Marcus v. Staubs ex rel. Staubs
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Full Opinion
Petitioner/defendant Jonathan âRayâ Marcus (hereinafter âpetitionerâ) appeals the Circuit Court of Jefferson Countyâs May 25, 2011, order granting summary judgment in favor of respondent/plaintiff Lori Ann Staubs, next friend of Jessica Lynn Staubs and Administratrix of the Estate of Samantha Nichole Dawn Staubs, on the issue of liability. The trial court found that there were no material issues of fact and concluded, as a matter of law, that: 1) petitioner was at least one percent negligent; and 2) infant Jessica Staubs was less than fifty percent negligent. Petitioner argues that the trial court erred by: 1) concluding that petitioner owed a legal duty to respondentâs infants; 2) concluding that certain subsequent criminal acts did not constitute âintervening causesâ; 3) concluding that imposition of liability against petitioner did not constitute âsocial host liabilityâ; and 4) adopting erroneous findings of fact in its order. Although we find no merit in petitionerâs assigned errors,
I. FACTS AND PROCEDURAL HISTORY
This ease involves a single-car automobile accident which resulted in the death of 14-year-old Samantha Staubs (hereinafter âSamanthaâ) and serious injury to her sister, 13-year-old Jessica Staubs (hereinafter âJessicaâ). Both were passengers in a vehicle stolen and driven by 14-year-old Misty Johnson (hereinafter âMistyâ), who was intoxicated. On December 9, 2006, Samantha and her friend, 15-year-old Kelly Mazur (hereinafter âKellyâ) called 18-year-old Petitioner and requested a ride to meet Misty and Samanthaâs sister, Jessica, near the home of 14-year-old Adrian Villalobos (hereinafter âAdrianâ), where they intended to meet others for a party. Petitioner picked up Kelly and Samantha in his truck; he was accompanied by 26-year-old Steven Woodward (hereinafter âWoodwardâ) and his younger brother, with whom he had just been to a movie.
After picking up Kelly and Samantha, petitioner proceeded to drive across the West Virginia/Virginia line to a convenience store called âSweet Springs.â Both petitioner and Woodward testified that they had previously planned to visit the convenience store so Woodward could purchase alcohol. However, Woodward testified that petitioner asked him if he would also buy alcohol for the girls and that he refused. Petitioner denies this. Kelly, however, testified that she and Samantha â and not petitioner â requested thĂĄt Woodward buy them alcohol and that he agreed, telling petitioner to drive to Sweet Springs for that purpose. Kelly testified that petitioner was not involved in the conversation about obtaining alcohol, said very little during the trip, and that he âmayâ have been on his cell phone at some point. Petitioner maintains that he was neither involved in nor overheard any such conversationâ despite all five of them being in the small extended cab of his truck. Rather, petitioner testified that he went to Sweet Springs so Woodward could buy alcohol for himself, as had been their plan all day, and that the girls simply âbeggedâ to go with them.
Upon arrival at Sweet Springs, Samantha gave Woodward ten to fifteen dollars. Woodward testified that the money was for cigarettes, having refused to buy the girls alcohol. Kelly testified that the money was for âHurricaneâ brand malt liquor. Woodward alone went into the store and purchased four, forty-ounce containers of âHurricaneâ brand malt liquor. It is undisputed that petitioner did not exit the vehicle or purchase any alcohol.
After the alcohol and cigarettes were purchased, petitioner drove Kelly and Samantha to meet Misty and Jessica near Adrianâs house. Woodward and petitioner maintain that upon arrival at their destination and upon exiting the vehicle, unbeknownst to them, the girls stole the alcohol Woodward had purchased for himself. Kelly, Jessica, and Adrian dispute this contention and testified that Woodward gave the bag containing the alcohol to them.
