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Full Opinion
announced the judgment of the Court and delivered an opinion, in which The Chief Justice, Justice Ginsburg, and Justice Sotomayor join.
Lying was his habit. Xavier Alvarez, the respondent here, lied when he said that he played hockey for the Detroit Red Wings and that he once married a starlet from Mexico. But when he lied in announcing he held the Congressional Medal of Honor (or Medal), respondent ventured onto new ground; for that lie violates a federal criminal statute, the Stolen Valor Act of 2005. 18 U. S. C. § 704.
In 2007, respondent attended his first public meeting as a board member of the Three Valley Water District Board.
Respondent was indicted under the Stolen Valor Act for lying about the Congressional Medal of Honor at the meeting. The United States District Court for the Central District of California rejected his claim that the statute is invalid under the First Amendment. Respondent pleaded guilty to one count, reserving the right to appeal on his First Amendment claim. The United States Court of Appeals for the Ninth Circuit, in a decision by a divided panel, found the Act invalid under the First Amendment and reversed the conviction. Id., at 1218. With further opinions on the issue, and over a dissent by seven judges, rehearing en banc was denied. 638 F. 3d 666 (2011). This Court granted certiorari. 565 U. S. 962 (2011).
After certiorari was granted, and in an unrelated case, the United States Court of Appeals for the Tenth Circuit, also in a decision by a divided panel, found the Act constitutional. United States v. Strandlof, 667 F. 3d 1146 (2012). So there is now a conflict in the Courts of Appeals on the question of the Actâs validity.
This is the second case in two Terms requiring the Court to consider speech that can disparage, or attempt to steal, honor that belongs to those who fought for this Nation in battle. See Snyder v. Phelps, 562 U. S. 443 (2011) (hateful protests directed at the funeral of a serviceman who died in
It is right and proper that Congress, over a century ago, established an award so the Nation can hold in its highest respect and esteem those who, in the course of carrying out the âsupreme and noble duty of contributing to the defense of the rights and honor of the nation,â Selective Draft Law Cases, 245 U. S. 366, 390 (1918), have acted with extraordinary honor. And it should be uncontested that this is a legitimate Government objective, indeed a most valued national aspiration and purpose. This does not end the inquiry, however. Fundamental constitutional principles require that laws enacted to honor the brave must be consistent with the precepts of the Constitution for which they fought.
The Government contends the criminal prohibition is a proper means to further its purpose in creating and awarding the Medal. When content-based speech regulation is in question, however, exacting scrutiny is required. Statutes suppressing or restricting speech must be judged by the sometimes inconvenient principles of the First Amendment. By this measure, the statutory provisions under which respondent was convicted must be held invalid, and his conviction must be set aside.
I
Respondentâs claim to hold the Congressional Medal of Honor was false. There is no room to argue about interpretation or shades of meaning. On this premise, respondent violated § 704(b); and, because the lie concerned the Congressional Medal of Honor, he was subject to an enhanced penalty under subsection (c). Those statutory provisions are as follows:
â(b) False Claims About Receipt of Military Decorations or Medals.âWhoever falsely represents himself or herself, verbally or in writing, to have been*716 awarded any decoration or medal authorized by Congress for the Armed Forces of the United States . . . shall be fined under this title, imprisoned not more than six months, or both.
â(c) Enhanced Penalty for Offenses Involving Congressional Medal of Honor.â
â(1) In General.âIf a decoration or medal involved in an offense under subsection (a) or (b) is a Congressional Medal of Honor, in lieu of the punishment provided in that subsection, the offender shall be fined under this title, imprisoned not more than 1 year, or both.â
Respondent challenges the statute as a content-based suppression of pure speech, speech not falling within any of the few categories of expression where content-based regulation is permissible. The Government defends the statute as necessary to preserve the integrity and purpose of the Medal, an integrity and purpose it contends are compromised and frustrated by the false statements the statute prohibits. It argues that false statements âhave no First Amendment value in themselves,â and thus âare protected only to the extent needed to avoid chilling fully protected speech.â Brief for United States 18, 20. Although the statute covers respondentâs speech, the Government argues that it leaves breathing room for protected speech, for example, speech which might criticize the idea of the Medal or the importance of the military. The Governmentâs arguments cannot suffice to save the statute.
