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Full Opinion
delivered the opinion of the court.
Pursuant to his pleas, Mr. Alaa Mohammad Ali, a foreign national working as a civilian contractor in Iraq, was convicted by a military judge sitting as a general court-martial of making a false official statement, wrongful appropriation, and wrongfully endeavoring to impede an investigation, in violation of Articles 107, 121, and 134 of the Uniform Code of Military Justice (UCMJ), 10 U.S.C. §§ 907, 921, 934 (2006). Ali was sentenced to five months of confinement. In accordance with a pretrial agreement, the convening authority approved a sentence of time served. The United States Army Court of Criminal Appeals (CCA) affirmed the findings and only so much of the sentence as included 115 days of confinement and ordered that Ali be credited with 115 days of confinement credit to be applied against his sentence. United States v. Ali, 70 M.J. 514, 521 (A.Ct.Crim.App.2011).
Prior to trial Ali filed a motion to dismiss, arguing that under the facts of this case Congress could not exercise military jurisdiction over him, but if the exercise was proper, the court-martial lacked jurisdiction under Article 2(a)(10), UCMJ. The military judge denied the motion holding that the congressional exercise of jurisdiction was constitutional and the court-martial had jurisdiction
We granted review to determine whether Ali falls within the scope of Article 2(a)(10) and, if so, whether this exercise of jurisdiction violates the Constitution.
Background
I. Events Leading to the Charges Against Ali
Mr. Ali was born in Baghdad and is an Iraqi citizen. Ali fled Iraq in 1991 and ultimately settled in Canada where he obtained Canadian citizenship in 1996. Under both Canadian and Iraqi law, Ali retained his Iraqi citizenship. In December 2007, Ali entered into an independent contractor agreement with L3 Communications, an American company, to provide linguist services in Iraq under L3’s contract with the United States Army Intelligence and Security Command.
After receiving predeployment training at Fort Benning, Georgia, Ali was assigned to serve as the interpreter for 1st Squad, 3rd Platoon, 170th Military Police Company, stationed in Hit, Iraq. 1st Squad was tasked with training and advising the Iraqi police in Hit. As an interpreter, Ali accompanied 1st Squad on its missions and served as the direct link between the squad and the Iraqi police officers. Ali wore the same clothing as the soldiers but was not issued a weapon. Initially Ali lived with the soldiers of 1st Squad but when the squad was moved to a different location, he lived with other interpreters serving with the 3rd Platoon. For administrative purposes Ali was supervised by the L3 Site Manager in Al Asad, Iraq, but for operational purposes he reported directly to Staff Sergeant Butler, squad leader for 1st Squad.
On February 23, 2008, Ali had a verbal altercation with another Iraqi interpreter, Mr. Al-Umarryi. During this altercation Al-Umarryi struck Ali in the back of the head with his fist. The incident was reported to Butler and while Ali was alone in Butler’s room waiting for the squad leader to return, he took a knife off Butler’s weapons belt without Butler’s permission or knowledge. Ali later had another confrontation with Al-
On February 23, Ali was placed on restricted liberty which prohibited him from leaving Victory Base Complex and required that he check in with L3 twice a day. L3 was aware of this restriction. Ali violated the restriction and traveled to Al Asad. He was then placed in pretrial confinement on February 29. On March 27, charges were preferred against Ali and on April 9, 2008, his employment was terminated by L3. On May 10, the charges were referred to a general court-martial and on May 24, 2008, Ali’s counsel filed a motion to dismiss for lack of jurisdiction.
II. Ruling of the Military Judge
In his ruling on Ali’s motion to dismiss, the military judge found that jurisdiction existed over Ali under Article 2(a)(10), which provides for UCMJ jurisdiction “[i]n time of declared war or contingency operation, [over] persons serving with or accompanying an armed force in the field.”
In finding jurisdiction, the military judge held: Operation Iraqi Freedom (OIF) was a contingency operation as defined by Congress in 10 U.S.C. § 101(a)(13) (2006); Ali was a “person” as that term is used in the statute; Ali was “serving with or accompanying an armed force” because he “served as an interpreter on every mission the squad went on” and was an “integral” and “necessary part of the team;” and, Ali was serving “in the field” for purposes of Article 2(a)(10), because the area of Hit was an area of “actual fighting.”