The girls then retreated to Adrianâs house, where they began drinking the alcohol, as well as vodka from Adrianâs house. When Adrianâs parents returned home, they indicated that the girls could not stay the night. Misty and Samantha began calling friends to find someone to give them a ride to another location. Kelly believes that Samantha âprobably would have calledâ petitioner for a ride. Woodward testified that the following morning, petitioner âor someoneâ called him to advise of the accident and told him that the girls called petitioner for a ride and he refused to pick them up. Finding no one available to pick them up, Misty and Samantha left Adrianâs house stating they were going to steal a car. They returned minutes later with a truck they stole from neighbor
Respondent Lori Ann Staubs filed suit as the mother and next friend of Jessica Staubs and as Administratrix of the Estate of Samantha Staubs against petitioner and others.
â[I]f, after trial and verdict on the question of liability ... judgment is for Marcus, then Nationwide will pay to Staubs ... $50,000.00____If, after trial and verdict on the question of liability ... judgment is for Staubs, then Nationwide will pay to Staubs ... $125,000.00.â
I hope you both werenât overly ambitious people look [sic] at things through rose colored glass, I assume there is no evidentiary issue in the case that looks the same to both sides because when you argue it you really argue different world views of this close little universe of facts which by the time you argue it really looks like a different set of facts. But I think when juries look at cases they do reach conclusions and make presumptions, I mean, theyâre allowed to put two and two together to equal four, cause and effect, things of that nature, which is maybe different than a cold computation of known admitted facts.
(emphasis added). In exchange for payment of the sums indicated, respondent agreed to release petitioner.
However, despite the language of the agreement contemplating a trial and verdict, petitioner moved for summary judgment, prompting a response and cross-motion for summary judgment by respondent. Significantly, petitioner stated in his motion that while he believed the âmaterialâ facts were undisputed, he â[did] not agree with all of the facts set forth [t]herein. However, assuming these facts are true, the Complaint against him still should be dismissed.â (emphasis added). Respondent likewise took the position that the material facts were undisputed.
Approximately three weeks later, the trial court entered an order denying petitionerâs motion for summary judgment and granting respondentâs cross-motion for summary judgment. The order states â[t]he Court finds that the facts of this tragic case are not in dispute.â
II. STANDARD OF REVIEW
It is well-established that â[a] circuit courtâs entry of summary judgment is reviewed de novo.â Syl. Pt. 1, Painter v. Peavy, 192 W.Va. 189, 451 S.E.2d 755 (1994). Moreover, with respect to the propriety of an award of summary judgment, this Court has held that
â âA motion for summary judgment should be granted only when it is clear that there is no genuine issue of fact to be tried and inquiry concerning the facts is not desirable to clarify the application of the law.â Syllabus Point 3, Aetna Casualty & Surety Co. v. Federal Insurance Co. of New York, 148 W.Va. 160, 133 S.E.2d 770 (1963).â Syllabus Point 1, Andrick v. Town of Buckhannon, 187 W.Va. 706, 421 S.E.2d 247 (1992).
Syl. Pt. 2, Id. This Court has likewise cautioned that â[t]he circuit courtâs function at the summary judgment stage is not to weigh the evidence and determine the truth of the matter, but is to determine whether there is a genuine issue for trial.â Syl. Pt. 3, Id. It is with these guiding principles in mind that we address petitionerâs assignments of error.
III. DISCUSSION
Petitionerâs appeal set forth four assignments of error. Each will be addressed in turn, below.
A. Negligence of Petitioner
Petitioner first argues that the trial court erred in finding him negligent because he did not owe a legal duty to the respondentâs minors. In support of this assignment of error, petitioner makes two arguments. First, petitioner argues that the undisputed material facts do not support a finding of negligence against petitioner under any theory of liability â violation of statute or common law duty. He argues that the only âcredibleâ evidence suggests that petitioner was an unwitting chauffeur without any knowledge of or participation in the alleged plan to purchase alcohol for the minors. Notably, petitioner cites only to the testimony of Kelly, who indicated it was she and Samantha who asked Woodward to purchase the alcohol and that petitioner was not involved in the conversation. Petitioner maintains that â[a]ll he did was drive his truck.â In addition, petitioner maintains that there is no âreliableâ evidence that Samantha called petitioner to pick them up later in the evening and that he refused. Secondly, as to the trial courtâs finding of common law negligence, petitioner argues that the principle that âa person does not have a duty to protect others from the deliberate criminal conduct of third pĂĄrties,â as articulated in Miller v. Whitworth, 193 W.Va. 262, 455 S.E.2d 821 (1995), operates to preclude a finding of duty and therefore, negligence.
