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The Court has before it plaintiffsâ motion for class certification, filed August 4, 2008. Defendant E.I. DuPont De Nemours & Company (âDuPontâ) resisted the motion on September 2, 2008, and plaintiffs filed a reply memorandum on October 6, 2008. The Court held a hearing on October 14 and 15, 2008, and the motion is fully submitted.
I. BACKGROUND
In the present MDL proceeding, plaintiffs seek certification of twenty-three classes of persons who acquired cookware coated with DuPontâs âTeflonÂŽâ product.
Various studies have shown that DuPontâs NSCC can decompose at temperatures within the realm of ânormal use,â potentially releasing a synthetic chemical known as per-fluorooctanoic acid (âPFOAâ).
In addition, blood sample data obtained by the Environmental Protection Agency (âEPAâ) caused the Agency to conclude that PFOA has the ability to cross the human placenta, potentially leading to birth defects. In late 2005, in order to settle claims brought against it by the EPA under the Federal Toxic Substances Control Act, DuPont paid âthe largest civil administrative penalty [the] EPA has ever obtained under any federal environmental statute.â Complaint at H 50.
DuPont has been aware of potential health hazards from the use of NSCC since the 1950s or 1960s, but has represented to consumers that its product is completely safe. In fact, as of April 25, 2006, DuPont continued to represent on its website that TeflonÂŽ products are safe for their intended consumer use. DuPont has never disclosed the symptoms of polymer fume fever directly to consumers,
It is important to note that none of the proposed class representatives alleges that he or she has been injured from the use of DuPont NSCC. Rather, in each of the purported class actions, plaintiffs seek recovery solely for economic damage, âwhether in the form of damages, statutory remedies, injunc-tive or equitable relief, or rescission, as opposed to damages for physical injury.â Plaintiffs Mem. at 2.
Plaintiffs now move to certify the following class definition, with appropriate state-specific modifications:
All persons who obtained ownership of cookware in State_, within the Stateâs applicable statute of limitations or repose of_years, and who fall within any of the following subclasses:
Sub-Class 1. All purchasers of cookware containing DuPont branded non-stick coating labeled with the DuPont trade names known as TeflonÂŽ, AutographÂŽ, or Silver-stoneÂŽ, and as to SilverstoneÂŽ the purchase must have occurred prior to 2001,*359 and who continue to possess the cookware, cookware packaging, or other documentation of the cookware.
Sub-Class 2. All purchasers of brands, makes, product lines, and/or models of cookware containing DuPont nonstick coating, whether branded with DuPont trade-names or not, and who continue to possess the cookware. The following manufacturersâ or distributorsâ brands, makes, product lines, and/or models of cookware meet these criteria during the following time frames:
Meyer Anolonâat any time; Meyer Circulanâat any time; Meyer Farber-ware Milleniumâat any time; BradshawâGood Cook Classic, Good Cook Kryolite, Good Cook Professional, Bial-etti Fusion, Bialetti Scenic, Bialetti Am-ericano, Bialetti Prema Cucina, Bialetti Leonardo, Bialetti Monaco, Bialetti Bella, Bialetti High Base, Bialetti Vogue, Oneida Grill Panâat any time; Eagle-wareâat any time; QVCâat any time; Pampered Chefâat any time; Nordic-ware Texas Skilletâat any time; All Cladâat any time; Megawareâ1988 to present, and any other manufacturersâ or distributersâ brands, makes, product-lines and/or models of cookware admitted by DuPont to contain a DuPont nonstick cookware coating.
Sub-Class 3. All purchasers or owners of cookware coated with DuPont non-stick coating who do not qualify as members of Sub-Class 1 or 2.
Ex. D to Plaintiffs Post-Hearing Mem., at 1.
The independent class actions set forth a number of causes of action, including: breach of express warranty, breach of implied warranty, declaratory judgment, injunction, failure to warn, false advertising, fraudulent concealment, negligent misrepresentation, negligence, strict liability, statutory unfair and deceptive trade practices, and unjust enrichment/restitution. The actual claims pled in each complaint vary, based on the laws of the particular jurisdiction at issue.
