Nagy v. Evansville-Vanderburgh School Corp.
AI Case Brief
Generate an AI-powered case brief with:
Estimated cost: $0.001 - $0.003 per brief
Full Opinion
The question presented is whether the mandatory $20 student services fee imposed on students enrolled in a school corporation violates Article 8, Section 1 of the Indiana Constitution. We conclude it does.
I. Facts and Procedural History
The facts of this case are largely undisputed. For the 2002-2008 school year, the Evansville-Vanderburgh School Corporation ("EVSC") imposed a $20 student services fee on all students in grades Kindergarten through Twelve.
Frank Nagy and Sonja Brackett are residents of Evansville whose children are enrolled in public schools under EVSC's jurisdiction. EVSC charged Nagy and Brackett a $20 fee for each of their children enrolled for the 2002-2003 academic year. The Brackett children qualify for the reduced or free school lunch and textbook programs.
In October 2002, on behalf of himself and others similarly situated, Nagy filed a class action complaint seeking declaratory and injunctive relief. The complaint was later amended to add Sonja Brackett
In a divided opinion, the Court of Appeals reversed the judgment of the trial court, holding that the $20 fee violates Article 8, Section 1 of the Indiana Constitution because it is used to pay for what amounts to tuition. Because the court found the fee in violation of the Indiana Constitution, it did not reach the federal due process claim
II. Discussion
A. Rules of Constitutional Construction
Article 8, Section 1 provides: "Knowledge and learning, generally diffused throughout a community, being essential to the preservation of a free government; it shall be the duty of the General Assembly to encourage, by all suitable means, moral, intellectual, scientific and agricultural improvement; and to provide, by law, for a general and uniform system of Common Schools, wherein tuition shall be without charge, and equally open to all." Ind. Const. Art. 8, ยง 1. Generally, questions arising under the Indiana Constitution are to be resolved by examining the language of the text in the context of the history surrounding its drafting and ratification, the purpose and structure of our Constitution, and case law interpreting the specific provisions. Ratliff v. Cohn, 693 N.E.2d 530, 534 (Ind.1998). As we have explained, our standard of review of state constitutional claims requires:
a search for the common understanding of both those who framed it and those who ratified it. Furthermore, the intent of the framers of the Constitution is paramount in determining the meaning of a provision. In order to give life to their intended meaning, we examine the language of the text in the context of the history surrounding its drafting and ratification, the purpose and structure of our constitution, and case law interpret: ing the specific provisions. In construing the constitution, we look to the history of the times, and examine the state of things existing when the constitution or any part thereof was framed and adopted, to ascertain the old law, the mischief, and the remedy. The language of each provision of the Constitution must be treated with particular deference, as though every word had been hammered into place.
McIntosh v. Melroe Co., 729 N.E.2d 972, 986 (Ind.2000) (quotation marks and citations omitted).
B. Context of the Historical Development of Common Schools
Exploring the framers' understanding of tuition and its application to the case before us, the Court of Appeals set forth the historical framework of Article 8, Section 1. The Court determined that "the evil to be addressed by what became Article 8 of our Constitution was a lack of education and the subsequent problem of illiteracy among Indiana's citizens." Nagy, 808 N.E.2d at 1227-28. From this, the Court held "that, to have any forceful meaning at all, Article 8, Section 1 must be interpreted to mean that not only must Indiana public schools not charge for 'tuition' in the sense of the services of a teacher or instruction, but also must not charge for those functions and services which are by their very nature essential to teaching or 'tuition.'" Id. at 1280. Accordingly the Court of Appeals determined that imposition of the $20 student services fee at issue in this case runs afoul of Article 8, Section 1. The Court also called into question the continued validity of Indiana's public textbook scheme. Id. at 12830 n. 10.