In response, respondent argues that petitioner had a duty to âobey the lawâ and that by âprovidingâ alcohol to the minors, he violated this duty. Respondent cites only to Woodwardâs testimony wherein he contends that it was petitioner who requested that he purchase the alcohol for the minors. Respondent argues that this makes petitioner knowingly complicit in the procurement of alcohol for the minors and in clear violation of W. Va.Code § ll-16-19(c) and W. Va. Code § 49-7-7. Respondent further cites exclusively to Woodwardâs testimony indicating that he âbelieve[d]â petitioner called him the next day and told him that the girls called him for a ride home and that he refused.
The trial courtâs order awarding summary judgment establishes the negligence of petitioner on two bases: violation of statute and common law negligence. As to the factual
1. Violation of Statute
The basis for liability arising out of violation of statute is found in W. Va.Code § 55-7-9 (Repl.Vol.2008), which provides: âAny person injured by the violation of any statute may recover from the offender such damages as he may sustain by reason of the violation, although a penalty or forfeiture for such violation be thereby imposed, unless the same be expressly mentioned to be in lieu of such damages.â Moreover, this Court has held: âViolation of a statute is prima facie evidence of negligence. In order to be actionable, such violation must be the proximate cause of the plaintiffâs injury.â Syl. Pt. 1, Anderson v. Moulder, 183 W.Va. 77, 394 S.E.2d 61 (1990).
At the outset, it is clear that petitionerâs first argument is not that the trial court performed an incorrect legal analysis to affix liability as a result of violation of statute, but rather that it adopted the âwrongâ set of facts to apply to the law. Petitioner does not argue that violation of either of these statutes does not operate to establish prima facie negligence. Rather, petitioner simply argues that the facts utilized by the trial court to affix liability under this theory were erroneous.
Both petitionerâs and respondentâs arguments as to this portion of the first assignment of error smack of closing argument and summarily dismiss squarely contradictory evidence. Petitioner argues that there is no âcredibleâ evidence to suggest that petitioner requested Woodward to obtain alcohol for the minors, dismissing Woodwardâs testimony as self-serving. Petitioner further argues that the testimony suggesting the minors called him later that evening to be picked up is speculative, at best. Respondent simply ignores Kellyâs testimony indicating that petitioner was not involved in the alcohol procurement and infers that even if Kellyâs testimony is true, petitioner surely overheard discussions in the truck about obtaining alcohol. Both parties seemingly dismiss petitioner and Woodwardâs testimony that the girls stole the alcohol Woodward purchased for himself. As is patently obvious, these arguments are not legal issues, but are factual questions that remain unresolved.
These factual issues notwithstanding, we do find that ample legal authority existed to form a potential basis of liability of petition-
â â[T]he determination as to whether there was in fact a [statutory] violation and whether the violation was the proximate cause of the injury is within the province of the jury.â Syllabus Point 3, Simmons v. City of Bluefield [159] W.Va. [451], 225 S.E.2d 202, 88 A.L.R.3d 105 (1975).â Syllabus Point 3, in part, Jones v. Two Rivers Ford, Inc., 171 W.Va. 561, 301 S.E.2d 192 (1983).
Anderson, 183 W.Va. at 90, 394 S.E.2d at 74 (1990). This Court finds that violation of these statutes hinges on petitionerâs knowledge of the purported plan to obtain the alcohol and whether the alcohol was actually provided to the minors or stolen by them. As such, although we do not find error in the trial courtâs use of this principle to establish liability under the facts of this case, we find that the trial court erred in making factual determinations of disputed facts to reach the conclusion that petitioner was negligent.
2. Common Law Negligence
Next, petitioner asserts that in finding him guilty of common law negligence, the trial court erred by finding that petitioner had a duty to protect the minors from criminal conduct. For purposes of this argument, petitioner abandons the issue of his own conduct momentarily and contends that notwithstanding his actions, he had no duty to protect the minors from their own subsequent criminal actions and that of their friends.