In finding jurisdiction over Ali, the military judge focused on Ali’s status at the time of trial and again held that he was a person accompanying an armed force in the field during a contingency operation. Citing Perlstein v. United States, 151 F.2d 167, 169-70 (3d Cir.1945), the military judge rejected Ali’s argument that there was no jurisdiction because L3 had terminated his employment prior to the referral of charges holding that “[Ali’s] relationship with his civilian employer is not determinative.”
The military judge also rejected Ali’s argument that the Government could not exercise jurisdiction because he was not on notice that he was subject to the UCMJ. The military judge held that while there was no requirement that Ali be notified that he was subject to the UCMJ, Ali had, in any event, been notified that he was subject to the UCMJ.
After finding jurisdiction over Ali under the terms of Article 2(a)(10), UCMJ, the military judge went on to review “whether Congress has the power, under the United States Constitution, to extend military jurisdiction as far as it did to reach the accused.” The military judge held that the exercise of court-martial jurisdiction over Ali, “under the facts of this case,” was constitutional pursuant to art. 1, § 8, cl. 14 of the United States Constitution (granting Congress the authority “to make Rules for the Government and Regulation of the land and naval Forces”). Addressing Ali’s argument that he was denied his Fifth Amendment right to presentment or indictment of a grand jury, the military judge explained “[b]ecause this is a case arising in the land or naval forces, the Fifth Amendment explicitly states that the
III. Ruling of the Army Court of Criminal Appeals
Following M’s conviction, the Army JAG sent M’s case to the CCA for review under Article 69, UCMJ. Before the CCA M argued that “Congress exceeded the scope of its legislative authority when it amended the UCMJ to extend court-martial jurisdiction to reach civilians during contingency operations and thereby deprived him of the due process protections of the Fifth and Sixth Amendments to the United States Constitution.” Ali 70 M.J. at 517.
The CCA first evaluated the statutory application of Article 2(a)(10) and agreed with the military judge that “appellant and his offenses fall squarely within the jurisdictional language of Article 2(a)(10).” Id. at 518.
In its constitutional analysis, the CCA found that Mticle 2(a)(10) was appropriately limited by the requirements that there must be a declared war or contingency operation and that the person must be serving with or accompanying the force in the field. Id. at 520.
These two requirements, when applied in conjunction with the temporal requirement that either a declared state of war or a contingency operation be in existence, ensure that the exercise of jurisdiction over civilians is “restricted” to the “narrowest jurisdiction deemed absolutely essential to maintaining discipline among troops in active service.”
Id. (quoting Kinsella v. United States ex rel. Singleton, 361 U.S. 234, 240, 80 S.Ct. 297, 4 L.Ed.2d 268 (1960)). Finding that the exercise of military jurisdiction over Ali was proper, the CCA found no violation of either the Fifth or Sixth Amendments. Id.
Discussion
In his appeal to this court, Ali renews his arguments that: (1) the exercise of UCMJ jurisdiction over him violated his Fifth and Sixth Amendment rights; and (2) he does not fall within the scope of the provisions of Mticle 2(a)(10). We will address these issues in reverse order as it is unnecessary to review the constitutional questions if Mi does not fall within the statutory scope of Article 2(a)(10). See Crowell v. Benson, 285 U.S. 22, 62, 52 S.Ct. 285, 76 L.Ed. 598 (1932) (“When the validity of an act of the Congress is drawn in question, and even if a serious doubt of constitutionality is raised, it is a cardinal principle that this Court will first ascertain whether a construction of the statute is fairly possible by which the question may be avoided.”).
I. UCMJ Jurisdiction
“Jurisdiction is the power of a court to try and determine a ease and to render a valid judgment. Jurisdiction ‘is a legal question which we review de novo.’” United States v. Harmon, 63 M.J. 98, 101 (C.A.A.F. 2006); United States v. Kuemmerle, 67 M.J. 141, 143 (C.A.A.F.2009). Generally, there are three prerequisites that must be met for courts-martial jurisdiction to vest: (1) jurisdiction over the offense, (2) jurisdiction over the accused, and (3) a properly convened and composed court-martial. See Rule for Courts-Martial (R.C.M.) 201(b); Harmon, 63 M.J. at 101. Only the first two of these requirements are at issue in this case.
A. Jurisdiction Over the Offense
“[G]eneral courts-martial have jurisdiction to try persons subject to this chapter for any offense made punishable by [the UCMJ].” Article 18, UCMJ, 10 U.S.C. § 818 (2006); R.C.M. 201(b)(5) (“The offense must be subject to court-martial jurisdiction.”). Additionally, the UCMJ “applies in all places.” Article 5, UCMJ, 10 U.S.C. § 805 (2006). Because Ali was charged with and convicted of misconduct punishable by Articles 107, 121, and 134 of the UCMJ, the court-martial had jurisdiction over the offenses.