Plaintiffs claim entitlement to a variety of remedies as redress for DuPontâs allegedly wrongful conduct. These remedies include:
1) creation of a fund for independent scientific researchers to further investigate the potential for adverse health effects from the use of products containing DuPontâs non-stick coating;
2) a requirement that DuPont discontinue manufacturing, selling and/or distributing cookware containing the non-stick coating, and/or to compel DuPont to stop making misstatements, misrepresentations and or omissions regarding the safety of its product;
3) to require DuPont to replace and/or exchange all existing cookware containing DuPont non-stick coating possessed by class members with non-hazardous cookware, or to provide the cash equivalent;
4) equitable relief, including rescission and restitution; and
5) a requirement that DuPont provide an appropriate warning label or other disclosure on cookware made with or containing DuPont non-stick coating.
II. APPLICABLE LAW AND DISCUSSION
A. Rule 23 Prerequisites
As set forth above, plaintiffs move to certify twenty-three state-wide classes asserting various statutory and common law causes of action against DuPont. The law governing certification is set forth under Rule 23(a) of the Federal Rules of Civil Procedure. This Rule states as follows:
(a) Prerequisites to a Class Action. One or more members of a class may sue or be sued as representative parties on behalf of all only if (1) the class is so numerous that joinder of all members is impracticable, (2) there are questions of law or fact common to the class, (3) the claims or defenses of the representative*360 parties are typical of the claims or defenses of the class, and (4) the representative parties will fairly and adequately protect the interests of the class.
Fed.R.Civ.P. 23(a). The burden is on the party seeking certification to satisfy each of the above factors. Bishop, 686 F.2d at 1288; General Tel. Co. of Southwest v. Falcon, 457 U.S. 147, 161, 102 S.Ct. 2364, 72 L.Ed.2d 740 (1982). In evaluating a motion for certification, the court must âaceept[] as trueâ the substantive facts as alleged in the complaint,
Assuming a party seeking certification is able to satisfy all of the factors expressly set forth under Rule 23(b), the party must also satisfy at least one of the conditions enumerated under Rule 23(b). Fed.R.Civ.P. 23(b); see also Amchem Prods., Inc. v. Windsor, 521 U.S. 591, 625, 117 S.Ct. 2231, 138 L.Ed.2d 689 (1997) (citing Rule 23(b)). Rule 23(b)(2) authorizes certification of a class action if the conditions set forth under Rule 23(a) are satisfied, and, in addition: âthe party opposing the class has acted or refused to act on grounds generally applicable to the class, thereby making appropriate final in-junctive relief or corresponding declaratory relief with respect to the class as a whole.â Fed.R.Civ.P. 23(b)(2). Alternatively, a party may achieve class certification under Rule 23(b)(3) if the party satisfies all of the Rule 23(a) conditions, and shows: âthat the questions of law or fact common to the members of the class predominate over any questions affecting only individual members, and that a class action is superior to other available methods for the fair and efficient adjudication of the controversy.â Fed.R.Civ.P. 23(b)(3). In the present case, plaintiffs assert that the proposed class actions in states having a liquidated statutory penalty, or where only injunctive relief is sought, are properly certified under Rule 23(b)(2). Plaintiffs seek certification under Rule 23(b)(3) for actions in the remaining statesâ those states without a statutory remedy, and where proof of individual reliance is not required.
B. Implicit Requirements
In addition to the above factors, numerous courts also have recognized two âimplicitâ prerequisites: 1) that the class definition is drafted to ensure that membership is âcapable of ascertainment under some objective standard;â and 2) that all class representatives are in fact members of the proposed class. See, e.g., Fournigault v. Independence One Mortgage Corp., 234 F.R.D. 641, 644-45 (N.D.Ill.2006); Liles v. Am. Corrective Counseling Servs., 231 F.R.D. 565, 571 (S.D.Iowa 2005); Dumas v. Albers Med., Inc., No. 03-0640-CV-W-GAF, 2005 WL 2172030, at *5 (W.D.Mo. Sept.7, 2005); Elizabeth M. v. Ross, No. 8:02CV585, 2005 WL 1206150, at *2 (D.Neb. May 11, 2005) (recognizing both additional factors as necessary to certification of class); revâd on other grounds, 458 F.3d 779 (8th Cir.2006); McElhaney v. Eli Lilly & Co., 93 F.R.D. 875, 877 (D.S.D.1982); see also see also Roman v. ESB, Inc., 550 F.2d 1343, 1348 (4th Cir.1976) (â[T]he definition of the class is an essential prerequisite to maintaining a class action.â); Carson P. ex rel. Foreman v. Heineman, 240 F.R.D. 456, 495-502 (D.Neb.2007) (recognizing that âclass should be clearly defined at the outset of litigation,â and proceeding to redraft definition to sufficiently narrow and clarify subclasses of potential litigants). As stated in Liles: âAlthough the Eighth Circuit has not yet included these âimplicitâ factors in a published opinion addressing Rule 23, the Court is satisfied both factors are logical and supported by the law.â Id. (citing East Texas Motor Freight Sys., Inc. v. Rodriguez, 431 U.S. 395, 403, 97 S.Ct. 1891, 52 L.Ed.2d 453 (1977)) (âAs this Court has repeatedly held, a class representative must be a part of the class and âpossess the same interest and suf
Because the class definition is at the heart of any decision on certification, the Court will begin its analysis by considering these âimplicitâ factors.