As indicated above, after finding statutory violations to establish prima facie evidence of negligence, the trial court went further and found that petitioner was likewise negligent for failing to retrieve the minors after they called him to pick them up, presumably then obviating the subsequent criminal activity of the theft of the vehicle and Mistyâs reckless and intoxicated driving. To find the existence of petitionerâs duty to protect against the subsequent criminal activity, the trial court cited the principle that
ââ[o]ne who engages in affirmative conduct, and thereafter realizes or should realize that such conduct has created an unreasonable risk of harm to another, is under a duty to exercise reasonable care to prevent the threatened harm.â Syllabus Point 2, Robertson v. LeMaster [171] W.Va. [607], 301 S.E.2d 563 (1983).â Syl. Pt. 10, Price v. Halstead [177] W.Va. [592], 355 S.E.2d 380 (1987).
Syl. Pt. 1, Overbaugh v. McCutcheon, 183 W.Va. 386, 396 S.E.2d 153 (1990). Petitioner counters this basis for establishing a common law duty by wielding the generality expressed in Miller, 193 W.Va. at 266, 455 S.E.2d at 825 (1995) that âa person does not have a duty to protect others from the deliberate criminal conduct of third parties.â
We note first that the principle relied upon by petitioner is merely dicta as set forth in Miller. Secondly, and more importantly, petitioner ignores the remainder of the discussion in Miller, which indicates that there are exceptions to this generality for instances where (1) there is a âspecial relationshipâ which gives rise to a duty or (2) âwhen the
Both the legal principle expressed in Overbaugh and the second exception from Miller dovetail nicely with the factual overlay of this case and help illustrate the proper management of the legal and factual issues presented. Clearly, both Overbaugh and Miller would support a legal conclusion that to the extent Marcus affirmatively facilitated the purchase of alcohol, creating a risk of harm to the minors, he was under a duty to exercise reasonable care to prevent reasonably foreseeable harm. However, to find Marcus negligent under this premise, two factual issues must first be resolved: first, did Marcus engage in âaffirmative actions or omissionsâ which created an unreasonable risk of harm; and second, was such harm reasonably foreseeable? When the existence of a legal duty is predicated on disputed facts, both the court and the fact-finder must be engaged before a finding of negligence can be reached. In this instance, the trial court both made a conclusive finding of legal duty premised on disputed facts and then proceeded to resolve the facts and conclude that the duty was breached.
Without question, this Court has clearly stated:
The determination of whether a defendant in a particular ease owes a duty to the plaintiff is not a factual question for the jury; rather the determination of whether a plaintiff is owed a duty of care by a defendant must be rendered by the court as a matter of law.
Syl. Pt. 5, Aikens v. Debow, 208 W.Va. 486, 541 S.E.2d 576 (2000). However, this Court long ago observed that â[njegligence is the violation of the duty of taking care under the given circumstances. It is not absolute; but is always relative to some circumstances of time, place, manner, or person.â Dicken v. Liverpool Salt & Coal Co., 41 W.Va. 511, 23 S.E. 582 (1895). To that end, the Court has held the following:
âThe ultimate test of the existence of a duty to use care is found in the foreseeability that harm may result if it is not exercised. The test is, would the ordinary man in the defendantâs position, knowing what he knew or should have known, anticipate that harm of the general nature of that suffered was likely to result?â Syl. Pt. 3, Sewell v. Gregory, 179 W.Va. 585, 371 S.E.2d 82 (1988).
Syl. Pt. 8, Aikens, supra. More specifically, this Court has held that â[w]hen the facts about foreseeability as an element of duty are disputed and reasonable persons may draw different conclusions from them, two questions arise-one of law for the judge and one of fact for the jury.â Syl. Pt. 11, Strahin v. Cleavenger, 216 W.Va. 175, 603 S.E.2d 197 (2004).