The court-martial’s jurisdiction over the offense alone, however, is not sufficient to establish jurisdiction. Since 1987 it has been clear that an inquiry into court-martial jurisdiction focuses on the person’s status, i.e., whether the person is subject to the UCMJ at the time of the offense. Solorio v. United States, 483 U.S. 435, 107 S.Ct. 2924, 97
In its current form, Article 2(a)(10) reflects a long-standing principle that civilians serving alongside the military may be subject to courts-martial under the military justice system in some limited circumstances. Prior to the founding of this country, the British Articles of War of 1765 provided for jurisdiction over “[a]ll Suttlers and Retainers to a Camp, and all persons whatsoever serving with Our Armies in the Field.” British Articles of War of 1765, section XIV, art. XXIII, reprinted in William Winthrop, Military Law and Precedents 941 (2d ed., Government Printing Office 1920). The first American Articles of War enacted in 1775 included this language from the British Articles. American Articles of War of 1775, art. XXXII, reprinted in Winthrop, Military Law and Precedents at 956. The Articles retained that language with only minor modifications until enactment of the Uniform Code of Military Justice in 1950. See Winthrop, Military Law and Precedents at 98. When the UCMJ was enacted in 1950, under Article 2(10) courts-martial jurisdiction included, “[i]n time of war, all persons serving with or accompanying an armed force in the field.” Article 2(10), UCMJ (1950).
In 1970 this court held that the term “time of war” in Article 2(a)(10) referred only to a “war formally declared by Congress.” United States v. Averette, 19 C.M.A. 363, 365, 41 C.M.R. 363, 365 (1970). Since Congress had not formally declared war since World War II, the subsequent reach of Article 2(a)(10) was substantially reduced. However, in 2006 Congress amended the language of Article 2 in the 2007 National Defense Authorization Act to read “[i]n time of declared war or contingency operation,” effectively nullifying Averette. 2007 National Defense Authorization Act, Pub.L. No. 109-364, § 552, 120 Stat. 2217 (2006) (emphasis added).
1. “Contingency Operation”
Neither Ali nor the Government contest the military judge’s finding that Operation Iraqi Freedom was a contingency operation as that term is defined in 10 U.S.C. § 101(a)(13) (2006).
Ali argues that because the terms “serving with” and “accompanying” are not defined in Article 2(a)(10), the Manual for Courts-Martial, or case law, the terms are ambiguous. Ali suggests that this court look to the Military Extraterritorial Jurisdiction Act (MEJA) and the North Atlantic Treaty Organization Status of Forces Agreement (NATO SOFA) for the definition of those terms as each excludes nationals of the host country from its jurisdiction.
In response, the Government refers us to United States v. Burney, 6 C.M.A. 776, 788, 21 C.M.R. 98, 110 (1966),
Nothing suggests that Congress could not have placed the limitations against application to host-country nationals found in MEJA within Article 2(a)(10), and we find it unnecessary to rely on the definitions found in either MEJA or the NATO SOFA, particularly when we have previously addressed those terms as used in Article 2(a)(10) in the military context. Thus, we look to the facts of this case in light of prior precedent to determine whether Ali was “serving with” or “accompanying the force.” In his ruling on the motion to dismiss, the military judge found:
The accused was serving with 1st Squad, 3rd Platoon, 170th Military Police Company. He served as an interpreter on every mission the squad went on. Not only was he an integral part of the team, he was the necessary part of the team. Without the accused, or another interpreter, the squad could not perform the military mission it had in Operation Iraqi Freedom. He was the only member of the team that was necessary. Even the squad leader, SSG Butler, could be replaced by another Soldier taking charge, and the mission could be accomplished.
The military judge identified several other factors indicating that Ali was serving with the Army, including: he wore a tape stating “U.S. Army” and the unit patch for the 42nd Military Police Brigade on his uniform, as did the soldiers in his squad; he wore body armor and a helmet like the soldiers; he lived in a combat outpost, at first with other soldiers then with other interpreters; he received mission orders from the squad lead
Additionally, the military judge found that Ali and the soldiers of 1st Squad faced daily threats from enemy insurgents operating in the area around Hit. The squad was routinely attacked with improvised explosive devices, vehicle-borne explosive devices, small arms fire, precision small arms fire, and indirect fire. As an interpreter, Ali would have been specifically targeted by the enemy in an attempt to inhibit United States Army communications capabilities. For operational purposes, Ali’s role as interpreter was integral to the mission of 1st Squad. He was virtually indistinguishable from the troops serving in 1st Squad and he faced the same daily routines and threats as they did.