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â[A]s a general matter, the First Amendment means that government has no power to restrict expression because of its message, its ideas, its subject matter, or its content.â Ashcroft v. American Civil Liberties Union, 535 U. S. 564, 573 (2002) (internal quotation marks omitted). As a result, the Constitution âdemands that content-based restrictions on
In light of the substantial and expansive threats to free expression posed by content-based restrictions, this Court has rejected as âstartling and dangerousâ a âfree-floating test for First Amendment coverage . . . [based on] an ad hoc balancing of relative social costs and benefits.â United States v. Stevens, 559 U. S. 460, 470 (2010). Instead, content-based restrictions on speech have been permitted, as a general matter, only when confined to the few ââhistoric and traditional categories [of expression] long familiar to the bar.ââ Id., at 468 (quoting Simon & Schuster, Inc. v. Members of N. Y. State Crime Victims Bd., 502 U. S. 105, 127 (1991) (Kennedy, J., concurring in judgment)). Among these categories are advocacy intended, and likely, to incite imminent lawless action, see Brandenburg v. Ohio, 395 U. S. 444 (1969) (per curiam); obscenity, see, e. g., Miller v. California, 413 U. S. 15 (1973); defamation, see, e. g., New York Times Co. v. Sullivan, 376 U. S. 254 (1964) (providing substantial protection for speech about public figures); Gertz v. Robert Welch, Inc., 418 U. S. 323 (1974) (imposing some limits on liability for defaming a private figure); speech integral to criminal conduct, see, e. g., Giboney v. Empire Storage & Ice Co., 336 U. S. 490 (1949); so-called âfighting words,â see Chaplinsky v. New Hampshire, 315 U. S. 568 (1942); child pornography, see New York v. Ferber, 458 U. S. 747 (1982); fraud, see Virginia Bd. of Pharmacy v. Virginia Citizens Consumer Council, Inc., 425 U. S. 748, 771 (1976); true threats, see Watts v. United States, 394 U. S. 705 (1969) (per curiam); and speech presenting some grave and imminent threat the government has the power to prevent, see Near v. Minnesota ex rel. Olson, 283 U. S. 697, 716 (1931), although a restriction under the last category is most difficult to sustain, see New York Times Co. v. United States, 403 U. S. 713
Absent from those few categories where the law allows content-based regulation of speech is any general exception to the First Amendment for false statements. This comports with the common understanding that some false statements are inevitable if there is to be an open and vigorous expression of views in public and private conversation, expression the First Amendment seeks to guarantee. See Sullivan, supra, at 271 (âTh[e] erroneous statement is inevitable in free debateâ).
The Government disagrees with this proposition. It cites language from some of this Courtâs precedents to support its contention that false statements have no value and hence no First Amendment protection. See also Brief for Eugene Volokh et al. as Amici Curiae 2-11. These isolated statements in some earlier decisions do not support the Governmentâs submission that false statements, as a general rule, are beyond constitutional protection. That conclusion would take the quoted language far from its proper context. For instance, the Court has stated â[f]alse statements of fact are particularly valueless [because] they interfere with the truth-seeking function of the marketplace of ideas,â Hustler Magazine, Inc. v. Falwell, 485 U. S. 46, 52 (1988), and that false statements âare not protected by the First Amendment in the same manner as truthful statements,â Brown v. Hartlage, 456 U. S. 45, 60-61 (1982). See also, e. g., Virginia Bd. of Pharmacy, supra, at 771 (âUntruthful speech, commercial or otherwise, has never been protected for its own sakeâ); Herbert v. Lando, 441 U. S. 153, 171 (1979) (âSpreading false information in and of itself carries no First Amendment credentialsâ); Gertz, supra, at 340 (â[T]here is no constitutional value in false statements of factâ); Garrison v. Louisiana,
These quotations all derive from cases discussing defamation, fraud, or some other legally cognizable harm associated with a false statement, such as an invasion of privacy or the costs of vexatious litigation. See Brief for United States 18-19. In those decisions the falsity of the speech at issue was not irrelevant to our analysis, but neither was it determinative. The Court has never endorsed the categorical rule the Government advances: that false statements receive no First Amendment protection. Our prior decisions have not confronted a measure, like the Stolen Valor Act, that targets falsity and nothing more.
