AI Case Brief
Generate an AI-powered case brief with:
Estimated cost: $0.001 - $0.003 per brief
Full Opinion
Plaintiffs are children who, through their guardians ad litem, sued the State of Oregon and Governor John Kitzhaber, M.D., for declaratory and equitable relief. In their amended complaint, plaintiffs seek, in addition to other relief, a declaration that defendants āhave violated their duties to uphold the public trust and protect the Stateās atmosphere as well as the water, land, fishery, and wildlife resources from the impacts of climate change.ā Defendants moved to dismiss the amended complaint on the ground that the trial court lacked subject matter jurisdiction. The trial court granted that motion. On plaintiffsā appeal, we reverse and remand.
On appeal from dismissal of a Uniform Declaratory Judgments Act complaint for a purported lack of subject matter jurisdiction, our task is to determine whether the complaint states a justiciable claim for relief under that Act, that is, one that the trial court had jurisdiction to adjudicate. See Hale v. State of Oregon, 259 Or App 379, 383, 314 P3d 345 (2013), rev den, 354 Or 840 (2014) (āCourts cannot exercise jurisdiction over nonjusticiable controversies because a court cannot render advisory opinions.ā); Beck v. City of Portland, 202 Or App 360, 367-68, 122 P3d 131 (2005) (ā[w]here a defendant brings a motion to dismiss a claim for declaratory relief* * * on the ground that the claim is not justiciable, the defendant is, in fact, asserting that the trial court lacks subject matter jurisdiction[.]ā). In doing so, āwe assume the truth of all well-pleaded facts alleged in the complaint,ā and review the trial courtās ruling on the jurisdictional question for errors of law. Hale, 259 Or App at 382.
Accordingly, we begin by reviewing the allegations in plaintiffsā amended complaint. Those allegations are based on plaintiffsā conception of āthe public trust doctrine,ā which, they assert, obligates defendants āto hold vital natural resources in trust for the benefit of their citizens.ā Plaintiffs allege that the public trust doctrine āstems from the common law and Constitutional and statutory provisionsā and finds its origin in āthe law of natureā that āthese things are common to mankind ā the air, running water, the sea, and the shores of the sea.ā They identify specific
Following that broad description of the public trust doctrine as they conceive it, plaintiffs allege that the state has failed to meet its fiduciary obligations to protect the natural resources that plaintiffs identify as assets of the public trust. Plaintiffs assert that increases in greenhouse gas emissions are causing climate changes with potentially ācatastrophic consequencesā to the stateās natural resources and the health of its citizens. Nonetheless, plaintiffs contend, ā[t]here is still time to curb and reduce carbon dioxide emissions to avoid irrevocable changes to the atmosphere,ā and they specifically allege that, āto protect Oregonās public trust assets, the best available science concludes that concentrations of atmospheric carbon dioxide cannot exceed 350 parts per million.ā To reduce atmospheric carbon dioxide concentrations to that level by the end of the century, plaintiffs claim, emissions āmust begin to decline at a global average of at least 6 percent each year, beginning in 2013, through 2050,ā and should decline at five percent per year after that.
Plaintiffs acknowledge in the amended complaint that Oregon officials have taken steps meant to combat climate change, including through the 2004 establishment of the Governorās Advisory Group on Global Warming, which has developed a plan to reduce Oregonās greenhouse-gas emissions, the subsequent passage of HB 3543 (2007), which set goals for decreasing greenhouse-gas emissions and levels in Oregon through 2050, and establishment of the Oregon Climate Change Research Institute (OCCRI) in 2007. Plaintiffs allege, however, that those steps āare inadequate to meet the Stateās greenhouse gas reductions that will be required in order to protect Oregonās trust assets and attain carbon dioxide concentrations of 350 ppmā and that Oregon already is failing to meet its goals.
Plaintiffsā amended complaint includes a single claim for relief, in which plaintiffs reiterate their allegation that defendants have a fiduciary obligation āto hold vital
ā[1.] A declaration that the atmosphere is a trust resource, and that the State of Oregon, as a trustee, has a fiduciary obligation to protect the atmosphere as a commonly shared public trust resource from the impacts of climate change for Plaintiffs and for present and future generations of Oregonians.
ā[2.] A declaration that water resources, navigable waters, submerged and submersible lands, islands, shore-lands, coastal areas, wildlife, and fish are trust resources, and that the State of Oregon, as a trustee, has a fiduciary obligation to protect these assets as commonly shared public trust resources from the impacts of climate change for Plaintiffs and for present and future generations of Oregonians.