We conclude that Ali was both “serving with or accompanying” the soldiers of 1st Squad at the time of the offense.
3. “In the Field”
Ali urges this court to narrowly construe the meaning of “in the field” under Article 2(a)(10) in light of the Supreme Court precedent limiting military jurisdiction over civilians. Ali argues that the term “in the field” must be narrowly construed so as to require both (1) a contingency operation; and (2) the practical unavailability of a civilian criminal forum. The Government responds by noting that Colonel Winthrop broadly defined the phrase to mean “the period and pendency of war and to acts committed in the theater of war.” The Government goes on to rely on the discussion in Burney in which this court stated that “in the field” means in an area of actual fighting. Burney, 6 C.M.A. at 787-88, 21 C.M.R. at 109-10.
Although the Supreme Court in Reid v. Covert analyzed the provisions of Article 2(11), the Court did distinguish and discuss the “in the field” requirement of then Article 2(10):
Experts on military law, the Judge Advocate General and the Attorney General have repeatedly taken the position that “in the field” means in an area of actual fighting ....
Article 2(10) of the UCMJ, 50 U.S.C. § 552(10), provides that in time of war persons serving with or accompanying the armed forces in the field are subject to court-martial and military law. We believe that Art. 2(10) sets forth the maximum historically recognized extent of military jurisdiction over civilians under the concept of “in the field.”
354 U.S. 1, 34 n. 61, 77 S.Ct. 1222, 1 L.Ed.2d 1148 (1957) (citations omitted).
We see no reason not to adopt this interpretation of “in the field,” which requires an area of actual fighting, for our analysis of Article 2(a)(10). Cf. Burney, 6 C.M.A. at 787-88, 21 C.M.R. at 109-10. Ali and 1st Squad were living at a combat outpost and conducting their missions in and around Hit, where they faced attacks from enemy insurgents on a daily basis. The military judge found that a typical mission required “mission preparations, safety brief, accountability, convoy to the mission site in up-armored HMMWVs, training of Iraqi Police ... [and] conducting] patrols with the Iraqi police.” There is little doubt that 1st Squad was in an area of actual fighting and thus, “in the field.”
We therefore agree with the military judge and the CCA that Ali was serving with or accompanying an armed force in the field during a contingency operation. The misconduct is punishable by Articles 107, 121, and 134, UCMJ, 10 U.S.C. §§ 907, 921, 934 (2006), and jurisdiction existed under Article 2(a)(10).
B. Jurisdiction over the Person
Tost-Solorio, the status of the individual is the focus for determining both jurisdiction over the offense and jurisdiction over the person. See Harmon, 63 M.J. at 101 (“military jurisdiction over the person continues as long as military status exists”); United States v. Murphy, 50 M.J. 4, 7 (C.A.A.F. 1998) (citing Solorio for the proposition that
Having agreed with the military judge that Ali was a person subject to the Code under Article 2(a)(10) at the time of the offense, we now must determine whether there was something that altered his status between the time of the offense and the time of trial. Ali argues that he no longer fell within Article 2(a)(10) at the time of trial because L3 fired him prior to his arraignment and he was no longer serving with or accompanying the force. The Government responds that it is clear that Ali was serving with and accompanying the force both at the time of the assault and at the time of trial and therefore the court-martial had jurisdiction.
We need not determine whether the termination of Ali’s employment by L3 also terminated his status of “serving with” the force, as the facts demonstrate that he was still “accompanying the force.” As noted in the analysis of R.C.M. 202(a):
Although a person “accompanying an armed force” may be “serving with” it as well, the distinction is important because even though a civilian’s contract with the Government ended before the commission of an offense, and hence the person is no longer “serving with” an armed force, jurisdiction may remain on the ground that the person is “accompanying an armed force” because of continued connection with the military.16
Manual for Courts-Martial, United States, Analysis of the Rules for Courts-Martial app. 21 at A21-11 to A21-12 (2008 ed.) (MCM). Thus, regardless of whether Ali continued to “serve with” an armed force after his civilian employment termination, he certainly continued to accompany the force while awaiting trial.
Accordingly, we find the court-martial had jurisdiction over Ali. Having held that the court-martial had jurisdiction over Ali under the provisions of Article 2(a)(10), we turn to whether the exercise of that jurisdiction over Ali violated the Constitution.
