injunctive relief is warranted. See Wis. Right to Life State PAC v. Barland, 664 F.3d 139, 151 (7th Cir.2011) (on appeal from an abstention order, deciding the plaintiffs entitlement to an injunction because it raised a pure legal question under the First Amendment).
We are confronted, then, with a series of legal questions: (1) has the ACLU established standing to sue; (2) does the amended complaint state a claim for a First Amendment violation; and (3) is that claim likely to succeed? The district court stopped after the first inquiry, holding that the ACLU does not have standing to sue because it has no cognizable First Amendment injury. The Stateâs Attorney urges us to affirm this standing determination, though on a different rationale. In the alternative, she maintains that the proposed amended complaint does not state a claim for an actionable First Amendment violation. Standing comes before the merits, of course, In re Aqua Dots Prods. Liab. Litig., 654 F.3d 748, 750 (7th Cir. 2011), but as weâll see, in this case there is some overlap, see Bond v. Utreras, 585 F.3d 1061, 1073 (7th Cir.2009).
B. Standing
Standing is âan essential and unchanging part of the case-or-controversy requirement of Article III.â Lujan v. Defenders of Wildlife, 504 U.S. 555, 560, 112 S.Ct. 2130, 119 L.Ed.2d 351 (1992). To establish standing to sue in federal court,
a plaintiff must show that he is under threat of suffering âinjury in factâ that is concrete and particularized; the threat must be actual and imminent, not conjectural or hypothetical; it must be fairly traceable to the challenged action of the defendant; and it must be likely that a favorable judicial decision will prevent or redress the injury.
Summers v. Earth Island Inst., 555 U.S. 488, 493, 129 S.Ct. 1142, 173 L.Ed.2d 1 (2009) (citing Friends of Earth, Inc. v. Laidlaw Envtl. Servs. (TOC), Inc., 528 U.S. 167, 180-81, 120 S.Ct. 693, 145 L.Ed.2d 610 (2000)). Our review is de novo. Pollack v. U.S. Depât of Justice, 577 F.3d 736, 739 (7th Cir.2009).
It is well established that âpreenforcement challenges ... are within Article III.â Brandt v. Village of Winnetka, Ill., 612 F.3d 647, 649 (7th Cir.2010). To satisfy the injury-in-fact requirement in a preenforcement action, the plaintiff must show âan intention to engage in a course of
The district court dismissed the first version of the ACLUâs complaint because it did not sufficiently allege a credible threat of prosecution under the eavesdropping statute. The proposed amended complaint added two individual plaintiffsâ ACLU employees Connell and Carterâ and more details about the threat of prosecution, including information about recent prosecutions under the eavesdropping statute on like facts. That was enough to satisfy the district court on this point; based on the new allegations, the judge found that â[t]he threat of prosecution is credible and imminent.â At this point, however, the judge perceived a different standing defect â one related to the merits of the claim. Relying on our decision in Potts, the judge held that the First Amendment does not protect a âright to audio recordâ and therefore the ACLU had not alleged a constitutional injury. This was a misreading of Potts.
The issue in Potts was whether a police officer may refuse entry to an onlooker at a Ku Klux Klan rally because he wanted to bring a video camera onto the site. 121 F.3d at 1109-12. Past Klan rallies had inspired violence, so the police in Lafayette, Indiana, where the rally was to be held, established a rule banning any object that could be used as a weapon or projectile. John Potts arrived with a small video recorder and was denied entry based on the broad âno weaponsâ rule. He defied a police officerâs order and entered anyway, and was promptly arrested.
Potts then sued the City of Lafayette and two officers alleging First and Fourth Amendment violations. We affirmed the summary judgment in favor of the defendants. Id. at 1114. Addressing the First Amendment claim, we said that âthere is nothing in the Constitution which guarantees the right to record a public event.â Id. at 1111 (citing Nixon v. Warner Commcâns, Inc., 435 U.S. 589, 610, 98 S.Ct. 1306, 55 L.Ed.2d 570 (1978) (explaining that the Sixth Amendment does not require broadcasting trials to the public); United States v. Kerley, 753 F.2d 617, 620-22 (7th Cir.1985) (recognizing that the exclusion of cameras from federal courtrooms is constitutional)). The district court seized on this single sentence from Potts and read it for much more than itâs worth.
Immediately after this sentence is the following clarifying explanation: âThe right to gather information may be limited under certain circumstances.... The proper constitutional measure of the ... âweaponsâ ban is whether the restriction constitutes a valid time, place, or manner regulation.â Id. In other words, as applied to Potts, Lafayetteâs ban did implicate
The courtâs second reason for rejecting the amended complaint was also off the mark. The judge held that without a âwilling speaker,â the ACLU had no First Amendment injury. In other words, because the ACLU does not plan to obtain consent from the officers and others whose communications will be recorded, there will be no âwilling speakersâ and the ACLU has no First Amendment right to receive and record their speech. By conceptualizing the case in this way, the judge seems to have assumed that, at most, only derivative speech rights are at stake.