ā[3.] A declaration that Defendants have failed to uphold their fiduciary obligations to protect these trust assets for the benefits of Plaintiffs as well as current and future generations of Oregonians by failing adequately to regulate and reduce carbon dioxide emissions in the State of Oregon.
ā[4.] An order requiring Defendants to prepare, or cause to be prepared, a full and accurate accounting of Oregonās current carbon dioxide emissions and to do so annually thereafter.
ā[5.] An order requiring Defendants to develop and implement a carbon reduction plan that will protect trust assets by abiding by the best available science.
ā[6.] A declaration that the best available science requires carbon dioxide emissions to peak in 2012 and to be reduced by a least six per cent each year until at least 2050.ā
Defendants did not file an answer to the amended complaint. Instead, they moved to dismiss the complaint for lack of subject matter jurisdiction, arguing that the trial
ā[B]y agreement between counsel, this [motion and] memorandum does not address the existence of the public trust, the question of whether the state has met its duties under any such trust, or whether plaintiffs have effectively stated a claim that requires the [court] to decide those issues at all.ā
(Footnote omitted.) Thus, defendants did not argue that plaintiffs were not entitled to the declarations they sought because those requested declarations misstated the law.
Broadly speaking, defendantsā dismissal motion had two components, the first generally directed at the three requests for declarations regarding the public trust doctrine (numbered 1 through 3 in the list quoted above) and the obligations that plaintiffs assert it creates, and the second generally directed at the three requests for injunctive relief (numbered 4 through 6).
With respect to the requests for orders requiring defendants to take specific steps to combat climate change, defendants argued that the trial court lacked jurisdiction because āthe relief that plaintiffs request would cause the court to run afoul of the separation of powers principle.ā In that regard, defendants argued that, if the court granted plaintiffsā requested injunctive relief, it would unduly burden the other branches of government by ācompelling [those branches] to address the impacts of climate change in one way, and one way only ā namely, by reducing carbon dioxide emissions in a specified amount over an established time-frame.ā For similar reasons, defendants argued, granting plaintiffsā requested relief would impermissibly ācause the court to perform the āfunctionsā of the other branches, especially those of the legislature.ā Third, and relatedly, defendants asserted that the court lacks jurisdiction to award the requested declaratory or equitable relief under āthe political question doctrine.ā
In response to defendantsā motion, plaintiffs argued that defendants had inappropriately focused on a small portion of the requested relief, i.e., plaintiffsā request for an order requiring defendants to take specified steps to reduce greenhouse-gas emissions. Plaintiffs emphasized their request for declarations āregarding the governorās authority to protect public trust assetsā and argued that it was within the trial courtās power to declare what resources the public trust doctrine protects. That kind of declaration, plaintiffs argued, āfalls squarely within the judiciaryās role to declare the law.ā
āPlaintiffs ask the Court to create and impose an affirmative duty on Defendants. Then, Plaintiffs argue that the Court should find that Defendants failed to meet this obligation. Plaintiffs argue that they are not asking the Court to create a new duty but merely to recognize a duty well supported by āstate sovereignty, the common law of Oregon, as well as in its statutes and the state Constitution.ā However, the many statutes, cases, and constitutional provisions Plaintiffs cite to do not support their argument. * * * Thus, the Court concludes that Plaintiffsā requested relief asks this Court to extend the law by creating a new duty rather than interpret a pre-existing law. Therefore, the Court concludes that the relief Plaintiffs seek exceeds the Courtās authority under Oregonās Declaratory Judgment Act.ā
(Citations omitted; emphasis in original.) The court also ruled that it could not grant plaintiffsā requested relief without violating separation-of-powers principles because the injunctive relief that plaintiffs sought ā orders regarding specific carbon-dioxide reduction measures ā asked the court both to āeffectively āstrike downā ā existing legislation, displacing already established legislative goals and to engage in lawmaking functions that are constitutionally reserved to the legislature. Finally, the court concluded that plaintiffs essentially were asking the court to decide āpolitical questions, which necessarily are decided by the political branches of government, not the judiciary.ā For all of those reasons, the trial court concluded that it lacked jurisdiction to award declaratory or injunctive relief against defendants, and it granted defendantsā motion to dismiss.
