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Full Opinion
delivered the opinion of the Court.
In accordance with his pleas, a general court-martial, composed of a military judge sitting alone, found Appellee guilty of failure to obey a lawful order, wrongful disposition of military property, larceny, sodomy, possession of child pornography, and adultery, violations of Articles 92, 108, 121, 125, and 134, Uniform Code of Military Justice (UCMJ), 10 U.S.C. §§ 892, 908, 921, 925, 934 (2006). The military judge sentenced Appel-lee to a dishonorable discharge, confinement for twelve months, forfeiture of all pay and allowances, a reprimand, and a reduction to the grade of E-l. The convening authority approved the findings and sentence.
The United States Air Force Court of Criminal Appeals (CCA) reviewed the case pursuant to Article 66(e), UCMJ, 10 U.S.C. § 866(c) (2006). United States v. Nerad, 67 M.J. 748, 749 (A.F.Ct.Crim.App.2009). Despite concluding that there was no legal or factual error in the case, it nonetheless set aside and dismissed the finding of guilty to the child pornography offense based on the âunique circumstancesâ of the ease. Id. at 752-53; see infra Part I. The court approved the remaining findings and approved the sentence as adjudged. 67 M.J. at 753.
The Judge Advocate General of the Air Force certified the ease to this Court for review of the following issue:
WHETHER THE AIR FORCE COURT OF CRIMINAL APPEALS ERRED IN NULLIFYING APPELLEEâS FACTUALLY AND LEGALLY SUFFICIENT CONVICTION FOR POSSESSION OF CHILD PORNOGRAPHY.
We hold that while CCAs have broad authority under Article 66(c), UCMJ, to disapprove a finding, that authority is not unfettered. It must be exercised in the context of legalâ not equitable â standards, subject to appellate review. United States v. Quiroz, 55 M.J. 334, 339 (C.A.A.F.2001). Relatedly, while Article 66(c), UCMJ, affords a CCA broad powers, when faced with a constitutional statute a CCA âcannot, for example, override Congressâ policy decision, articulated in a statute, as to what behavior should be prohibited.â United States v. Oakland Cannabis Buyersâ Coop., 532 U.S. 483, 497, 121 S.Ct. 1711, 149 L.Ed.2d 722 (2001).
Here, it is unclear from the CCAâs opinion whether it exceeded its authority by disapproving a finding with reference to something other than a legal standard, potentially infringing on the sole prerogative of the convening authority under Article 60, UCMJ, 10 U.S.C. § 860 (2006), to disapprove a finding based on purely equitable grounds. It is also unclear from the CCAâs opinion whether the CCA abused its discretion by refusing to affirm a finding because it thought it âunreasonableâ to criminalize such conduct âunder the circumstances,â even though the circumstances fell squarely within the definition of child pornography crafted by Congress and referenced by the CCA. 18 U.S.C. § 2256(1) (2006) (defining âminorâ as âany person under the age of eighteen yearsâ), cited in Nerad, 67 M.J. at 751. Accordingly, the case is remanded for further proceedings before the lower court.
I.
A.
The facts relevant to the charge and specification dismissed by the CCA involve a consensual sexual relationship between Appellee, who was married, and GL, a seventeen-year-old female. They each took sexually explicit pictures of one another, including pictures in which they were engaged in sexual conduct with each other. Based on his possession of these sexually explicit pictures of GL, the Government charged Appellee with possession of child pornography in violation of Article 134, UCMJ.
Appellee not only did not contest the child pornography charge at trial, but prior to entering his pleas he signed a âNotification of Sex Offender Registration Requirement,â which informed him that he might be required to register as a sex offender upon conviction of the charged offense.
In his clemency request to the convening authority, Appellee asked that the convening authority set aside the child pornography conviction. See generally Article 60(c)(1),
B.
Appellee did not challenge his convictions in his submission of issues to the CCA under Article 66(c), UCMJ. Rather, he requested sentence relief through an Eighth Amendment challenge to the conditions of his post-trial confinement, a request that the lower court rejected. Nerad, 67 M.J. at 749-50.
On an issue raised sua sponte, however, the CCA determined that it had the power to set aside the child pornography finding even though it could âfind no legal error and the appellant never raised an issue at trial, pleading guilty to that offense.â Id. at 751. As justification for this action the CCA noted that Appellee âwas in the unique position of having a relationship with someone he could legally see naked and, but for his existing marriage, legally have sex with, but could not legally possess nude pictures ... that she took [of herself] and sent to him.â Id. at 751. The CCA concluded that âpossession of the photos under these circumstances is not the sort of conduct which warrants criminal prosecution for possessing child pornography and that this conviction unreasonably exaggerates the criminality of his conduct.â Id. The CCA took particular note of the fact that a conviction for child pornography would require Appellee to register as a sex offender and endure âthe significant consequences of such registration.â Id. at 752. Based upon these considerations, the CCA dismissed the finding of guilty to the child pornography offense, affirmed the remaining findings, and approved the sentence as adjudged. Id. at 752-53.