We are of the view that the holding expressed by our colleagues sweeps a little too broadly. The idea that tuition includes "those functions and services which are by their very nature essential to teaching" is certainly descriptive of what is meant by a "free" school system. See, e.g., Randolph County Bd. of Educ. v. Adams, 196 W.Va. 9, 467 S.E.2d 150, 159 (1995) (citations omitted) ("[Wlhatever items are deemed necessary to accomplish the goals of a school system and are in fact an 'integral fundamental part of the elementary and secondary education' must be provided
1. The Free Common School Debate
At least one pair of commentators has noted, "The erusade for free, common schools ... is one of the best known episodes in American educational history ...." Claudia Goldin & Lawrence F. Katz, The Virtues' of the Past: Education in the First Hundred Years of the New Republic 16, Working Paper 9958, National Bureau of Economic Research (September 2003). Caleb Mills, a professor at what was later to become Wabash College, and often referred to as the "father of the Indiana common school system," see Scott Walter, 'Awakening the Public Mind': The Dissemination of the Common School Idea in Indiana, 1787-1858, in Hoosier Schools: Past and Present 1, 1, 8-9 (William J. Reese ed., 1998), addressed the Indiana General Assembly six times between 1846 and 1852 with appeals for the creation of free common schools. Among other things, Mills argued for a quality education open to all Indiana children "without distinction of rank or color" and that "our common schools should be free as the atmosphere we breathe." Caleb Mills, An Address to the Legislature of Indiana at the Commencement of its Session (December 7, 1846), reprinted in Charles W.
In apparent response to the efforts of the free common school movement supporters, the General Assembly called for a convention, to be held in Indianapolis, for the purpose of " 'consulting and devising the best course to be pursued to promote common school education'" in Indiana. Donald F. Carmony, 2 The History of Indiana 881 (1998) (quoting Indiana House Journal 387 (1846-47)). The Indiana State Journal reported: "It is the laying [sic] the very corner stone of the durability of the republic; the commencement of a system of free schools ...." Carmony, supra, at 381. The convention first met on May 26, 1847 and lasted three days. Justice Blackford presided, and about 300 persons attended. Richard G. Boone, History of Education in Indiana 96 (New York, D. Appleton 1892). The convention's delegates recommended that, "(1) additional [school] funds should be provided by a general tax; (2) [the schools] should be free, 'perfectly free, as the dew of heaven, to rich and poor, without the least recognition of pauperism or charity'; (3) they should be made as good as any other schools in the State; (4) a suitable standard of qualification should be erected for teachers ...; [and] (5) there should be provided a superintendent of free common schools." Id. at 97. An address of the arguments emerging from the convention was produced and a thousand copies were printed and distributed across the State of Indiana. Id. at 97-98.
Still, many Indiana residents opposed free common schools.
Even before the adjournment of the [1847-48] Legislature the campaign for free schools began, and the friends of the movement in using every ageney to help it on were only equaled by its enemies in their efforts to retard it. Partisan politics, sectarian bias, the antagonisms of social classes, and personal preferences were all arrayed against the establishment of State, tax-supported schools.
Id. at 102. The Indiana House passed a bill similar in form and containing similar provisions to those recommended by the common school convention delegates. However, the Senate did not act on the bill. Instead, it submitted the question of free schools to the people of Indiana. Id. at 101. A referendum on the subject was placed on the ballot during the 1848 elections. It was straightforward: "Are you in favor of free schools?" An Act to Authorize the People to Vote for or Against a Tax for the Support of Free Schools, ch. 49, 1848 Ind. Acts 48.
There were several reported incidents of residents opposed to free common schools appearing at polls to intimidate those who would vote in favor. Boone, supra, at 103-04 (citing Indiana School Journal 298 (1876)). Some Hoosiers objected because their existence would make education too common, decreasing the value of privately funded education. Vigorous opposition came from both the wealthiest and poorest economic classes-both those who had the finest education money could afford and
The 1848-49 General Assembly responded to the referendum with a legislative enactment to "increase and extend the benefits of the common schools." An Act to Increase and Extend the Benefits of Common Schools, ch. 116, 1849 Ind. Acts 123. Although the new act addressed aspects of school funding, it stopped far short of establishing free schools. See id. at ยง 81. It was in this environment-a lively and sometimes acrimonious public debate over the establishment of free common schools and a referendum vote of 56% in support of free common schools-that the framers of Indiana's second constitution assembled at Indianapolis on October 7, 1850.