On appeal, plaintiffs assert that they are entitled to, at least, declarations that (1) defendants āhave an obligation to protect Oregonās water supply and other public trust resources from substantial impairment due to greenhouse gas emissionsā and (2) āthat the atmosphere is a trust resource.ā Plaintiffs contend that the trial court has
In response, defendants largely reiterate the arguments they presented to the trial court, except that they no longer argue that plaintiffsā requests for declaratory relief are not cognizable under the Uniform Declaratory Judgments Act. Defendants assert that this court need not resolve that question ābecause regardless whether plaintiffsā claim falls within the scope of the [Act], defendantsā justi-ciability arguments are dispositive.ā Defendantsā argument on appeal has two parts. First, they contend that plaintiffsā request for āa bare declaration that a public trust exists in the atmosphereā is not justiciable because no āmeaningful and practical relief * * * could spring from such a declaration.ā Second, focusing on plaintiffsā requests for orders requiring defendants to take specific steps to combat climate change, defendants argue that the court could not grant such relief without violating separation-of-powers and political-question principles.
We reject defendantsā suggestion that we need not decide whether plaintiffsā claims are cognizable under the Uniform Declaratory Judgments Act. In our view, this case turns entirely on a proper understanding of the scope of judicial authority under that Act, and we begin our analysis there.
The Uniform Declaratory Judgments Act starts by broadly describing the judicial power to declare the law:
āCourts of record within their respective jurisdictions shall have power to declare rights, status, and other legal*473 relations, whether or not further relief is or could be claimed. No action or proceedings shall be open to objection on the ground that a declaratory judgment is prayed for. The declaration may be either affirmative or negative in form and effect, and such declarations shall have the force and effect of a judgment.ā
ORS 28.010.
The next provision in the Act refers to declarations of rights under certain laws and writings:
āAny person *** whose rights, status or other legal relations are affected by a constitution, statute, municipal charter, ordinance, contract or franchise may have determined any question of construction or validity arising under any such * * * constitution, statute, municipal charter, ordinance, contract or franchise and obtain a declaration of rights, status or other legal relations thereunder.ā
ORS 28.020. Other provisions are even more specific, being directed to contracts, ORS 28.030, and matters related to trusts and estates, ORS 28.040.
But the Act states explicitly that the āenumeration in ORS 28.010 to 28.040ā ā -that is, the identification of particular circumstances in which courts may issue declaratory judgments ā ādoes not limit or restrict the exercise of the general powers conferred in ORS 28.010, in any proceedings where declaratory relief is sought, in which a judgment will terminate the controversy or remove an uncertainty.ā ORS 28.050. In other words, a court has broad authority āto declare rights, status, and other legal relationsā between parties whether those claimed ālegal relationsā are based on a written provision found in a constitution or statute or, instead, derive from some other source of law.
That is what plaintiffs asked the trial court to do in this case. Again, plaintiffs focus their appeal on the following declarations they requested about the scope of the public trust doctrine and defendantsā obligations under it:
āA declaration that the atmosphere is a trust resource, and that the State of Oregon, as a trustee, has a fiduciary obligation to protect the atmosphere as a commonly shared public trust resource from the impacts of climate change*474 for Plaintiffs and for present and future generations of Oregonians.
āA declaration that water resources, navigable waters, submerged and submersible lands, islands, shorelands, coastal areas, wildlife, and fish are trust resources, and that the State of Oregon, as a trustee, has a fiduciary-obligation to protect these assets as commonly shared public trust resources from the impacts of climate change for Plaintiffs and for present and future generations of Oregonians.ā
Those are requests for a declaration of the ārights, status, and other legal relationsā between the parties, whichā assuming the action is otherwise justiciable (and more on that later) ā is all that is necessary to give a court authority under the Uniform Declaratory Judgments Act to issue an appropriate declaration.
In ruling otherwise, the trial court focused on the fact that plaintiffs had not alleged that defendants had violated āa specific constitutional provision or statute.ā To the extent that the court believed that a request for a declaration must be based on those kinds of written sources of law, as opposed to other doctrines, it misunderstood the scope of its statutory authority. Under ORS 28.010 and ORS 28.050, a court has power to declare the rights, status, and other legal relations between the parties to a declaratory judgment action no matter what source of law gives rise to those rights and obligations. Indeed, the Supreme Court has rejected the argument that the Uniform Declaratory Judgments Act āconfine [s] the courts to the interpretation and construction of written instruments and laws.ā In re Estate of Ida Dahl, 196 Or 249, 253, 248 P2d 700 (1952).
In short, the trial court erred when it ruled that plaintiffsā first two requests for declaratory relief were not cognizable under the Uniform Declaratory Judgments Act. As noted, defendants no longer defend that aspect of the trial courtās ruling. Instead, they argue only that plaintiffsā ābareā requests for declaratory relief are nonjusticiable because the issuance of those declarations itself āwould have no practical effect on plaintiffsā rightsā (because the declarations would not explicitly require defendants to do anything) and the court could not order further injunctive relief without violating the separation-of-powers and political-question doctrines.