II.
Article 66(e), UCMJ, states, in relevant part, that a CCA âmay affirm only such findings of guilty, and the sentence or such part or amount of the sentence, as it finds correct in law and fact and determines, on the basis of the entire record, should be approved.â Broken into its constituent parts, this statutory language provides that a CCA may affirm only such findings and sentence that it: (1) finds correct in law; (2) finds correct in fact;
The parties agree, consistent with our precedent, that a CCA may approve only that part of a sentence that it finds âshould be approved.â
The parties disagree, however, on the scope of a CCAâs power as to findings. Ap-pellee argues that âshould be approvedâ means that the CCA has unfettered discretion to disapprove, for any reason or no reason at all, a finding that is correct in law and fact and that the exercise of that discretion is not subject to appellate review. The Government takes the opposite position, arguing that if a finding is correct in law and fact the CCA must approve it. Consistent with our case law, we adopt neither position. See Quiroz, 55 M.J. at 338-39 (permitting the CCA to disapprove legally and factually sufficient findings but remanding to ensure the lower court applied a legal as opposed to an equitable standard); Tardif, 57 M.J. at 224 (recognizing that a CCA has discretion under Article 66(e), UCMJ, to fashion an appropriate remedy for excessive post-trial delay with respect to findings or sentences that are legally and factually correct).
A.
We begin from the settled premise that in exercising its statutory mandate a CCA has discretion to approve only a sentence, or such part of a sentence, that it âdetermines, on the basis of the entire record, should be approved,â Article 66(c), UCMJ, even if the sentence is âcorrect.â See United States v. Atkins, 8 C.M.A. 77, 79, 23 C.M.R. 301, 303 (1957) (âIn short, the criterion for the exercise of the board of reviewâs power over the sentence is not legality alone, but legality limited by appropriateness.â). Even that broad discretion is not unfettered, however. See United States v. Lacy, 50 M.J. 286, 287-89 (C.A.A.F.1999) (reviewing a CCAâs sentence appropriateness determination for abuse of discretion).
The Government argues that this has no bearing on the certified question because âshould be approvedâ has meaning only with respect to a CCAâs power to disapprove or modify a sentence. We disagree that âshould be approvedâ has no meaning with respect to a CCAâs action on findings. â[Fjindingsâ and âsentenceâ are grammatically coupled in Article 66(c), UCMJ, joined equally with âand determines ... should be approved.â The phrase âshould be approvedâ must have meaning with respect to findings as well as sentence and modify both. When a modifier is set off from a series of antecedents by a comma, the modifier should
B.
Despite the statutory text and our case law, the Government and dissent, Nerad, 69 M.J. at 153-54 (Stucky, J., dissenting), rely on language in United States v. Waymire, 9 C.M.A. 252, 26 C.M.R. 32 (1958), for the proposition that whatever the CCAâs power with respect to sentence, the CCA has no discretion when it comes to approving legally and factually sufficient findings. The Way-mire Court did assert that:
Unlike a convening authority, who may disapprove findings of guilt for any reason, or for no reason at all, a board of review may only disapprove such findings as it finds incorrect in law and fact. It was never intended that a board of review be given the power to disapprove findings in its âdiscretion.â
Id. at 255, 26 C.M.R. at 35 (citation omitted). But in that case the board of review sidestepped the legal issues entirely, acting instead in a manner ânot unlike an arbitration or mediation board designed to effect an adequate and satisfactory compromise between negotiating partiesâ. Id. at 254, 26 C.M.R. at 34. On appeal, the Judge Advocate General of the Army asked this Court to consider âwhether a board of review had the power to set aside findings of guilt without first deciding whether the court-martial had jurisdiction, or whether such findings were incorrect in law and fact.â Id. at 253, 26 C.M.R. at 33. This Court held that the board did not have such a power, stating that âin setting aside the forgery conviction solely on the basis of âsubstantial justice,â [the board of review] exceeded the scope of its authorized statutory functions.â Id. at 255, 26 C.M.R. at 35. We did not present a holding on what the words âshould be approvedâ entailed in the context of a boardâs action on legally and factually sufficient findings â nor could we, since the board had not even attempted to undertake such sufficiency determinations. Our use of the phrase âsubstantial justiceâ served to reject the boardâs assumption that its function was to forge an equitable compromise between the parties. Waymire thus serves as precedent for the unremarkable proposition that CCAs may not disapprove findings on equitable grounds or disregard their statutory duty to determine legal and factual sufficiency.