Strahin presents a proper roadmap for the resolution of intertwining factual and legal issues as pertains to duty. In Strahin, this Court was faced with a similar challenge to a lower courtâs determination that a legal duty existed where alleged negligence concurred with intentional, criminal acts. Appellant in that case asserted that the trial court erred by finding that a landowner had a legal duty to protect non-trespassing visitors from a foreseeable high risk of harm and by submitting the issue of foreseeability of the intentional acts to the jury. Id. at 180, 603 S.E.2d at 202. This Court found that existence of duty is in fact one for the court, but that in making such a determination, the court must leave room for the fact-finder to determine the issue of foreseeability: âThis test [of existence of a duty] obviously involves a mix of legal and factual determinations which must be made regarding foreseeability in relation to duty in negligence eases.â Id. at 184-85, 603 S.E.2d at 206-07. As to the division of labor to manage this mixture of issues, we held that
a courtâs overall purpose in its consideration of foreseeability in conjunction with the duty owed is to discern in general terms whether the type of conduct at issue is sufficiently likely to result in the kind of harm experienced based on the evidence presented____The jury has the more specific job of considering the likelihood or foreseeability of the injury sustained under the particular facts of the case in order to*138 decide whether the defendant was negligent in that his or her conduct fell within the scope of the duty defined by the court.
Id. at 185, 603 S.E.2d at 207. In summary, we stated that â[w]hen the facts are in dispute, the court identifies the existence of the duty conditioned upon the juryâs possible evidentiary finding.â Id. at 185, 603 S.E.2d at 207.
Like petitioner herein, the appellant in Strahin, supra, argued that Miller stands for the proposition that he had no duty to protect appellee from the intentional, criminal acts of third parties. This Court noted that the facts adequately gave rise to a jury issue with regard to whether the subsequent criminal acts were reasonably foreseeable â the second exception discussed in Miller. This Court found that the trial court properly
made the general determination that the relevant disputed facts were sufficient for a jury to determine whether or not it was foreseeable that the conduct of the property owner or occupier could have created an unreasonable risk of harm to the victim under the circumstances. The jury then was left with the responsibility of making the particularized determination of whether or not Appellantâs conduct indeed fell within the scope of the legal duty identified by the court.
Id. at 187, 603 S.E.2d at 209 (emphasis added).
As to the instant case, we find that, like the facts in Strahin, while it may have been proper for the trial court to determine in general terms that Marcusâ alleged conduct created an unreasonable risk of harm to the minors, it was within the province of the fact-finder to determine, first, if Marcus engaged in such conduct, and secondly, whether such harm was, in fact, reasonably foreseeable to Marcus. Obviously, the foreseeability of this harm turns on factual issues such as Marcusâ awareness of the party, intent to share the alcohol with others at the party, and the minorsâ desire to leave the party and attempt to procure a ride. As we held in Strahin: âIf the court determines that disputed facts related to foreseeability, viewed in the light most favorable to the plaintiff, are sufficient to support foreseeability, resolution of the disputed facts is a jury question.â Syl. Pt. 12, in part, Id.
Where factual issues must first be resolved to determine the proper application of the law, summary judgment is erroneous, a principle which has long been part of our jurisprudence regarding the propriety of summary judgment. As we observed at the outset of this opinion:
â âA motion for summary judgment should be granted only when it is clear that there is no genuine issue of fact to be tried and inquiry concerning the facts is not desirable to clanfy the application of the law.â Syllabus Point 3, Aetna Casualty & Surety Co. v. Federal Insurance Co. of New York, 148 W.Va. 160, 133 S.E.2d 770 (1963).â Syllabus Point 1, Andrick v. Town of Buckhannon, 187 W.Va. 706, 421 S.E.2d 247 (1992).
Syl. Pt. 2, Painter, supra (emphasis added). Accordingly, we find that the trial courtâs conclusory determination that petitioner was guilty of common law negligence, was error.
B. Proximate Cause and Intervening Cause
Petitioner next argues that even assuming a legal duty existed and that petitioner was guilty of negligence, there were sufficient intervening criminal acts which negated proximate cause. Petitioner argues that the illegal consumption of alcohol by the minors, the theft of the vehicle, and Mistyâs reckless operation of the vehicle without a license and while intoxicated, all constitute intervening causes. Respondent contends that the subsequent criminal actions were merely concurrent causes which were reasonably foreseeable to petitioner, providing him no relief as to liability.