2. The Constitutional Convention
Drafted in 1816, Indiana's first constitution provided the following provisions concerning education:
Sect. Ist. Knowledge and learning generally diffused, through a community, being essential to the preservation of a free Government, and spreading the opportunities, and advantages of education through the various parts of the Country, being highly conducive to this end, it shall be the duty of the General Assembly to provide, by law, for the improvement of such lands as are, or hereafter may be granted, by the [UJnited States to this state, for the use of schools, and to apply any funds which may be raised from such lands, or from any other quarters to the accomplishment of the grand object for which they are or may be intended. But no lands granted for the use of schools or seminaries of learning shall be sold by authority of this state, prior to the year eighteen hundred and twenty; and the monies which may be raised out of the sale of any such lands, or otherwise obtained for the purposes shall be and remain a fund for the exclusive purpose of promoting the interest of Literature, and the sciences, and for the support of seminaries and public schools. The General Assembly shall from, time to time, pass such laws as shall be calculated to encourage intellectual, Scientifical, and agricultural improvement, by allowing rewards and immunities for the promotion and improvement of arts, sciences, commerce, manufactures, and natural history; and to countenance and encourage*488 the principles of humanity, honesty, industry, and morality.
Sect. 2. It shall be the duty of the General [Alssembly, as soon as circumstances will permit, to provide, by law, for a general system of education, ascending in a regular gradation, from township schools to a state university, wherein tmwition shall be gratis, and equally open to all.
Ind. Const. of 1816, art. 9, ยงยง 1-2, reprint ed in 1 Charles Kettleborough, Constitution Making in Indiana: A Source Book of Constitutional Documents with Historical Introduction and Critical Notes 112, 14 (1916) (emphasis added). The second constitutional convention consisted of 150 delegates. James H. Madison, The Indiana Way-A State History 189 (1986). For purposes of considering, drafting, and submitting sections to be incorporated into the new constitution, the convention was divided into twenty-two standing committees. Kettleborough, supra, at 221. On October 14, 1850, a ten-person Committee on Education was formed. To that committee was referred, among other things, the educational provision of the 1816 Constitution. On December 11, 1850 the committee reported the results of its deliberations to the full convention, which included a recommendation that the following provision be adopted:
Sec. 1. Knowledge and learning generally diffused through a community being essential to the preservation of a free government, it shall be the duty of the General Assembly to encourage, by all suitable means, moral, intellectual, scientific, and agricultural improvement, and to provide by law for a general and uniform system of common schools, wherein tuition, as soon as circumstances will permit, shall be gratis, and equally open to all.
Journal of the Convention of the People of the State of Indiana to Amend the Constitution 407-08 (Indianapolis, A.H. Brown 1851) [hereinafter Journal]. The proposed section was read a first time and passed to a second reading. Id. at 409.
At the time of the second reading, on January 27, 1851, committee member James R.M. Bryant of Warren County noted a discrepancy between the proposed text and the intended proposal of the committee. Realizing that the proposed provision contained the clause "as soon as circumstances will permit," delegate Bryant declared: "I will say that this clause was inserted inadvertently by the committee. It was not intended to retain anything more of the first section of the present Constitution, than those parts of it that were applicable to our system. We certainly did not intend to insert anything that would have the effect of preventing or postponing the establishment of free schools." 2 Report of the Debates and Proceedings of the Convention for the Revision of the Constitution of the State of Indiana 1858 (Indianapolis, A.H. Brown 1851) [hereinafter Debates ]. See also Journal, supra, at 801. The delegates agreed with Bryant's motion to remove the clause from the provision, and the revised section was set for a third reading. Debates, supra, at 1858; Journal, supra, at 801.
On January 28, 1851, Bryant reminded the convention delegates of recent developments in Indiana education and corresponding legislative responses.
See. 1. Knowledge and learning generally diffused throughout a community, being essential to the preservation of a free government, it shall be the duty of the General Assembly to encourage, by all suitable means, moral, intellectual, scientific, and agricultural improvement; and to provide by law for a general and uniform system of Common Schools, wherein tuition shall be without charge, and equally open to all.