Further, the language the Government and the dissent draw from Waymire has not functioned in practice as precedent on the question whether the CCAs may disapprove findings that are correct in law and fact.
Apart from the special rules of law applicable in this area, there is the general principle that an appellate tribunal can dismiss even a valid finding as part of its action in correcting errors at the trial and to insure*144 justice to the accused. This general power is possessed by the boards of review.
9 C.M.A at 408, 26 C.M.R. at 188 (citations omitted);
Todayâs decision does not overrule Way-mire: Waymireâs holding on the certified issue in that case â that a CCA may not decide a case on equitable grounds and avoid its duty to determine whether a finding is correct in law and fact, 9 C.M.A. at 254-55, 26 C.M.R. at 34-35 â remains undisturbed. Waymire does not answer the certified issue in this case. See Kokkonen v. Guardian Life Ins. Co. of Am., 511 U.S. 375, 379, 114 S.Ct. 1673, 128 L.Ed.2d 391 (1994) (âIt is to the holdings of our cases, rather than their dicta, that we must attend-â). And dictum otherwise contained in the case is both contrary to the statutory text and has been eroded by subsequent decisions.
C.
While we acknowledge that a CCAâs power is not as narrow as the Government suggests, nor as broad as Appellee desires, this does not answer the separate question of its scope with respect to a finding that is correct in law and fact.
At first glance, the language âit finds ... should be approvedâ in Article 66(e), UCMJ, might appear to empower a CCA to modify both findings and sentence for any reason or no reason at all, which is Appelleeâs position. Admittedly, this Court has used broad language with respect to the CCAsâ discretion that could be read to support this interpretation. See, e.g., Tardif, 57 M.J. at 223 (recognizing the broad power of the Courts of Criminal Appeals to protect an accused); Claxton, 32 M.J. at 162 (indicating that Article 66(c), UCMJ, confers to CCAs âcarte blanche to do justiceâ); see also United States v. Lanford, 6 C.M.A. 371, 379, 20 C.M.R. 87, 95 (1955) (stating that the distinction in labeling CCA action as clemency rather than judicial action âmatters little, so long as it is clearly understood ... [that the Boards of Review maintain] the power to treat an accused with less rigor than their authority permitsâ) (citation and quotation marks omitted). For â[i]n enacting the UCMJ in 1950, Congress saw fit to give the Boards of Review ... very broad powers with respect to the approved findings and sentences of courts-martial.â Beatty, 64 M.J. at 458. We have repeatedly â â[i]n words that have often been citedâ â characterized a CCAâs Article 66(c), UCMJ, authority as an âawesome, plenary de novo power of review [that] grants unto the Court ... authority to, indeed, âsubstitute its judgmentâ for that of the military judge .... [and] for that of the court members.â
But the language in these cases does not exist in a vacuum. Notably, Congress used different language in granting review authority to a convening authority under Article 60, UCMJ, and CCAs under Article 66, UCMJ. This different language â along with the factual settings of cases acknowledging a CCAâs discretion to modify a sentence or finding
The eases interpreting Article 66(e), UCMJ, have reflected this Courtâs attention to the specialized nature of the military justice system, particularly with respect to the unique functions and responsibilities of convening authorities and CCAs. Congressâs statutory grant of authority to the CCAs with respect to findings and sentence is more limited than the authority granted a convening authority. Congress provided the convening authority with clear unfettered discretion â as âa matter of command prerogativeâ â to modify findings and sentence under Article 60(c), UCMJ:
(1) The authority under this section to modify the findings and sentence of a court-martial is a matter of command prerogative involving the sole discretion of the convening authority....
(2) ... The convening authority ... in his sole discretion, may approve, disapprove, commute, or suspend the sentence in whole or in part.
(3) Action on the findings of a court-martial by the convening authority ... is not required. However, such person, in his sole discretion, mayâ
(A) dismiss any charge or specification by setting aside a finding of guilty thereto; or
(B) change a finding of guilty to a charge or specification to a finding of guilty to an offense that is a lesser included offense of the offense stated in the charge or specification.
Accord United States v. Finster, 51 M. J. 185, 186 (C.A.A.F.1999) (noting that convening authorities enjoy âunfettered discretion to modify the findings and sentence for any reason â without having to state a reason â so long as there is no increase in severityâ); R.C.M. 1107(c) Discussion (noting a convening authority may set aside a finding âfor any reason or no reasonâ).