With respect to proximate cause, in general, this Court has stated:
â âTo be actionable, negligence must be the proximate cause of the injury complained of and must be such as might have been reasonably expected to produce an injury.â Syl. Pt. 3, Hartley v. Crede, 140 W.Va. 133, 82 S.E.2d 672 (1954).â Syllabus Point 4, Haddox v. Suburban Lanes, Inc., 176 W.Va. 744, 349 S.E.2d 910 (1986).
âWhere two or more persons are guilty of separate acts of negligence which in point of time and place concur, and together proximately cause injury to another, they are guilty of concurrent negligence for which they may be held jointly and severally liable in an action by the injured person or, in ease death results therefrom, by his personal representative.â Syllabus Point 1, Reilley v. Byard, 146 W.Va. 292, 119 S.E.2d 650 (1961).
Syl. Pt. 14, Id. However, where the actions of one or more tortfeasors constitute an intervening cause, such actions operate to break the chain of causation and relieve the remainder from liability. We have defined intervening cause as follows:
â âAn intervening cause, in order to relieve a person charged with negligence in connection with an injury, must be a negligent act, or omission, which constitutes a new effective cause and operates independently of any other act, making it and it only, the proximate cause of the injury.â Syllabus Point 16, Lester v. Rose, 147 W.Va. 575, 130 S.E.2d 80 (1963) [modified on other grounds, State ex rel. Sutton v. Spillers, 181 W.Va. 376, 382 S.E.2d 570 (1989)].â Syllabus Point 1, Perry v. Melton, 171 W.Va. 397, 299 S.E.2d 8 (1982).
Syl. Pt. 3, Wehner v. Weinstein, 191 W.Va. 149, 444 S.E.2d 27 (1994).
Petitioner essentially argues that criminal acts are per se intervening causes. In support, petitioner cites to Yourtee v. Hubbard, 196 W.Va. 683, 690, 474 S.E.2d 613, 620 (1996), wherein the Court stated that â[generally, a willful, malicious, or criminal act breaks the chain of causation.â Once again, however, petitioner relies on a generality expressed in dicta in Yourtee, with little regard for the exception discussed therein and as expressly adopted in Syllabus Point 13 of Anderson, supra, which states:
A tortfeasor whose negligence is a substantial factor in bringing about injuries is not relieved from liability by the intervening acts of third persons if those acts were reasonably foreseeable by the original tortfeasor at the time of his negligent conduct.
Petitioner nevertheless argues that the criminal acts in this case were not reasonably foreseeable by him and therefore, break the chain of causation.
As with the preceding issue of negligence, we find that determination of proximate cause and intervening causation were issues to be resolved by the finder of fact. This Court has held:
âThe questions of negligence, contributory negligence, proximate cause, intervening cause and concurrent negligence are questions of fact for the jury where the evidence is conflicting or when the facts, though undisputed, are such that reasonable men draw different conclusions from them.â Syl. Pt. 2, Evans v. Farmer, 148 W.Va. 142,133 S.E.2d 710 (1963).
Syl. Pt. 10, Harbaugh v. Coffinbarger, 209 W.Va. 57, 543 S.E.2d 338 (2000). In the instant case, we find that it is properly within the province of the jury, under proper legal instruction, to determine the measure of petitionerâs knowledge of and participation in the procurement of the alcohol, whether the alcohol was âfurnishedâ to the minors, and then, if so, whether given the facts and circumstances leading up to those events, the subsequent acts of the minors and their friends were reasonably foreseeable to petitioner. Therefore, we find the trial courtâs award of summary judgment improperly invaded the province of the fact-finder in determining whether petitionerâs alleged actions were the proximate cause of the accident at issue and whether the subsequent criminal actions constituted intervening causes and, as such, was error.
C. Social Host Liability
Petitioner argues next that, assuming petitioner âfurnishedâ alcohol to the minors, an imposition of liability against him constitutes âsocial host liability,â which has not been recognized in West Virginia. In response, respondent adopts the summary finding of the trial court which concluded that petitioner was not a âsocial hostâ and the minors
Petitioner contends that a âsocial hostâ is broadly defined as âanyone who furnishes alcoholic beverage