Thatâs an incorrect assumption. The district courtâs reliance on the âwilling speakerâ principle gets the doctrine right but its application wrong. It is well established that â[w]hen one person has a right to speak, others hold a âreciprocal right to receiveâ the speech.â Ind. Right to Life, Inc. v. Shepard, 507 F.3d 545, 549 (7th Cir.2007) (quoting Va. State Bd. of Pharmacy v. Va. Citizens Consumer Council, Inc., 425 U.S. 748, 757, 96 S.Ct. 1817, 48 L.Ed.2d 346 (1976)). Itâs also true that this derivative âright to receiveâ or âright to listenâ principle âpresupposes a willing speaker.â Va. State Bd. of Pharmacy, 425 U.S. at 756, 96 S.Ct. 1817; see also Shepard, 507 F.3d at 549 (âa precondition of the right to receive ... is the existence of a willing speakerâ (internal quotation marks omitted)); Bond, 585 F.3d at 1077. But this is not a third-party âright to receiveâ case. The ACLU does not claim to be an intended recipient of police (or police-civilian) communications or to have a reciprocal right to receive the officersâ speech as a corollary of the officersâ right to speak.
Any bystander within earshot can hear what police officers say in public places; âreceiptâ occurs when the speech is uttered in public and at a volume that others can hear. In other words, the officersâ speech is âreceivedâ at the moment it is heard; the eavesdropping statute obviously does not prohibit this. The ACLUâs challenge to the statute implicates a different set of First Amendment principles. The âright to receiveâ strand of First Amendment doctrine â with its âwilling speakerâ precondition â has no bearing on the ACLUâs standing.
The Stateâs Attorney does not argue otherwise. Instead, she returns to the original standing problem that the district court identified. Alvarez maintains, as she did in the district court, that the ACLU has not alleged a credible threat of prosecution. We disagree. The eavesdropping statute plainly prohibits the ACLUâs proposed audio recording; Alvarez acknowledges as much. The recording will be directed at police officers, obviously increasing the likelihood of arrest and prosecution. The statute has not fallen into disuse. To the contrary, the ACLU has identified many recent prosecutions against individuals who recorded encounters with on-duty police officers; three of these were filed by Alvarezâs office.
Alvarezâs arguments to the contrary are unavailing. She insists that the ACLUâs program is âadvocacy under the guise of First Amendment infringementâ without any possibility of a âpersonal and concrete injury.â We confess we do not understand the point. The ACLUâs status as an advocacy organization hardly defeats its standing. The organization intends to use its employees and agents to audio record on-duty police officers in public places. The ACLU claims a First Amendment right to undertake this recording, but the eavesdropping statute prohibits it from doing so. The ACLU itself, and certainly its employees and agents (Connell, Carter, and others), will face prosecution for violating the statute. See 720 III. Comp. Stat. 5/14 â 1(b), (c) (defining âeavesdropperâ and the liability of an eavesdropperâs âprincipalâ); see more generally id. 5/5^4(a)(2) (providing for corporate liability if the âoffense is authorized, requested, commanded, or performed, by the board of directors or by a high managerial agent who is acting within the scope of his or her employment in behalf of the corporationâ). Nothing more is needed for preenforcement standing.
The Stateâs Attorney maintains that the injury alleged here is âmerely conjectural or hypotheticalâ because the threat of prosecution will only occur âat some indefinite future timeâ and âthe identities of the parties to the conversations that [the] ACLU and its members want to audio record is wholly unknown.â This argument is a nonstarter. It is well established that in preenforcement suits â[i]njury need not be certain.â Brandt, 612 F.3d at 649. This is not a case in which the threat of prosecution hinges on a highly attenuated claim of speculative future events or unknowable details about the manner in which the statutory violation â˘will be committed or enforced. Cf, e.g., City of Los Angeles v. Lyons, 461 U.S. 95, 105-06, 103 S.Ct. 1660, 75 L.Ed.2d 675 (1983) (future injury depended on plaintiff violating an unchallenged law and provoking constitutional violations based on the manner of police enforcement); Schirmer, 621 F.3d at 587 (challenged law could not âfairly be read to prohibitâ plaintiffsâ actions).
Itâs true that the ACLU does not know precisely when it or its employees would
Finally, the Stateâs Attorney argues that principles of Younger abstention affect the standing inquiry, or alternatively, that Younger abstention applies. See Younger v. Harris, 401 U.S. 37, 91 S.Ct. 746, 27 L.Ed.2d 669 (1971). âYounger abstention is appropriate only when there is an action in state court against the federal plaintiff and the state is seeking to enforce the contested law in that proceeding.â Forty One News, Inc. v. County of Lake, 491 F.3d 662, 665 (7th Cir.2007). We have suggested in dicta that if a state prosecution âreally were imminent, then a federal court might well abstain on comity grounds.â 520 S. Mich. Ave. Assocs., Ltd. v. Devine, 433 F.3d 961, 963 (7th Cir.2006). The Stateâs Attorney maintains that because standing requires an imminent injury, Younger abstention must apply. By this logic,