Id. at 945. Ultimately the delegates completed their work on February 10, 1851. After ratification by the voters, the Constitution took effect November 1, 1851. Ket-tleborough, supra, at 425.
C. Application of Section 1 to the School Activity Fee
Despite delegate Bryant's comments that the committee did not intend to insert anything that would have the effect of preventing or postponing "the establishment of free schools" (emphasis added), the text of the provision itself was far short of such a declaration. Rather than completely subsidizing education, which would fall within the meaning of a "free school" system, the framers pursued a more modest, and perhaps less controversial, route: a uniform statewide system of public schools that would be supported by taxation. Indeed the term "common school" was widely understood to mean "public school." See State v. O'Dell, 187 Ind. 84, 118 N.E. 529, 530 (1918) (declaring that the phrase "common schools" is synonymous with "public schools" and includes high schools); Embry v. O'Bannon, 798 N.E.2d 157, 162 n.4 (Ind.2003) (quoting Noah Webster, An American Dictionary of the English Language 988 (Springfield, Mass., Merriam 1856) [hereinafter Webster 1856 ]) (noting that a "common school" is one that is "open to the children of all the inhabitants of a town or district"); see also Goldin & Katz, supra, at 11 (observing that the term "common school" was not so much a phrase meant to imply a free school but rather was a term "used in opposition to a private school, either seeu-lar or denominational"). In fact, "[the original common schools in America were not 'free,' since parents had to pay tuition in the form of 'rate bills" Edwin G. West, The Rise of the State in Education, Policy: A Journal of Public Policy and Ideas 59, 60 (1991). The rate bill was a fee charged to parents for sending their children to public school.
By the mid-19th century, American fee-paying common schools had become numerically dominant partly because of land grants that enabled them to charge lower tuition fees than private schools. The latter, being largely denominational establishments, were precluded from such publicly-provided advantages. Enjoying this differential cost advantage, the common schools eventually became widespread and numerous .... [Their access to tax revenues ultimately enabled them to abolish the fees.
We observe that other than arguments concerning the funding of public schools there is nothing in the Journal or Debates of the second constitutional convention concerning what the framers meant by the use of the term "tuition."
1. Guardianship; superintending care over a young person; the particular watch and care of a tutor or guardian over his pupil or ward.
2. More especially, instruction; the act or business of teaching the various branches of learning. We place our children under the preceptors of academies for tuition. [This is now the common acceptation of the word.]
3. The money paid for instruction. In our colleges, the tuition is from thirty to forty dollars a year.
Noah Webster, An American Dictionary of the English Language 1181 (Springfield, Mass., Merriam 1854) (emphasis in origi-
nal)
Arguing that tuition contemplates only fees for instruction, EVSC insists that "[elxpenses incidental to credited, academic instruction such as heat, light, facility maintenance, non-instructional salaries/stipend do not fall within the commonly understood definition of "tuition.'" Br. of Appellee/Cross-Appellant at 18. EVSC suggests that other than legislatively-mandated curriculum requirements all other educationally related expenses may be assessed against students and their parents.
We agree in principle with EVSC's understanding of tuition as the term is used in Article 8, Section 1. This understanding is also consistent with the definition of tuition expressed in Chandler v. South Bend Cmty. Sch. Corp., 160 Ind.App. 592, 312 N.E.2d 915, 920 (1974). However the analysis does not end there. It is certainly the case that at the time the 1851 constitution was adopted the expenses associated with a public education were modest by today's standards, consisting primarily of
It is of course true that what constitutes a public education has dramatically expanded over these several decades. We doubt for example that the framers could bave had in their contemplation such cost items as computer labs, athletic departments, and media specialists. But it is equally true that determining the components of a public education is left within the authority of the legislative branch of government. Article 8, Section 1 imperatively places upon the legislature, "by all suitable means ... to provide, by law, for a general and uniform system of Common Schools." But this imperative leaves to that branch considerable discretion in determining what will and what will not come within the meaning of a public education system. "The duty rests on the legislature to adopt the best [school] system that can be framed; but they, and not the courts, are to judge what is the best system. There is this limitation on the legislative power: the system must be 'a general and uniform one, and tuition must be free and open to all; but the extent of this limitation is this, and nothing more." Robinson, 1 N.E. at 705.