1. Sufficiency of Class Definition
A well-crafted class definition must ensure that the Court can determine objectively who is in the class, and therefore, bound by the ultimate ruling. Dumas, 2005 WL 2172030 at *5. The Court should not be required to resort to speculation, see, e.g., Liles 231 F.R.D. at 572, or engage in lengthy, individualized inquiries in order to identify class members. Dumas, 2005 WL 2172030 at *5 (citing Simer v. Rios, 661 F.2d 655, 669 (7th Cir.1981)).
As set forth above, plaintiffsâ revised class definition is divided into three subclasses.
a. Sub-Class One
Sub-class one covers individuals who purchased NSCC labeled with the TeflonÂŽ, AutographÂŽ, or SilverstoneÂŽ trademarks, and who âcontinue to possess the cookware, cookware packaging, or other documentation of the cookware.â Ex. D to Plaintiffsâ Post-Hearing Mem. at 1. Individuals in this subclass must have purchased their cookware in the state covered by the particular complaint, within the stateâs statute of limitations period. Id.
Few proposed representatives have been able to meet this definition. As illustrated by the âCookware Summaryâ in Defendantâs Exhibit 9, plaintiffs produced documentation identifying the cookware for less than 8% of the items submitted for consideration. Defendantâs Ex. 9 at 2. Packaging, literature and/or labels were available for only 5.6% of the items collected. Id. Furthermore, the proposed representatives did not know the date or state of purchase for 22.2 and 32.4% percent of the items, respectively.
Accordingly, the proposed representativeâs own testimony, coupled with the cookware item itself, were the only evidence available to establish membership in sub-class one in the vast majority of cases. Neither have been shown to be particularly reliable.
For example, proposed Texas sub-class one representative Kimberly Cowart testified in her deposition that she did not know whether the pan upon which she bases her claims against DuPont in fact has a TeflonÂŽ non-stick coating, but simply believes it must be TeflonÂŽ â[bjecause when I purchased the pan, I would have only purchased it if it had said TeflonÂŽ.â Defendantâs Ex. 11, Cowart Dep. at 103-04. She testified further that she did not recall purchasing her pan, did not remember anything about the packaging that came with the pan, and knew only that she purchased it âmore than five years ago.â Id. at 104-05.
Similar to Ms. Cowart, proposed New York sub-class one representative Gary Fre-chter believed his pan to be a TeflonÂŽ-coated product because: âIt is older than the rest, and I thought it was TeflonÂŽ because [my wife and I] looked for TeflonÂŽ products.â Defendantâs Ex. 11, Frechter Dep. at 113. When questioned further, however, Mr. Fre-chter indicated he could not ensure his pan actually contained a non-stick coating, and could not identify the place or even decade of purchase. Id. at 113-14; see also Defendantâs Ex. 11, OâLaughlin Dep., Vol. II, at 152 (proposed New Jersey sub-class one rep
b. Sub-Class Two
Sub-class two includes purchasers of certain NSCC that was not necessarily sold with a DuPont trademark, but was sold under a brand name believed to contain TeflonÂŽ coating during the time-frame at issue. Ex. D to Plaintiffsâ Post>-Hearing Mem. at 1. During the hearing, plaintiffs contend that they and/or DuPont can establish with relative certainty which brands of cookware were made with DuPont non-stick coating during certain time periods, and that those brands are incorporated into the definition of subclass two. DuPont vigorously disputes the reliability of the third-party manufacturer records, however. Furthermore, deposition testimony of various cookware manufacturersâ representatives shows that it is virtually impossible to identify a brand of non-stick coating based on a visual examination of the item of cookware. Defendantâs Ex. 14A, Bradshaw Dep. at 52-53; Defendantâs Ex. 14E, Kaur Dep. at 156. Lastly, membership in this class necessarily requires a plaintiff to pinpoint the date on which he or she purchased the item of cookware. As demonstrated in DuPontâs Cookware Summary, the proposed class representatives were unable to recall this information almost one-fourth of the time. Defendantâs Ex. 9 at 2.