Even when considering some instances of defamation and fraud, moreover, the Court has been careful to instruct that falsity alone may not suffice to bring the speech outside the First Amendment. The statement must be a knowing or reckless falsehood. See Sullivan, supra, at 280 (prohibiting recovery of damages for a defamatory falsehood made about a public official unless the statement was made âwith knowledge that it was false or with reckless disregard of whether it was false or notâ); see also Garrison, supra, at 73 (â[E]ven when the utterance is false, the great principles of the Constitution which secure freedom of expression . . . preclude attaching adverse consequences to any except the knowing or reckless falsehoodâ); Illinois ex rel. Madigan v. Telemarketing Associates, Inc., 538 U. S. 600, 620 (2003) (âFalse statement alone does not subject a fundraiser to fraud liabilityâ).
The Government thus seeks to use this principle for a new purpose. It seeks to convert a rule that limits liability even in defamation cases where the law permits recovery for tor-tious wrongs into a rule that expands liability in a different, far greater realm of discourse and expression. That inverts the rationale for the exception. The requirements of a
The Government then gives three examples of regulations on false speech that courts generally have found permissible: first, the criminal prohibition of a false statement made to a Government official, 18 U. S. C. § 1001; second, laws punishing perjury; and third, prohibitions on the false representation that one is speaking as a Government official or on behalf of the Government, see, e. g., § 912; § 709. These restrictions, however, do not establish a principle that all proscriptions of false statements are exempt from exacting First Amendment scrutiny.
The federal statute prohibiting false statements to Government officials punishes âwhoever, in any matter within the jurisdiction of the executive, legislative, or judicial branch of the Government . . . makes any materially false, fictitious, or fraudulent statement or representation.â § 1001. Section 100Ts prohibition on false statements made to Government officials, in communications concerning official matters, does not lead to the broader proposition that false statements are unprotected when made to any person, at any time, in any context.
The same point can be made about what the Court has confirmed is the âunquestioned constitutionality of perjury statutes,â both the federal statute, § 1623, and its state-law equivalents. United States v. Grayson, 438 U. S. 41, 54 (1978). See also Konigsberg v. State Bar of Cal., 366 U. S. 36, 49-50, n. 10 (1961). It is not simply because perjured statements are false that they lack First Amendment protection. Perjured testimony âis at war with justiceâ because it can cause a court to render a âjudgment not resting on truth.â In re Michael, 326 U. S. 224, 227 (1945). Perjury undermines the function and province of the law and threat
Statutes that prohibit falsely representing that one is speaking on behalf of the Government, or that prohibit impersonating a Government officer, also protect the integrity of Government processes, quite apart from merely restricting false speech. Title 18 U. S. C. § 912, for example, prohibits impersonating an officer or employee of the United States. Even if that statute may not require proving an âactual financial or property lossâ resulting from the deception, the statute is itself confined to âmaintain[ing] the general good repute and dignity of... government... service itself.â United States v. Lepowitch, 318 U. S. 702, 704 (1943) (internal quotation marks and alteration omitted). The same can be said for prohibitions on the unauthorized use of the names of federal agencies such as the Federal Bureau of Investigation (FBI) in a manner calculated to convey that the communication is approved, see § 709, or using words such as âFederalâ or âUnited Statesâ in the collection of private debts in order to convey that the communication has official authorization, see § 712. These examples, to the extent that they implicate fraud or speech integral to criminal conduct, are inapplicable here.
As our law and tradition show, then, there are instances in which the falsity of speech bears upon whether it is protected. Some false speech may be prohibited even if analogous true speech could not be. This opinion does not imply that any of these targeted prohibitions are somehow vulnera
Although the First Amendment stands against any âfreewheeling authority to declare new categories of speech outside the scope of the First Amendment,â Stevens, 559 U. S., at 473, the Court has acknowledged that perhaps there exist âsome categories of speech that have been historically unprotected . . . but have not yet been specifically identified or discussed ... in our case law.â Ibid. Before exempting a category of speech from the normal prohibition on content-based restrictions, however, the Court must be presented with âpersuasive evidence that a novel restriction on content is part of a long (if heretofore unrecognized) tradition of proscription,â Brown v. Entertainment Merchants Assn., 564 U. S. 786, 792 (2011). The Government has not demonstrated that false statements generally should constitute a new category of unprotected speech on this basis.