Consistent with its constitutional mandate, the Indiana General Assembly has enacted a body of law directed at providing a general and uniform system of public schools. It is detailed, comprehensive, and includes among other things provisions for revenue and funding sources, curriculum requirements, and an assortment of special programs and projects. See generally Titles 20 and 21 of the Indiana Code. In addition, the legislature has delegated to the State Board of Education the authority to adopt rules concerning several matters, including "the distribution of funds and revenues appropriated for the support of schools in the state," IC. ยง 20-19-2-8(a)(7), and has authorized the State Board to "[elstablish the educational goals of the state, developing standards and objectives for local school corporations." I.C. ยง 20-19-2-14.
Where the legislature-or through delegation of its authority the State Board-has identified programs, activities, projects, services or curricula that it either mandates or permits school corporations to undertake, the legislature has made a policy decision regarding exactly what qualifies as a part of a uniform system of public education commanded by Article 8, Section 1 and thus what qualifies for funding at public expense. And of course the legislature has the authority to place appropriate conditions or limitations on any such funding.
In this case the $20 fee that EVSC imposes on all students is deposited into its general fund and is used to offset the costs of such things as: a coordinator of student services, nurses, media specialists, alternative education, elementary school counselors, a drama program, a music program, speech and debate programs, academic academies, athletic programs, and a police liaison program. See Appellant's App. at 21. But either the legislature or the State Board has already determined that all such items are part and parcel of a public school education and by extension qualify for public funding. For example public schools are required to provide student assistance services and to employ a qualified coordinator, see 511 IAC 4-1.5-5, provide health services and employ at least one registered nurse, see 511 IAC 4-1.5-6, and have a media program and employ a licensed media specialist, see 511 IAC 6.1-5-6. A school corporation is authorized to establish an alternative education program. See I.C. ยง 20-30-8-1 to -14. Elementary schools must have a school counselor for every six hundred students enrolled in grades one through six in the school corporation. See 511 IAC 4-1.5-2(b)(1). Public schools are encouraged to develop comprehensive plans to improve arts education, which includes programs in drama and music, see I.C. ยง 20-20-24-1 to -6, and are permitted to offer speech and debate as a part their language arts area of study, see 511 IAC 6.1-5.1-2. As for the "academic academies" the record shows these are after-school enrichment programs most of which "deal with the same type of information that's worked in through the school day," Appellant's App. at 148-44, and we have already recognized that "athletics are an integral
In essence, the very programs, services, and activities for which EVSC charges a fee already are a part of a publicly-funded education in the state of Indiana. However, this conclusion does not preclude EVSC from offering programs, services or activities that are outside of or expand upon those deemed by the legislature or State Board as part of a public education. The Indiana Constitution does not prohibit EVSC from charging individual students for their participation in such extracurriculars or for their consumption of such services. However the mandatory fee EVSC imposed generally on all students, whether the student avails herself of a service or participates in a program or activity or not, becomes a charge for attending a public school and obtaining a public education. Such a charge contravenes the "Common Schools" mandate as the term is used in Article 8, Section 1 and is therefore unconstitutional.
Conclusion
We reverse the judgment of the trial court and remand this cause for further proceedings.
. During the 2002-2003 school year there were 23,127 students enrolled in schools un
. For the sake of clarity we refer to Nagy, Brackett, and additional named and unnamed plaintiffs collectively as "Plaintiffs."
. Noting the Court of Appeals' decision not to address the Fourteenth Amendment issue, EVSC invites this Court to "consider the federal substantive due process claim"" because of its importance. Appellee/Cross-Appellant Pet. to Trans. at 13. Deciding this case, on Indiana Constitutional grounds we decline the invitation to address the federal claim.