c. Sub-Class Three
Lastly, sub-class three includes: âAll purchasers or owners of cookware coated with DuPont non-stick coating who do not qualify as members of Sub-Class 1 or 2.â Ex. D to Plaintiffsâ Post-Hearing Mem. at 1. This âcatch-allâ sub-class theoretically includes anyone who believes he or she has ever owned or purchased an item of cookware containing DuPont nonstick coating, regardless of whether an objective basis exists to support that belief. Notably, an individual does not even need to possess the pan to assert a claim under this sub-class.
Proposed Illinois sub-class 3 representative Paula Bardwell is illustrative of these individuals. Ms. Bardwell conceded in her deposition that she did not know either the specific type of non-stick coating used on any of her three pieces of cookware or the date(s) on which she purchased the cookware. Nor did she have the original packaging to ensure the non-stick coating was manufactured by DuPont. Defendantâs Ex. 11, Bardwell (IL) Dep. at 145^46. In fact, when questioned further by defense counsel, Ms. Bardwell admitted she was unsure whether she in fact purchased the cookware in the State of Illinois. Id.
d. Conclusion Regarding Sufficiency of Definition
In short, too many infirmities exist in the present class definitions to ensure the Court can determine objectively who is in the class, without resort to speculation. Dumas, 2005 WL 2172030 at *5. As argued by DuPont, many class representatives mistakenly believe their product contained TeflonÂŽ coatingâeven when they were informed the particular brand of cookware at issue never used TeflonÂŽ. See, e.g., Defendantâs Ex. 11, Howe Dep. (CA) at 42 (mistakenly believed Circulon pan was sold with a label indicating it contained Teflon); Defendantâs Ex. 14C, Hartwell Dep. at 115-17 (DuPont global accounts manager testified Circulon made only with unbranded NSCC). Others believe all non-stick coating is from DuPont, shedding further doubt on the feasibility of ensuring membership with objective certainty. See Defendantâs Ex. 11, Newsome Dep. (WV) at 19-20 (agreeing, as of the date of the deposition, that all non-stick cookware made by DuPont); Defendantâs Ex. 11, Elbert Dep. (IA) at 48-49 (believing that all non-stick coatings are TeflonÂŽ).
In their reply memorandum, plaintiffs argue that at this stage, they do not need to show that each class member ultimately will be able to prove his or her membership; rather, the Court need only ensure that the
âIdentification of the class serves at least two obvious purposes in the context of certification. First, it alerts the court and parties to the burdens that such a process might entail. In this way the court can decide whether the class device simply would be an inefficient way of trying the lawsuit for the parties as well as for its own congested docket. Second, identifying the class insures that those actually harmed by defendantsâ wrongful conduct will be the recipients of the relief eventually provided.â
In re PPA, 214 F.R.D. at 617. In other words, certifying a class with a weak definition creates more problems later in the proceeding. If the parties are unable to establish membership in a particular sub-class in an objective fashion at the commencement of the litigation, it is highly unlikely that liability and/or damages can later be established without relying on lengthy, individualized inquiry.
Accordingly, the Court finds that the revised definition submitted by plaintiffs fails to provide an objective basis to determine several facts significant to establishing membership: 1) whether the cookware item in fact contains DuPont non-stick coating; 2) whether the item was purchased or obtained in some other manner; and 3) if purchased, whether the item was purchased in the state at issue within the applicable statute of limitations period. Without a clear basis for determining this information, plaintiffsâ class definition necessarily fails.
2. Whether Proposed Representatives Satisfy Definition
The second âimplicit requirementâ of Rule 23 is that each proposed representative is in fact a member of the proposed class, or, in this case, sub-class. As outlined above, however, the fact the vast majority of plaintiffs must rely on memory to establish crucial facts will prevent the parties and the Court from ever being able to establish membership with objective certainty. Without such an assurance, the Court cannot in good conscience grant certification.