III
The probable, and adverse, effect of the Act on freedom of expression illustrates, in a fundamental way, the reasons for the lawâs distrust of content-based speech prohibitions.
The Act by its plain terms applies to a false statement made at any time, in any place, to any person. It can be assumed that it would not apply to, say, a theatrical performance. See Milkovich v. Lorain Journal Co., 497 U. S. 1, 20 (1990) (recognizing that some statements nominally purporting to contain false facts in reality âcannot reasonably be interpreted as stating actual facts about an individualâ (internal quotation marks and brackets omitted)). Still, the sweeping, quite unprecedented reach of the statute puts it in conflict with the First Amendment. Here the lie was made in a public meeting, but the statute would apply with equal force to personal, whispered conversations within a home. The statute seeks to control and suppress all false
Permitting the government to decree this speech to be a criminal offense, whether shouted from the rooftops or made in a barely audible whisper, would endorse government authority to compile a list of subjects about which false statements are punishable. That governmental power has no clear limiting principle. Our constitutional tradition stands against the idea that we need Oceaniaâs Ministry of Truth. See G. Orwell, Nineteen Eighty-Four (1949) (Centennial ed. 2003). Were this law to be sustained, there could be an endless list of subjects the National Government or the States could single out. Where false claims are made to effect a fraud or secure moneys or other valuable considerations, say, offers of employment, it is well established that the Government may restrict speech without affronting the First Amendment. See, e. g., Virginia Bd. of Pharmacy, 425 U. S., at 771 (noting that fraudulent speech generally falls outside the protections of the First Amendment). But the Stolen Valor Act is not so limited in its reach. Were the Court to hold that the interest in truthful discourse alone is sufficient to sustain a ban on speech, absent any evidence that the speech was used to gain a material advantage, it would give government a broad censorial power unprecedented in this Courtâs cases or in our constitutional tradition. The mere potential for the exercise of that power casts a chill, a chill the First Amendment, cannot permit if free speech, thought, and discourse are to remain a foundation of our freedom.
The previous discussion suffices to show that the Act conflicts with free speech principles. But even when examined within its own narrow sphere of operation, the Act cannot survive. In assessing content-based restrictions on protected speech, the Court has not adopted a freewheeling approach, see Stevens, supra, at 470 (âThe First Amendmentâs guarantee of free speech does not extend only to categories of speech that survive an ad hoc balancing of relative social costs and benefitsâ), but rather has applied the âmost exacting scrutiny,â Turner Broadcasting System, Inc. v. FCC, 512 U. S. 622, 642 (1994). Although the objectives the Government seeks to further by the statute are not without significance, the Court must, and now does, find the Act does not satisfy exacting scrutiny.
The Government is correct when it states military medals âserve the important public function of recognizing and expressing gratitude for acts of heroism and sacrifice in military service,â and also ââfoste[r] morale, mission accomplishment and esprit de corpsâ among service members.â Brief for United States 37, 38. General George Washington observed that an award for valor would âcherish a virtuous ambition in . . . soldiers, as well as foster and encourage every species of military merit.â General Orders of George Washington Issued at Newburgh on the Hudson, 1782-1783 (Aug. 7, 1782), p. 30 (E. Boynton ed. 1883). Time has not diminished this idea. In periods of war and peace alike public recognition of valor and noble sacrifice by men and women in uniform reinforces the pride and national resolve that the military relies upon to fulfill its mission.