āThe statutes announce that their purpose āis to settle and to afford relief from uncertainty and insecurity with respect to rights, status and other legal relations, and [they are] to be liberally construed and administered.ā ORS 28.120. *** The statutory authority to issue declaratory judgments, however, is constrained by constitutional jus-ticiability requirements. The Supreme Court has held that the [Act] does not give courts authority to issue declaratory rulings āin a vacuum; they must resolve an actual or justi-ciable controversy.ā Courts cannot exercise jurisdiction over nonjusticiable controversies because a court cannot render advisory opinions. Thus, if a claim for a declaratory judgment does not involve a justiciable controversy, a court does not have jurisdiction to consider it.ā
Id. (citations and footnote omitted).
In reconciling the tension between the Uniform Declaratory Judgments Act and constitutional justiciability requirements, this court has identified ātwo irreducible requirements for justiciability: The dispute must involve present facts, and it must be a dispute in which a prevailing plaintiff can receive meaningful relief from a losing defendant.ā Id at 384. Here, defendants do not dispute that plaintiffsā requests for declaratory relief are based on present facts. Rather, they contend only that the declarations that plaintiffs seek do not amount to the sort of āmeaningful reliefā that makes a claim justiciable.
Defendantsā argument cannot withstand the Supreme Courtās holding in Pendleton School Dist. v. State of Oregon, 345 Or 596, 200 P3d 133 (2009) (Pendleton School Dist. I). That case involved the stateās obligations under Article VIII,
ā(1) The Legislative Assembly shall appropriate in each biennium a sum of money sufficient to ensure that the stateās system of public education meets quality goals established by law, and publish a report that either demonstrates the appropriation is sufficient, or identifies the reasons for the insufficiency, its extent, and its impact on the ability of the stateās system of public education to meet those goals.ā
The plaintiff school districts sought a declaration that Article VIII, section 8, ārequires that the legislature fund the Oregon public school system at a level sufficient to meet certain quality educational goals established by law and a mandatory injunction directing the legislature to appropriate the necessary funds.ā Pendleton School Dist. I, 345 Or at 599. That is, like the plaintiffs in this case, the Pendleton School Dist. I plaintiffs sought both a declaration about the stateās legal obligations and injunctive relief requiring the state to take specific action to meet those alleged obligations.
The Supreme Court agreed that Article VIII, section 8, ādirects the legislature to fund public primary and secondary education at certain levels.ā Pendleton School Dist. v. State of Oregon, 347 Or 28, 32, 217 P3d 175, adhād to as modified on recons, 347 Or 344 (2009) (Pendleton School Dist. II) (discussing earlier holding in course of deciding attorney-fee petition). Based on the latter half of that constitutional provision, however, the court held that the plaintiffs were not entitled to the injunctive relief they requested, i.e., an order directing the state to appropriate additional funds for education. It explained: āThe reporting provision of Article VIII, section 8 contemplates the possibility that the legislature will not fund the public school system at the legislatively specified level in a particular biennium and provides that, in that instance, the legislature will report its failure to the public.ā Pendleton School Dist. I, 345 Or at 611. Accordingly, the court concluded, the plaintiffs were not entitled to an injunction requiring the state to take action that the constitutional provision did not itself require. For the same reason, the plaintiffs were not entitled to a declaration that the constitution required the state to actually provide a specific level of funding. Id.
Thus, the Pendleton School Dist. I court held that the plaintiffs were entitled to a declaratory judgment that encompassed a declaration of what the stateās legal obligation was (āto fully fund the public school systemā) and that it had failed to do so. And the plaintiffs were entitled to that declaration despite the fact that they were not entitled to any related injunctive relief against the state. The court explained that the request established a justiciable controversy under the Uniform Declaratory Judgments Act, notwithstanding the stateās contention that no ābinding decreeā would issue, id. at 605, because the resulting declaration would establish what constitutional obligation the legislature might have to adequately fund education:
āThe issue whether Article VIII, section 8, imposes a duty on the legislature to fund the public school system at a specified level every biennium presents a set of present facts regarding the interpretation of a constitutional provision; it is not simply an abstract inquiry about a possible future event.ā
That aspect of the Pendleton School Dist. I holding is consistent with a principle that the Oregon courts have articulated in other cases: that courts and the public are entitled to assume that the state will act in accordance with its duties as those duties are announced by the courts. The Supreme Court discussed that principle in Swett
ā[T]his case on the merits involved a declaratory judgment proceeding and, in such proceedings, a court has the power to grant equitable remedies where appropriate. Although it is true that plaintiffs in the case on the merits confined their prayer to a request for a declaration of their rights, they could have sought an injunction as well. They did not do so because it would have been pointless. As the state itself acknowledges, equitable relief ā such as an injunction against enforcement of [the ballot measure] ā was not necessary, because this court and the lower courts would assume that the responsible state officials would honor the courtās declaration without the necessity of an accompanying injunction.ā
(Citations omitted; emphasis added.)