C. Requirements of Rule 23(a)
Even assuming the class definition had been drafted to ensure that membership is âobjectively ascertainable,â and that at least
1. Numerosity
Rule 23(a)(1) requires that the âclass be so numerous that joinder of all members is impracticable.â Fed.R.Civ.P. 23(a)(1). The Eighth Circuit has not adopted any ârigid rules regarding the necessary size of classes.â Emanuel v. Marsh, 828 F.2d 438, 444 (8th Cir.1987), revâd, on other grounds, 487 U.S. 1229, 108 S.Ct. 2891, 101 L.Ed.2d 925 (1988). Rather, a reviewing court must consider such factors as âthe number of persons in the proposed class, the type of action at issue, the monetary value of the individual claims and the inconvenience of trying each case individually.â Liles, 231 F.R.D. at 573 (citing Paxton v. Union Natâl Bank, 688 F.2d 552, 559 (8th Cir.1982)).
In the present case, DuPont does not appear to contest the issue of numerosity, and the Court is satisfied that the number of potential claimants in each state-wide class is sufficiently large as to satisfy this Rule 23(a) prerequisite.
2. Commonality
The second express prerequisite is that each class memberâs claims contain âquestions of law and fact common to the class.â Fed.R.Civ.P. 23(a)(2). To establish âcommonalityâ for purposes of this subsection, it is not necessary to demonstrate that every question of law or fact is common to each member of the class. Paxton, 688 F.2d at 561. Rather, the issues linking the class members must be âsubstantially relatedâ to resolution of the case. Id.; see also DeBoer v. Mellon Mortgage Co., 64 F.3d 1171, 1174 (8th Cir.1995) (quoting Paxton).
Plaintiffs have alleged several legal and factual issues they contend are common to all potential class members. See Plaintiffsâ Mem. at 31-32. Principal among these issues are: 1) Whether DuPont knew or should have known that the release of chemical substances during the normal, ordinary and foreseeable use of cookware coated with its non-stick coating posed potential risk to human health; 2) whether DuPont knowingly made false, public representations regarding the safety of its NSCC; 3) whether the class representativesâ claims are sufficiently similar to the claims of prospective class members; 4) whether DuPontâs failure to disclose was uniform across the class; 5) whether equitable relief, in whole or in part, is an appropriate remedy for DuPontâs wrongful behavior; and 6) whether a warning label or other appropriate disclosure should be affixed to all pots and pans made with DuPontâs NSCC.
Short of conceding the commonality requirement, DuPont argues that plaintiffs are nevertheless unable to show that the common questions predominate over the individual issues, as required under Rule 23(b)(3). For purposes of this motion only, the Court will assume plaintiffs have satisfied the relatively minimal commonality requirement under Rule 23(a)(2), and will focus instead on the predominance requirement, below. See Am-chem, 521 U.S. at 609, 117 S.Ct. 2231 (Rule 23(a)(2) is âsubsumed under, or superseded by, the more stringent Rule 23(b)(3) requirement that questions common to the class âpredominate overâ other questions.â); see also Mahoney v. R.J. Reynolds Tobacco Co., 204 F.R.D. 150, 153 (S.D.Iowa 2001) (citing Amchem).
3. Typicality
Dupont also challenges plaintiffsâ ability to establish âtypicality.â To satisfy this requirement, the proponent of certification must show that the âclaims or defenses of the representative parties are typical of the claims or defenses of the class.â Fed. R.Civ.P. 23(a)(3). In general, typicality is established if the claims of all members arise from a single event or share the same legal theory. Paxton, 688 F.2d at 561-62. If the legal theories of the representative plaintiffs are the same or similar to those of the class, slight differences in fact will not defeat certification. Alpern v. UtiliCorp United, Inc., 84 F.3d 1525, 1540 (8th Cir.1996).
In the present case, plaintiffs appear to build the majority of their claims around particular statements made and/or marketing
This Court does not agree. âThe presence of a common legal theory does not establish typicality when proof of a violation requires individualized inquiry.â Elizabeth M. v. Montenez, 458 F.3d 779, 787 (8th Cir. 2006) (citing Parke v. First Reliance Stnd. Life Ins. Co., 368 F.3d 999, 1004-05 (8th Cir.2004)). â[I]n situations where claims turn on individual facts, no economy is achieved, and the typicality requirement cannot be met.â Mahoney, 204 F.R.D. at 154 (citing Guillory v. American Tobacco Co., No. 97 C 8641, 2001 WL 290603, at *5 (N.D.Ill. Mar.20, 2001)) (finding typicality requirement not satisfied where claims inconsistent from one plaintiff to another).