These interests are related to the integrity of the military honors system in general, and the Congressional Medal of Honor in particular. Although millions have served with brave resolve, the Medal, which is the highest military award for valor against an enemy force, has been given just 3,476 times. Established in 1861, the Medal is reserved for those
But to recite the Governmentâs compelling interests is not to end the matter. The First Amendment requires that the Governmentâs chosen restriction on the speech at issue be âactually necessaryâ to achieve its interest. Entertainment Merchants Assn., 564 U. S., at 799. There must be a direct causal link between the restriction imposed and the injury to be prevented. See ibid. The link between the Governmentâs interest in protecting the integrity of the military honors system and the Actâs restriction on the false claims of liars like respondent has not been shown. Although appearing to concede that âan isolated misrepresen
Yet these interests do not satisfy the Governmentâs heavy burden when it seeks to regulate protected speech. See United States v. Playboy Entertainment Group, Inc., 529 U. S. 803, 818 (2000). The Government points to no evidence to support its claim that the publicâs general perception of military awards is diluted by false claims such as those made by Alvarez. Cf. Entertainment Merchants Assn., supra, at 799-800 (analyzing and rejecting the findings of research psychologists demonstrating the causal link between violent video games and harmful effects on children). As one of the Governmentâs amici notes, âthere is nothing that charlatans such as Xavier Alvarez can do to stain [the Medal recipientsâ] honor.â Brief for Veterans of Foreign Wars of the United States et al. as Amici Curiae 1. This general proposition is sound, even if true holders of the Medal might experience anger and frustration.
The lack of a causal link between the Governmentâs stated interest and the Act is not the only way in which the Act is not actually necessary to achieve the Governmentâs stated interest. The Government has not shown, and cannot show, why counterspeech would not suffice to achieve its interest. The facts of this case indicate that the dynamics of free speech, of counterspeech, of refutation, can overcome the lie.
The remedy for speech that is false is speech that is true. This is the ordinary course in a free society. The response to the unreasoned is the rational; to the uninformed, the enlightened; to the straight-out lie, the simple truth. See Whitney v. California, 274 U. S. 357, 377 (1927) (BrandĂ©is, J., concurring) (âIf there be time to expose through discussion the falsehood and fallacies, to avert the evil by the proc
Expressing its concern that counterspeeeh is insufficient, the Government responds that because âsome military records have been lost... some claims [are] unverifiable,â Brief for United States 50. This proves little, however; for without verifiable records, successful criminal prosecution under the Act would be more difficult in any event. So, in cases where public refutation will not serve the Government's interest, the Act will not either. In addition, the Government claims that âmany [false claims] will remain unchallenged.â Id., at 55. The Government provides no support for the contention. And in any event, in order to show that public refutation is not an adequate alternative, the Government must demonstrate that unchallenged claims undermine the publicâs perception of the military and the integrity of its awards system. This showing has not been made.
It is a fair assumption that any true holders of the Medal who had heard of Alvarezâs false claims would have been fully vindicated by the communityâs expression of outrage, showing as it did the Nationâs high regard for the Medal. The same can be said for the Governmentâs interest. The American people do not need the assistance of a government
In addition, when the Government seeks to regulate protected speech, the restriction must be the âleast restrictive means among available, effective alternatives.â Ashcroft, 542 U. S., at 666. There is, however, at least one less speech-restrictive means by which the Government could likely protect the integrity of the military awards system. A Government-created database could list Congressional Medal of Honor recipients. Were a database accessible through the Internet, it would be easy to verify and expose false claims. It appears some private individuals have already created databases similar to this, see Brief for Respondent 25, and at least one database of past recipients is online and fully searchable, see Congressional Medal of Honor Society, Full Archive, http://www.cmohs.org/recipient-archive.php. The Solicitor General responds that although Congress and the Department of Defense investigated the feasibility of establishing a database in 2008, the Government âconcluded that such a database would be impracticable and insufficiently comprehensive.â Brief for United States 55. Without more explanation, it is difficult to assess the Governmentâs claim, especially when at least one database of Congressional Medal of Honor recipients already exists.
The Government may have responses to some of these criticisms, but there has been no clear showing of the necessity of the statute, the necessity required by exacting scrutiny.
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The Nation well knows that one of the costs of the First Amendment is that it protects the speech we detest as well as the speech we embrace. Though few might find respondentâs statements anything but contemptible, his right to
The judgment of the Court of Appeals is affirmed.
It is so ordered.