II. Whether Congress’s Exercise of Jurisdiction in Article 2(a) (10) Violates the Constitution
Ali’s primary argument is that Article 2(a)(10) is unconstitutional as applied in this case because he was not afforded the protections of the Fifth and Sixth Amendments. The constitutionality of an act of Congress is a question of law that we review de novo. United States v. Disney, 62 M.J. 46, 48 (C.A.A.F.2005). Where, as here, an appellant argues that a statute is “unconstitutional as applied,”
To succeed in his as-applied challenge, Ali must show that he was entitled to Fifth and Sixth Amendment protections and that, under the facts of this case, these protections were violated when he was subjected to military jurisdiction. See United States v. Salerno, 481 U.S. 739, 745 & n. 3, 107 S.Ct. 2095, 95 L.Ed.2d 697 (1987) (describing the “heavy burden” required to assert a facial challenge and noting how the appellant did not argue that the legislative act was “unconstitutional because of the way it was applied to the particular facts of their case”).
A. Fifth and Sixth Amendment Protections
Ali alleges that exercise of court-martial jurisdiction violated his rights under the Fifth and Sixth Amendments, citing the line of Supreme Court cases denying court-martial jurisdiction over civilians.
Unlike Ali, the defendant in Covert was a United States citizen, and the Supreme Court’s concern reflected the impermissible denial of constitutional protections to “an American citizen when [she] was tried by the American Government in [a] foreign land[] for offenses committed there.” 354 U.S. at 5, 77 S.Ct. 1222. Indeed, all of the cases relied upon by Ali for the constitutional limitations on congressional extension of military jurisdiction over civilians involved United States citizens tried by court-martial not in a time of war. None of these cases purported to address the issue before us, which is the constitutionality of military jurisdiction over a noncitizen tried outside of the United States during a contingency operation. Under the circumstances of this case, the concerns raised by the Supreme Court are not applicable.
However, we must first consider whether Ali, a foreign national being tried outside the United States for a crime committed outside the United States, enjoys the protections of the Fifth and Sixth Amendments which the Supreme Court was concerned with in Covert and the cases cited in note 19, supra. This threshold determination is critical to our analysis as Ali’s primary constitutional argument relies on his assertion that he is in a position like that of the individuals the Supreme Court determined could not be subjected to military jurisdiction, see supra note 19, because he too is entitled to Fifth and Sixth Amendment protections.
In his brief and at oral argument Ali relied on United States v. Verdugo-Urquidez, 494 U.S. 259, 110 S.Ct. 1056, 108 L.Ed.2d 222 (1990), for the principle that he was entitled to fundamental due process rights under the
While Verdugo-Urquidez referenced several cases discussing constitutional protections applicable to aliens,
In holding that the Fourth Amendment was not applicable to a United States Government search of a home owned by a nonresident alien located outside the United States, Verdugo-Urquidez reiterated these principles in its discussion of Eisentrager, which is instructive as to the constitutional rights afforded to noncitizens outside the United States. In disposing of the Fourth Amendment claims which were raised in Ver-dugo-Urquidez, the Supreme Court discussed the Fifth Amendment claims that were raised in Eisentrager:
Indeed, we have rejected the claim that aliens are entitled to Fifth Amendment rights outside the sovereign territory of the United States. In Johnson v. Eisen-trager, the Court held that enemy aliens arrested in China and imprisoned in Germany after World War II could not obtain writs of habeas corpus in our federal courts on the ground that their convictions for war crimes had violated the Fifth Amendment and other constitutional provisions. The Eisentrager opinion acknowledged that in some eases constitutional provisions extend beyond the citizenry; “the alien ... has been accorded a generous and ascending scale of rights as he increases his identity with our society.” But our rejection of extraterritorial application of the Fifth Amendment was emphatic:
“Such extraterritorial application of organic law would have been so significant an innovation in the practice of governments that, if intended or apprehended, it could scarcely have failed to excite contemporary comment. Not one word can be cited. No decision of this Court supports such a view. None of the learned commentators on our Constitution has even hinted at it.*268 The practice of every modern government is opposed to it.”
If such is true of the Fifth Amendment, which speaks in the relatively universal term of “person,” it would seem even more true with respect to the Fourth Amendment, which applies only to “the people.”
Verdugo-Urquidez, 494 U.S. at 269, 110 S.Ct. 1056 (citations omitted).