As noted by DuPont, the alleged misstatements and/or falsities cited by plaintiffs span a forty-plus-year period, across a wide variety of advertising and promotional media. Each plaintiff was exposed to different representations, at different time periods. Because reliance is a key element of plaintiffsâ claim for negligent misrepresentation,
Based on the variety of circumstances under which each proposed plaintiff undoubtedly purchased and proceeded to use his or her NSCC, as well as the varying degrees to which each plaintiff became educated about NSCC prior to purchase, this Court is inclined to agree with DuPontâs position on this issue. For example, the exposure to and reliance on DuPontâs allegedly false statements regarding the safety of nonstick cookware is a common element of many of plaintiffsâ claims. Due to the widespread nature of DuPontâs advertising over the years, however, determining the precise statements each plaintiff heard can only be accomplished through individualized inquiry. See. e.g., In re Sears, Roebuck & Co. Tools Marketing & Sales Practices Litig., MDL No. 1703, Nos. 05 C 4742, 05 C 2623, 2007 WL 4287511, at *6 (N.D.Ill.Dec.4, 2007) (no typicality âwhere a putative class is exposed to a varied mix of representations communicated through different channels and absorbed in different ways and to different degreesâ); Mahoney, 204 F.R.D. at 154 (no typicality where âproof [could] only come from a case-by-case analysis of each Class memberâs exposure to defendantâs advertisingâ).
Perhaps more importantly, even if class members were exposed to the same representation, advertisement, or omission, the Court cannot presume that each member responded to the representation or omission in an identical fashion. In Mahoney, this Court found typicality not satisfied upon evidence that some plaintiffs âmay have started smoking and continued to smoke even if full disclosures had been made.â Mahoney, 204
The Court acknowledges that a number of states maintain consumer fraud or protection statutes that do not require reliance for recovery.
4. Adequacy of Representation
The fourth express requirement under Rule 23(a) is that âthe representative parties will fairly and adequately protect the interests of the class.â Fed.R.Civ.P. 23(a)(4). Two factors are relevant to this inquiry: 1) whether the named representatives and their counsel are willing and competent to pursue the litigation; and 2) whether the interests of the representative plaintiffs are antagonistic to the interests of others in the class. See, e.g., Hervey v. City of Little Rock, 787 F.2d 1223, 1230 (8th Cir.1986); Paxton, 688 F.2d at 562-63.
With regard to the first factor, the Court finds that plaintiffs have retained competent counsel who appear well-versed in class action litigation. Although several of the individual plaintiffs could benefit from further research into the nature and background of their claims, the Court is confident each will continue to pursue the litigation to the best of his or her ability.
DuPont contends that plaintiffsâ decision to relinquish possible claims for personal injury, products liability or medical monitoring effectively has resulted in âclaim-splitting,â and prevents the representative plaintiffs from adequately representing the full interests of absent class members. See, e.g., Thompson v. Am. Tobacco Co., 189 F.R.D. 544, 550 (D.Minn.1999) (finding that âthe named Plaintiffsâ efforts to reserve personal injury and damage claims may, in fact, jeopardize the class membersâ rights to bring such claims in a subsequent easeâ); see also Krueger v. Wyeth, Inc., No. 03cv2496 JLS (AJB), 2008 WL 481956, at *3-4 (S.D.Cal. Feb. 19, 2008) (citing Thompson and concluding that representative plaintiffs decision not to pursue personal injury claim against man
Thompson was a purported class action filed by smokers against several multi-na-tional tobacco companies seeking the âdisgorgement of profits; compensatory damages; the establishment of a smoking cessation program and a court-administered medical monitoring program funded by the Defendants.â Thompson, 189 F.R.D. at 547. For reasons unspecified, however, the plaintiffs in Thompson expressly reserved any claims for personal injury and damage, and sought to proceed solely on their request for a tobacco company-funded smoking cessation program and medical monitoring. Id. When evaluating the propriety of certification under Rule 23(a)(4), the district court noted that the principles of res judicata might prevent class members from bringing claims for personal injury in a subsequent litigation. Id. Quoting from Small v. Lorillard Tobacco Co., 679 N.Y.S.2d 593, 601-02 (N.Y.A.D. 1 Dept.1998), the Thompson court cautioned:
[Representatives who tailored the class claims in an effort to improve the possibility of demonstrating commonality obtained this essentially cosmetic benefit only by presenting putative class members with significant risks of being told later that they impermissibly split a single cause of action.
Id. (additional citation omitted).