. See, eg., Ark. Const. Art. 14, ยง 1 ("[The State shall ever maintain a general, suitable and efficient system of free public schools l..."); Colo. Const. Art. 9, ยง 2 ("'The general assembly shall, as soon as practicable, provide for the establishment and maintenance of a thorough and uniform system of free public schools throughout the state ...."); Conn. Const. Art. 8, ยง 1 (''There shall always be free public elementary and secondary schools in the state."); Del. Ann. Const. Art. 10, ยง 1 (''The General Assembly shall provide for the establishment and maintenance of a general and efficient system of free public schools l..."); Ga. Const. Art. 8, ยง 1, para. 1 ("Public education for the citizens prior to the college or postsecondary level shall be free and shall be provided for by taxation."); Idaho Const. Art. 9, ยง 1 ("legislature of Idaho, to establish and maintain a general, uniform and thorough system of public, free common schools"); IIL Const. Art. 10, ยง 1 ("Education in public schools through the secondary level shall be free."); Md. Const. Art. 8, ยง 1 ("'The General Assembly ... shall ... establish throughout the State a thorough and efficient System of Free Public Schools; and shall provide by taxation, or otherwise, for their maintenance."); Mont. Const. Art. 10, ยง 1 ('The legislature shall provide a basic system of free quality public elementary and secondary schools."); Tenn. Const. Art. 11, ยง 12 (''The General Assembly shall provide for the maintenance, support and eligibility standards of a system of free public schools.").
. In Ind. High School Athletic Ass'n v. Carlberg, 694 N.E.2d 222, 229 (Ind.1997), this Court observed that our state constitution "mandates a statewide system of free public education." However the issues before the Court involved a challenge to the enforcement of IHSAA transfer rules and not the interpretation of Article 8, Section 1.
. One unidentified member of the 1847 General Assembly exclaimed: "When I die I want my epitaph written, 'Here lies an enemy to free schools.'" Boone, supra, at 87.
. In addition Bryant argued against diverting money from Indiana's public university fund, also a point of contention during the second constitutional convention. Debates, supra, at 1888-91.
. The delegates devoted significant time to deliberations regarding a proper and practicable manner ito manage and distribute resources committed to funding public education. See Debates, supra, at 1079-80 (regarding the condition of school funds); id. at 1900-01 (proposed section to require school funds to be distributed to the counties according to the number of schools in the counties; proposal to fund libraries with school funds); id. at 1973 (proposal to permit the General Assembly to invest the common school fund in state-issued bonds); id. at 1861 (motion that no school district will be deprived of its share of school funds for want of a school house or any other reason); id. at 1880-83 (debating the proper management of funds committed to common schools); see also id. at 1858-60 (discussion regarding the establishment of an office of the superintendent of public instruction}.
. See also Webster 1856, supra, at 1181; John Borg, The Imperial Lexicon of the English Language 612 (New York, Fullarton 1850) (defining "tuition" as "More especially, instruction; the act or business of teaching the various branches of learning. The money paid for instruction.") (emphasis in original); William C. Anderson, A Dictionary of Law 1064 (Chicago, TH. Flood & Co. 1893) (defining "tuition" as "ordinarily restricted to the fee or fees paid for instruction, and not to charges made to meet incidental expenses").
. Evansville's schools have a particular connection to the adoption of Article 8. Soon after the 1851 constitution took effect, this Court held that it was unconstitutional to levy local taxes for the operation of schools, in a unanimous opinion by Justice Alvin Hovey of Posey County. Greencastle, 5 Ind. at 563. One effect of this holding was to prompt the temporary closing of New Albany High School, making today's Evansville Central High School the "oldest free public high school in continuous operation west of the Alleghenies." Patricia Swanson, Central High School, Evansville Courier & Press, Sept. 22, 2004, at 1.
. "[The legislature] routinely delegates to agencies the power to make major policy decisions in the form of rules of conduct that bind all citizens. When [a legislative body] delegates authority to an agency, it accompanies that grant of power with substantive
. See, eg., 511 IAC 7-1'7-7 (providing that in the area of special education, incidental fees may be charged to students or their parents which "may include but are not limited to ... (1) Textbook rental. (2) Consumable materials. (3) Extracurricular activities."). See also 1.C. ยง 20-26-5-4(12) (formerly LC. ยง 20-5-2-2(11)) (providing authority for school corporations to operate a textbook rental program}.