While the CCA clearly has the authority to disapprove part or all of the sentence and findings, nothing suggests that Congress intended to provide the CCAs with unfettered discretion to do so for any reason, for no reason, or on equitable grounds, which is a function of command prerogative. See United States v. Prince, 16 C.M.A 314, 315-16, 36 C.M.R. 470, 471-72 (1966) (citing legislative history distinguishing the convening authorityâs power of unfettered discretion over sentences from the more limited power of review of both intermediate appellate courts and this Court). The language of Article 60(c), UCMJ, gives a convening authority unfettered discretion; the language of Article 66(e), UCMJ, is not as bold. We assume Congress used different language for a reason. E.g., 2A Norman J. Singer & J.D. Shambie Singer, Sutherland Statutes and Statutory Construction § 46:6, at 252 (7th ed.2007). The CCAsâ power, therefore, must be more limited.
Nonetheless, the words âshould be approvedâ do have some meaning, and we reject the proposition that the âshould be approvedâ clause of Article 66(c), UCMJ, means only that the lower court can adjust findings and sentences that are incorrect in law or fact, at least as the standards for legal and factual sufficiency are ordinarily understood, see supra note 1. But see Nerad, 69 M.J. at 150-51 (Stucky, J., dissenting). That approach both fails to afford independent meaning to âshould be approvedâ and renders it surplusage, as a CCA clearly may not approve a legally or factually insufficient finding or an illegal sentence.
Our sentencing decisions on this point underscore that the statutory phrase âshould be approvedâ does not involve a grant of unfettered discretion but instead sets forth a legal standard subject to appellate review. See, e.g., United States v. Hutchison, 57 M.J. 231, 234 (C.A.A.F.2002) (remanding a lower court decision for de novo review in view of the possibility that the lower court, in holding a sentence to be inappropriate, exceeded its powers); see also Lacy, 50 M.J. at 288 (holding Article 66(c), UCMJ, bars the lower courts acting on issues of sentence appropriateness from committing âobvious miscarriages of justice or abuses of discretionâ and referencing factors that a CCA might look to in determining whether sentence reassessment was warranted); Christopher, 13 C.M.A. at 236, 32 C.M.R. at 236 (noting Article 66(c), UCMJ, does not authorize the lower courts, while reviewing a sentence, to take an action that is âarbitrary, capriciousâ). Article 66(c), UCMJ, empowers the CCAs to âdo justice,â with reference to some legal standard, but does not grant the CCAs the ability to âgrant mercy.â United States v. Boone, 49 M.J. 187, 192 (C.A.A.F.1998) (citation and quotation marks omitted). Granting mercy for any reason or no reason is within the purview of the convening authority. Id. Contra Lanford, 6 C.M.A. at 378-79, 20 C.M.R. at 94-95 (suggesting that intermediate appellate courts may grant clemency).
Moreover, although we have held that Article 66(c), UCMJ, permits a CCA to examine the record in a particular case and dismiss a finding because an accusedâs criminality was unreasonably exaggerated by the same acts beings charged multiple ways, Quiroz, 55 M.J. at 338-39, we have never suggested that Article 66(c), UCMJ, permits a CCA to disapprove a legally and factually sufficient finding because it believes that the conduct â while falling squarely within the ambit of behavior prohibited by a constitutional criminal statute â should not be criminalized.
D.
As demonstrated above, the broad language with which we have described the CCAsâ powers has been cabined in practice. While we have held that the CCAs can assess the record and determine whether the findings and sentence âshould be approvedâ in the event of error even if the error did not rise to the level of requiring disapproval of the finding or sentence as a matter of law, those decisions arose in the context of trial and post-trial errors in which doctrines applicable to issues of law â such as waiver â would have precluded CCA action in the
To be clear, when a CCA acts to disapprove findings that are correct in law and fact, we accept the CCAâs action unless in disapproving the findings the CCA clearly acted without regard to a legal standard or otherwise abused its discretion. A CCA abuses its discretion when it disapproves a finding based on purely equitable factors or because it simply disagrees that certain conduct â clearly proscribed by an unambiguous statute â should be criminal. Even though a CCA is not required to identify the basis for its action, failure to do so makes it difficult to determine whether a CCAâs exercise of its Article 66(c), UCMJ, power was made based on a correct view of the law. The better practice, if a CCA sets aside a finding or sentence that is correct in law and fact, is for it to explain why the finding is unreasonable, based on a legal standard.
III.