Here, too, it must be assumed that the state will act in accordance with a judicially issued declaration regarding the scope of any duties that the state may have under the public trust doctrine. Plaintiffsā requests for ābareā declarations regarding the scope of the stateās present obligations, if any, under that doctrine are, therefore, justiciable. It follows that the trial court erred by not entering declarations regarding whether, as plaintiffs allege, under the public trust doctrine:
⢠āthe atmosphere is a trust resource, and * * * the State of Oregon, as a trustee, has a fiduciary obligation to protect the atmosphere as a commonly shared public trust resource from the impacts of climate change for Plaintiffs and for present and future generations of Oregoniansā; and
⢠āwater resources, navigable waters, submerged and submersible lands, islands, shorelands, coastal areas, wildlife, and fish are trust resources, and * * * the State of Oregon, as a trustee, has a fiduciary obligation to protect these assets as commonly shared public trust resources from the impacts of climate change for Plaintiffs and for present and future generations of Oregonians.ā
Finally, we also decline to address whether plaintiffsā remaining requests for declaratory and injunctive relief are nonjusticiable because a court would violate separation-of-powers or political-question principles if it granted the requests. That question cannot be answered until a court declares the scope of the public trust doctrine and defendantsā obligations, if any, under it. That is, if the doctrine itself imposes specific affirmative obligations on defendants (like requiring defendants to take the particular actions that plaintiffs request), a judgment declaring that defendants have breached those obligations or ordering defendants to take the requested actions might not unduly burden the other branches of government or result in the judiciary impermissibly performing duties or making policy determinations that are reserved to those other branches. Again, it would be inappropriate for us to express a view on whether the public trust doctrine imposes such particular
In short, plaintiffs are entitled to a judicial declaration of whether, as they allege, the atmosphere āis a trust resourceā that āthe State of Oregon, as a trustee, has a fiduciary obligation to protect * * * from the impacts of climate change,ā and whether the other natural resources identified in plaintiffsā complaint also āare trust resourcesā that the state has a fiduciary obligation to protect. The answers to those questions necessarily will inform the courtās determination whether plaintiffs are entitled to any of the other relief they request. We emphasize that we express no opinion, here, on the merits of plaintiffsā allegations. The trial court must evaluate those allegations, in the first instance, after defendants have answered or otherwise responded on the merits to plaintiffsā complaint.
Reversed and remanded.
In all events, as we discuss at more length below, a dispositive motion directed at the merits of plaintiffsā claim for declaratory relief ordinarily would result in the trial court issuing one or more declarations that state the pertinent law correctly, not in dismissal of the complaint. See Beldt v. Leise, 185 Or App 572, 576, 60 P3d 1119 (2003) (āIf there is a justiciable controversy, the plaintiff is entitled to a declaration of its rights, even if that declaration is directly contrary to what it believes its rights to be.ā).
We view the sixth request as one for injunctive relief, even though it is worded in terms of seeking a declaration, because it does not request a declaration regarding legal relations between the parties, as the Uniform Declaratory Judgments Act contemplates, but seeks a declaration as to what the ābest available scienceā says about reducing carbon dioxide emissions. Any dispute about the ābest available scienceā is tightly linked to the request for injunctive relief that immediately precedes it, that is, plaintiffsā request for an āorder requiring Defendants to develop and implement a carbon reduction plan that will protect trust assets by abiding by the best available science.ā Accordingly, we view it as a component of that requested injunctive relief.
Defendants also argued to the trial court that they were protected against plaintiffsā claim by principles of sovereign immunity. Defendants do not pursue that argument on appeal, and we do not address it further.
When the Supreme Court issued the opinion in In re Estate of Ida Dahl, the Uniform Declaratory Judgments Act was codified at §§ 6-601 to 6-616 of the Oregon Compiled Laws Annotated (1940). The quoted provisions of the Act have not changed materially since then.
Defendants also contend that plaintiffs did not preserve their request for ābareā declarations independent of the requested injunctive relief. See ORAP 5.45(4)(a) (setting out principle that questions must generally have been preserved ā i.e., raised in the trial court ā before being considered on appeal). We reject that argument without discussion.