Although this Court is required by statute to review the present appeal under Article 67(a)(2), UCMJ, 10 U.S.C. § 867(a)(2) (2006) (review of cases certified by the Judge Advocate General), Appellee argues that even if we identify an erroneous application of the law by the lower court, no remedial actionâ such as a remand to apply the correct principles of law â can be ordered.
Our precedent is to the contrary. In United States v. Leak, 61 M.J. 234 (C.A.A.F.2005), we observed that this Court, since the early days of the UCMJ, has reviewed lower court decisions under Article 67(a)(2), UCMJ, for compliance with the law, and we have not confined corrective action to those cases found by the lower court to be âincorrect in law.â See id. at 239-42; see also Quiroz, 55 M.J. at 338-39 (rejecting a factor the CCA used in conducting the unreasonable multiplication of charges analysis and remanding for the CCA to apply the correct factor); United States v. Thompson, 2 C.M.A. 460, 464, 9 C.M.R. 90, 94 (1953) (reversing a CCAâs factual sufficiency determination because it misapprehended the legal elements of the offense, and remanding for the CCA to conduct a new factual sufficiency review using the appropriate elements). Rather, the power to review a case under Article 67(a)(2), UCMJ, includes the power to order remedial proceedings, such as a remand, to ensure that the lower court reviews the findings and sentence approved by the convening authority in a manner consistent with a âcorrect view of the law.â See Leak, 61 M.J. at 242 (citation and quotation marks omitted).
Whether the CCAâs review in this case was consistent with a âcorrect view of the lawâ is an open question. The CCA appeared to believe it had unfettered discretion to disapprove a finding. The court identified no error â even error that would not preclude a determination that the finding was correct in law and fact â or other legal rationale with respect to the charge, the
While none of these factors are either required or dispositive, the CCAâs comment that it disapproved the finding because it was ânot the sort of conduct which warrants criminal prosecution,â Nerad, 67 M.J. at 751, gives us pause, particularly in light of its failure to discuss any of the non-exclusive bases that may have made its action appropriate.
It is possible that the CCA believed it could set aside a finding in a guilty plea case where the accused was fully apprised of the collateral consequences of his conviction on the ground that it believed that: (a) Ap-pellee should not have been prosecuted; or (b) the convening authority should have granted the clemency Appellee requested. But both of those decisions are matters of command prerogative and, as such, are for the convening authority, not the CCA. Article 60(e), UCMJ; United States v. Travis, 66 M.J. 301, 303 (C.A.A.F.2008) (âClemency is a highly discretionary command function of a convening authority.â) (citation and quotation marks omitted). Moreover, given the reasoning underlying the CCAâs decision here, the CCA may have disapproved the finding of guilty to the child pornography offense (which criminalizes the relevant conduct with persons under the age of eighteen without exception, see 18 U.S.C. § 2256(1)) based on its own judgment regarding the wisdom of applying the statute to eases where âthe appellant was in the unique position of having a relationship with someone he could legally see naked and, but for his existing marriage, legally have sex with, but could not legally possess nude pictures of her that she took and sent to him.â Nerad, 67 M.J. at 751. This it may not do. See Badaracco v. Commâr, 464 U.S. 386, 397-98, 104 S.Ct. 756, 78 L.Ed.2d 549 (1984) (âCourts are not authorized to rewrite a statute because they might deem its effects susceptible of improvement.â).
If the CCA in fact based its decision on the above rationale, labeling the finding âunreasonableâ does not transform a quintessentially equitable determination into a legal one. In light of the foregoing, the case is remanded for a new Article 66(c), UCMJ, review consistent with this decision.
IV.
The decision of the United States Ar Force Court of Criminal Appeals is set aside. The record of trial is returned to the Judge Advocate General of the Ar Force for remand to the United States Ar Force Court of Criminal Appeals for a new review under A'ticle 66(e), UCMJ, 10 U.S.C. § 866(c) (2006).
. The phrase "correct in law and fact,â Article 66(c), UCMJ, is used throughout our cases as synonymous with legal and factual sufficiency. See, e.g., United. States v. Beatty, 64 M.J. 456, 458 (C.A.A.F.2007) (equating the two while discussing the extent of a CCAâs power under Article 66(c), UCMJ, concluding that "[a] Court of Criminal Appeals may not affirm the findings and sentence of a court-martial unless it finds them to be both factually and legally sufficient. Article 66(c), UCMJâ); see also United States v. Reed, 54 M.J. 37, 41 (C.A.A.F.2000) ("The test for legal sufficiency requires courts to review the evidence in the light most favorable to the Government. If any